Vault-13

CAPITAL GROUP GROWTH ETF CGGR

SHS CREATION UNI · ETP · CUSIP 14020G101

173 institutional holders +29 vs Q1 2023
64,027,35564.0m shares reported held*
$1.6bnreported value*
35 new 99 added 27 reduced 7 sold out net bought ≈ $279.5m (+11.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.23. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 94Q4 22: 124Q1 23: 144Q2 23: 173173Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202294
Q4 2022124
Q1 2023144
Q2 2023173

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 105 bought or addedQ4 22: 11 cut or sold outQ4 22Q1 23: 110 bought or addedQ1 23: 28 cut or sold outQ1 23Q2 23: 134 bought or addedQ2 23: 34 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210511
Q1 202311028
Q2 202313434

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $22.5kQ1 23 puts: $4.5kQ1 23P/C 0.20Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$22.5k$4.5k0.20
Q2 2023$0$0—

Biggest buyers

JANE STREET GROUP, LLC Added +1,603,134+1.6m
MML INVESTORS SERVICES, LLC Added +1,130,849+1.1m
ENVESTNET ASSET MANAGEMENT INC Added +872,037+872.0k
Capital Group Private Client Services, Inc. Added +696,379+696.4k
LPL Financial LLC Added +679,156+679.2k
OSAIC HOLDINGS, INC. Added +649,939+649.9k
CAPTRUST FINANCIAL ADVISORS Added +550,862+550.9k
UBS Group AG Added +511,061+511.1k
BANK OF AMERICA CORP /DE/ New +418,438+418.4k
WELLS FARGO & COMPANY/MN Added +405,599+405.6k

Biggest sellers

Advisory Services Network, LLC Reduced -111,053-111.1k
GOLDMAN SACHS GROUP INC Sold out -100,000-100.0k
Summit Investment Advisory Services, LLC Reduced -72,724-72.7k
FLOW TRADERS U.S. LLC Sold out -67,035-67.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -62,872-62.9k
Gerber Kawasaki Wealth & Investment Management Reduced -61,192-61.2k
Souders Financial Advisors Reduced -58,254-58.3k
JPMORGAN CHASE & CO Sold out -52,624-52.6k
Financial Council, LLC Reduced -49,773-49.8k
Ameritas Advisory Services, LLC Reduced -43,811-43.8k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital Group Private Client Services, Inc. 3.12% of their portfolio Los Angeles, CA 10,480,53610.5m $264.4m $264.4m 3.12% Added +696.4k +696,379
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.15% of their portfolio MILWAUKEE, WI 4,450,1644.5m $112.3m $112.3m 0.15% Added +212.4k +212,439
3 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 3,965,0234.0m $100.0m $100.0m 0.07% Added +679.2k +679,156
4 COMMONWEALTH EQUITY SERVICES, LLC 0.15% of their portfolio WALTHAM, MA 2,866,7522.9m $72.3m $72.3m 0.15% Added +166.3k +166,283
5 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 2.03% of their portfolio LOS ANGELES, CA 2,425,6102.4m $61.2m $61.2m 2.03% Reduced -28.3k -28,260
6 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 2,304,0982.3m $58.1m $58.1m 0.03% Added +872.0k +872,037
7 Cambridge Investment Research Advisors, Inc. 0.23% of their portfolio FAIRFIELD, IA 2,043,8562.0m $51.6m $51.6m 0.23% Added +227.3k +227,259
8 OSAIC HOLDINGS, INC. 0.09% of their portfolio SCOTTSDALE, AZ 2,041,5632.0m $51.5m $51.5m 0.09% Added +649.9k +649,939
9 MML INVESTORS SERVICES, LLC 0.28% of their portfolio SPRINGFIELD, MA 1,981,6972.0m $50.0m $50.0m 0.28% Added +1.1m +1,130,849
10 New England Capital Financial Advisors LLC 29.55% of their portfolio MERIDEN, CT 1,775,4141.8m $44.8m $44.8m 29.55% Added +11.3k +11,278
11 JANE STREET GROUP, LLC 0.06% of their portfolio NEW YORK, NY 1,732,2921.7m $43.7m $43.7m 0.06% Added +1.6m +1,603,134
12 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 1,682,3061.7m $42.4m $42.4m 0.03% Added +15.4k +15,444
13 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,539,4731.5m $38.8m $38.8m 0.01% Added +310.6k +310,583
14 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,095,2421.1m $27.6m $27.6m 0.01% Added +405.6k +405,599
15 Baird Financial Group, Inc. 0.07% of their portfolio MILWAUKEE, WI 1,085,7461.1m $27.4m $27.4m 0.07% Added +122.6k +122,564
16 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,032,1391.0m $26.0m $26.0m 0.01% Added +511.1k +511,061
17 Gerber Kawasaki Wealth & Investment Management 1.52% of their portfolio SANTA MONICA, CA 895,807895.8k $22.6m $22.6m 1.52% Reduced -61.2k -61,192
18 ADAMSBROWN WEALTH CONSULTANTS LLC 11.84% of their portfolio WICHITA, KS 888,430888.4k $22.4m $22.4m 11.84% Added +2.7k +2,743
19 Global Retirement Partners, LLC 0.97% of their portfolio San Rafael, CA 790,911790.9k $20.0m $20.0m 0.97% Added +144.0k +143,995
20 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 787,759787.8k $19.9m $19.9m 0.04% Added +202.6k +202,586
21 Summit Investment Advisory Services, LLC 12.65% of their portfolio ROSEVILLE, MN 758,081758.1k $19.1m $19.1m 12.65% Reduced -72.7k -72,724
22 BARNES PETTEY FINANCIAL ADVISORS, LLC 15.16% of their portfolio CLARKSDALE, MS 695,049695.0k $17.5m $17.5m 15.16% Added +31.2k +31,240
23 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 661,905661.9k $16.7m $16.7m 0.06% Added +3.7k +3,695
24 Cetera Advisor Networks LLC 0.11% of their portfolio EL SEGUNDO, CA 617,469617.5k $15.6m $15.6m 0.11% Added +123.2k +123,174
25 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 575,457575.5k $14.5m $14.5m 0.06% Added +550.9k +550,862
26 Ergawealth Advisors, Inc. 9.95% of their portfolio OAK BROOK, IL 575,288575.3k $14.5m $14.5m 9.95% Added +54.8k +54,832
27 Kestra Advisory Services, LLC 0.14% of their portfolio AUSTIN, TX 573,578573.6k $14.5m $14.5m 0.14% Added +69.5k +69,538
28 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 571,813571.8k $14.4m $14.4m 0.02% Reduced -4.3k -4,310
29 HoyleCohen, LLC 1.22% of their portfolio SAN DIEGO, CA 550,278550.3k $13.9m $13.9m 1.22% Added +19.9k +19,911
30 NewEdge Advisors, LLC 0.15% of their portfolio NEW ORLEANS, LA 539,087539.1k $13.6m $13.6m 0.15% Added +23.0k +23,018
31 Cetera Advisors LLC 0.20% of their portfolio DENVER, CO 499,793499.8k $12.6m $12.6m 0.20% Added +180.9k +180,939
32 Prism Advisors, Inc. 4.15% of their portfolio STUDIO CITY, CA 488,973489.0k $12.3m $12.3m 4.15% Reduced -12.2k -12,181
33 Arden Trust Co 1.95% of their portfolio WILMINGTON, DE 471,610471.6k $11.9m $11.9m 1.95% Added +17.9k +17,920
34 LINCOLN NATIONAL CORP 0.21% of their portfolio RADNOR, PA 428,453428.5k $10.8m $10.8m 0.21% Added +98.9k +98,925
35 &PARTNERS 4.76% of their portfolio NASHVILLE, TN 421,356421.4k $10.6m $10.6m 4.76% Added +5.8k +5,843
36 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 418,438418.4k $10.6m $10.6m 0.00% New
37 Delta Investment Management, LLC 2.79% of their portfolio SAN FRANCISCO, CA 402,862402.9k $10.2m $10.2m 2.79% New
38 Financial Council, LLC 7.59% of their portfolio TOWSON, MD 394,213394.2k $9.9m $9.9m 7.59% Reduced -49.8k -49,773
39 Main Line Retirement Advisors, LLC 9.10% of their portfolio WHITEFISH, MT 383,442383.4k $9.7m $9.7m 9.10% First filing
40 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 274,535274.5k $6.9m $6.9m 0.06% Reduced -38.0k -38,006
41 PFG Advisors 0.52% of their portfolio Phoenix, AZ 272,015272.0k $6.9m $6.9m 0.52% Added +60.9k +60,890
42 Bedel Financial Consulting, Inc. 1.37% of their portfolio INDIANAPOLIS, IN 260,591260.6k $6.6m $6.6m 1.37% Added +5.6k +5,552
43 Atria Wealth Solutions, Inc. 0.09% of their portfolio NEW YORK, NY 252,477252.5k $6.4m $6.4m 0.09% New
44 Strategic Family Wealth Counselors, L.L.C. 2.84% of their portfolio FAIRFIELD, NJ 244,900244.9k $6.2m $6.2m 2.84% Added +1.4k +1,435
45 Confluence Wealth Services, Inc. 1.28% of their portfolio MCMURRAY, PA 238,616238.6k $6.0m $6.0m 1.28% Added +20.9k +20,857
46 Souders Financial Advisors 1.03% of their portfolio CINCINNATI, OH 213,123213.1k $5.4m $5.4m 1.03% Reduced -58.3k -58,254
47 Ballew Advisors, Inc 3.90% of their portfolio Jackson, MS 211,892211.9k $5.4m $5.4m 3.90% Added +598 +598
48 WINTRUST INVESTMENTS LLC 0.56% of their portfolio CHICAGO, IL 211,489211.5k $5.3m $5.3m 0.56% Added +190.2k +190,243
49 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 196,707196.7k $5.0m $5.0m 0.06% Added +114.8k +114,803
50 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 195,682195.7k $5.0m $5.0m 0.04% Added +53.5k +53,469
51 Armor Investment Advisors, LLC 2.92% of their portfolio RALEIGH, NC 191,324191.3k $4.8m $4.8m 2.92% Added +5.1k +5,120
52 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 187,584187.6k $4.7m $4.7m 0.01% New
53 Wealthcare Advisory Partners LLC 0.21% of their portfolio WEST CHESTER, PA 185,858185.9k $4.7m $4.7m 0.21% Added +19.3k +19,260
54 OLD MISSION CAPITAL LLC 0.16% of their portfolio CHICAGO, IL 173,872173.9k $4.4m $4.4m 0.16% Added +32.8k +32,829
55 Investmark Advisory Group LLC 2.82% of their portfolio Shelton, CT 167,811167.8k $4.2m $4.2m 2.82% Added +16.6k +16,617
56 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 156,911156.9k $4.0m $4.0m 0.01% Reduced -42.4k -42,407
57 ECLECTIC ASSOCIATES INC /ADV 1.92% of their portfolio FULLERTON, CA 154,946154.9k $3.9m $3.9m 1.92% Added +9.2k +9,221
58 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 152,166152.2k $3.8m $3.8m 0.06% Reduced -6.9k -6,875
59 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.24% of their portfolio RICHMOND, VA 150,188150.2k $3.8m $3.8m 0.24% Added +3.1k +3,111
60 Advisory Services Network, LLC 0.10% of their portfolio ATLANTA, GA 149,939149.9k $3.8m $3.8m 0.10% Reduced -111.1k -111,053
61 BENJAMIN F. EDWARDS & COMPANY, INC. 0.12% of their portfolio ST. LOUIS, MO 125,847125.8k $3.2m $3.2m 0.12% Added +13.5k +13,527
62 Vawter Financial, Ltd. 2.51% of their portfolio COLUMBUS, OH 115,128115.1k $2.9m $2.9m 2.51% Added +4.4k +4,383
63 Faithward Advisors, LLC 0.65% of their portfolio LANCASTER, PA 110,727110.7k $2.8m $2.8m 0.65% Reduced -5.6k -5,573
64 Merit Financial Group, LLC 0.09% of their portfolio ALPHARETTA, GA 107,961108.0k $2.7m $2.7m 0.09% Added +1.4k +1,441
65 Investments & Financial Planning, LLC 2.32% of their portfolio LEXINGTON, KY 106,365106.4k $2.7m $2.7m 2.32% Added +22.1k +22,089
66 HARBOUR INVESTMENTS, INC. 0.13% of their portfolio MADISON, WI 104,127104.1k $2.6m $2.6m 0.13% Added +27.5k +27,546
67 CALTON & ASSOCIATES, INC. 1.17% of their portfolio Tampa, FL 99,20799.2k $2.5m $2.5m 1.17% Reduced -489 -489
68 Midwest Heritage Bank, FSB 1.77% of their portfolio WEST DES MOINES, IA 92,44892.4k $2.3m $2.3m 1.77% Unchanged
69 EXENCIAL WEALTH ADVISORS, LLC 0.10% of their portfolio OKLAHOMA CITY, OK 84,36484.4k $2.1m $2.1m 0.10% New
70 CWM, LLC 0.01% of their portfolio OMAHA, NE 83,25883.3k $2.1m $2.1m 0.01% New
71 Simplicity Solutions, LLC 0.06% of their portfolio MINNEAPOLIS, MN 80,73680.7k $2.0m $2.0m 0.06% New
72 Bleakley Financial Group, LLC 0.06% of their portfolio PARSIPPANY, NJ 80,73680.7k $2.0m $2.0m 0.06% New
73 TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV 0.97% of their portfolio RALEIGH, NC 80,71580.7k $2.0m $2.0m 0.97% Added +10.8k +10,850
74 Valmark Advisers, Inc. 0.04% of their portfolio AKRON, OH 80,44380.4k $2.0m $2.0m 0.04% Added +10.2k +10,207
75 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 76,74076.7k $1.9m $1.9m 0.01% Added +3.2k +3,249
76 CapWealth Advisors, LLC 0.23% of their portfolio FRANKLIN, TN 75,67775.7k $1.9m $1.9m 0.23% Reduced -1.5k -1,484
77 Cedar Brook Financial Partners, LLC 0.43% of their portfolio CLEVELAND, OH 72,22372.2k $1.8m $1.8m 0.43% Added +2.1k +2,065
78 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 70,82570.8k $1.8m $1.8m 0.01% Added +10.8k +10,825
79 ST GERMAIN D J CO INC 0.09% of their portfolio SPRINGFIELD, MA 68,52968.5k $1.7m $1.7m 0.09% First filing
80 Lantz Financial LLC 0.67% of their portfolio NAPERVILLE, IL 67,40667.4k $1.7m $1.7m 0.67% Added +9.5k +9,459
81 Wayfinding Financial, LLC 1.21% of their portfolio LYNNWOOD, WA 66,62366.6k $1.7m $1.7m 1.21% Reduced -2.5k -2,481
82 CENTRAL TRUST Co 0.04% of their portfolio JEFFERSON CITY, MO 63,79463.8k $1.6m $1.6m 0.04% Reduced -5.1k -5,054
83 Capital Planning LLC 0.60% of their portfolio BELLEVUE, WA 60,53760.5k $1.5m $1.5m 0.60% Added +1.1k +1,122
84 CWS Financial Advisors, LLC 0.55% of their portfolio KALAMAZOO, MI 57,72657.7k $1.5m $1.5m 0.55% Reduced -6.3k -6,258
85 Mariner, LLC 0.00% of their portfolio Overland Park, KS 56,93856.9k $1.4m $1.4m 0.00% Added +18.5k +18,524
86 Stratos Wealth Advisors, LLC 0.10% of their portfolio BEACHWOOD, OH 54,25454.3k $1.4m $1.4m 0.10% Added +5.4k +5,408
87 Aptus Capital Advisors, LLC 0.04% of their portfolio FAIRHOPE, AL 53,11153.1k $1.3m $1.3m 0.04% Reduced -5.3k -5,274
88 MADISON WEALTH MANAGEMENT 0.27% of their portfolio CINCINNATI, OH 52,05952.1k $1.3m $1.3m 0.27% Added +7.6k +7,621
89 Bridge Advisory, LLC 0.47% of their portfolio PASADENA, CA 50,24650.2k $1.3m $1.3m 0.47% Added +1.1k +1,080
90 Meridian Wealth Management, LLC 0.10% of their portfolio LEXINGTON, KY 48,40648.4k $1.2m $1.2m 0.10% Added +7.9k +7,945
91 Armstrong, Fleming & Moore, Inc 1.12% of their portfolio WASHINGTON, DC 48,31848.3k $1.2m $1.2m 1.12% First filing
92 Financial Perspectives, Inc 0.50% of their portfolio MINNEAPOLIS, MN 45,45145.5k $1.1m $1.1m 0.50% Added +2.9k +2,927
93 ACAS, LLC 1.53% of their portfolio RANCHO SANTA FE, CA 45,17545.2k $1.1m $1.1m 1.53% Added +9.3k +9,313
94 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 44,69744.7k $1.1m $1.1m 0.00% Added +35.1k +35,125
95 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 44,06544.1k $1.1m $1.1m 0.00% Reduced -62.9k -62,872
96 WEALTHSOURCE PARTNERS, LLC 0.07% of their portfolio SAN LUIS OBISPO, CA 43,97044.0k $1.1m $1.1m 0.07% Added +1.4k +1,377
97 RAYMOND JAMES TRUST N.A. 0.03% of their portfolio ST. PETERSBURG, FL 40,66540.7k $1.0m $1.0m 0.03% Added +24.7k +24,701
98 Tradition Wealth Management, LLC 0.12% of their portfolio EDINA, MN 40,00640.0k $1.0m $1.0m 0.12% Unchanged
99 CAROLINAS WEALTH CONSULTING LLC 0.20% of their portfolio CHARLOTTE, NC 39,33939.3k $994.6k $994.6k 0.20% Added +1.0k +1,028
100 Bard Financial Services, Inc. 0.07% of their portfolio BRANFORD, CT 39,25039.2k $990.3k $990.3k 0.07% Unchanged