Vault-13

CION INVT CORP CION

COM · Common Stock · CUSIP 17259U204

138 institutional holders -23 vs Q1 2026
16,802,05416.8m shares reported held*
34.1% of all shares outstanding*
$104.8mreported value*
9 new 41 added 52 reduced 33 sold out net sold ≈ $2.1m (-340.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 49.2m as of 2026-07-29, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $6.24. Options: 2 managers hold calls ($71.6k notional), 1 hold puts ($12.5k).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 161Q4 22: 172Q1 23: 168Q2 23: 169Q3 23: 167Q4 23: 180Q1 24: 172Q2 24: 179Q3 24: 175Q4 24: 178Q1 25: 174Q2 25: 162Q3 25: 154Q4 25: 166Q1 26: 161Q2 26: 138138Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 2022161
Q4 2022172
Q1 2023168
Q2 2023169
Q3 2023167
Q4 2023180
Q1 2024172
Q2 2024179
Q3 2024175
Q4 2024178
Q1 2025174
Q2 2025162
Q3 2025154
Q4 2025166
Q1 2026161
Q2 2026138

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 78 bought or addedQ3 24: 77 cut or sold outQ4 24: 70 bought or addedQ4 24: 83 cut or sold outQ4 24Q1 25: 79 bought or addedQ1 25: 77 cut or sold outQ2 25: 69 bought or addedQ2 25: 78 cut or sold outQ2 25Q3 25: 60 bought or addedQ3 25: 74 cut or sold outQ4 25: 74 bought or addedQ4 25: 76 cut or sold outQ4 25Q1 26: 76 bought or addedQ1 26: 77 cut or sold outQ2 26: 50 bought or addedQ2 26: 85 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20247877
Q4 20247083
Q1 20257977
Q2 20256978
Q3 20256074
Q4 20257476
Q1 20267677
Q2 20265085

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 25 calls: $139.4kQ3 25 puts: $0Q3 25P/C 0.00Q4 25 calls: $470.0kQ4 25 puts: $0Q4 25P/C 0.00Q1 26 calls: $250.3kQ1 26 puts: $224.4kQ1 26P/C 0.90Q2 26 calls: $71.6kQ2 26 puts: $12.5kQ2 26P/C 0.17
Numbers
QuarterCallsPutsP/C
Q3 2025$139.4k$00.00
Q4 2025$470.0k$00.00
Q1 2026$250.3k$224.4k0.90
Q2 2026$71.6k$12.5k0.17

Biggest buyers

Invesco Ltd. Added +751,300+751.3k
Cambridge Investment Research Advisors, Inc. Added +709,149+709.1k
VAN ECK ASSOCIATES CORP Added +268,242+268.2k
UBS Group AG Added +232,651+232.7k
Diversify Advisory Services, LLC New +128,023+128.0k
MORGAN STANLEY Added +114,000+114.0k
BANK OF AMERICA CORP /DE/ Added +113,949+113.9k
Curi Capital, LLC New +75,452+75.5k
Callodine Capital Management, LP Added +61,750+61.8k
OSAIC HOLDINGS, INC. Added +40,843+40.8k

Biggest sellers

Private Advisor Group, LLC Reduced -797,793-797.8k
JANE STREET GROUP, LLC Sold out -208,273-208.3k
Qube Research & Technologies Ltd Reduced -155,759-155.8k
RAYMOND JAMES FINANCIAL INC Reduced -145,757-145.8k
BI Asset Management Fondsmaeglerselskab A/S Reduced -145,461-145.5k
Kestra Advisory Services, LLC Reduced -129,564-129.6k
OneDigital Investment Advisors LLC Reduced -128,409-128.4k
XTX Topco Ltd Sold out -92,998-93.0k
Legacy Wealth Managment, LLC/ID Reduced -86,893-86.9k
CITADEL ADVISORS LLC Sold out -78,454-78.5k

Biggest calls

CITADEL ADVISORS LLC Reduced $70.4k11.3k shares
GROUP ONE TRADING LLC New $1.2k200 shares

Biggest puts

SIMPLEX TRADING, LLC Reduced $12.5k2.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
10010Q4 24: 5 buyingQ4 24: 0 sellingQ1 25: 6 buyingQ1 25: 0 sellingQ1 25Q2 25: 6 buyingQ2 25: 0 sellingQ3 25: 1 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20245$52.7k0——
Q1 20256$71.5k0——
Q2 20256$47.9k0——
Q3 20251$5.0k0——
Q4 20250—0——
Q1 20260—0——
Q2 20260—0——
Q3 20260—0——

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Bulldog Investors, LLP 2.11% of their portfolio SADDLE BROOK, NJ 1,538,0711.5m $9.6m $9.6m 2.11% Unchanged
2 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 1,427,6581.4m $8.9m $8.9m 0.01% Added +709.1k +709,149
3 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,368,7251.4m $8.5m $8.5m 0.00% Added +751.3k +751,300
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,266,9501.3m $7.9m $7.9m 0.00% Added +114.0k +114,000
5 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 1,236,3971.2m $7.7m $7.7m 0.00% Added +268.2k +268,242
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 1,019,0291.0m $6.3m $6.3m 0.00% Added +29.9k +29,876
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 915,653915.7k $5.7m $5.7m 0.00% Added +232.7k +232,651
8 Callodine Capital Management, LP 0.28% of their portfolio BOSTON, MA 674,138674.1k $4.2m $4.2m 0.28% Added +61.8k +61,750
9 Berger Financial Group, Inc 0.13% of their portfolio PLYMOUTH, MN 404,493404.5k $2.5m $2.5m 0.13% Reduced -2.4k -2,406
10 LSV ASSET MANAGEMENT 0.00% of their portfolio CHICAGO, IL 387,536387.5k $2.4m $2.4m 0.00% Unchanged
11 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 322,360322.4k $2.0m $2.0m 0.03% Reduced -13.1k -13,058
12 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 312,707312.7k $1.9m $1.9m 0.00% Reduced -35.9k -35,933
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 291,108291.1k $1.8m $1.8m 0.00% Added +40.8k +40,843
14 Hennion & Walsh Asset Management, Inc. 0.05% of their portfolio Parsippany, NJ 290,756290.8k $1.8m $1.8m 0.05% Reduced -26.5k -26,496
15 Advisors Asset Management, Inc. 0.03% of their portfolio Monument, CO 290,200290.2k $1.8m $1.8m 0.03% Reduced -17.8k -17,754
16 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 248,600248.6k $1.5m $1.5m 0.00% Reduced -23.2k -23,200
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 210,410210.4k $1.3m $1.3m 0.00% Added +2.0k +2,024
18 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 207,748207.7k $1.3m $1.3m 0.00% Reduced -10.3k -10,320
19 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 200,157200.2k $1.2m $1.2m 0.03% Reduced -11.5k -11,506
20 BlackRock, Inc. 0.00% of their portfolio New York, NY 195,515195.5k $1.2m $1.2m 0.00% Reduced -4.9k -4,878
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 169,916169.9k $1.1m $1.1m 0.00% Added +113.9k +113,949
22 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 169,515169.5k $1.1m $1.1m 0.00% Reduced -129.6k -129,564
23 PINKERTON WEALTH, LLC 0.10% of their portfolio COEUR D ALENE, ID 163,035163.0k $1.1m $1.1m 0.10% Reduced -65.6k -65,601
24 Alpine Global Management, LLC 0.16% of their portfolio NEW YORK, NY 155,635155.6k $969.6k $969.6k 0.16% Reduced -38.4k -38,425
25 True Freedom Investing, LLC 0.08% of their portfolio COEUR D'ALENE, ID 143,122143.1k $979.0k $979.0k 0.08% Unchanged
26 Diversify Advisory Services, LLC 0.01% of their portfolio SANDY, UT 128,023128.0k $768.3k $768.3k 0.01% New
27 DIVERSIFY WEALTH MANAGEMENT, LLC 0.01% of their portfolio SANDY, UT 128,023128.0k $768.3k $768.3k 0.01% Reduced -58.5k -58,499
28 Legacy Wealth Managment, LLC/ID 0.31% of their portfolio BOISE, ID 121,169121.2k $754.9k $754.9k 0.31% Reduced -86.9k -86,893
29 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 113,967114.0k $710.0k $710.0k 0.00% Reduced -155.8k -155,759
30 Virtus Investment Advisers, LLC 0.16% of their portfolio HARTFORD, CT 108,061108.1k $673.2k $673.2k 0.16% Added +18.7k +18,653
31 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 96,20796.2k $599.4k $599.4k 0.00% Reduced -26.5k -26,541
32 ADAPT WEALTH ADVISORS, LLC 0.19% of their portfolio ATLANTA, GA 92,19792.2k $574.4k $574.4k 0.19% Reduced -3.6k -3,570
33 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 87,04387.0k $542.3k $542.3k 0.01% Added +2.8k +2,809
34 Financial Gravity Companies, Inc. 0.08% of their portfolio Lakeway, TX 78,83378.8k $491.1k $491.1k 0.08% First filing
35 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 76,92076.9k $479.0k $479.0k 0.00% Added +1.1k +1,115
36 Curi Capital, LLC 0.01% of their portfolio CHICAGO, IL 75,45275.5k $470.1k $470.1k 0.01% New
37 Hopwood Nicholas Hunter 0.12% of their portfolio PLYMOUTH, MI 71,23371.2k $443.8k $443.8k 0.12% Added +2.4k +2,384
38 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 70,56370.6k $439.6k $439.6k 0.00% Added +6.5k +6,549
39 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 70,09170.1k $451.3k $451.3k 0.03% Unchanged
40 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 68,99469.0k $430.0k $430.0k 0.00% Added +35.3k +35,349
41 Endowment Wealth Management, Inc. 0.17% of their portfolio APPLETON, WI 68,50368.5k $426.8k $426.8k 0.17% Added +2.1k +2,103
42 Apollo Management Holdings, L.P. 0.01% of their portfolio New York, NY 63,26363.3k $394.1k $394.1k 0.01% Added +1 +1
43 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 62,82362.8k $391.4k $391.4k 0.00% Reduced -797.8k -797,793
44 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 62,62762.6k $390.2k $390.2k 0.01% Added +17.8k +17,820
45 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 61,46161.5k $382.9k $382.9k 0.00% Reduced -54.2k -54,234
46 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 57,83957.8k $360.3k $360.3k 0.00% Added +1.4k +1,392
47 Campbell & CO Investment Adviser LLC 0.02% of their portfolio BALTIMORE, MD 53,88353.9k $335.7k $335.7k 0.02% Reduced -12.4k -12,430
48 BI Asset Management Fondsmaeglerselskab A/S 0.00% of their portfolio KOBENHAVN, G7 38,56538.6k $240.0k $240.0k 0.00% Reduced -145.5k -145,461
49 Engineers Gate Manager LP 0.00% of their portfolio NEW YORK, NY 37,93537.9k $236.3k $236.3k 0.00% Added +23.9k +23,897
50 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 37,47537.5k $233.0k $233.0k 0.01% Added +1.3k +1,300
51 Continuum Advisory, LLC 0.02% of their portfolio EAGLE, ID 37,22937.2k $231.9k $231.9k 0.02% Unchanged
52 FOUNDERS FINANCIAL SECURITIES LLC 0.01% of their portfolio TOWSON, MD 36,90436.9k $229.9k $229.9k 0.01% Unchanged
53 Closed-End Fund Advisors, Inc. 0.21% of their portfolio RICHMOND, VA 34,43034.4k $214.5k $214.5k 0.21% Added +23 +23
54 Strategic Blueprint, LLC 0.01% of their portfolio ATLANTA, GA 34,17734.2k $212.9k $212.9k 0.01% Reduced -1.7k -1,722
55 Symmetry Partners, LLC 0.01% of their portfolio GLASTONBURY, CT 33,21433.2k $206.9k $206.9k 0.01% Unchanged
56 Concurrent Investment Advisors, LLC 0.00% of their portfolio Tampa, FL 30,84230.8k $192.1k $192.1k 0.00% Reduced -9.7k -9,731
57 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 30,67930.7k $191.1k $191.1k 0.00% Added +442 +442
58 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 30,32730.3k $188.9k $188.9k 0.00% Reduced -145.8k -145,757
59 Koshinski Asset Management, Inc. 0.01% of their portfolio DECATUR, IL 29,44029.4k $183.4k $183.4k 0.01% Unchanged
60 Founders Financial Alliance, LLC 0.02% of their portfolio RALEIGH, NC 28,91328.9k $180.1k $180.1k 0.02% Reduced -700 -700
61 Trivium Point Advisory, LLC 0.02% of their portfolio WILTON, CT 28,16728.2k $175.5k $175.5k 0.02% Reduced -13.8k -13,792
62 Kovack Advisors, Inc. 0.01% of their portfolio FT. LAUDERDALE, FL 25,67125.7k $166.3k $166.3k 0.01% Added +1.1k +1,070
63 TT Capital Management LLC 0.12% of their portfolio Gilbert, AZ 25,31225.3k $157.7k $157.7k 0.12% Reduced -520 -520
64 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 24,80624.8k $154.5k $154.5k 0.00% Unchanged
65 WINTON GROUP Ltd 0.00% of their portfolio LONDON, X0 24,30024.3k $151.4k $151.4k 0.00% Reduced -906 -906
66 United Advisor Group, LLC 0.02% of their portfolio CINCINNATI, OH 24,08524.1k $150.1k $150.1k 0.02% Unchanged
67 IHT Wealth Management, LLC 0.00% of their portfolio Chicago, IL 23,24223.2k $144.8k $144.8k 0.00% Reduced -2.4k -2,424
68 OXFORD ASSET MANAGEMENT LLP 0.07% of their portfolio OXFORD, X0 22,67622.7k $141.3k $141.3k 0.07% Not comparable
69 GatePass Capital, LLC 0.05% of their portfolio INDEPENDENCE, OH 22,50022.5k $140.2k $140.2k 0.05% Unchanged
70 GREAT VALLEY ADVISOR GROUP, INC. 0.00% of their portfolio WILMINGTON, DE 22,29922.3k $138.8k $138.8k 0.00% Added +865 +865
71 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 21,86421.9k $136.2k $136.2k 0.00% Reduced -646 -646
72 DOLIVER ADVISORS, LP 0.03% of their portfolio HOUSTON, TX 21,60021.6k $134.6k $134.6k 0.03% Reduced -14.4k -14,400
73 SILVER OAK SECURITIES, INCORPORATED 0.01% of their portfolio JACKSON, TN 20,97321.0k $130.7k $130.7k 0.01% Reduced -4.7k -4,715
74 BlueChip Wealth Advisors LLC 0.05% of their portfolio Milton, GA 20,59420.6k $128.3k $128.3k 0.05% Reduced -4.1k -4,082
75 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 20,59020.6k $128.3k $128.3k 0.00% New
76 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 20,06220.1k $125.0k $125.0k 0.00% Reduced -1.0k -1,037
77 Golden State Wealth Management, LLC 0.01% of their portfolio SANTA ANA, CA 20,04520.0k $124.9k $124.9k 0.01% Added +407 +407
78 A&I FINANCIAL SERVICES, LLC 0.05% of their portfolio LONE TREE, CO 19,51019.5k $121.5k $121.5k 0.05% Reduced -5.4k -5,392
79 SWMG, LLC 0.03% of their portfolio FORT WORTH, TX 19,37419.4k $124.4k $124.4k 0.03% Unchanged
80 Focus Partners Advisor Solutions, LLC 0.00% of their portfolio SAINT LOUIS, MO 19,22919.2k $119.8k $119.8k 0.00% Added +715 +715
81 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.01% of their portfolio EDINA, MN 18,92018.9k $117.9k $117.9k 0.01% Added +4.1k +4,075
82 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 17,35117.4k $108.1k $108.1k 0.00% Added +154 +154
83 Legacy Advisors, LLC 0.01% of their portfolio PLYMOUTH MEETING, PA 17,00017.0k $105.9k $105.9k 0.01% Unchanged
84 Wealthspire Advisors, LLC 0.00% of their portfolio NEW YORK, NY 16,68716.7k $104.0k $104.0k 0.00% Unchanged
85 Entropy Technologies, LP 0.00% of their portfolio NEW YORK, NY 14,71614.7k $91.7k $91.7k 0.00% Reduced -835 -835
86 SMH CAPITAL ADVISORS INC 0.36% of their portfolio FORT WORTH, TX 14,60014.6k $91.0k $91.0k 0.36% Unchanged
87 Catalyst Capital Advisors LLC 0.00% of their portfolio San Juan, PR 14,60014.6k $91.0k $91.0k 0.00% Unchanged
88 KINGSWOOD WEALTH ADVISORS, LLC 0.00% of their portfolio SAN DIEGO, CA 14,46614.5k $90.1k $90.1k 0.00% Reduced -133 -133
89 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 14,00114.0k $87.2k $87.2k 0.00% First filing
90 StoneX Group Inc. 0.00% of their portfolio NEW YORK, NY 13,31313.3k $89.0k $89.0k 0.00% New
91 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 13,23313.2k $82.4k $82.4k 0.00% Reduced -1.9k -1,860
92 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,11513.1k $81.7k $81.7k 0.00% Reduced -663 -663
93 Western Wealth Management, LLC 0.00% of their portfolio GOLDEN, CO 13,06813.1k $81.4k $81.4k 0.00% Unchanged
94 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 12,63012.6k $78.7k $78.7k 0.00% Added +100 +100
95 Triumph Capital Management 0.01% of their portfolio DENVER, CO 12,62812.6k $78.7k $78.7k 0.01% Reduced -415 -415
96 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 12,43112.4k $77.4k $77.4k 0.00% Reduced -563 -563
97 BridgePort Financial Solutions, LLC 0.02% of their portfolio FAIRFIELD, IA 12,23312.2k $76.2k $76.2k 0.02% Unchanged
98 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 12,15012.2k $75.7k $75.7k 0.00% Reduced -6.6k -6,609
99 AVISO WEALTH MANAGEMENT 0.03% of their portfolio BELLEVUE, WA 12,08012.1k $75.3k $75.3k 0.03% Reduced -2.6k -2,552
100 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 11,73111.7k $73.1k $73.1k 0.00% Reduced -128.4k -128,409