Vault-13

CAPITAL GRP FIXED INCM ETF T CGSD

SHORT DURATION · ETP · CUSIP 14020Y409

120 institutional holders +21 vs Q3 2024
22,150,86822.2m shares reported held*
$568.0mreported value*
14 new 55 added 29 reduced 3 sold out net bought ≈ $80.2m (-325.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.64.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q4 22: 13Q1 23: 33Q2 23: 46Q3 23: 54Q4 23: 70Q1 24: 78Q2 24: 83Q3 24: 99Q4 24: 120120Q4 22Q2 23Q4 23Q2 24Q4 24
Numbers
QuarterHolders
Q4 202213
Q1 202333
Q2 202346
Q3 202354
Q4 202370
Q1 202478
Q2 202483
Q3 202499
Q4 2024120

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 30 bought or addedQ1 23: 3 cut or sold outQ2 23: 39 bought or addedQ2 23: 8 cut or sold outQ2 23Q3 23: 34 bought or addedQ3 23: 17 cut or sold outQ4 23: 47 bought or addedQ4 23: 18 cut or sold outQ4 23Q1 24: 58 bought or addedQ1 24: 18 cut or sold outQ2 24: 60 bought or addedQ2 24: 27 cut or sold outQ2 24Q3 24: 71 bought or addedQ3 24: 23 cut or sold outQ4 24: 69 bought or addedQ4 24: 32 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023303
Q2 2023398
Q3 20233417
Q4 20234718
Q1 20245818
Q2 20246027
Q3 20247123
Q4 20246932

Biggest buyers

LPL Financial LLC Added +807,350+807.4k
MORGAN STANLEY Added +486,894+486.9k
CAPTRUST FINANCIAL ADVISORS Added +318,085+318.1k
RFP Financial Group LLC New +252,425+252.4k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +189,953+190.0k
JONES FINANCIAL COMPANIES LLLP Added +139,591+139.6k
COMMONWEALTH EQUITY SERVICES, LLC Added +136,147+136.1k
Bridgewealth Advisory Group, LLC Added +134,485+134.5k
UBS Group AG Added +118,297+118.3k
NewEdge Advisors, LLC New +115,252+115.3k

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -3,452,405-3.5m
OSAIC HOLDINGS, INC. Reduced -135,863-135.9k
FLOW TRADERS U.S. LLC Reduced -103,289-103.3k
JANE STREET GROUP, LLC Reduced -55,904-55.9k
Capital International Investors Reduced -39,994-40.0k
Ameritas Advisory Services, LLC Reduced -34,751-34.8k
AVANTAX ADVISORY SERVICES, INC. Reduced -27,480-27.5k
Capital Group Private Client Services, Inc. Reduced -26,905-26.9k
Kestra Investment Management, LLC Reduced -26,752-26.8k
McIlrath & Eck, LLC Reduced -17,340-17.3k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 2,158,2452.2m $55.3m $55.3m 0.02% Added +807.4k +807,350
2 Capital Group Private Client Services, Inc. 0.51% of their portfolio Los Angeles, CA 2,148,1402.1m $55.1m $55.1m 0.51% Reduced -26.9k -26,905
3 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 1,606,7591.6m $41.2m $41.2m 0.06% Added +136.1k +136,147
4 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 1,319,8451.3m $33.8m $33.8m 0.07% Added +104.0k +103,978
5 McIlrath & Eck, LLC 4.04% of their portfolio ARLINGTON, WA 1,234,6751.2m $31.7m $31.7m 4.04% Reduced -17.3k -17,340
6 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 1,074,7581.1m $27.6m $27.6m 0.06% Reduced -135.9k -135,863
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,033,2231.0m $26.5m $26.5m 0.00% Added +486.9k +486,894
8 UBS Group AG 0.01% of their portfolio ZURICH, V8 878,442878.4k $22.5m $22.5m 0.01% Added +118.3k +118,297
9 WNY Asset Management, LLC 2.75% of their portfolio Williamsville, NY 866,609866.6k $22.2m $22.2m 2.75% Added +6.4k +6,395
10 Bridgewealth Advisory Group, LLC 5.49% of their portfolio Fresno, CA 755,083755.1k $19.4m $19.4m 5.49% Added +134.5k +134,485
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 558,407558.4k $14.3m $14.3m 0.00% Added +65.5k +65,465
12 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 543,794543.8k $13.9m $13.9m 0.01% First filing
13 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 510,071510.1k $13.1m $13.1m 0.04% Added +318.1k +318,085
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 449,110449.1k $11.5m $11.5m 0.00% Added +32.8k +32,834
15 Souders Financial Advisors 1.12% of their portfolio CINCINNATI, OH 313,335313.3k $8.0m $8.0m 1.12% Added +44.6k +44,628
16 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 305,828305.8k $7.8m $7.8m 0.02% Added +190.0k +189,953
17 Beta Wealth Group, Inc. 3.42% of their portfolio SAN DIEGO, CA 301,386301.4k $7.7m $7.7m 3.42% Added +13.3k +13,271
18 GREAT VALLEY ADVISOR GROUP, INC. 0.15% of their portfolio WILMINGTON, DE 268,796268.8k $6.9m $6.9m 0.15% Added +17.6k +17,566
19 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 262,474262.5k $6.7m $6.7m 0.02% Added +46.0k +46,005
20 RFP Financial Group LLC 2.52% of their portfolio ATLANTA, GA 252,425252.4k $6.5m $6.5m 2.52% New
21 New England Capital Financial Advisors LLC 3.02% of their portfolio MERIDEN, CT 241,136241.1k $6.2m $6.2m 3.02% Added +13.4k +13,384
22 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 234,934234.9k $6.0m $6.0m 0.01% Added +139.6k +139,591
23 Entruity Wealth, LLC 5.70% of their portfolio BAKERSFIELD, CA 224,044224.0k $5.7m $5.7m 5.70% First filing
24 KESTRA PRIVATE WEALTH SERVICES, LLC 0.10% of their portfolio AUSTIN, TX 221,572221.6k $5.7m $5.7m 0.10% Added +27.5k +27,483
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 216,379216.4k $5.5m $5.5m 0.00% Added +4.5k +4,545
26 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 208,344208.3k $5.3m $5.3m 0.03% Added +12.9k +12,858
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 174,519174.5k $4.5m $4.5m 0.00% Added +46.8k +46,827
28 Lodestone Wealth Management LLC 2.21% of their portfolio SPOKANE, WA 171,815171.8k $4.4m $4.4m 2.21% Added +3.7k +3,674
29 ROTHSCHILD INVESTMENT LLC 0.28% of their portfolio CHICAGO, IL 164,930164.9k $4.2m $4.2m 0.28% Added +1.5k +1,452
30 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 157,181157.2k $4.0m $4.0m 0.02% Added +47.1k +47,114
31 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 143,844143.8k $3.7m $3.7m 0.01% Added +21.9k +21,866
32 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 141,173141.2k $3.6m $3.6m 0.00% Added +43.5k +43,486
33 BENJAMIN EDWARDS INC 0.05% of their portfolio Clayton, MO 139,077139.1k $3.6m $3.6m 0.05% Added +14.2k +14,238
34 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.29% of their portfolio ORLANDO, FL 134,804134.8k $3.5m $3.5m 0.29% Reduced -3.5m -3,452,405
35 SOL Capital Management CO 0.38% of their portfolio ROCKVILLE, MD 132,842132.8k $3.4m $3.4m 0.38% Added +23.9k +23,865
36 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 129,745129.7k $3.3m $3.3m 0.04% Added +55.0k +54,991
37 BlackDiamond Wealth Management, LLC 1.92% of their portfolio NEW YORK, NY 129,688129.7k $3.3m $3.3m 1.92% Added +2.3k +2,301
38 FINANCIAL MANAGEMENT NETWORK INC 0.67% of their portfolio MISSION VIEJO, CA 125,287125.3k $3.2m $3.2m 0.67% Added +24.9k +24,850
39 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 115,252115.3k $3.0m $3.0m 0.02% New
40 EQ WEALTH ADVISORS, LLC 2.66% of their portfolio DALLAS, TX 107,780107.8k $2.8m $2.8m 2.66% First filing
41 Saxony Capital Management, LLC 2.14% of their portfolio ST. LOUIS, MO 95,06295.1k $2.4m $2.4m 2.14% Reduced -164 -164
42 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 85,60085.6k $2.2m $2.2m 0.00% New
43 Inspire Advisors, LLC 0.26% of their portfolio Meridian, ID 83,25783.3k $2.1m $2.1m 0.26% Added +1.9k +1,868
44 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 81,22581.2k $2.1m $2.1m 0.00% Reduced -55.9k -55,904
45 Capital International Investors 0.00% of their portfolio Los Angeles, CA 80,99181.0k $2.1m $2.1m 0.00% Reduced -40.0k -39,994
46 RICHARDS, MERRILL & PETERSON, INC. 0.96% of their portfolio SPOKANE, WA 71,30871.3k $1.8m $1.8m 0.96% First filing
47 Wood Tarver Financial Group, LLC 0.60% of their portfolio BOISE, ID 69,70369.7k $1.8m $1.8m 0.60% First filing
48 DeDora Capital, Inc. 0.43% of their portfolio Napa, CA 60,68860.7k $1.6m $1.6m 0.43% Reduced -78 -78
49 CLG LLC 0.55% of their portfolio Long Beach, CA 60,47860.5k $1.6m $1.6m 0.55% First filing
50 Fjell Capital, LLC 1.48% of their portfolio FARGO, ND 55,84955.8k $1.4m $1.4m 1.48% First filing
51 LongView Wealth Management 0.43% of their portfolio ATLANTA, GA 54,67354.7k $1.4m $1.4m 0.43% Added +28.3k +28,312
52 Mariner, LLC 0.00% of their portfolio Overland Park, KS 53,86253.9k $1.4m $1.4m 0.00% Added +7.0k +7,006
53 Smith Thornton Advisors LLC 0.83% of their portfolio HUNTSVILLE, AL 51,26551.3k $1.3m $1.3m 0.83% Added +23.5k +23,540
54 Bleakley Financial Group, LLC 0.04% of their portfolio PARSIPPANY, NJ 48,62848.6k $1.2m $1.2m 0.04% Added +1.3k +1,345
55 Western Wealth Management, LLC 0.06% of their portfolio GOLDEN, CO 41,79941.8k $1.1m $1.1m 0.06% Added +5.2k +5,152
56 Ameritas Advisory Services, LLC 0.04% of their portfolio Lincoln, NE 40,11540.1k $1.0m $1.0m 0.04% Reduced -34.8k -34,751
57 Dynamic Advisor Solutions LLC 0.04% of their portfolio PHOENIX, AZ 39,55139.6k $1.0m $1.0m 0.04% Reduced -471 -471
58 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 39,40339.4k $1.0m $1.0m 0.01% Reduced -27.5k -27,480
59 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 37,87937.9k $971.2k $971.2k 0.00% Added +7.1k +7,096
60 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 37,11037.1k $951.5k $951.5k 0.00% Reduced -1.0k -1,000
61 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 35,96036.0k $922.0k $922.0k 0.01% New
62 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 34,51734.5k $886.7k $886.7k 0.03% Reduced -13.1k -13,079
63 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.13% of their portfolio CONCORD, MA 33,75033.8k $865.4k $865.4k 0.13% Reduced -1.8k -1,763
64 Independent Advisor Alliance 0.01% of their portfolio CHARLOTTE, NC 33,42833.4k $857.1k $857.1k 0.01% New
65 Burford Brothers, Inc. 0.40% of their portfolio DALLAS, TX 31,50531.5k $807.8k $807.8k 0.40% Reduced -6.0k -6,026
66 TCFG WEALTH MANAGEMENT, LLC 0.39% of their portfolio LAGUNA NIGUEL, CA 30,32130.3k $777.4k $777.4k 0.39% Added +63 +63
67 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 28,65928.7k $734.8k $734.8k 0.02% Reduced -3.4k -3,411
68 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 28,65028.6k $734.6k $734.6k 0.01% Reduced -800 -800
69 GUARDIAN WEALTH ADVISORS, LLC / NC 0.06% of their portfolio RALEIGH, NC 28,65028.6k $734.6k $734.6k 0.06% Reduced -800 -800
70 Pines Wealth Management, LLC 0.29% of their portfolio SOUTHERN PINES, NC 26,38726.4k $675.2k $675.2k 0.29% First filing
71 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 24,58224.6k $630.3k $630.3k 0.00% Added +515 +515
72 Stonebridge Financial Group, LLC 0.07% of their portfolio Wormleysburg, PA 24,07624.1k $617.3k $617.3k 0.07% First filing
73 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.03% of their portfolio BIRMINGHAM, AL 22,31922.3k $573.8k $573.8k 0.03% Added +2.9k +2,881
74 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 21,45721.5k $550.2k $550.2k 0.02% Added +22 +22
75 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 21,20721.2k $543.7k $543.7k 0.01% New
76 Kestra Investment Management, LLC 0.02% of their portfolio AUSTIN, TX 18,63718.6k $477.9k $477.9k 0.02% Reduced -26.8k -26,752
77 Strategic Family Wealth Counselors, L.L.C. 0.15% of their portfolio FAIRFIELD, NJ 17,62317.6k $451.9k $451.9k 0.15% Unchanged
78 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 17,12617.1k $439.1k $439.1k 0.01% Added +3 +3
79 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 16,67416.7k $428.0k $428.0k 0.02% Reduced -103.3k -103,289
80 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 16,12316.1k $413.0k $413.0k 0.00% Added +1.5k +1,459
81 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 15,98216.0k $410.9k $410.9k 0.00% Reduced -2.2k -2,207
82 Aurdan Capital Management, LLC 0.16% of their portfolio Wayne, PA 15,92415.9k $408.3k $408.3k 0.16% First filing
83 Sowell Financial Services LLC 0.02% of their portfolio NORTH LITTLE ROCK, AR 15,41415.4k $395.2k $395.2k 0.02% Added +1.3k +1,264
84 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 15,15015.2k $388.4k $388.4k 0.01% Reduced -2.5k -2,500
85 Continuum Advisory, LLC 0.05% of their portfolio EAGLE, ID 14,81014.8k $379.7k $379.7k 0.05% Added +2.4k +2,376
86 Ausdal Financial Partners, Inc. 0.03% of their portfolio Davenport, IA 14,75714.8k $378.4k $378.4k 0.03% Added +560 +560
87 Riggs Capital Management LLC 0.35% of their portfolio AMERICAN FORK, UT 13,90913.9k $356.6k $356.6k 0.35% First filing
88 Trilogy Capital Inc. 0.02% of their portfolio IRVINE, CA 12,83012.8k $329.0k $329.0k 0.02% Reduced -2.4k -2,350
89 TITLEIST ASSET MANAGEMENT, LLC 0.04% of their portfolio SAN ANTONIO, TX 12,80612.8k $328.3k $328.3k 0.04% Added +2.0k +2,027
90 CGN Advisors LLC 0.03% of their portfolio MANHATTAN, KS 12,40912.4k $318.2k $318.2k 0.03% Reduced -1.7k -1,692
91 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 12,09012.1k $310.0k $310.0k 0.00% Reduced -795 -795
92 MPWM ADVISORY SOLUTIONS, LLC 0.22% of their portfolio ALPHARETTA, GA 11,57111.6k $296.7k $296.7k 0.22% First filing
93 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 11,47011.5k $294.1k $294.1k 0.01% Unchanged
94 TrueWealth Advisors, LLC 0.10% of their portfolio BIRMINGHAM, AL 11,43711.4k $293.2k $293.2k 0.10% Reduced -6.0k -5,951
95 Delta Financial Group, Inc. 0.07% of their portfolio BASKING RIDGE, NJ 11,14511.1k $286.0k $286.0k 0.07% Added +1.9k +1,902
96 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 10,18910.2k $271.4k $271.4k 0.00% New
97 Ashton Thomas Private Wealth, LLC 0.01% of their portfolio SCOTTSDALE, AZ 9,7529.8k $250.0k $250.0k 0.01% New
98 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 8,7008.7k $223.1k $223.1k 0.00% Unchanged
99 Gateway Wealth Partners, LLC 0.06% of their portfolio APPLETON, WI 8,5048.5k $218.0k $218.0k 0.06% Added +10 +10
100 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 8,3008.3k $212.8k $212.8k 0.00% Unchanged