C3 AI INC AI
CL A · Common Stock · CUSIP 12468P104 · ISIN US12468P1049
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.95. Options: 31 managers hold calls ($521.2m notional), 33 hold puts ($488.7m).
Trends to Q2 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 224 |
| Q4 2022 | 219 |
| Q1 2023 | 303 |
| Q2 2023 | 317 |
| Q3 2023 | 297 |
| Q4 2023 | 314 |
| Q1 2024 | 307 |
| Q2 2024 | 338 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 106 | 108 |
| Q1 2023 | 210 | 96 |
| Q2 2023 | 178 | 150 |
| Q3 2023 | 167 | 135 |
| Q4 2023 | 165 | 113 |
| Q1 2024 | 152 | 135 |
| Q2 2024 | 173 | 136 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2023 | $434.2m | $470.3m | 1.08 |
| Q4 2023 | $363.7m | $460.4m | 1.27 |
| Q1 2024 | $324.8m | $341.6m | 1.05 |
| Q2 2024 | $521.2m | $488.7m | 0.94 |
Biggest buyers
| VANGUARD GROUP INC | Added | +875.8k |
| BlackRock Inc. | Added | +818.4k |
| Balyasny Asset Management L.P. | Added | +768.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +633.1k |
| GOLDMAN SACHS GROUP INC | Added | +576.0k |
| JANE STREET GROUP, LLC | Added | +571.3k |
| JPMORGAN CHASE & CO | Added | +347.6k |
| BARCLAYS PLC | Added | +346.7k |
| VOYA INVESTMENT MANAGEMENT LLC | Added | +299.7k |
| UBS Group AG | Added | +222.5k |
Biggest sellers
| COATUE MANAGEMENT LLC | Sold out | -2.1m |
| MORGAN STANLEY | Reduced | -1.6m |
| Global Assets Advisory, LLC | Sold out | -896.7k |
| Mirae Asset Global Investments Co., Ltd. | Reduced | -890.3k |
| CITADEL ADVISORS LLC | Reduced | -455.6k |
| D. E. Shaw & Co., Inc. | Sold out | -403.9k |
| Squarepoint Ops LLC | Reduced | -311.5k |
| OSAIC HOLDINGS, INC. | Reduced | -238.9k |
| Optiver Holding B.V. | Reduced | -162.5k |
| SIMPLEX TRADING, LLC | Reduced | -136.5k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $104.8m3.6m shares |
| CITADEL ADVISORS LLC | Added | $86.0m3.0m shares |
| NATIONAL BANK OF CANADA /FI/ | Added | $64.8m22.7k shares |
| JANE STREET GROUP, LLC | Added | $44.8m1.5m shares |
| PEAK6 Investments LLC | Added | $40.5m1.4m shares |
| D. E. Shaw & Co., Inc. | Added | $32.0m1.1m shares |
| IMC-Chicago, LLC | Reduced | $25.6m885.3k shares |
| SIMPLEX TRADING, LLC | Added | $25.4m876.8k shares |
| WOLVERINE TRADING, LLC | Added | $15.9m549.3k shares |
| BARCLAYS PLC | Added | $14.0m484.9k shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $108.7m3.8m shares |
| CITADEL ADVISORS LLC | Added | $77.3m2.7m shares |
| JANE STREET GROUP, LLC | Added | $58.9m2.0m shares |
| GOLDMAN SACHS GROUP INC | Added | $42.6m1.5m shares |
| SIMPLEX TRADING, LLC | Reduced | $33.7m1.2m shares |
| IMC-Chicago, LLC | Added | $20.1m694.4k shares |
| Sculptor Capital LP | Reduced | $19.8m683.5k shares |
| NATIONAL BANK OF CANADA /FI/ | Reduced | $14.7m5.1k shares |
| WOLVERINE TRADING, LLC | Added | $13.3m458.1k shares |
| GROUP ONE TRADING LLC | Reduced | $8.5m293.1k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| SIEBEL THOMAS M 13G · exempt (held before listing) -1.9 pts · filed 2026-05-15 | 15.3% |
| BlackRock, Inc. 13G · institution -1.2 pts · filed 2026-04-24 | 6.8% |
| VANGUARD PORTFOLIO MANAGEMENT LLC 13G · institution new · filed 2026-04-29 | 6.1% |
Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-26; now reported by VANGUARD PORTFOLIO MANAGEMENT LLC), SUSQUEHANNA SECURITIES, LLC (2.9%, 2026-02-13)
Insider purchases and sales in Q2 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2022 | 0 | — | 3 | $1.3m | — |
| Q4 2022 | 0 | — | 1 | $75.7k | — |
| Q1 2023 | 0 | — | 2 | $1.7m | $721.0k |
| Q2 2023 | 0 | — | 4 | $21.1m | $21.1m |
| Q3 2023 | 0 | — | 1 | $1.0m | $1.0m |
| Q4 2023 | 0 | — | 3 | $1.9m | — |
| Q1 2024 | 0 | — | 0 | — | — |
| Q2 2024 | 0 | — | 1 | $82.8k | $82.8k |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2024-06-27 | Lath Hitesh CHIEF FINANCIAL OFFICER | Sold plan | $82.8k3.0k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2024
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.01% of their portfolio | 11.5m $333.7m | Added +875.8k |
| BlackRock Inc. 0.00% of their portfolio | 7.5m $216.4m | Added +818.4k |
| VOYA INVESTMENT MANAGEMENT LLC 0.18% of their portfolio | 6.3m $183.7m | Added +299.7k |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.17% of their portfolio | 2.4m $70.6m | First filing |
| MORGAN STANLEY 0.01% of their portfolio | 2.3m $67.4m | Reduced -1.6m |
| STATE STREET CORP 0.00% of their portfolio | 2.1m $60.3m | Reduced -70.8k |
| GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 2.0m $59.0m | Added +82.9k |
| Baker Hughes Holdings LLC 90.41% of their portfolio | 1.8m $52.1m | Unchanged |
| GOLDMAN SACHS GROUP INC 0.01% of their portfolio | 1.0m $29.9m | Added +576.0k |
| JANE STREET GROUP, LLC 0.03% of their portfolio | 894.6k $25.9m | Added +571.3k |
| Balyasny Asset Management L.P. 0.06% of their portfolio | 787.5k $22.8m | Added +768.4k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 780.0k $22.6m | Reduced -6.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.04% of their portfolio | 780.0k $22.6m | Added +633.1k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 771.5k $22.3m | Added +1.9k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 752.1k $21.8m | Added +21.2k |
| CITADEL ADVISORS LLC 0.02% of their portfolio | 725.4k $21.0m | Reduced -455.6k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 609.3k $17.6m | Added +347.6k |
| BARCLAYS PLC 0.01% of their portfolio | 579.6k $16.8m | Added +346.7k |
| CITIGROUP INC 0.02% of their portfolio | 548.4k $15.9m | Reduced -25.6k |
| Sculptor Capital LP 0.29% of their portfolio | 482.3k $14.0m | Added +2.4k |
| UBS Group AG 0.00% of their portfolio | 447.7k $13.0m | Added +222.5k |
| Legal & General Group Plc 0.00% of their portfolio | 446.9k $12.9m | Added +62.3k |
| CAPITAL FUND MANAGEMENT S.A. 0.12% of their portfolio | 376.9k $10.9m | Added +160.4k |
| NORGES BANK 0.00% of their portfolio | 360.7k $10.4m | Reduced -18.2k |
| SIMPLEX TRADING, LLC 0.34% of their portfolio | 360.7k $10.4m | Reduced -136.5k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 339.5k $9.8m | Added +47.0k |
| FIRST TRUST ADVISORS LP 0.01% of their portfolio | 310.2k $9.0m | Added +35.9k |
| DOW CHEMICAL CO /DE/ 1.83% of their portfolio | 296.1k $8.6m | Unchanged |
| EVR Research LP 2.23% of their portfolio | 257.5k $7.5m | Reduced -117.5k |
| MIRAE ASSET SECURITIES (USA) INC. 0.46% of their portfolio | 249.4k $7.2m | First filing |
| Squarepoint Ops LLC 0.03% of their portfolio | 248.9k $7.2m | Reduced -311.5k |
| Invesco Ltd. 0.00% of their portfolio | 231.0k $6.7m | Added +155.3k |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 226.0k $6.5m | Reduced -16.8k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 217.1k $6.3m | Reduced -9.6k |
| Swiss National Bank 0.00% of their portfolio | 209.9k $6.1m | Added +14.7k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 201.3k $5.8m | Added +20.8k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 194.7k $5.6m | Added +92.1k |
| Perigon Wealth Management, LLC 0.16% of their portfolio | 188.5k $5.5m | Reduced -483 |
| Cubist Systematic Strategies, LLC 0.09% of their portfolio | 181.2k $5.2m | New |
| LPL Financial LLC 0.00% of their portfolio | 163.8k $4.7m | Added +44.8k |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 147.4k $4.3m | Reduced -238.9k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 147.2k $4.3m | Reduced -8.8k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 125.3k $3.6m | Added +572 |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.08% of their portfolio | 119.6k $3.5m | New |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 102.4k $3.0m | Added +5.1k |
| Tiller Private Wealth, Inc. 1.29% of their portfolio | 101.1k $2.9m | Unchanged |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 98.8k $2.9m | Added +247 |
| WOLVERINE TRADING, LLC 0.05% of their portfolio | 96.4k $2.8m | Added +48.5k |
| HSBC HOLDINGS PLC 0.00% of their portfolio | 87.1k $2.5m | Added +75.9k |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 0.03% of their portfolio | 85.8k $2.5m | Reduced -3.7k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 84.4k $2.4m | New |
| Bayesian Capital Management, LP 0.27% of their portfolio | 82.5k $2.4m | New |
| Carnegie Investment Counsel 0.07% of their portfolio | 80.0k $2.3m | Reduced -21.4k |
| HUB Investment Partners, LLC 0.11% of their portfolio | 80.0k $2.3m | Added +10.0k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 78.8k $2.2m | Added +55.7k |
| Tidal Investments LLC 0.03% of their portfolio | 78.6k $2.3m | Added +32.7k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 78.3k $2.3m | Added +13.2k |
| State of New Jersey Common Pension Fund D 0.01% of their portfolio | 77.8k $2.3m | Reduced -18.7k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 72.4k $2.1m | Reduced -7.7k |
| Schonfeld Strategic Advisors LLC 0.02% of their portfolio | 70.0k $2.0m | New |
| STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio | 68.4k $2.0m | Reduced -23.8k |
| Shearwater Capital LLC 1.43% of their portfolio | 67.3k $1.9m | Unchanged |
| Verition Fund Management LLC 0.02% of their portfolio | 67.0k $1.9m | Added +38.7k |
| EXCHANGE TRADED CONCEPTS, LLC 0.05% of their portfolio | 65.9k $1.9m | Reduced -7.6k |
| Advisory Services Network, LLC 0.04% of their portfolio | 63.9k $1.9m | Reduced -3.8k |
| OPPENHEIMER & CO INC 0.03% of their portfolio | 59.9k $1.7m | Added +2.2k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 57.4k $1.7m | Reduced -34.1k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 57.3k $1.7m | Reduced -4.9k |
| Cetera Investment Advisers 0.00% of their portfolio | 57.3k $1.7m | Added +8.1k |
| Optiver Holding B.V. 0.03% of their portfolio | 54.9k $1.6m | Reduced -162.5k |
| TWO SIGMA SECURITIES, LLC 0.08% of their portfolio | 54.7k $1.6m | New |
| Gratus Capital, LLC 0.06% of their portfolio | 54.5k $1.6m | New |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 54.2k $1.6m | Added +4.3k |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 53.6k $1.6m | Added +1.9k |
| Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio | 53.4k $1.5m | Reduced -890.3k |
| Creative Planning 0.00% of their portfolio | 52.9k $1.5m | Added +10.0k |
| Trexquant Investment LP 0.02% of their portfolio | 52.5k $1.5m | New |
| HighTower Advisors, LLC 0.00% of their portfolio | 52.3k $1.5m | Added +1.1k |
| TWINBEECH CAPITAL LP 0.03% of their portfolio | 51.6k $1.5m | New |
| EVERGREEN CAPITAL MANAGEMENT LLC 0.05% of their portfolio | 50.2k $1.5m | New |
| Kestra Advisory Services, LLC 0.01% of their portfolio | 49.8k $1.4m | Added +8.8k |
| LGT Group Foundation 0.02% of their portfolio | 49.2k $1.4m | New |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 48.8k $1.4m | Reduced -3.3k |
| MetLife Investment Management, LLC 0.01% of their portfolio | 47.8k $1.4m | Added +5.0k |
| Walleye Capital LLC 0.01% of their portfolio | 47.8k $1.4m | Reduced -107.4k |
| GROUP ONE TRADING LLC 0.04% of their portfolio | 46.0k $1.3m | New |
| ExodusPoint Capital Management, LP 0.01% of their portfolio | 44.9k $1.3m | New |
| Corebridge Financial, Inc. 0.01% of their portfolio | 44.5k $1.3m | First filing |
| ROYCE & ASSOCIATES LP 0.01% of their portfolio | 44.0k $1.3m | Unchanged |
| JANUS HENDERSON GROUP PLC 0.00% of their portfolio | 43.0k $1.2m | Reduced -439 |
| DGS Capital Management, LLC 0.34% of their portfolio | 41.6k $1.2m | Added +89 |
| Ensign Peak Advisors, Inc 0.00% of their portfolio | 39.8k $1.2m | Added +700 |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 38.7k $1.1m | Reduced -6.9k |
| Holocene Advisors, LP 0.00% of their portfolio | 38.2k $1.1m | New |
| Walleye Trading LLC 0.02% of their portfolio | 38.2k $1.1m | Reduced -82.7k |
| ALGERT GLOBAL LLC 0.04% of their portfolio | 37.0k $1.1m | New |
| Aristides Capital LLC 0.22% of their portfolio | 35.8k $1.0m | Added +17.9k |
| Allworth Financial LP 0.01% of their portfolio | 34.9k $971.9k | Added +465 |
| Baird Financial Group, Inc. 0.00% of their portfolio | 34.3k $993.3k | Unchanged |
| Focus Financial Network, Inc. 0.04% of their portfolio | 33.7k $1.0m | Reduced -3.4k |