Vault-13

CATALENT INC CTLT

COM · Common Stock · CUSIP 148806102 · ISIN US1488061029

530 institutional holders +44 vs Q4 2022
190,187,327190.2m shares reported held*
$12.5bnreported value*
112 new 215 added 150 reduced 68 sold out net bought ≈ $172.2m (+2.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($17.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $65.70. Options: 25 managers hold calls ($132.6m notional), 24 hold puts ($44.6m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 508Q4 22: 486Q1 23: 530530Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022508
Q4 2022486
Q1 2023530

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 305 bought or addedQ4 22: 233 cut or sold outQ4 22Q1 23: 327 bought or addedQ1 23: 218 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022305233
Q1 2023327218

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ3 22 calls: $61.9mQ3 22 puts: $49.8mQ3 22P/C 0.80Q4 22 calls: $20.2mQ4 22 puts: $4.1mQ4 22P/C 0.20Q1 23 calls: $132.6mQ1 23 puts: $44.6mQ1 23P/C 0.34
Numbers
QuarterCallsPutsP/C
Q3 2022$61.9m$49.8m0.80
Q4 2022$20.2m$4.1m0.20
Q1 2023$132.6m$44.6m0.34

Biggest buyers

JANUS HENDERSON GROUP PLC Added +3,800,244+3.8m
NORGES BANK Added +2,402,125+2.4m
Durable Capital Partners LP New +1,477,116+1.5m
Capital International Investors New +1,404,640+1.4m
Point72 Asset Management, L.P. New +1,257,003+1.3m
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Added +1,231,282+1.2m
AMERIPRISE FINANCIAL INC Added +1,109,802+1.1m
Laurion Capital Management LP New +919,854+919.9k
MAIRS & POWER INC Added +731,180+731.2k
FMR LLC Added +701,415+701.4k

Biggest sellers

T. Rowe Price Investment Management, Inc. Reduced -4,555,278-4.6m
Veritas Asset Management LLP Reduced -4,284,700-4.3m
EMINENCE CAPITAL, LP Sold out -2,547,332-2.5m
Allianz Asset Management GmbH Reduced -1,052,567-1.1m
EARNEST PARTNERS LLC Reduced -1,022,439-1.0m
Alyeska Investment Group, L.P. Sold out -858,977-859.0k
NOVO HOLDINGS A/S Reduced -800,000-800.0k
Balyasny Asset Management L.P. Reduced -746,584-746.6k
D. E. Shaw & Co., Inc. Reduced -685,682-685.7k
Squarepoint Ops LLC Sold out -500,600-500.6k

Biggest calls

TOMS Capital Investment Management LP New $49.8m758.0k shares
MILLENNIUM MANAGEMENT LLC Added $11.9m181.8k shares
CITADEL ADVISORS LLC Added $11.3m172.3k shares
JPMORGAN CHASE & CO New $9.6m146.7k shares
JANE STREET GROUP, LLC Added $8.7m132.1k shares
Balyasny Asset Management L.P. New $7.2m110.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $6.6m100.4k shares
SIMPLEX TRADING, LLC Added $5.1m77.2k shares
WOLVERINE TRADING, LLC New $4.5m68.9k shares
Shay Capital LLC New $3.9m59.1k shares

Biggest puts

CITADEL ADVISORS LLC Added $7.4m112.1k shares
MILLENNIUM MANAGEMENT LLC New $7.1m107.7k shares
TIG Advisors, LLC New $5.2m79.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $5.0m76.5k shares
SIMPLEX TRADING, LLC Added $4.9m74.1k shares
Caption Management, LLC New $2.8m42.5k shares
Weiss Multi-Strategy Advisers LLC New $2.5m37.5k shares
WOLVERINE TRADING, LLC New $1.8m27.9k shares
JANE STREET GROUP, LLC Added $1.7m26.3k shares
Parallax Volatility Advisers, L.P. New $1.3m20.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.03% of their portfolio Valley Forge, PA 19,717,74919.7m $1.3bn $1.3bn 0.03% Added +129.6k +129,646
2 BlackRock Inc. 0.03% of their portfolio New York, NY 14,315,14814.3m $940.6m $940.6m 0.03% Added +526.0k +525,992
3 Capital World Investors 0.18% of their portfolio LOS ANGELES, CA 13,403,63613.4m $880.7m $880.7m 0.18% Reduced -413.6k -413,567
4 T. Rowe Price Investment Management, Inc. 0.57% of their portfolio BALTIMORE, MD 12,023,66812.0m $790.1m $790.1m 0.57% Reduced -4.6m -4,555,278
5 JANUS HENDERSON GROUP PLC 0.52% of their portfolio LONDON, X0 12,016,48612.0m $789.6m $789.6m 0.52% Added +3.8m +3,800,244
6 Artisan Partners Limited Partnership 0.84% of their portfolio Milwaukee, WI 7,737,6857.7m $508.4m $508.4m 0.84% Reduced -104.6k -104,623
7 STATE STREET CORP 0.03% of their portfolio BOSTON, MA 7,198,6037.2m $473.0m $473.0m 0.03% Reduced -168.7k -168,718
8 Veritas Asset Management LLP 3.34% of their portfolio London, X0 6,885,1156.9m $452.4m $452.4m 3.34% Reduced -4.3m -4,284,700
9 AMERICAN CENTURY COMPANIES INC 0.23% of their portfolio KANSAS CITY, MO 4,396,2314.4m $287.6m $287.6m 0.23% Added +253.6k +253,646
10 Leonard Green & Partners, L.P. 5.04% of their portfolio Los Angeles, CA 4,342,4414.3m $285.3m $285.3m 5.04% Unchanged
11 NORGES BANK 0.06% of their portfolio OSLO, Q8 3,863,4363.9m $253.9m $253.9m 0.06% Added +2.4m +2,402,125
12 GEODE CAPITAL MANAGEMENT, LLC 0.03% of their portfolio BOSTON, MA 3,719,7963.7m $243.9m $243.9m 0.03% Added +91.6k +91,627
13 Invesco Ltd. 0.07% of their portfolio ATLANTA, GA 3,565,4663.6m $234.3m $234.3m 0.07% Added +30.3k +30,346
14 FRANKLIN RESOURCES INC 0.11% of their portfolio San Mateo, CA 3,325,6673.3m $218.5m $218.5m 0.11% Added +19.4k +19,430
15 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 2,591,0702.6m $170.3m $170.3m 0.02% Added +167.6k +167,635
16 NORTHERN TRUST CORP 0.03% of their portfolio CHICAGO, IL 2,091,3222.1m $137.4m $137.4m 0.03% Added +199.9k +199,884
17 MILLENNIUM MANAGEMENT LLC 0.16% of their portfolio NEW YORK, NY 2,043,8282.0m $134.3m $134.3m 0.16% Added +672.6k +672,627
18 PRICE T ROWE ASSOCIATES INC /MD/ 0.02% of their portfolio BALTIMORE, MD 1,777,3911.8m $116.8m $116.8m 0.02% Reduced -279.4k -279,416
19 EARNEST PARTNERS LLC 0.63% of their portfolio ATLANTA, GA 1,662,6971.7m $109.3m $109.3m 0.63% Reduced -1.0m -1,022,439
20 Senator Investment Group LP 5.38% of their portfolio New York, NY 1,500,0001.5m $98.6m $98.6m 5.38% Not comparable
21 Durable Capital Partners LP 0.91% of their portfolio Bethesda, MD 1,477,1161.5m $97.1m $97.1m 0.91% New
22 Champlain Investment Partners, LLC 0.60% of their portfolio BURLINGTON, VT 1,441,4551.4m $94.7m $94.7m 0.60% Reduced -21.2k -21,210
23 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,440,4831.4m $94.7m $94.7m 0.01% Reduced -25.9k -25,933
24 Capital International Investors 0.02% of their portfolio Los Angeles, CA 1,404,6401.4m $92.3m $92.3m 0.02% New
25 Amundi 0.05% of their portfolio Paris, I0 1,389,6761.4m $85.6m $85.6m 0.05% Added +537.5k +537,519
26 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 1,348,1501.3m $88.6m $88.6m 0.02% Reduced -6.0k -6,037
27 GW&K Investment Management, LLC 0.85% of their portfolio BOSTON, MA 1,330,4731.3m $87.4m $87.4m 0.85% Added +205.6k +205,640
28 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,311,7931.3m $86.2m $86.2m 0.03% Added +1.1m +1,109,802
29 Point72 Asset Management, L.P. 0.29% of their portfolio STAMFORD, CT 1,257,0031.3m $82.6m $82.6m 0.29% New
30 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.14% of their portfolio FRANKFURT AM MAIN, 2M 1,235,2821.2m $81.2m $81.2m 0.14% Added +1.2m +1,231,282
31 FMR LLC 0.00% of their portfolio BOSTON, MA 1,230,9381.2m $80.9m $80.9m 0.00% Added +701.4k +701,415
32 VIKING GLOBAL INVESTORS LP 0.37% of their portfolio STAMFORD, CT 1,201,2101.2m $78.9m $78.9m 0.37% Reduced -223.2k -223,178
33 Legal & General Group Plc 0.03% of their portfolio London, X0 1,174,9451.2m $77.2m $77.2m 0.03% Added +19.7k +19,746
34 SNYDER CAPITAL MANAGEMENT L P 1.64% of their portfolio San Francisco, CA 1,169,2321.2m $76.8m $76.8m 1.64% Added +7.9k +7,940
35 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 1,133,9641.1m $74.5m $74.5m 0.02% Reduced -183.5k -183,523
36 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 1,127,3371.1m $74.1m $74.1m 0.02% Added +16.4k +16,416
37 Nuveen Asset Management, LLC 0.03% of their portfolio CHICAGO, IL 1,107,1351.1m $72.8m $72.8m 0.03% Added +282.8k +282,806
38 MAVERICK CAPITAL LTD 1.78% of their portfolio DALLAS, TX 1,055,9601.1m $69.4m $69.4m 1.78% Reduced -345.7k -345,689
39 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 996,327996.3k $65.5m $65.5m 0.02% Reduced -139.5k -139,533
40 SCHRODER INVESTMENT MANAGEMENT GROUP 0.09% of their portfolio London, X0 938,896938.9k $61.7m $61.7m 0.09% Added +196.0k +195,988
41 Laurion Capital Management LP 2.73% of their portfolio NEW YORK, NY 919,854919.9k $60.4m $60.4m 2.73% New
42 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 919,815919.8k $60.4m $60.4m 0.01% Added +187.8k +187,785
43 TD Asset Management Inc 0.07% of their portfolio Toronto, A6 909,559909.6k $59.8m $59.8m 0.07% Reduced -55.9k -55,907
44 MAIRS & POWER INC 0.65% of their portfolio St Paul, MN 861,686861.7k $56.6m $56.6m 0.65% Added +731.2k +731,180
45 Baird Financial Group, Inc. 0.14% of their portfolio MILWAUKEE, WI 842,523842.5k $55.4m $55.4m 0.14% Added +9.4k +9,407
46 NOVO HOLDINGS A/S 3.61% of their portfolio HELLERUP, G7 832,878832.9k $54.7m $54.7m 3.61% Reduced -800.0k -800,000
47 WESTFIELD CAPITAL MANAGEMENT CO LP 0.36% of their portfolio BOSTON, MA 775,520775.5k $51.0m $51.0m 0.36% Reduced -481.1k -481,067
48 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.03% of their portfolio Toronto, A6 728,078728.1k $47.8m $47.8m 0.03% Reduced -364.9k -364,916
49 FRONTIER CAPITAL MANAGEMENT CO LLC 0.47% of their portfolio Boston, MA 695,656695.7k $45.7m $45.7m 0.47% Added +251.5k +251,501
50 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.10% of their portfolio Boston, MA 695,000695.0k $45.7m $45.7m 0.10% Added +512.0k +512,000
51 Swiss National Bank 0.03% of their portfolio ZURICH, V8 678,600678.6k $44.6m $44.6m 0.03% Reduced -15.9k -15,900
52 ArrowMark Colorado Holdings LLC 0.49% of their portfolio Denver, CO 659,196659.2k $43.3m $43.3m 0.49% New
53 Redmile Group, LLC 1.74% of their portfolio LARKSPUR, CA 610,304610.3k $40.1m $40.1m 1.74% New
54 NEW YORK STATE COMMON RETIREMENT FUND 0.05% of their portfolio ALBANY, NY 606,947606.9k $39.9m $39.9m 0.05% Reduced -232.1k -232,129
55 DEUTSCHE BANK AG\ 0.02% of their portfolio FRANKFURT AM MAIN, 2M 591,674591.7k $38.9m $38.9m 0.02% Reduced -52.8k -52,837
56 FIRST TRUST ADVISORS LP 0.04% of their portfolio Wheaton, IL 583,582583.6k $38.3m $38.3m 0.04% Added +415.8k +415,778
57 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.02% of their portfolio NEW YORK, NY 577,296577.3k $37.9m $37.9m 0.02% Added +18.0k +18,002
58 SEI INVESTMENTS CO 0.07% of their portfolio OAKS, PA 576,570576.6k $37.9m $37.9m 0.07% Added +37.2k +37,227
59 Eversept Partners, LP 3.54% of their portfolio NEW YORK, NY 573,609573.6k $37.7m $37.7m 3.54% Reduced -118.1k -118,068
60 Greenhouse Funds LLLP 3.20% of their portfolio BALTIMORE, MD 559,069559.1k $36.7m $36.7m 3.20% Added +73.8k +73,785
61 D. E. Shaw & Co., Inc. 0.06% of their portfolio New York, NY 534,190534.2k $35.1m $35.1m 0.06% Reduced -685.7k -685,682
62 CITADEL ADVISORS LLC 0.04% of their portfolio MIAMI, FL 503,030503.0k $33.1m $33.1m 0.04% Added +387.8k +387,836
63 Sumitomo Mitsui Trust Group, Inc. 0.02% of their portfolio CHIYODA-KU, TOKYO, M0 492,157492.2k $32.3m $32.3m 0.02% Reduced -53.6k -53,635
64 LAZARD ASSET MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 483,220483.2k $31.8m $31.8m 0.04% Reduced -229.9k -229,859
65 BARCLAYS PLC 0.03% of their portfolio LONDON, X0 479,451479.5k $31.5m $31.5m 0.03% Added +210.6k +210,554
66 Ironvine Capital Partners, LLC 3.96% of their portfolio OMAHA, NE 477,832477.8k $31.4m $31.4m 3.96% Added +1.6k +1,596
67 Allianz Asset Management GmbH 0.06% of their portfolio MUNICH, 2M 443,162443.2k $29.1m $29.1m 0.06% Reduced -1.1m -1,052,567
68 TIG Advisors, LLC 2.24% of their portfolio New York, NY 437,909437.9k $28.8m $28.8m 2.24% New
69 FRED ALGER MANAGEMENT, LLC 0.15% of their portfolio NEW YORK, NY 434,239434.2k $28.5m $28.5m 0.15% Added +364.0k +363,993
70 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 421,292421.3k $27.7m $27.7m 0.01% Added +183.4k +183,419
71 Hudson Bay Capital Management LP 0.16% of their portfolio STAMFORD, CT 418,714418.7k $27.5m $27.5m 0.16% New
72 Holocene Advisors, LP 0.13% of their portfolio New York, NY 387,686387.7k $25.5m $25.5m 0.13% Added +381.9k +381,878
73 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 368,772368.8k $24.2m $24.2m 0.01% Added +134.4k +134,447
74 One Fin Capital Management LP 9.36% of their portfolio San Francisco, CA 360,000360.0k $23.7m $23.7m 9.36% New
75 TRAN CAPITAL MANAGEMENT, L.P. 2.93% of their portfolio SAN RAFAEL, CA 357,851357.9k $23.5m $23.5m 2.93% Reduced -347.4k -347,363
76 RHUMBLINE ADVISERS 0.03% of their portfolio BOSTON, MA 328,905328.9k $21.6m $21.6m 0.03% Added +7.9k +7,917
77 CREDIT SUISSE AG/ 0.02% of their portfolio ZURICH, V8 304,909304.9k $20.0m $20.0m 0.02% Added +25.0k +25,046
78 NORRIS PERNE & FRENCH LLP/MI 1.76% of their portfolio GRAND RAPIDS, MI 291,935291.9k $19.2m $19.2m 1.76% Added +31.9k +31,874
79 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.03% of their portfolio WEST SACRAMENTO, CA 282,574282.6k $18.6m $18.6m 0.03% Reduced -2.6k -2,566
80 California Public Employees Retirement System 0.02% of their portfolio Sacramento, CA 277,946277.9k $18.3m $18.3m 0.02% Reduced -42.9k -42,897
81 INTECH INVESTMENT MANAGEMENT LLC 0.13% of their portfolio WEST PALM BEACH, FL 250,427250.4k $16.5m $16.5m 0.13% Added +115.3k +115,297
82 Curi Capital, LLC 0.55% of their portfolio CHICAGO, IL 239,458239.5k $15.7m $15.7m 0.55% Added +41.7k +41,747
83 GENEVA CAPITAL MANAGEMENT LLC 0.32% of their portfolio MILWAUKEE, WI 238,544238.5k $15.7m $15.7m 0.32% Added +14.2k +14,203
84 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 0.08% of their portfolio DENVER, CO 231,785231.8k $15.2m $15.2m 0.08% Unchanged
85 Tri Locum Partners LP 4.51% of their portfolio NEW YORK, NY 225,399225.4k $14.8m $14.8m 4.51% New
86 Skandinaviska Enskilda Banken AB (publ) 0.10% of their portfolio STOCKHOLM, V7 224,284224.3k $14.7m $14.7m 0.10% Reduced -1.1k -1,079
87 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 220,920220.9k $14.5m $14.5m 0.01% Added +3.3k +3,277
88 HSBC HOLDINGS PLC 0.02% of their portfolio LONDON, X0 212,728212.7k $14.0m $14.0m 0.02% Reduced -160.8k -160,764
89 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 212,699212.7k $14.0m $14.0m 0.00% Added +67.3k +67,341
90 Third Point LLC 0.22% of their portfolio NEW YORK, NY 200,000200.0k $13.1m $13.1m 0.22% New
91 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 198,962199.0k $13.1m $13.1m 0.01% Added +3.6k +3,630
92 MOUNTAIN PACIFIC INVESTMENT ADVISERS LLC 0.93% of their portfolio BOISE, ID 198,870198.9k $13.1m $13.1m 0.93% Added +342 +342
93 Aristotle Capital Boston, LLC 0.39% of their portfolio BOSTON, MA 193,196193.2k $12.7m $12.7m 0.39% Added +10.5k +10,511
94 Aristotle Atlantic Partners, LLC 0.65% of their portfolio SARASOTA, FL 192,167192.2k $12.6m $12.6m 0.65% Reduced -465 -465
95 PRUDENTIAL FINANCIAL INC 0.03% of their portfolio NEWARK, NJ 192,096192.1k $17.1m $17.1m 0.03% Added +4.5k +4,505
96 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 190,928190.9k $13.1m $13.1m 0.01% Added +13.3k +13,291
97 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.03% of their portfolio TALLAHASSEE, FL 189,038189.0k $12.4m $12.4m 0.03% Added +290 +290
98 HHLR ADVISORS, LTD. 0.22% of their portfolio GRAND CAYMAN, E9 187,000187.0k $12.3m $12.3m 0.22% New
99 MACQUARIE GROUP LTD 0.01% of their portfolio Sydney, NSW 2000, C3 185,610185.6k $12.2m $12.2m 0.01% Reduced -35.0k -34,995
100 DAVIDSON KEMPNER PARTNERS 0.30% of their portfolio New York, NY 185,000185.0k $12.2m $12.2m 0.30% First filing