CARNIVAL PLC CUK
ADS · ADR · CUSIP 14365C103
81
institutional holders
-3 vs Q1 2023
34.4m
shares reported held*
$583.2mreported value*
15 new
22 added
25 reduced
16 sold out
net sold ≈ $290.4k (-17.1k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.96. Options: 4 managers hold calls ($2.5m notional), 7 hold puts ($1.3m).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 77 |
| Q4 2022 | 83 |
| Q1 2023 | 84 |
| Q2 2023 | 81 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 34 | 35 |
| Q1 2023 | 31 | 41 |
| Q2 2023 | 37 | 41 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $1.7m | $7.5m | 4.29 |
| Q4 2022 | $985.0k | $1.2m | 1.18 |
| Q1 2023 | $555.5k | $877.5k | 1.58 |
| Q2 2023 | $2.5m | $1.3m | 0.53 |
Biggest buyers
| MILLENNIUM MANAGEMENT LLC | Added | +735.2k |
| ARISTEIA CAPITAL, L.L.C. | Added | +376.2k |
| Palliser Capital (UK) Ltd | Added | +339.0k |
| COWEN AND COMPANY, LLC | New | +300.0k |
| MARSHALL WACE, LLP | New | +298.1k |
| Penserra Capital Management LLC | New | +229.2k |
| Trexquant Investment LP | Added | +185.1k |
| GOLDMAN SACHS GROUP INC | Added | +167.0k |
| CITADEL ADVISORS LLC | Added | +119.1k |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | Added | +90.3k |
Biggest sellers
| NORGES BANK | Reduced | -641.0k |
| JANUS HENDERSON GROUP PLC | Reduced | -637.6k |
| RENAISSANCE TECHNOLOGIES LLC | Reduced | -509.7k |
| BANK OF AMERICA CORP /DE/ | Reduced | -420.1k |
| MORGAN STANLEY | Reduced | -334.6k |
| MIRABELLA FINANCIAL SERVICES LLP | Sold out | -121.0k |
| Cubist Systematic Strategies, LLC | Reduced | -78.8k |
| DIMENSIONAL FUND ADVISORS LP | Reduced | -73.5k |
| ExodusPoint Capital Management, LP | Sold out | -62.3k |
| Mint Tower Capital Management B.V. | Reduced | -48.9k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $2.0m117.6k shares |
| CITADEL ADVISORS LLC | Added | $306.8k18.1k shares |
| SIMPLEX TRADING, LLC | Added | $211.0k12.5k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| PEAK6 Investments LLC | New | $425.4k25.1k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $339.0k20.0k shares |
| SIMPLEX TRADING, LLC | Reduced | $262.0k15.5k shares |
| WOLVERINE TRADING, LLC | New | $157.0k10.1k shares |
| CITADEL ADVISORS LLC | Reduced | $105.1k6.2k shares |
| GROUP ONE TRADING LLC | New | $39.0k2.3k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| ARISTEIA CAPITAL, L.L.C. 8.11% of their portfolio | 13.7m $232.1m | Added +376.2k |
| BANK OF AMERICA CORP /DE/ 0.01% of their portfolio | 3.2m $53.5m | Reduced -420.1k |
| NORGES BANK 0.01% of their portfolio | 3.0m $50.9m | Reduced -641.0k |
| JPMORGAN CHASE & CO 0.01% of their portfolio | 3.0m $50.7m | Added +1.7k |
| JANUS HENDERSON GROUP PLC 0.02% of their portfolio | 2.0m $33.5m | Reduced -637.6k |
| CQS (US), LLC 2.31% of their portfolio | 1.2m $19.2m | Added +42.8k |
| WHITEBOX ADVISORS LLC 0.67% of their portfolio | 819.5k $13.9m | Unchanged |
| MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio | 780.0k $13.2m | Added +735.2k |
| Palliser Capital (UK) Ltd 11.88% of their portfolio | 694.7k $11.8m | Added +339.0k |
| STATE OF WISCONSIN INVESTMENT BOARD 0.03% of their portfolio | 676.2k $11.5m | Unchanged |
| CITADEL ADVISORS LLC 0.01% of their portfolio | 667.7k $11.3m | Added +119.1k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio | 416.1k $7.1m | Added +4.8k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 369.8k $6.3m | Added +167.0k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.76% of their portfolio | 342.0k $5.8m | Reduced -15.5k |
| RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio | 334.7k $5.7m | Reduced -509.7k |
| COWEN AND COMPANY, LLC 0.42% of their portfolio | 300.0k $5.1m | New |
| MARSHALL WACE, LLP 0.01% of their portfolio | 298.1k $5.1m | New |
| Jump Financial, LLC 0.19% of their portfolio | 298.0k $5.1m | Added +89.1k |
| CIBC WORLD MARKETS CORP 0.04% of their portfolio | 249.4k $4.7m | Added +68.7k |
| Penserra Capital Management LLC 0.08% of their portfolio | 229.2k $3.9m | New |
| TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio | 215.0k $3.6m | Reduced -6.7k |
| D. E. Shaw & Co., Inc. 0.01% of their portfolio | 213.2k $3.6m | Added +9.4k |
| Trexquant Investment LP 0.09% of their portfolio | 199.4k $3.4m | Added +185.1k |
| TWO SIGMA ADVISERS, LP 0.01% of their portfolio | 197.0k $3.3m | Reduced -22.4k |
| Mint Tower Capital Management B.V. 0.29% of their portfolio | 132.0k $2.2m | Reduced -48.9k |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio | 128.3k $2.2m | Added +90.3k |
| MORGAN STANLEY 0.00% of their portfolio | 106.8k $1.8m | Reduced -334.6k |
| BlackRock Inc. 0.00% of their portfolio | 105.1k $1.8m | Added +10.0k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 103.3k $1.7m | Reduced -73.5k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 91.5k $1.6m | Reduced -22.5k |
| Cubist Systematic Strategies, LLC 0.01% of their portfolio | 54.0k $915.1k | Reduced -78.8k |
| Aristides Capital LLC 0.47% of their portfolio | 47.2k $800.1k | Added +23.6k |
| SEVEN EIGHT CAPITAL, LP 0.12% of their portfolio | 44.4k $753.2k | New |
| LPL Financial LLC 0.00% of their portfolio | 35.3k $598.5k | Reduced -1.1k |
| PEAK6 Investments LLC 0.04% of their portfolio | 31.0k $525.8k | New |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 30.9k $524.4k | Added +1.6k |
| Virtu Financial LLC 0.03% of their portfolio | 22.4k $380.0k | New |
| PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio | 22.4k $380.0k | Reduced -1.5k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 20.0k $339.0k | Reduced -5.0k |
| XTX Topco Ltd 0.06% of their portfolio | 19.0k $322.3k | New |
| CANTOR FITZGERALD, L. P. 0.01% of their portfolio | 18.6k $314.7k | New |
| Squarepoint Ops LLC 0.00% of their portfolio | 18.1k $306.4k | New |
| Engineers Gate Manager LP 0.01% of their portfolio | 16.7k $282.4k | Reduced -38.1k |
| HRT FINANCIAL LP 0.00% of their portfolio | 16.2k $274.0k | New |
| Carson Advisory Inc. 0.20% of their portfolio | 13.9k $235.6k | Reduced -600 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 9.7k $163.6k | Added +1.3k |
| Geneos Wealth Management Inc. 0.01% of their portfolio | 7.0k $118.6k | Unchanged |
| BARCLAYS PLC 0.00% of their portfolio | 5.0k $84.8k | Unchanged |
| FMR LLC 0.00% of their portfolio | 4.0k $68.1k | Reduced -3.9k |
| SIGNATUREFD, LLC 0.00% of their portfolio | 3.1k $53.4k | Added +1.1k |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 2.9k $48.0k | Reduced -1.0k |
| UBS Group AG 0.00% of their portfolio | 2.7k $45.7k | Reduced -3.4k |
| CITIGROUP INC 0.00% of their portfolio | 2.6k $44.7k | New |
| Lindbrook Capital, LLC 0.00% of their portfolio | 2.3k $39.3k | Reduced -98 |
| ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio | 2.1k $35.0k | Reduced -927 |
| US BANCORP \DE\ 0.00% of their portfolio | 2.0k $33.4k | Reduced -101 |
| QUADRANT CAPITAL GROUP LLC 0.00% of their portfolio | 1.3k $22.4k | New |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 1.3k $22.3k | Added +135 |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 1.2k $20.4k | Unchanged |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 994 $16.8k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 757 $12.8k | Reduced -28.6k |
| Plante Moran Financial Advisors, LLC 0.00% of their portfolio | 342 $5.8k | Added +277 |
| Parallel Advisors, LLC 0.00% of their portfolio | 330 $5.6k | Added +154 |
| NFSG Corp 0.00% of their portfolio | 250 $4.2k | Unchanged |
| BOYD WATTERSON ASSET MANAGEMENT LLC/OH 0.00% of their portfolio | 198 $3.4k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 152 $3.0k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 125 $2.1k | Reduced -3.0k |
| Clearstead Advisors, LLC 0.00% of their portfolio | 125 $2.1k | Unchanged |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 105 $1.8k | New |
| Tradewinds Capital Management, LLC 0.00% of their portfolio | 104 $1.8k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 100 $1.7k | Unchanged |
| UMB Bank, n.a. 0.00% of their portfolio | 100 $1.7k | Unchanged |
| INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 0.00% of their portfolio | 100 $1.7k | Unchanged |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 100 $2.3k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 72 $1.2k | Unchanged |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 40 $678 | Unchanged |
| JFS WEALTH ADVISORS, LLC 0.00% of their portfolio | 39 $662 | Added +1 |
| Blue Trust, Inc. 0.00% of their portfolio | 7 $0 | New |
| True Wealth Design, LLC 0.00% of their portfolio | 3 $51 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |
| NOMURA ASSET MANAGEMENT CO LTD 0.00% of their portfolio | 0 $0 | Unchanged |