CEL-SCI CORP
COM PAR NEW · CUSIP 150837607
68
institutional holders
-11 vs Q1 2024
6.2m
shares reported held*
$7.2mreported value*
3 new
20 added
17 reduced
13 sold out
net sold ≈ $1.6m (-1.4m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.16. Options: 4 managers hold calls ($72.3k notional), 5 hold puts ($255.2k).
Trends to Q2 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 78 |
| Q4 2022 | 75 |
| Q1 2023 | 64 |
| Q2 2023 | 62 |
| Q3 2023 | 66 |
| Q4 2023 | 74 |
| Q1 2024 | 79 |
| Q2 2024 | 68 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 26 | 39 |
| Q1 2023 | 16 | 32 |
| Q2 2023 | 19 | 23 |
| Q3 2023 | 21 | 17 |
| Q4 2023 | 38 | 13 |
| Q1 2024 | 27 | 26 |
| Q2 2024 | 23 | 30 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2023 | $525.0k | $223.9k | 0.43 |
| Q4 2023 | $1.1m | $978.5k | 0.85 |
| Q1 2024 | $287.0k | $454.3k | 1.58 |
| Q2 2024 | $72.3k | $255.2k | 3.53 |
Biggest buyers
| VANGUARD GROUP INC | Added | +217.9k |
| OSAIC HOLDINGS, INC. | Added | +139.5k |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +94.6k |
| THOROUGHBRED FINANCIAL SERVICES, LLC | Added | +80.0k |
| UBS Group AG | Added | +69.1k |
| RENAISSANCE TECHNOLOGIES LLC | Added | +40.0k |
| Cutter & CO Brokerage, Inc. | Added | +24.6k |
| Raymond James Financial Services Advisors, Inc. | New | +21.2k |
| SHEETS SMITH WEALTH MANAGEMENT | Added | +20.0k |
| Black Diamond Financial, LLC | Added | +19.0k |
Biggest sellers
| CVI Holdings, LLC | Sold out | -878.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -571.1k |
| D. E. Shaw & Co., Inc. | Reduced | -135.3k |
| LINCOLN NATIONAL CORP | Sold out | -115.2k |
| TWO SIGMA INVESTMENTS, LP | Reduced | -72.5k |
| JANE STREET GROUP, LLC | Sold out | -58.9k |
| CANTOR FITZGERALD, L. P. | Sold out | -50.1k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | Reduced | -33.6k |
| MORGAN STANLEY | Reduced | -30.7k |
| GSA CAPITAL PARTNERS LLP | Sold out | -25.6k |
Biggest calls
| GROUP ONE TRADING LLC | Reduced | $38.0k32.8k shares |
| CITADEL ADVISORS LLC | Reduced | $19.3k16.6k shares |
| SIMPLEX TRADING, LLC | Reduced | $15.0k13.5k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $122.0k105.2k shares |
| SIMPLEX TRADING, LLC | Reduced | $63.0k54.5k shares |
| CITADEL ADVISORS LLC | Added | $49.3k42.5k shares |
| GROUP ONE TRADING LLC | Reduced | $20.9k18.0k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2024
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.00% of their portfolio | 2.4m $2.8m | Added +217.9k |
| BlackRock Inc. 0.00% of their portfolio | 774.7k $898.7k | Added +11.3k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 559.0k $648.6k | Added +94.6k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 447.7k $519.3k | Added +139.5k |
| STATE STREET CORP 0.00% of their portfolio | 193.5k $224.5k | Reduced -500 |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 173.8k $201.6k | Added +40.0k |
| THOROUGHBRED FINANCIAL SERVICES, LLC 0.01% of their portfolio | 136.8k $158.0k | Added +80.0k |
| UBS Group AG 0.00% of their portfolio | 121.4k $140.8k | Added +69.1k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 118.3k $137.2k | Reduced -70 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 118.3k $137.2k | Reduced -33.6k |
| Cutter & CO Brokerage, Inc. 0.03% of their portfolio | 108.4k $125.8k | Added +24.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 97.9k $113.6k | Reduced -571.1k |
| Plotkin Financial Advisors, LLC 0.07% of their portfolio | 92.0k $106.7k | Unchanged |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 87.0k $101.0k | Reduced -72.5k |
| Black Diamond Financial, LLC 0.02% of their portfolio | 72.0k $83.5k | Added +19.0k |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 53.2k $61.7k | Reduced -135.3k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 50.6k $58.7k | Reduced -19.0k |
| SHEETS SMITH WEALTH MANAGEMENT 0.01% of their portfolio | 40.0k $46.4k | Added +20.0k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 36.5k $42.3k | Added +930 |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 32.8k $38.0k | Added +500 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 29.6k $34.3k | Added +447 |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 26.8k $32.0k | Unchanged |
| Creative Planning 0.00% of their portfolio | 26.5k $30.7k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 23.6k $27.4k | Reduced -30.7k |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 23.2k $27.0k | Reduced -17.7k |
| LPL Financial LLC 0.00% of their portfolio | 22.8k $26.5k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 21.4k $25.0k | Reduced -215 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 21.2k $24.6k | New |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 20.0k $23.2k | Unchanged |
| XTX Topco Ltd 0.00% of their portfolio | 20.0k $23.1k | Added +3.6k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 19.0k $22.1k | Added +378 |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 18.9k $21.9k | Unchanged |
| CHILTON CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 18.3k $21.2k | Added +2.0k |
| Cresset Asset Management, LLC 0.00% of their portfolio | 17.4k $20.2k | Added +5.0k |
| Forthright Family Wealth Advisory LLC 0.01% of their portfolio | 16.5k $19.1k | Unchanged |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 16.5k $19.1k | Unchanged |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 16.5k $19.1k | Unchanged |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 15.5k $18.0k | Unchanged |
| Hyperion Partners, LLC 0.01% of their portfolio | 15.1k $17.5k | Added +1.0k |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.00% of their portfolio | 15.0k $17.4k | Unchanged |
| Providence Wealth Advisors, LLC 0.01% of their portfolio | 14.3k $16.4k | Added +4.0k |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 13.7k $15.0k | Reduced -17.6k |
| TWO SIGMA SECURITIES, LLC 0.00% of their portfolio | 13.2k $15.3k | Added +1.6k |
| Tidal Investments LLC 0.00% of their portfolio | 12.0k $13.9k | Reduced -1.9k |
| Vontobel Holding Ltd. 0.00% of their portfolio | 10.0k $11.6k | Reduced -15.0k |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 9.6k $11.1k | Unchanged |
| Costello Asset Management, INC 0.00% of their portfolio | 3.1k $3.6k | Unchanged |
| FMR LLC 0.00% of their portfolio | 3.0k $3.5k | New |
| Blue Trust, Inc. 0.00% of their portfolio | 2.9k $5.5k | Unchanged |
| City State Bank 0.00% of their portfolio | 2.0k $2.3k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 1.5k $2.0k | Unchanged |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 1.2k $1.4k | Unchanged |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 1.2k $1.4k | Unchanged |
| Missouri Trust & Investment Co 0.00% of their portfolio | 1.0k $1.2k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 800 $928 | Reduced -2 |
| GABLES CAPITAL MANAGEMENT INC. 0.00% of their portfolio | 800 $928 | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 767 $890 | Reduced -4.7k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 518 $600 | Unchanged |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 500 $580 | Unchanged |
| Community Bank, N.A. 0.00% of their portfolio | 500 $575 | Unchanged |
| Family Firm, Inc. 0.00% of their portfolio | 169 $196 | New |
| Allworth Financial LP 0.00% of their portfolio | 121 $160 | Unchanged |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 58 $67 | Reduced -11.0k |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC 0.00% of their portfolio | 40 $46 | Unchanged |
| BBJS FINANCIAL ADVISORS, LLC 0.00% of their portfolio | 40 $47 | Unchanged |
| Heritage Wealth Advisors 0.00% of their portfolio | 28 $32 | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 1 $1 | Reduced -10.0k |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |