Vault-13

CAPITAL GRP FIXED INCM ETF T CGMU

MUNICIPAL INCOME · ETP · CUSIP 14020Y201

37 institutional holders +9 vs Q1 2023
3,784,4073.8m shares reported held*
$100.2mreported value*
9 new 21 added 3 reduced 1 sold out net bought ≈ $32.0m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.48.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

02040Q4 22: 21Q1 23: 28Q2 23: 3737Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q4 202221
Q1 202328
Q2 202337

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 24 bought or addedQ1 23: 5 cut or sold outQ1 23Q2 23: 30 bought or addedQ2 23: 4 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q1 2023245
Q2 2023304

Biggest buyers

UBS Group AG Added +185,149+185.1k
Capital International Investors Added +180,000+180.0k
LINCOLN NATIONAL CORP Added +109,754+109.8k
Cambridge Investment Research Advisors, Inc. Added +103,433+103.4k
Capital Group Private Client Services, Inc. Added +94,893+94.9k
LPL Financial LLC New +93,949+93.9k
OSAIC HOLDINGS, INC. Added +63,841+63.8k
JANE STREET GROUP, LLC New +61,821+61.8k
ROYAL BANK OF CANADA Added +51,505+51.5k
Crumly & Associates Inc. Added +48,631+48.6k

Biggest sellers

Pillar Wealth Advisors, LLC Reduced -32,921-32.9k
FLOW TRADERS U.S. LLC Sold out -16,803-16.8k
Cetera Investment Advisers Reduced -2,825-2.8k
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Reduced -91-91

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 684,969685.0k $18.1m $18.1m 0.04% Added +47.5k +47,526
2 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 361,261361.3k $9.6m $9.6m 0.00% Added +18.4k +18,384
3 Pillar Wealth Advisors, LLC 7.70% of their portfolio WESTTOWN, PA 348,033348.0k $9.2m $9.2m 7.70% Reduced -32.9k -32,921
4 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 230,682230.7k $6.1m $6.1m 0.01% Added +63.8k +63,841
5 Capital International Investors 0.00% of their portfolio Los Angeles, CA 210,000210.0k $5.6m $5.6m 0.00% Added +180.0k +180,000
6 Capital Planning LLC 2.14% of their portfolio BELLEVUE, WA 206,487206.5k $5.5m $5.5m 2.14% Added +3.0k +2,988
7 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 204,010204.0k $5.4m $5.4m 0.02% Added +103.4k +103,433
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 187,649187.6k $5.0m $5.0m 0.00% Added +185.1k +185,149
9 LINCOLN NATIONAL CORP 0.09% of their portfolio RADNOR, PA 164,841164.8k $4.4m $4.4m 0.09% Added +109.8k +109,754
10 Capital Group Private Client Services, Inc. 0.04% of their portfolio Los Angeles, CA 140,337140.3k $3.7m $3.7m 0.04% Added +94.9k +94,893
11 New England Capital Financial Advisors LLC 1.87% of their portfolio MERIDEN, CT 106,853106.9k $2.8m $2.8m 1.87% Added +11.0k +10,999
12 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 101,195101.2k $2.7m $2.7m 0.02% Added +24.7k +24,712
13 Atria Investments, Inc 0.05% of their portfolio Charlotte, NC 100,694100.7k $2.7m $2.7m 0.05% Added +6.9k +6,947
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 93,94993.9k $2.5m $2.5m 0.00% New
15 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 87,54187.5k $2.3m $2.3m 0.01% Added +34.5k +34,476
16 Crumly & Associates Inc. 0.80% of their portfolio SPRINGFIELD, IL 75,01675.0k $2.0m $2.0m 0.80% Added +48.6k +48,631
17 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 68,93468.9k $1.8m $1.8m 0.02% Reduced -2.8k -2,825
18 Inspire Advisors, LLC 0.33% of their portfolio Meridian, ID 64,65564.7k $1.7m $1.7m 0.33% Added +10.6k +10,632
19 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 61,82161.8k $1.6m $1.6m 0.00% New
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 54,11254.1k $1.4m $1.4m 0.00% Added +51.5k +51,505
21 BENJAMIN F. EDWARDS & COMPANY, INC. 0.04% of their portfolio ST. LOUIS, MO 38,56838.6k $1.0m $1.0m 0.04% Added +404 +404
22 BOOTHBAY FUND MANAGEMENT, LLC 0.03% of their portfolio NEW YORK, NY 36,03036.0k $953.9k $953.9k 0.03% New
23 Madison Wealth Partners, Inc 0.31% of their portfolio MADISON, WI 24,74224.7k $655.0k $655.0k 0.31% Added +4.3k +4,265
24 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 19,08419.1k $505.2k $505.2k 0.02% Added +2.1k +2,144
25 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 14,30814.3k $378.8k $378.8k 0.00% New
26 Bill Few Associates, Inc. 0.19% of their portfolio SEWICKLEY, PA 13,67413.7k $362.0k $362.0k 0.19% Unchanged
27 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 12,56212.6k $324.4k $324.4k 0.01% Added +11.3k +11,266
28 Souders Financial Advisors 0.06% of their portfolio CINCINNATI, OH 11,60611.6k $307.3k $307.3k 0.06% New
29 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 11,36011.4k $300.8k $300.8k 0.00% New
30 IFG Advisory, LLC 0.03% of their portfolio ATLANTA, GA 10,81510.8k $286.3k $286.3k 0.03% New
31 Ballew Advisors, Inc 0.18% of their portfolio Jackson, MS 9,5409.5k $252.3k $252.3k 0.18% Unchanged
32 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 9,3939.4k $248.7k $248.7k 0.01% Unchanged
33 McGlone Suttner Wealth Management, Inc. 0.05% of their portfolio APPLETON, WI 8,5008.5k $225.0k $225.0k 0.05% New
34 ST GERMAIN D J CO INC 0.01% of their portfolio SPRINGFIELD, MA 6,2006.2k $164.1k $164.1k 0.01% First filing
35 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 4,4924.5k $119.2k $119.2k 0.01% Reduced -91 -91
36 WR Wealth Planners, LLC 0.00% of their portfolio COLUMBIA, MO 275275 $7.3k $7.3k 0.00% New
37 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 219219 $5.8k $5.8k 0.00% Added +94 +94