Vault-13

CAPITAL GRP FIXED INCM ETF T CGCP

CORE PLUS INCM · ETP · CUSIP 14020Y102

107 institutional holders +14 vs Q1 2023
28,416,98728.4m shares reported held*
$632.9mreported value*
19 new 65 added 9 reduced 6 sold out net bought ≈ $222.7m (+10.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.27.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 50Q4 22: 75Q1 23: 93Q2 23: 107107Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202250
Q4 202275
Q1 202393
Q2 2023107

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 57 bought or addedQ4 22: 12 cut or sold outQ4 22Q1 23: 71 bought or addedQ1 23: 19 cut or sold outQ1 23Q2 23: 84 bought or addedQ2 23: 15 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225712
Q1 20237119
Q2 20238415

Biggest buyers

JANE STREET GROUP, LLC New +1,548,786+1.5m
OSAIC HOLDINGS, INC. Added +845,944+845.9k
ENVESTNET ASSET MANAGEMENT INC Added +840,863+840.9k
Cetera Advisors LLC New +732,594+732.6k
WELLS FARGO & COMPANY/MN Added +685,710+685.7k
WNY Asset Management, LLC Added +598,992+599.0k
Bernardo Wealth Planning LLC New +504,212+504.2k
Souders Financial Advisors Added +502,311+502.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +277,925+277.9k
LPL Financial LLC Added +249,225+249.2k

Biggest sellers

Breakwater Capital Group Reduced -62,419-62.4k
Vestmark Advisory Solutions, Inc. Sold out -62,267-62.3k
YARGER WEALTH STRATEGIES, LLC Reduced -60,839-60.8k
Steward Partners Investment Advisory, LLC Reduced -30,809-30.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -30,777-30.8k
PFG Advisors Sold out -9,406-9.4k
Alpha Financial Advisors, LLC Sold out -9,259-9.3k
National Wealth Management Group, LLC Sold out -8,951-9.0k
Advisory Services Network, LLC Sold out -7,899-7.9k
Mutual Advisors, LLC Reduced -6,600-6.6k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WNY Asset Management, LLC 10.59% of their portfolio Williamsville, NY 2,235,6682.2m $49.8m $49.8m 10.59% Added +599.0k +598,992
2 JANE STREET GROUP, LLC 0.05% of their portfolio NEW YORK, NY 1,548,7861.5m $34.5m $34.5m 0.05% New
3 Souders Financial Advisors 6.34% of their portfolio CINCINNATI, OH 1,490,7461.5m $33.2m $33.2m 6.34% Added +502.3k +502,311
4 Johnson Bixby & Associates, LLC 6.87% of their portfolio VANCOUVER, WA 1,487,6921.5m $33.1m $33.1m 6.87% Added +156.3k +156,348
5 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 1,487,5711.5m $33.0m $33.0m 0.06% Added +845.9k +845,944
6 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,326,1471.3m $29.5m $29.5m 0.01% Added +840.9k +840,863
7 MML INVESTORS SERVICES, LLC 0.16% of their portfolio SPRINGFIELD, MA 1,264,0131.3m $28.1m $28.1m 0.16% Added +161.8k +161,755
8 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,178,3031.2m $26.2m $26.2m 0.01% Added +685.7k +685,710
9 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 1,056,0121.1m $23.5m $23.5m 0.05% Added +277.9k +277,925
10 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 929,926929.9k $20.7m $20.7m 0.01% Added +249.2k +249,225
11 UBS Group AG 0.01% of their portfolio ZURICH, V8 908,968909.0k $20.2m $20.2m 0.01% Added +146.6k +146,555
12 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 822,917822.9k $18.3m $18.3m 0.06% Added +248.1k +248,077
13 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 795,080795.1k $17.7m $17.7m 0.08% Added +175.5k +175,475
14 FinDec Wealth Services, Inc. 11.80% of their portfolio Stockton, CA 757,791757.8k $16.9m $16.9m 11.80% Added +62.1k +62,132
15 ADAMSBROWN WEALTH CONSULTANTS LLC 8.77% of their portfolio WICHITA, KS 745,735745.7k $16.6m $16.6m 8.77% Added +134.1k +134,089
16 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 738,882738.9k $16.4m $16.4m 0.02% Added +161.8k +161,802
17 Cetera Advisors LLC 0.26% of their portfolio DENVER, CO 732,594732.6k $16.3m $16.3m 0.26% New
18 ST GERMAIN D J CO INC 0.80% of their portfolio SPRINGFIELD, MA 681,313681.3k $15.2m $15.2m 0.80% First filing
19 Main Line Retirement Advisors, LLC 13.35% of their portfolio WHITEFISH, MT 637,894637.9k $14.2m $14.2m 13.35% First filing
20 IAM Advisory, LLC 4.27% of their portfolio EASTON, PA 561,793561.8k $12.5m $12.5m 4.27% Added +10.3k +10,302
21 Ruggaard & Associates LLC 7.11% of their portfolio HUDSON, OH 545,323545.3k $12.1m $12.1m 7.11% Added +40.6k +40,568
22 Bernardo Wealth Planning LLC 4.47% of their portfolio HARLEYSVILLE, PA 504,212504.2k $11.2m $11.2m 4.47% New
23 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 463,244463.2k $10.3m $10.3m 0.00% Added +157.5k +157,547
24 Midwest Heritage Bank, FSB 6.86% of their portfolio WEST DES MOINES, IA 406,050406.1k $9.0m $9.0m 6.86% Added +51.7k +51,663
25 LINCOLN NATIONAL CORP 0.16% of their portfolio RADNOR, PA 374,443374.4k $8.3m $8.3m 0.16% Added +93.4k +93,434
26 Fortress Wealth Management, Inc. 5.26% of their portfolio Culver City, CA 365,444365.4k $8.1m $8.1m 5.26% Added +166.2k +166,160
27 D.A. DAVIDSON & CO. 0.07% of their portfolio GREAT FALLS, MT 278,211278.2k $6.2m $6.2m 0.07% Reduced -649 -649
28 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 226,870226.9k $5.1m $5.1m 0.01% Added +213.4k +213,371
29 New England Capital Financial Advisors LLC 3.07% of their portfolio MERIDEN, CT 208,839208.8k $4.6m $4.6m 3.07% Added +57.4k +57,399
30 Landmark Wealth Management, LLC 3.92% of their portfolio MELVILLE, NY 198,822198.8k $4.4m $4.4m 3.92% Added +4.2k +4,202
31 Advisory Alpha, LLC 0.18% of their portfolio HOLLAND, MI 158,509158.5k $3.5m $3.5m 0.18% Added +147.8k +147,804
32 Mutual Advisors, LLC 0.13% of their portfolio OMAHA, NE 148,370148.4k $3.3m $3.3m 0.13% Reduced -6.6k -6,600
33 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 147,553147.6k $3.3m $3.3m 0.04% Added +35.9k +35,865
34 Atria Investments, Inc 0.05% of their portfolio Charlotte, NC 128,273128.3k $2.9m $2.9m 0.05% Added +38.4k +38,384
35 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 120,998121.0k $2.7m $2.7m 0.03% Added +106.4k +106,426
36 Capital International Investors 0.00% of their portfolio Los Angeles, CA 120,000120.0k $2.7m $2.7m 0.00% Added +52.0k +52,000
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 119,777119.8k $2.7m $2.7m 0.00% New
38 IFP Advisors, Inc 0.06% of their portfolio TAMPA, FL 118,848118.8k $2.8m $2.8m 0.06% Added +89.7k +89,671
39 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 110,966111.0k $2.5m $2.5m 0.01% Added +2.1k +2,143
40 OLD MISSION CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 106,680106.7k $2.4m $2.4m 0.09% Added +88.0k +88,018
41 FinTrust Capital Advisors, LLC 0.52% of their portfolio Greenville, SC 96,50196.5k $2.2m $2.2m 0.52% Unchanged
42 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 94,95395.0k $2.1m $2.1m 0.02% Added +14.6k +14,574
43 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 88,55788.6k $2.0m $2.0m 0.01% Added +25.8k +25,819
44 Inspire Advisors, LLC 0.37% of their portfolio Meridian, ID 87,14287.1k $1.9m $1.9m 0.37% Added +3.1k +3,103
45 Capital Planning LLC 0.72% of their portfolio BELLEVUE, WA 82,73282.7k $1.8m $1.8m 0.72% Reduced -5.6k -5,622
46 Revisor Wealth Management LLC 1.56% of their portfolio AKRON, OH 78,08578.1k $1.7m $1.7m 1.56% Added +10.5k +10,483
47 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.26% of their portfolio ORLANDO, FL 77,93077.9k $1.9m $1.9m 0.26% New
48 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 75,20875.2k $1.7m $1.7m 0.02% Added +3.4k +3,431
49 McGlone Suttner Wealth Management, Inc. 0.36% of their portfolio APPLETON, WI 69,99770.0k $1.6m $1.6m 0.36% New
50 BENJAMIN F. EDWARDS & COMPANY, INC. 0.06% of their portfolio ST. LOUIS, MO 68,38568.4k $1.5m $1.5m 0.06% Added +40.5k +40,501
51 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 66,80566.8k $1.5m $1.5m 0.01% Added +47.1k +47,055
52 Breakwater Capital Group 0.50% of their portfolio PARAMUS, NJ 60,89860.9k $1.4m $1.4m 0.50% Reduced -62.4k -62,419
53 Sigma Planning Corp 0.05% of their portfolio ANN ARBOR, MI 57,83357.8k $1.3m $1.3m 0.05% Added +697 +697
54 U.S. Capital Wealth Advisors, LLC 0.06% of their portfolio AUSTIN, TX 56,61556.6k $1.3m $1.3m 0.06% New
55 Merit Financial Group, LLC 0.04% of their portfolio ALPHARETTA, GA 50,67150.7k $1.1m $1.1m 0.04% Added +12.9k +12,923
56 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 49,52049.5k $1.1m $1.1m 0.01% Added +7.6k +7,626
57 Continuum Advisory, LLC 0.18% of their portfolio EAGLE, ID 49,49249.5k $1.1m $1.1m 0.18% Added +38.0k +38,019
58 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 45,56645.6k $1.0m $1.0m 0.03% Added +22.8k +22,783
59 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 45,12245.1k $1.0m $1.0m 0.04% Added +26.2k +26,185
60 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.08% of their portfolio BIRMINGHAM, AL 44,34644.3k $991.3k $991.3k 0.08% Added +1.3k +1,269
61 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 41,24641.2k $918.1k $918.1k 0.05% Added +2.4k +2,395
62 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.09% of their portfolio CEDAR RAPIDS, IA 40,76840.8k $907.5k $907.5k 0.09% Reduced -575 -575
63 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 39,33139.3k $875.5k $875.5k 0.00% New
64 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 36,20436.2k $805.9k $805.9k 0.03% Added +16.2k +16,177
65 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 35,32935.3k $786.4k $786.4k 0.02% Added +8.7k +8,686
66 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.18% of their portfolio CONCORD, MA 33,74233.7k $751.1k $751.1k 0.18% Added +1.7k +1,689
67 Mariner, LLC 0.00% of their portfolio Overland Park, KS 33,41233.4k $744.0k $744.0k 0.00% Reduced -2.7k -2,740
68 Simplicity Solutions, LLC 0.02% of their portfolio MINNEAPOLIS, MN 30,66230.7k $682.5k $682.5k 0.02% New
69 Bleakley Financial Group, LLC 0.02% of their portfolio PARSIPPANY, NJ 30,66230.7k $682.5k $682.5k 0.02% New
70 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 27,89727.9k $621.0k $621.0k 0.00% New
71 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 27,33227.3k $608.4k $608.4k 0.00% Unchanged
72 FINANCIAL MANAGEMENT NETWORK INC 0.20% of their portfolio MISSION VIEJO, CA 26,41826.4k $586.2k $586.2k 0.20% Added +2.6k +2,600
73 Tradition Wealth Management, LLC 0.07% of their portfolio EDINA, MN 26,30226.3k $585.0k $585.0k 0.07% Added +16.8k +16,843
74 Affiance Financial, LLC 0.28% of their portfolio ST. LOUIS PARK, MN 25,91225.9k $576.8k $576.8k 0.28% Added +14.4k +14,419
75 YARGER WEALTH STRATEGIES, LLC 0.50% of their portfolio WESTERVILLE, OH 25,22625.2k $561.5k $561.5k 0.50% Reduced -60.8k -60,839
76 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 23,67223.7k $526.9k $526.9k 0.01% Added +11.3k +11,333
77 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 23,33123.3k $519.3k $519.3k 0.04% Added +6.7k +6,713
78 Lodestone Wealth Management LLC 0.34% of their portfolio SPOKANE, WA 22,18422.2k $493.8k $493.8k 0.34% Added +3.5k +3,458
79 Capital Group Private Client Services, Inc. 0.01% of their portfolio Los Angeles, CA 22,03922.0k $490.6k $490.6k 0.01% Added +242 +242
80 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 21,32521.3k $474.7k $474.7k 0.02% New
81 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 21,11321.1k $470.0k $470.0k 0.00% New
82 Moloney Securities Asset Management, LLC 0.08% of their portfolio MANCHESTER, MO 20,96421.0k $466.7k $466.7k 0.08% New
83 Pillar Wealth Advisors, LLC 0.39% of their portfolio WESTTOWN, PA 20,83020.8k $463.7k $463.7k 0.39% Added +12 +12
84 Intergy Private Wealth, LLC 0.20% of their portfolio COLORADO SPRINGS, CO 18,15218.2k $404.1k $404.1k 0.20% Added +868 +868
85 SILVERLAKE WEALTH MANAGEMENT LLC 0.21% of their portfolio WILLISTON, VT 17,07117.1k $380.0k $380.0k 0.21% Unchanged
86 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 17,00717.0k $379.0k $379.0k 0.00% New
87 Madison Wealth Partners, Inc 0.15% of their portfolio MADISON, WI 14,36814.4k $319.8k $319.8k 0.15% Unchanged
88 Ameritas Advisory Services, LLC 0.04% of their portfolio Lincoln, NE 13,66713.7k $300.8k $300.8k 0.04% Added +7.3k +7,340
89 STUDIO INVESTMENT MANAGEMENT LLC 0.08% of their portfolio CHICAGO, IL 12,84312.8k $287.1k $287.1k 0.08% Added +7.8k +7,810
90 BlackDiamond Wealth Management, LLC 0.19% of their portfolio NEW YORK, NY 10,14910.1k $226.8k $226.8k 0.19% Reduced -4.8k -4,845
91 tru Independence LLC 0.07% of their portfolio PORTLAND, OR 10,07810.1k $224.3k $224.3k 0.07% New
92 WR Wealth Planners, LLC 0.08% of their portfolio COLUMBIA, MO 9,6669.7k $215.2k $215.2k 0.08% Unchanged
93 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 9,2509.2k $205.9k $205.9k 0.01% Unchanged
94 Rehmann Capital Advisory Group 0.02% of their portfolio LANSING, MI 9,1589.2k $203.9k $203.9k 0.02% Unchanged
95 FOUNDERS FINANCIAL SECURITIES LLC 0.03% of their portfolio TOWSON, MD 9,0509.1k $201.5k $201.5k 0.03% New
96 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 7,8187.8k $174.0k $174.0k 0.01% New
97 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,0985.1k $113.5k $113.5k 0.00% Reduced -30.8k -30,809
98 EverSource Wealth Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 2,6202.6k $58.3k $58.3k 0.01% Added +32 +32
99 BARRETT & COMPANY, INC. 0.03% of their portfolio PROVIDENCE, RI 2,5352.5k $56.4k $56.4k 0.03% Added +2.4k +2,402
100 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 2,0252.0k $45.1k $45.1k 0.01% New