CATHAY GEN BANCORP CATY
COM · Common Stock · CUSIP 149150104
- SectorFinancials
- IndustryState Commercial Banks
- HeadquartersLos Angeles, CA
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.5m this quarter). Holder counts are more reliable. Shares outstanding: 72.2m as of 2024-07-31, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $37.73. Options: 4 managers hold calls ($437.6k notional), 3 hold puts ($206.6k).
Trends to Q2 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 246 |
| Q4 2022 | 252 |
| Q1 2023 | 245 |
| Q2 2023 | 223 |
| Q3 2023 | 219 |
| Q4 2023 | 228 |
| Q1 2024 | 257 |
| Q2 2024 | 239 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 119 | 104 |
| Q1 2023 | 110 | 127 |
| Q2 2023 | 99 | 129 |
| Q3 2023 | 113 | 104 |
| Q4 2023 | 87 | 114 |
| Q1 2024 | 110 | 117 |
| Q2 2024 | 112 | 128 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2023 | $3.5m | $1.4m | 0.39 |
| Q4 2023 | $5.3m | $40.1k | 0.01 |
| Q1 2024 | $1.1m | $83.2k | 0.08 |
| Q2 2024 | $437.6k | $206.6k | 0.47 |
Biggest buyers
| STATE STREET CORP | Added | +287.5k |
| CITADEL ADVISORS LLC | Added | +212.0k |
| AMERICAN CENTURY COMPANIES INC | Added | +208.6k |
| DIMENSIONAL FUND ADVISORS LP | Added | +176.2k |
| Invesco Ltd. | Added | +170.3k |
| FIRST TRUST ADVISORS LP | Added | +98.7k |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | New | +87.2k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | Added | +79.5k |
| T. Rowe Price Investment Management, Inc. | Added | +73.5k |
| Nuveen Asset Management, LLC | Added | +73.1k |
Biggest sellers
| MORGAN STANLEY | Reduced | -2.3m |
| Holocene Advisors, LP | Sold out | -417.9k |
| GOLDMAN SACHS GROUP INC | Reduced | -272.1k |
| JPMORGAN CHASE & CO | Reduced | -202.0k |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | Reduced | -189.6k |
| Schonfeld Strategic Advisors LLC | Reduced | -154.0k |
| MILLENNIUM MANAGEMENT LLC | Reduced | -98.1k |
| JUPITER ASSET MANAGEMENT LTD | Reduced | -95.9k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | Reduced | -86.1k |
| HRT FINANCIAL LP | Sold out | -82.9k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $252.7k6.7k shares |
| CITADEL ADVISORS LLC | Reduced | $181.1k4.8k shares |
| GROUP ONE TRADING LLC | Reduced | $3.8k100 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CITADEL ADVISORS LLC | Added | $188.6k5.0k shares |
| SIMPLEX TRADING, LLC | Unchanged | $18.0k500 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| VANGUARD PORTFOLIO MANAGEMENT LLC 13G · institution new · filed 2026-04-29 | 6.1% |
| VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-29 | 5.1% |
Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-26; now reported by VANGUARD PORTFOLIO MANAGEMENT LLC)
Insider purchases and sales in Q2 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2022 | 0 | — | 3 | $1.4m | — |
| Q4 2022 | 0 | — | 2 | $2.2m | — |
| Q1 2023 | 0 | — | 1 | $226.0k | — |
| Q2 2023 | 1 | $213.5k | 0 | — | — |
| Q3 2023 | 0 | — | 0 | — | — |
| Q4 2023 | 0 | — | 1 | $224.5k | — |
| Q1 2024 | 0 | — | 1 | $304.1k | — |
| Q2 2024 | 0 | — | 0 | — | — |
None reported in Q2 2024.
Holders, Q2 2024
| Manager | Shares | Change |
|---|---|---|
| BlackRock Inc. 0.01% of their portfolio | 10.7m $403.4m | Reduced -4.4k |
| VANGUARD GROUP INC 0.01% of their portfolio | 8.2m $308.3m | Reduced -59.5k |
| DIMENSIONAL FUND ADVISORS LP 0.04% of their portfolio | 4.2m $158.2m | Added +176.2k |
| STATE STREET CORP 0.01% of their portfolio | 3.7m $139.2m | Added +287.5k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio | 2.7m $100.7m | Added +58.4k |
| GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 1.7m $63.9m | Added +60.8k |
| Invesco Ltd. 0.01% of their portfolio | 1.3m $50.7m | Added +170.3k |
| T. Rowe Price Investment Management, Inc. 0.03% of their portfolio | 1.3m $48.7m | Added +73.5k |
| AMERICAN CENTURY COMPANIES INC 0.03% of their portfolio | 1.3m $47.6m | Added +208.6k |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.01% of their portfolio | 1.1m $42.1m | Reduced -189.6k |
| NORTHERN TRUST CORP 0.01% of their portfolio | 953.2k $36.0m | Reduced -936 |
| LSV ASSET MANAGEMENT 0.08% of their portfolio | 937.1k $35.3m | Reduced -9.5k |
| Nuveen Asset Management, LLC 0.01% of their portfolio | 882.4k $33.3m | Added +73.1k |
| Bank of New York Mellon Corp 0.01% of their portfolio | 857.8k $32.4m | Reduced -10.1k |
| MORGAN STANLEY 0.00% of their portfolio | 765.8k $28.9m | Reduced -2.3m |
| GW&K Investment Management, LLC 0.26% of their portfolio | 756.1k $28.5m | Reduced -26.9k |
| Boston Trust Walden Corp 0.21% of their portfolio | 736.7k $27.8m | Added +29.0k |
| NORGES BANK 0.00% of their portfolio | 693.8k $26.2m | Unchanged |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 556.2k $21.0m | Reduced -272.1k |
| GLENMEDE TRUST CO NA 0.08% of their portfolio | 443.8k $16.7m | Added +2.7k |
| PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio | 359.3k $13.6m | Reduced -30.9k |
| FIRST TRUST ADVISORS LP 0.01% of their portfolio | 326.6k $12.3m | Added +98.7k |
| CITADEL ADVISORS LLC 0.01% of their portfolio | 314.7k $11.9m | Added +212.0k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 296.6k $11.2m | Added +32.5k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 292.8k $11.0m | Reduced -202.0k |
| RHUMBLINE ADVISERS 0.01% of their portfolio | 241.7k $9.1m | Reduced -1.4k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 232.1k $8.8m | Reduced -10.2k |
| JUPITER ASSET MANAGEMENT LTD 0.08% of their portfolio | 223.6k $8.4m | Reduced -95.9k |
| Legal & General Group Plc 0.00% of their portfolio | 195.9k $7.4m | Added +331 |
| Brandywine Global Investment Management, LLC 0.05% of their portfolio | 185.4k $7.0m | Reduced -8.9k |
| Stieven Capital Advisors, L.P. 1.54% of their portfolio | 184.1k $6.9m | Reduced -20.5k |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 0.02% of their portfolio | 170.5k $6.4m | Added +25.1k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 164.6k $6.2m | Added +79.5k |
| Public Sector Pension Investment Board 0.04% of their portfolio | 160.2k $6.0m | Added +11.3k |
| NORDEA INVESTMENT MANAGEMENT AB 0.01% of their portfolio | 151.9k $5.8m | Reduced -30.0k |
| CONGRESS ASSET MANAGEMENT CO 0.04% of their portfolio | 149.5k $5.6m | Reduced -6.3k |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio | 138.3k $5.2m | Reduced -5.6k |
| WEDGE CAPITAL MANAGEMENT L L P/NC 0.09% of their portfolio | 136.4k $5.1m | Added +4.0k |
| Swiss National Bank 0.00% of their portfolio | 135.8k $5.1m | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 123.5k $4.7m | Added +20.0k |
| PRUDENTIAL FINANCIAL INC 0.01% of their portfolio | 119.3k $4.5m | Reduced -1.5k |
| HSBC HOLDINGS PLC 0.00% of their portfolio | 114.9k $4.4m | Added +24.5k |
| Thrivent Financial for Lutherans 0.01% of their portfolio | 111.2k $4.2m | Added +43.3k |
| Rafferty Asset Management, LLC 0.02% of their portfolio | 109.7k $4.1m | Added +42.3k |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 93.1k $3.5m | Added +19.5k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 92.1k $3.5m | Added +4.1k |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio | 87.2k $3.3m | New |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.07% of their portfolio | 75.5k $2.8m | Unchanged |
| CANADA LIFE ASSURANCE Co 0.01% of their portfolio | 73.6k $2.8m | Added +11.0k |
| Assenagon Asset Management S.A. 0.01% of their portfolio | 73.0k $2.8m | New |
| BARCLAYS PLC 0.00% of their portfolio | 71.3k $2.7m | Reduced -43.3k |
| COMERICA BANK 0.01% of their portfolio | 68.4k $2.6m | Reduced -14.9k |
| VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio | 68.2k $2.6m | Reduced -9.9k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 67.4k $2.5m | Reduced -1.6k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 65.9k $2.5m | Added +18.2k |
| Balyasny Asset Management L.P. 0.01% of their portfolio | 64.7k $2.4m | Added +27.6k |
| ALGERT GLOBAL LLC 0.08% of their portfolio | 62.0k $2.3m | New |
| Squarepoint Ops LLC 0.01% of their portfolio | 61.9k $2.3m | Reduced -4.2k |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 61.7k $2.3m | New |
| Edgestream Partners, L.P. 0.10% of their portfolio | 55.5k $2.1m | Reduced -21.8k |
| UBS Group AG 0.00% of their portfolio | 53.9k $2.0m | Reduced -29.7k |
| Dana Investment Advisors, Inc. 0.07% of their portfolio | 51.1k $1.9m | Reduced -1.3k |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 50.9k $1.9m | Added +38.5k |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 49.5k $1.9m | Reduced -3.6k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio | 44.4k $1.7m | Reduced -86.1k |
| WILLNER & HELLER, LLC 1.60% of their portfolio | 44.2k $1.7m | Reduced -1.0k |
| State of Alaska, Department of Revenue 0.02% of their portfolio | 42.8k $1.6m | Reduced -1.5k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 42.3k $1.6m | Added +2.2k |
| DEAN INVESTMENT ASSOCIATES, LLC 0.22% of their portfolio | 41.4k $1.6m | Reduced -23.4k |
| Corebridge Financial, Inc. 0.01% of their portfolio | 40.5k $1.5m | First filing |
| Illinois Municipal Retirement Fund 0.02% of their portfolio | 40.4k $1.5m | Added +512 |
| MetLife Investment Management, LLC 0.01% of their portfolio | 40.1k $1.5m | Added +4.5k |
| Tower Research Capital LLC (TRC) 0.03% of their portfolio | 39.6k $1.5m | Added +32.8k |
| Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio | 39.5k $1.5m | Reduced -17.6k |
| ROYCE & ASSOCIATES LP 0.01% of their portfolio | 39.4k $1.5m | Added +12.9k |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 39.1k $1.5m | Added +1.6k |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 38.0k $1.4m | Added +1.6k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 37.6k $1.4m | Added +36.9k |
| Alberta Investment Management Corp 0.01% of their portfolio | 37.1k $1.4m | Unchanged |
| Louisiana State Employees Retirement System 0.03% of their portfolio | 36.6k $1.4m | Added +600 |
| ORG Partners LLC 0.17% of their portfolio | 36.3k $1.3m | Added +9.7k |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio | 35.8k $1.4m | First filing |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 33.9k $1.3m | Added +5.2k |
| JANUS HENDERSON GROUP PLC 0.00% of their portfolio | 32.1k $1.2m | Reduced -357 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 31.8k $1.2m | Reduced -1.3k |
| Cetera Investment Advisers 0.00% of their portfolio | 31.5k $1.2m | Added +8 |
| Iron Gate Global Advisors LLC 0.20% of their portfolio | 31.1k $1.2m | Unchanged |
| MISSION WEALTH MANAGEMENT, LP 0.03% of their portfolio | 30.8k $1.2m | Unchanged |
| Jump Financial, LLC 0.02% of their portfolio | 30.7k $1.2m | Reduced -3.0k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 30.4k $1.1m | Reduced -4.6k |
| Trexquant Investment LP 0.02% of their portfolio | 30.3k $1.1m | Added +19.7k |
| MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio | 30.1k $1.1m | Reduced -22.9k |
| MACQUARIE GROUP LTD 0.00% of their portfolio | 30.0k $1.1m | Unchanged |
| AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 29.8k $1.1m | Added +8.4k |
| GUGGENHEIM CAPITAL LLC 0.01% of their portfolio | 29.1k $1.1m | Added +111 |
| YOUSIF CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 29.1k $1.1m | Reduced -3.6k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 28.3k $1.1m | Added +9 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 28.0k $1.1m | Reduced -23.1k |
| Ensign Peak Advisors, Inc 0.00% of their portfolio | 26.4k $996.8k | Unchanged |
| Maryland State Retirement & Pension System 0.02% of their portfolio | 25.4k $957.6k | Reduced -791 |