Vault-13

CAPITAL GROUP CORE EQUITY ET CGUS

SHS CREATION UNI · ETP · CUSIP 14020V108

336 institutional holders +16 vs Q1 2025
110,342,227110.3m shares reported held*
$4.1bnreported value*
31 new 198 added 72 reduced 17 sold out net bought ≈ $475.7m (+12.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $36.93. Options: 2 managers hold calls ($602.0k notional), 2 hold puts ($3.0k).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 67Q4 22: 93Q1 23: 107Q2 23: 118Q3 23: 148Q4 23: 184Q1 24: 203Q2 24: 246Q3 24: 260Q4 24: 305Q1 25: 320Q2 25: 336336Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202267
Q4 202293
Q1 2023107
Q2 2023118
Q3 2023148
Q4 2023184
Q1 2024203
Q2 2024246
Q3 2024260
Q4 2024305
Q1 2025320
Q2 2025336

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q3 23: 118 bought or addedQ3 23: 17 cut or sold outQ4 23: 137 bought or addedQ4 23: 27 cut or sold outQ4 23Q1 24: 150 bought or addedQ1 24: 45 cut or sold outQ2 24: 188 bought or addedQ2 24: 47 cut or sold outQ2 24Q3 24: 194 bought or addedQ3 24: 53 cut or sold outQ4 24: 207 bought or addedQ4 24: 53 cut or sold outQ4 24Q1 25: 224 bought or addedQ1 25: 74 cut or sold outQ2 25: 229 bought or addedQ2 25: 89 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 202311817
Q4 202313727
Q1 202415045
Q2 202418847
Q3 202419453
Q4 202420753
Q1 202522474
Q2 202522989

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 24 calls: $0Q3 24 puts: $3.0kQ3 24P/C —Q4 24 calls: $0Q4 24 puts: $3.0kQ4 24P/C —Q1 25 calls: $1.4mQ1 25 puts: $49.8kQ1 25P/C 0.03Q2 25 calls: $602.0kQ2 25 puts: $3.0kQ2 25P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2024$0$3.0k—
Q4 2024$0$3.0k—
Q1 2025$1.4m$49.8k0.03
Q2 2025$602.0k$3.0k0.00

Biggest buyers

ROYAL BANK OF CANADA Added +1,869,355+1.9m
LPL Financial LLC Added +1,349,921+1.3m
ENVESTNET ASSET MANAGEMENT INC Added +1,238,324+1.2m
JONES FINANCIAL COMPANIES LLLP Added +1,211,733+1.2m
Cetera Investment Advisers Added +983,350+983.4k
MORGAN STANLEY Added +651,265+651.3k
UBS Group AG Added +552,192+552.2k
RAYMOND JAMES FINANCIAL INC Added +450,094+450.1k
Vestmark Advisory Solutions, Inc. Added +444,485+444.5k
SEI INVESTMENTS CO Added +338,456+338.5k

Biggest sellers

CARY STREET PARTNERS FINANCIAL LLC Reduced -296,407-296.4k
Affiance Financial, LLC Reduced -228,481-228.5k
NewEdge Advisors, LLC Reduced -179,239-179.2k
Envestnet Portfolio Solutions, Inc. Reduced -99,612-99.6k
GTS SECURITIES LLC Sold out -89,995-90.0k
Ascentis Independent Advisors Sold out -72,227-72.2k
Atria Wealth Solutions, Inc. Reduced -71,151-71.2k
CREATIVE FINANCIAL DESIGNS INC /ADV Reduced -61,919-61.9k
Capital Management Associates, Inc Reduced -59,278-59.3k
TOWNSQUARE CAPITAL LLC Sold out -55,447-55.4k

Biggest calls

CITADEL ADVISORS LLC Reduced $602.0k16.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SIMPLEX TRADING, LLC Unchanged $3.0k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.20% of their portfolio FORT MILL, SC 16,186,88316.2m $597.8m $597.8m 0.20% Added +1.3m +1,349,921
2 ENVESTNET ASSET MANAGEMENT INC 0.11% of their portfolio Berwyn, PA 10,327,34910.3m $381.4m $381.4m 0.11% Added +1.2m +1,238,324
3 RAYMOND JAMES FINANCIAL INC 0.07% of their portfolio ST. PETERSBURG, FL 5,668,3465.7m $209.3m $209.3m 0.07% Added +450.1k +450,094
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 5,008,8265.0m $185.0m $185.0m 0.01% Added +651.3k +651,265
5 Cetera Investment Advisers 0.30% of their portfolio SCHAUMBURG, IL 4,826,6994.8m $178.3m $178.3m 0.30% Added +983.4k +983,350
6 Capital Group Private Client Services, Inc. 1.41% of their portfolio Los Angeles, CA 4,412,4154.4m $163.0m $163.0m 1.41% Added +123.5k +123,491
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.10% of their portfolio MILWAUKEE, WI 3,865,0093.9m $142.7m $142.7m 0.10% Added +312.9k +312,926
8 JONES FINANCIAL COMPANIES LLLP 0.11% of their portfolio DES PERES, MO 3,845,2253.8m $141.7m $141.7m 0.11% Added +1.2m +1,211,733
9 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 3,844,0603.8m $142.0m $142.0m 0.01% Added +1.9m +1,869,355
10 COMMONWEALTH EQUITY SERVICES, LLC 0.17% of their portfolio WALTHAM, MA 3,415,9533.4m $126.2m $126.2m 0.17% Added +232.8k +232,758
11 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 3,137,6963.1m $115.9m $115.9m 0.03% Added +192.0k +192,040
12 MML INVESTORS SERVICES, LLC 0.32% of their portfolio SPRINGFIELD, MA 3,032,3093.0m $112.0m $112.0m 0.32% Added +301.3k +301,273
13 Cambridge Investment Research Advisors, Inc. 0.28% of their portfolio FAIRFIELD, IA 2,493,7132.5m $92.1m $92.1m 0.28% Added +227.0k +226,965
14 CAPTRUST FINANCIAL ADVISORS 0.15% of their portfolio RALEIGH, NC 1,828,4841.8m $67.5m $67.5m 0.15% Added +118.0k +118,009
15 OSAIC HOLDINGS, INC. 0.11% of their portfolio SCOTTSDALE, AZ 1,757,2751.8m $64.4m $64.4m 0.11% Added +247.8k +247,785
16 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,447,6261.4m $53.5m $53.5m 0.01% Added +552.2k +552,192
17 SEI INVESTMENTS CO 0.06% of their portfolio OAKS, PA 1,338,6851.3m $49.4m $49.4m 0.06% Added +338.5k +338,456
18 Private Advisor Group, LLC 0.24% of their portfolio MORRISTOWN, NJ 1,199,7971.2m $44.3m $44.3m 0.24% Added +48.3k +48,289
19 Kestra Advisory Services, LLC 0.21% of their portfolio AUSTIN, TX 1,174,5441.2m $43.4m $43.4m 0.21% Added +79.7k +79,710
20 Baird Financial Group, Inc. 0.07% of their portfolio MILWAUKEE, WI 1,154,9881.2m $42.7m $42.7m 0.07% Added +88.4k +88,433
21 Midwest Heritage Bank, FSB 13.59% of their portfolio WEST DES MOINES, IA 978,124978.1k $36.1m $36.1m 13.59% Added +28.8k +28,790
22 Souders Financial Advisors 4.38% of their portfolio CINCINNATI, OH 932,782932.8k $34.4m $34.4m 4.38% Added +51.5k +51,514
23 ASSETMARK, INC 0.07% of their portfolio CONCORD, CA 852,157852.2k $31.5m $31.5m 0.07% Added +49.3k +49,304
24 Vestmark Advisory Solutions, Inc. 0.45% of their portfolio Wakefield, MA 849,562849.6k $31.4m $31.4m 0.45% Added +444.5k +444,485
25 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 847,182847.2k $31.3m $31.3m 0.03% Added +109.6k +109,551
26 NewEdge Advisors, LLC 0.16% of their portfolio NEW ORLEANS, LA 826,422826.4k $30.5m $30.5m 0.16% Reduced -179.2k -179,239
27 Investment Planning Advisors, Inc. 10.28% of their portfolio CUMMING, GA 788,011788.0k $29.1m $29.1m 10.28% Added +135.6k +135,636
28 HUB Investment Partners, LLC 0.97% of their portfolio AUSTIN, TX 750,208750.2k $27.7m $27.7m 0.97% Added +50.6k +50,583
29 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.04% of their portfolio PLYMOUTH, MN 673,845673.8k $25.2m $25.2m 0.04% Reduced -7.4k -7,435
30 Summit Investment Advisory Services, LLC 10.78% of their portfolio ROSEVILLE, MN 671,048671.0k $24.8m $24.8m 10.78% Added +37.2k +37,157
31 Strategic Blueprint, LLC 1.17% of their portfolio ATLANTA, GA 647,391647.4k $23.9m $23.9m 1.17% Added +51.5k +51,544
32 CWM, LLC 0.08% of their portfolio OMAHA, NE 580,783580.8k $21.4m $21.4m 0.08% Added +21.1k +21,120
33 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 548,695548.7k $20.3m $20.3m 0.05% Added +104.9k +104,883
34 BENJAMIN EDWARDS INC 0.22% of their portfolio Clayton, MO 470,078470.1k $17.4m $17.4m 0.22% Added +101.2k +101,158
35 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 465,996466.0k $17.2m $17.2m 0.00% Added +156.3k +156,332
36 &PARTNERS 0.13% of their portfolio NASHVILLE, TN 456,595456.6k $16.9m $16.9m 0.13% Added +80.4k +80,438
37 D.A. DAVIDSON & CO. 0.12% of their portfolio GREAT FALLS, MT 443,816443.8k $16.4m $16.4m 0.12% Added +9.2k +9,193
38 HARBOUR INVESTMENTS, INC. 0.39% of their portfolio MADISON, WI 412,211412.2k $15.2m $15.2m 0.39% Added +2.0k +1,969
39 Orion Porfolio Solutions, LLC 0.13% of their portfolio OMAHA, NE 411,239411.2k $15.2m $15.2m 0.13% Added +8.0k +8,028
40 Valmark Advisers, Inc. 0.21% of their portfolio AKRON, OH 402,564402.6k $14.9m $14.9m 0.21% Added +25.6k +25,597
41 Forge Financial Services LLC 10.95% of their portfolio EDMOND, OK 389,756389.8k $14.6m $14.6m 10.95% Added +27.4k +27,445
42 OLD MISSION CAPITAL LLC 0.38% of their portfolio CHICAGO, IL 387,686387.7k $14.3m $14.3m 0.38% Added +3.7k +3,672
43 EverSource Wealth Advisors, LLC 0.64% of their portfolio BIRMINGHAM, AL 382,889382.9k $14.1m $14.1m 0.64% Added +60.7k +60,743
44 AA Financial Advisors, LLC 3.03% of their portfolio Columbus, OH 381,380381.4k $14.1m $14.1m 3.03% Reduced -1.9k -1,885
45 IFP Advisors, Inc 0.40% of their portfolio TAMPA, FL 380,451380.5k $14.1m $14.1m 0.40% Added +36.2k +36,176
46 Burford Brothers, Inc. 5.64% of their portfolio DALLAS, TX 332,972333.0k $12.3m $12.3m 5.64% Reduced -7.3k -7,262
47 Entruity Wealth, LLC 9.88% of their portfolio BAKERSFIELD, CA 314,621314.6k $11.6m $11.6m 9.88% Added +21.2k +21,162
48 ST GERMAIN D J CO INC 0.47% of their portfolio SPRINGFIELD, MA 294,083294.1k $10.9m $10.9m 0.47% Added +1.1k +1,058
49 Atria Wealth Solutions, Inc. 0.24% of their portfolio NEW YORK, NY 288,796288.8k $10.7m $10.7m 0.24% Reduced -71.2k -71,151
50 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 283,714283.7k $10.5m $10.5m 0.01% New
51 Challenger Wealth Management 6.98% of their portfolio ALISO VIEJO, CA 272,601272.6k $10.1m $10.1m 6.98% Added +19.7k +19,741
52 Bridgewealth Advisory Group, LLC 2.50% of their portfolio Fresno, CA 267,169267.2k $9.9m $9.9m 2.50% Added +81.6k +81,638
53 PRINCIPAL SECURITIES, INC. 0.19% of their portfolio DES MOINES, IA 267,142267.1k $9.9m $9.9m 0.19% Added +47.9k +47,944
54 Essex Financial Services, Inc. 0.65% of their portfolio ESSEX, CT 266,668266.7k $9.8m $9.8m 0.65% Reduced -806 -806
55 VestGen Advisors, LLC 0.39% of their portfolio CHICAGO, IL 264,597264.6k $9.8m $9.8m 0.39% Added +12.0k +11,986
56 Wealthcare Advisory Partners LLC 0.22% of their portfolio WEST CHESTER, PA 264,366264.4k $9.8m $9.8m 0.22% Added +29.9k +29,854
57 Affiance Financial, LLC 1.97% of their portfolio ST. LOUIS PARK, MN 262,404262.4k $9.7m $9.7m 1.97% Reduced -228.5k -228,481
58 Kingsview Wealth Management, LLC 0.16% of their portfolio GRANTS PASS, OR 253,557253.6k $9.4m $9.4m 0.16% Added +56.4k +56,373
59 CARY STREET PARTNERS FINANCIAL LLC 0.26% of their portfolio RICHMOND, VA 253,233253.2k $9.4m $9.4m 0.26% Reduced -296.4k -296,407
60 Sunbelt Securities, Inc. 0.74% of their portfolio HOUSTON, TX 240,929240.9k $8.4m $8.4m 0.74% Added +7.8k +7,782
61 STEPHENS INC /AR/ 0.12% of their portfolio LITTLE ROCK, AR 232,010232.0k $8.6m $8.6m 0.12% Added +27.6k +27,595
62 Cannon Wealth Management Services, LLC 6.73% of their portfolio WINSTON SALEM, NC 222,851222.9k $8.2m $8.2m 6.73% Added +13.3k +13,334
63 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 221,166221.2k $8.2m $8.2m 0.03% Reduced -99.6k -99,612
64 GREAT VALLEY ADVISOR GROUP, INC. 0.16% of their portfolio WILMINGTON, DE 194,938194.9k $7.2m $7.2m 0.16% Added +37.8k +37,844
65 Mutual Advisors, LLC 0.19% of their portfolio OMAHA, NE 193,476193.5k $7.4m $7.4m 0.19% Added +47.3k +47,253
66 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 186,633186.6k $6.9m $6.9m 0.01% Added +15.1k +15,138
67 SAGESPRING WEALTH PARTNERS, LLC 0.15% of their portfolio FRANKLIN, TN 185,471185.5k $6.8m $6.8m 0.15% Added +14.0k +13,964
68 Dynamic Advisor Solutions LLC 0.21% of their portfolio PHOENIX, AZ 184,004184.0k $6.8m $6.8m 0.21% Reduced -26.6k -26,616
69 Gerber Kawasaki Wealth & Investment Management 0.26% of their portfolio SANTA MONICA, CA 180,809180.8k $6.7m $6.7m 0.26% Added +9.1k +9,130
70 LANARK FINANCIAL, INC. 0.53% of their portfolio BIRMINGHAM, AL 175,829175.8k $6.5m $6.5m 0.53% Added +13.1k +13,068
71 Smartleaf Asset Management LLC 0.55% of their portfolio BOSTON, MA 169,565169.6k $6.2m $6.2m 0.55% Added +24.2k +24,177
72 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 160,000160.0k $5.9m $5.9m 0.01% Added +16.6k +16,646
73 BLAIR WILLIAM & CO/IL 0.02% of their portfolio CHICAGO, IL 159,403159.4k $5.9m $5.9m 0.02% Added +3.8k +3,795
74 SMITH, MOORE & CO. 0.48% of their portfolio CLAYTON, MO 153,458153.5k $5.7m $5.7m 0.48% Reduced -24.9k -24,947
75 FOUNDERS FINANCIAL SECURITIES LLC 0.41% of their portfolio TOWSON, MD 145,839145.8k $5.4m $5.4m 0.41% Added +13.1k +13,078
76 CREATIVE FINANCIAL DESIGNS INC /ADV 0.39% of their portfolio KOKOMO, IN 145,220145.2k $5.4m $5.4m 0.39% Reduced -61.9k -61,919
77 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 142,452142.5k $5.3m $5.3m 0.05% Added +31.2k +31,212
78 Geneos Wealth Management Inc. 0.13% of their portfolio ENGLEWOOD, CO 140,501140.5k $5.2m $5.2m 0.13% Added +125.8k +125,767
79 Transcendent Capital Group LLC 2.66% of their portfolio EDMOND, OK 139,941139.9k $5.2m $5.2m 2.66% Added +1.5k +1,501
80 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 139,386139.4k $5.1m $5.1m 0.01% Added +22.4k +22,352
81 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 138,737138.7k $5.1m $5.1m 0.04% Added +85.9k +85,870
82 NATIXIS ADVISORS, LLC 0.01% of their portfolio Boston, MA 138,283138.3k $5.1m $5.1m 0.01% Added +20.0k +20,049
83 CENTAURUS FINANCIAL, INC. 0.29% of their portfolio ANAHEIM, CA 136,665136.7k $5.0m $5.0m 0.29% Added +22.9k +22,907
84 Cushing Capital Partners, LLC 4.14% of their portfolio DELAFIELD, WI 132,159132.2k $4.9m $4.9m 4.14% Reduced -1.3k -1,277
85 Aspire Growth Partners LLC 3.86% of their portfolio MIROMAR LAKES, FL 127,590127.6k $4.7m $4.7m 3.86% Added +17.5k +17,482
86 Sovran Advisors, LLC 0.49% of their portfolio SAN DIEGO, CA 124,932124.9k $4.6m $4.6m 0.49% Added +26.5k +26,534
87 Merit Financial Group, LLC 0.05% of their portfolio ALPHARETTA, GA 122,226122.2k $4.5m $4.5m 0.05% Added +17.6k +17,645
88 THOROUGHBRED FINANCIAL SERVICES, LLC 0.31% of their portfolio BRENTWOOD, TN 121,874121.9k $4.5m $4.5m 0.31% Added +12.4k +12,372
89 Prospera Financial Services Inc 0.08% of their portfolio Dallas, TX 119,540119.5k $4.4m $4.4m 0.08% Added +12.0k +12,046
90 Clear Creek Financial Management, LLC 0.42% of their portfolio SILVERDALE, WA 118,786118.8k $4.4m $4.4m 0.42% Added +7.6k +7,554
91 Beacon Pointe Advisors, LLC 0.04% of their portfolio NEWPORT BEACH, CA 116,048116.0k $4.3m $4.3m 0.04% New
92 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 115,626115.6k $4.3m $4.3m 0.02% Added +21.9k +21,942
93 Berger Financial Group, Inc 0.28% of their portfolio PLYMOUTH, MN 115,045115.0k $4.2m $4.2m 0.28% Reduced -8.6k -8,639
94 Continuum Advisory, LLC 0.50% of their portfolio EAGLE, ID 112,396112.4k $4.2m $4.2m 0.50% Reduced -8.1k -8,135
95 PARK AVENUE SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 109,461109.5k $4.0m $4.0m 0.04% Added +10.9k +10,935
96 PFG Advisors 0.19% of their portfolio Phoenix, AZ 109,197109.2k $4.0m $4.0m 0.19% Added +551 +551
97 Virtu Financial LLC 0.21% of their portfolio New York, NY 108,747108.7k $4.0m $4.0m 0.21% New
98 Advisory Services Network, LLC 0.07% of their portfolio ATLANTA, GA 108,403108.4k $4.1m $4.1m 0.07% Reduced -39.3k -39,341
99 A&I FINANCIAL SERVICES, LLC 2.25% of their portfolio LONE TREE, CO 108,032108.0k $4.0m $4.0m 2.25% Added +15.9k +15,884
100 Western Wealth Management, LLC 0.23% of their portfolio GOLDEN, CO 105,829105.8k $3.9m $3.9m 0.23% Reduced -20.8k -20,821