Vault-13

CAPITAL GRP FIXED INCM ETF T CGSM

SHORT DURATION M · ETP · CUSIP 14020Y607

162 institutional holders +14 vs Q1 2026
50,456,05550.5m shares reported held*
$1.3bnreported value*
27 new 91 added 27 reduced 11 sold out net bought ≈ $381.4m (+14.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($18.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.39.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0100200Q3 23: 5Q4 23: 12Q1 24: 20Q2 24: 33Q3 24: 56Q4 24: 69Q1 25: 84Q2 25: 99Q3 25: 111Q4 25: 132Q1 26: 148Q2 26: 162162Q3 23Q2 24Q1 25Q4 25Q2 26
Numbers
QuarterHolders
Q3 20235
Q4 202312
Q1 202420
Q2 202433
Q3 202456
Q4 202469
Q1 202584
Q2 202599
Q3 2025111
Q4 2025132
Q1 2026148
Q2 2026162

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q3 24: 53 bought or addedQ3 24: 3 cut or sold outQ4 24: 48 bought or addedQ4 24: 14 cut or sold outQ4 24Q1 25: 64 bought or addedQ1 25: 12 cut or sold outQ2 25: 65 bought or addedQ2 25: 24 cut or sold outQ2 25Q3 25: 85 bought or addedQ3 25: 23 cut or sold outQ4 25: 97 bought or addedQ4 25: 25 cut or sold outQ4 25Q1 26: 104 bought or addedQ1 26: 37 cut or sold outQ2 26: 118 bought or addedQ2 26: 38 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024533
Q4 20244814
Q1 20256412
Q2 20256524
Q3 20258523
Q4 20259725
Q1 202610437
Q2 202611838

Biggest buyers

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +10,462,597+10.5m
Capital Group Private Client Services, Inc. Added +523,191+523.2k
LPL Financial LLC Added +518,860+518.9k
Cambridge Investment Research Advisors, Inc. Added +365,755+365.8k
Cetera Investment Advisers Added +279,472+279.5k
JONES FINANCIAL COMPANIES LLLP Added +261,177+261.2k
ENVESTNET ASSET MANAGEMENT INC Added +221,888+221.9k
J.W. COLE ADVISORS, INC. New +209,316+209.3k
INTEGRITY ALLIANCE, LLC. New +189,139+189.1k
WELLS FARGO & COMPANY/MN Added +156,213+156.2k

Biggest sellers

JANE STREET GROUP, LLC Sold out -137,966-138.0k
MORGAN STANLEY Reduced -111,150-111.2k
Royal Harbor Partners, LLC Sold out -110,981-111.0k
Private Advisor Group, LLC Reduced -106,346-106.3k
OLD MISSION CAPITAL LLC Sold out -93,958-94.0k
Jacobi Capital Management LLC Reduced -51,587-51.6k
SFG Wealth Management, LLC. Sold out -32,377-32.4k
Gateway Wealth Partners, LLC Reduced -30,113-30.1k
WEDBUSH SECURITIES INC Reduced -24,292-24.3k
Capital International Investors Reduced -23,665-23.7k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital International Investors 0.07% of their portfolio Los Angeles, CA 13,144,33713.1m $346.8m $346.8m 0.07% Reduced -23.7k -23,665
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.16% of their portfolio MILWAUKEE, WI 11,567,28711.6m $305.2m $305.2m 0.16% Added +10.5m +10,462,597
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,577,3133.6m $94.4m $94.4m 0.00% Reduced -111.2k -111,150
4 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 3,150,4483.2m $83.1m $83.1m 0.02% Added +221.9k +221,888
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 2,710,2682.7m $71.5m $71.5m 0.02% Added +518.9k +518,860
6 Capital Group Private Client Services, Inc. 0.49% of their portfolio Los Angeles, CA 1,324,0061.3m $34.9m $34.9m 0.49% Added +523.2k +523,191
7 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 1,268,7291.3m $33.5m $33.5m 0.03% Added +279.5k +279,472
8 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 917,938917.9k $24.3m $24.3m 0.01% Added +261.2k +261,177
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 846,621846.6k $22.3m $22.3m 0.00% Added +156.2k +156,213
10 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 738,981739.0k $19.5m $19.5m 0.03% Added +26.4k +26,446
11 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 656,638656.6k $17.3m $17.3m 0.02% Added +365.8k +365,755
12 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 518,969519.0k $13.7m $13.7m 0.02% Added +146.3k +146,258
13 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 443,224443.2k $11.7m $11.7m 0.02% Added +94.5k +94,487
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 440,452440.5k $11.6m $11.6m 0.00% Added +114.3k +114,336
15 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 414,001414.0k $10.9m $10.9m 0.01% Added +53.1k +53,128
16 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 413,859413.9k $10.9m $10.9m 0.01% Reduced -5.5k -5,526
17 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 389,563389.6k $10.3m $10.3m 0.00% Reduced -6.4k -6,431
18 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 360,657360.7k $9.5m $9.5m 0.03% Added +50.6k +50,633
19 Boulder Wealth Advisors, LLC 3.04% of their portfolio BOULDER, CO 316,322316.3k $8.3m $8.3m 3.04% Added +65.5k +65,521
20 Vestmark Advisory Solutions, Inc. 0.08% of their portfolio Wakefield, MA 304,185304.2k $8.0m $8.0m 0.08% Unchanged
21 NATIXIS ADVISORS, LLC 0.01% of their portfolio Boston, MA 227,062227.1k $6.0m $6.0m 0.01% Added +84.7k +84,698
22 J.W. COLE ADVISORS, INC. 0.09% of their portfolio TAMPA, FL 209,316209.3k $5.5m $5.5m 0.09% New
23 INTEGRATED WEALTHCARE, LLC 3.93% of their portfolio DURHAM, NC 199,147199.1k $5.3m $5.3m 3.93% Added +3.2k +3,178
24 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 194,857194.9k $5.1m $5.1m 0.01% Reduced -7.6k -7,593
25 PRINCIPAL SECURITIES, INC. 0.06% of their portfolio DES MOINES, IA 194,070194.1k $5.1m $5.1m 0.06% Added +5.4k +5,375
26 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 189,624189.6k $5.0m $5.0m 0.03% Reduced -2.0k -2,000
27 INTEGRITY ALLIANCE, LLC. 0.16% of their portfolio Urbandale, IA 189,139189.1k $5.0m $5.0m 0.16% New
28 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 180,077180.1k $4.8m $4.8m 0.01% Added +30.7k +30,705
29 Hartmann Taylor Wealth Management, LLC 2.71% of their portfolio DALLAS, TX 155,916155.9k $4.1m $4.1m 2.71% Unchanged
30 Apella Capital, LLC 0.06% of their portfolio WEST HARTFORD, CT 152,619152.6k $4.0m $4.0m 0.06% Added +663 +663
31 BENJAMIN EDWARDS INC 0.04% of their portfolio Clayton, MO 150,522150.5k $4.0m $4.0m 0.04% Added +561 +561
32 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 141,078141.1k $3.7m $3.7m 0.05% Added +115.8k +115,824
33 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 139,299139.3k $3.7m $3.7m 0.03% Added +16.0k +16,023
34 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 137,612137.6k $3.6m $3.6m 0.01% Added +14.9k +14,855
35 Cannon Financial Strategists, Inc. 0.41% of their portfolio ATHENS, GA 136,919136.9k $3.6m $3.6m 0.41% New
36 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 135,780135.8k $3.6m $3.6m 0.00% Added +36.4k +36,369
37 Total Clarity Wealth Management, Inc. 0.69% of their portfolio ST. CHARLES, IL 134,940134.9k $3.6m $3.6m 0.69% Reduced -5.5k -5,498
38 FWG Holdings, LLC 1.20% of their portfolio WINTER PARK, FL 131,988132.0k $3.5m $3.5m 1.20% Added +15.1k +15,054
39 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 121,339121.3k $3.2m $3.2m 0.01% Added +3.3k +3,322
40 KEELER & NADLER FINANCIAL PLANNING & WEALTH MANAGEMENT 0.86% of their portfolio Dublin, OH 115,067115.1k $3.0m $3.0m 0.86% Added +17.1k +17,140
41 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 107,803107.8k $2.8m $2.8m 0.01% Added +35.0k +35,000
42 GREAT VALLEY ADVISOR GROUP, INC. 0.04% of their portfolio WILMINGTON, DE 100,211100.2k $2.6m $2.6m 0.04% Reduced -4.1k -4,106
43 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 100,006100.0k $2.6m $2.6m 0.00% Added +9.7k +9,738
44 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 97,15597.2k $2.6m $2.6m 0.00% Added +6.6k +6,629
45 Elequin Capital, LP 0.08% of their portfolio NEW YORK, NY 95,55195.6k $2.5m $2.5m 0.08% New
46 Betterment LLC 0.00% of their portfolio NEW YORK, NY 89,99290.0k $2.4m $2.4m 0.00% Added +7.7k +7,675
47 Cauble & Harre Wealth Management, Inc. 1.81% of their portfolio SAINT LOUIS, MO 85,68385.7k $2.3m $2.3m 1.81% Reduced -2.8k -2,835
48 Tribridge Partners Financial LLC 0.87% of their portfolio COLUMBIA, MD 84,57184.6k $2.2m $2.2m 0.87% Added +3.8k +3,806
49 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 83,69283.7k $2.2m $2.2m 0.00% New
50 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 80,85980.9k $2.1m $2.1m 0.01% Reduced -106.3k -106,346
51 COTTONWOOD CAPITAL ADVISORS, LLC 1.23% of their portfolio SALT LAKE CITY, UT 77,17777.2k $2.0m $2.0m 1.23% Added +2.2k +2,236
52 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 76,57176.6k $2.0m $2.0m 0.00% Added +37.1k +37,138
53 PETREDIS INVESTMENT ADVISORS LLC 0.14% of their portfolio WARRENDALE, PA 76,57076.6k $2.0m $2.0m 0.14% Added +38.7k +38,670
54 Transamerica Financial Advisors, LLC 0.17% of their portfolio CEDAR RAPIDS, IA 74,29574.3k $2.0m $2.0m 0.17% Reduced -13.0k -13,036
55 Simplicity Wealth,LLC 0.07% of their portfolio SUMMIT, NJ 73,77073.8k $1.9m $1.9m 0.07% Added +6.8k +6,809
56 MBM WEALTH CONSULTANTS, LLC 0.37% of their portfolio CHESTERFIELD, MO 73,47373.5k $1.9m $1.9m 0.37% New
57 PUREfi Wealth, LLC 0.99% of their portfolio BOSTON, MA 68,30868.3k $1.8m $1.8m 0.99% Added +148 +148
58 SARD WEALTH MANAGEMENT GROUP, LLC 0.85% of their portfolio ATLANTA, GA 67,12767.1k $1.8m $1.8m 0.85% Added +53.9k +53,924
59 Bison Wealth, LLC 0.16% of their portfolio ATLANTA, GA 64,82364.8k $1.7m $1.7m 0.16% Added +10.7k +10,731
60 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 59,91059.9k $1.6m $1.6m 0.01% Added +16.6k +16,650
61 Smith Thornton Advisors LLC 0.70% of their portfolio HUNTSVILLE, AL 59,89059.9k $1.6m $1.6m 0.70% Unchanged
62 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 58,75058.8k $1.6m $1.6m 0.00% Unchanged
63 Tower Research Capital LLC (TRC) 0.03% of their portfolio NEW YORK, NY 52,50752.5k $1.4m $1.4m 0.03% New
64 EverSource Wealth Advisors, LLC 0.05% of their portfolio BIRMINGHAM, AL 50,86850.9k $1.3m $1.3m 0.05% Reduced -2.6k -2,575
65 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 50,33150.3k $1.3m $1.3m 0.01% Added +30.9k +30,893
66 JHP Wealth Management, LLC 1.06% of their portfolio CENTENNIAL, CO 49,11649.1k $1.3m $1.3m 1.06% Added +3.3k +3,290
67 UHLMANN PRICE SECURITIES, LLC 0.05% of their portfolio SKOKIE, IL 46,73946.7k $1.3m $1.3m 0.05% Added +28.3k +28,346
68 Lakeside Advisors, INC. 0.75% of their portfolio SEATTLE, WA 45,00045.0k $1.2m $1.2m 0.75% Added +12.0k +12,000
69 Burton Enright Welch 0.14% of their portfolio WALNUT CREEK, CA 44,12444.1k $1.2m $1.2m 0.14% Added +781 +781
70 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 43,21343.2k $1.1m $1.1m 0.01% Added +13.7k +13,738
71 Sunrise Financial Services, LLC 0.66% of their portfolio BURIEN, WA 41,96742.0k $1.1m $1.1m 0.66% Added +6.4k +6,406
72 Confluence Wealth Services, Inc. 0.03% of their portfolio MCMURRAY, PA 41,78241.8k $1.1m $1.1m 0.03% Added +5.7k +5,689
73 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 41,57841.6k $1.1m $1.1m 0.00% Reduced -153 -153
74 Greykasell Wealth Strategies, Inc. 0.40% of their portfolio DANVILLE, CA 41,35641.4k $1.1m $1.1m 0.40% Unchanged
75 Aprio Wealth Management, LLC 0.05% of their portfolio ATLANTA, GA 37,95038.0k $1.0m $1.0m 0.05% Unchanged
76 Cullen/Frost Bankers, Inc. 0.01% of their portfolio San Antonio, TX 37,48637.5k $989.1k $989.1k 0.01% Added +7.0k +6,971
77 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 37,45537.5k $988.2k $988.2k 0.01% Added +1.4k +1,410
78 Souders Financial Advisors 0.10% of their portfolio CINCINNATI, OH 36,78636.8k $970.6k $970.6k 0.10% Unchanged
79 Visionary Wealth Advisors 0.04% of their portfolio O'FALLON, IL 35,75935.8k $943.5k $943.5k 0.04% Added +6.3k +6,335
80 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 35,36535.4k $933.1k $933.1k 0.01% Unchanged
81 Gateway Wealth Partners, LLC 0.05% of their portfolio APPLETON, WI 34,32834.3k $905.7k $905.7k 0.05% Reduced -30.1k -30,113
82 Arax Advisory Partners 0.01% of their portfolio NEW YORK, NY 34,22534.2k $903.0k $903.0k 0.01% New
83 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 33,99434.0k $896.8k $896.8k 0.00% Added +33.0k +33,006
84 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 33,67033.7k $888.4k $888.4k 0.00% New
85 Acorn Wealth Advisors, LLC 0.21% of their portfolio Grand Blanc, MI 32,77732.8k $864.8k $864.8k 0.21% Unchanged
86 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 30,75530.8k $811.6k $811.6k 0.02% Added +24.3k +24,304
87 Jacobi Capital Management LLC 0.04% of their portfolio PITTSTON, PA 30,29630.3k $799.4k $799.4k 0.04% Reduced -51.6k -51,587
88 Capital Investment Management, Inc. 0.24% of their portfolio LEES SUMMIT, MO 30,20530.2k $797.0k $797.0k 0.24% Added +3.2k +3,215
89 GWN SECURITIES INC. 0.13% of their portfolio Palm Beach Gardens, FL 30,01330.0k $791.9k $791.9k 0.13% Added +532 +532
90 LANDAAS & CO /WI /ADV 0.14% of their portfolio MILWAUKEE, WI 29,39229.4k $775.5k $775.5k 0.14% Added +7.6k +7,613
91 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.01% of their portfolio LOS ANGELES, CA 28,50628.5k $752.1k $752.1k 0.01% Added +73 +73
92 Vawter Financial, Ltd. 0.28% of their portfolio COLUMBUS, OH 28,50028.5k $752.0k $752.0k 0.28% New
93 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 25,91025.9k $683.6k $683.6k 0.01% New
94 MCF Advisors LLC 0.02% of their portfolio LEXINGTON, KY 25,67125.7k $677.3k $677.3k 0.02% Added +2 +2
95 Wealth Science Advisors LLC 0.30% of their portfolio ALPHARETTA, GA 25,46625.5k $671.9k $671.9k 0.30% New
96 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 24,62324.6k $649.7k $649.7k 0.01% Added +3.5k +3,470
97 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 24,48124.5k $646.0k $646.0k 0.02% Reduced -24.3k -24,292
98 Goldstein Advisors, LLC 0.06% of their portfolio Madison, WI 23,61623.6k $623.1k $623.1k 0.06% Added +15.0k +14,972
99 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 23,41623.4k $617.8k $617.8k 0.00% Added +13.5k +13,490
100 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 23,37723.4k $616.8k $616.8k 0.00% New