Vault-13

BROOKFIELD INFRASTRUCTURE CO

COM SB VTG SHS A · Common Stock · CUSIP 11275Q107

312 institutional holders -6 vs Q4 2022
92,400,96592.4m shares reported held*
$4.1bnreported value*
33 new 107 added 96 reduced 37 sold out net bought ≈ $725.9m (+17.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($24.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $44.62. Options: 4 managers hold calls ($1.4m notional), 4 hold puts ($428.1k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 310Q4 22: 318Q1 23: 312312Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022310
Q4 2022318
Q1 2023312

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 144 bought or addedQ4 22: 133 cut or sold outQ4 22Q1 23: 140 bought or addedQ1 23: 133 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022144133
Q1 2023140133

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $1.0mQ3 22 puts: $4.4mQ3 22P/C 4.30Q4 22 calls: $542.4kQ4 22 puts: $575.7kQ4 22P/C 1.06Q1 23 calls: $1.4mQ1 23 puts: $428.1kQ1 23P/C 0.31
Numbers
QuarterCallsPutsP/C
Q3 2022$1.0m$4.4m4.30
Q4 2022$542.4k$575.7k1.06
Q1 2023$1.4m$428.1k0.31

Biggest buyers

FMR LLC Added +8,297,545+8.3m
MACKENZIE FINANCIAL CORP Added +4,382,492+4.4m
CIBC Private Wealth Group LLC Added +1,511,072+1.5m
Epoch Investment Partners, Inc. New +1,277,349+1.3m
BANK OF MONTREAL /CAN/ Added +781,164+781.2k
Copeland Capital Management, LLC Added +637,773+637.8k
ENVESTNET ASSET MANAGEMENT INC Added +212,060+212.1k
J.P. Morgan Private Wealth Advisors LLC Added +206,403+206.4k
Maryland State Retirement & Pension System Added +102,093+102.1k
NEUBERGER BERMAN GROUP LLC Added +95,283+95.3k

Biggest sellers

Connor, Clark & Lunn Investment Management Ltd. Reduced -193,876-193.9k
Nuveen Asset Management, LLC Reduced -84,833-84.8k
ROYAL BANK OF CANADA Reduced -82,975-83.0k
JANE STREET GROUP, LLC Reduced -62,037-62.0k
BAMCO INC /NY/ Reduced -56,399-56.4k
Qube Research & Technologies Ltd Reduced -45,019-45.0k
OCCUDO QUANTITATIVE STRATEGIES LP Sold out -42,121-42.1k
PICTET ASSET MANAGEMENT SA Reduced -38,325-38.3k
PANAGORA ASSET MANAGEMENT INC Sold out -38,010-38.0k
RENAISSANCE TECHNOLOGIES LLC Reduced -36,600-36.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $852.1k18.5k shares
CITADEL ADVISORS LLC Added $354.7k7.7k shares
SIMPLEX TRADING, LLC Added $161.0k3.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $225.7k4.9k shares
PEAK6 Investments LLC Reduced $124.4k2.7k shares
SIMPLEX TRADING, LLC New $78.0k1.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.03% of their portfolio BOSTON, MA 16,587,30016.6m $764.0m $764.0m 0.03% Added +8.3m +8,297,545
2 Brookfield Corp /ON/ 2.35% of their portfolio TORONTO, A6 13,012,78913.0m $599.4m $599.4m 2.35% Unchanged
3 BlackRock Inc. 0.01% of their portfolio New York, NY 5,319,2515.3m $245.0m $245.0m 0.01% Reduced -26.2k -26,218
4 MACKENZIE FINANCIAL CORP 0.24% of their portfolio TORONTO ONTARIO, A6 4,549,5124.5m $155.2m $155.2m 0.24% Added +4.4m +4,382,492
5 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 4,005,4474.0m $184.5m $184.5m 0.00% Reduced -18.5k -18,497
6 CIBC Private Wealth Group LLC 0.15% of their portfolio ATLANTA, GA 2,990,6223.0m $137.7m $137.7m 0.15% Added +1.5m +1,511,072
7 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 2,702,3942.7m $124.5m $124.5m 0.04% Reduced -83.0k -82,975
8 CONFLUENCE INVESTMENT MANAGEMENT LLC 1.77% of their portfolio ST. LOUIS, MO 2,603,6282.6m $119.9m $119.9m 1.77% Added +13.9k +13,927
9 Arete Wealth Advisors, LLC 1.09% of their portfolio CHICAGO, IL 2,361,5432.4m $13.3m $13.3m 1.09% Added +11.0k +11,006
10 BANK OF MONTREAL /CAN/ 0.04% of their portfolio TORONTO, A6 2,289,0802.3m $105.6m $105.6m 0.04% Added +781.2k +781,164
11 Capital Research Global Investors 0.03% of their portfolio Los Angeles, CA 2,041,0182.0m $94.1m $94.1m 0.03% Unchanged
12 BROWN ADVISORY INC 0.13% of their portfolio BALTIMORE, MD 1,704,3601.7m $78.5m $78.5m 0.13% Added +18.9k +18,864
13 CANADA PENSION PLAN INVESTMENT BOARD 0.12% of their portfolio TORONTO ONTARIO, A6 1,680,0601.7m $77.3m $77.3m 0.12% Reduced -1.9k -1,900
14 PRINCIPAL FINANCIAL GROUP INC 0.06% of their portfolio DES MOINES, IA 1,674,6951.7m $77.1m $77.1m 0.06% Reduced -34.5k -34,479
15 Caisse de depot et placement du Quebec 0.21% of their portfolio Montreal, A8 1,590,3001.6m $73.2m $73.2m 0.21% Unchanged
16 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,473,1841.5m $67.9m $67.9m 0.00% Added +41.1k +41,148
17 Copeland Capital Management, LLC 1.60% of their portfolio Conshohocken, PA 1,472,8891.5m $67.8m $67.8m 1.60% Added +637.8k +637,773
18 GW&K Investment Management, LLC 0.62% of their portfolio BOSTON, MA 1,396,3861.4m $64.3m $64.3m 0.62% Added +7.9k +7,879
19 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,388,8741.4m $64.0m $64.0m 0.01% Added +30.9k +30,911
20 Epoch Investment Partners, Inc. 0.35% of their portfolio New York, NY 1,277,3491.3m $58.8m $58.8m 0.35% New
21 NORGES BANK 0.01% of their portfolio OSLO, Q8 1,142,7111.1m $52.6m $52.6m 0.01% Added +26.6k +26,562
22 NATIONAL BANK OF CANADA /FI/ 0.13% of their portfolio MONTREAL, A8 1,070,8941.1m $49.1m $49.1m 0.13% Reduced -6.8k -6,814
23 NEUBERGER BERMAN GROUP LLC 0.04% of their portfolio NEW YORK, NY 1,025,0021.0m $47.2m $47.2m 0.04% Added +95.3k +95,283
24 TD Waterhouse Canada Inc. 0.64% of their portfolio TORONTO, A6 995,820995.8k $62.1m $62.1m 0.64% Reduced -19.1k -19,124
25 AMERICAN CENTURY COMPANIES INC 0.03% of their portfolio KANSAS CITY, MO 934,287934.3k $43.0m $43.0m 0.03% Reduced -1.4k -1,432
26 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 927,278927.3k $42.7m $42.7m 0.01% Added +59.9k +59,852
27 SCOTIA CAPITAL INC. 0.27% of their portfolio TORONTO, A6 815,886815.9k $37.4m $37.4m 0.27% Added +17.3k +17,301
28 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 761,316761.3k $35.1m $35.1m 0.01% Added +47.6k +47,605
29 TD Asset Management Inc 0.03% of their portfolio Toronto, A6 555,871555.9k $25.6m $25.6m 0.03% Added +20.7k +20,660
30 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 542,967543.0k $25.0m $25.0m 0.01% Reduced -84.8k -84,833
31 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 514,051514.1k $23.7m $23.7m 0.01% Added +12.0k +12,025
32 CIBC WORLD MARKET INC. 0.09% of their portfolio TORONTO, A6 512,445512.4k $23.6m $23.6m 0.09% Added +7.7k +7,725
33 J.P. Morgan Private Wealth Advisors LLC 0.05% of their portfolio SAN FRANCISCO, CA 510,463510.5k $23.5m $23.5m 0.05% Added +206.4k +206,403
34 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 492,122492.1k $22.7m $22.7m 0.01% Reduced -19.0k -19,030
35 GUARDIAN CAPITAL LP 0.67% of their portfolio TORONTO, A6 457,839457.8k $21.1m $21.1m 0.67% Reduced -5.7k -5,669
36 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 390,358390.4k $18.0m $18.0m 0.00% Added +46.6k +46,625
37 Fenimore Asset Management Inc 0.43% of their portfolio Cobleskill, NY 359,341359.3k $16.6m $16.6m 0.43% Added +1.6k +1,611
38 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 354,920354.9k $16.3m $16.3m 0.01% Added +212.1k +212,060
39 EVERGREEN CAPITAL MANAGEMENT LLC 0.72% of their portfolio Bellevue, WA 347,295347.3k $16.0m $16.0m 0.72% Added +34.3k +34,334
40 Connor, Clark & Lunn Investment Management Ltd. 0.08% of their portfolio VANCOUVER, A1 311,571311.6k $14.4m $14.4m 0.08% Reduced -193.9k -193,876
41 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 305,093305.1k $14.1m $14.1m 0.00% Reduced -2.6k -2,609
42 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 274,304274.3k $12.6m $12.6m 0.00% Added +4.8k +4,783
43 LORD, ABBETT & CO. LLC 0.02% of their portfolio JERSEY CITY, NJ 267,600267.6k $12.3m $12.3m 0.02% Unchanged
44 LAKE STREET ADVISORS GROUP, LLC 0.74% of their portfolio PORTSMOUTH, NH 259,299259.3k $11.9m $11.9m 0.74% Added +21.3k +21,315
45 Legal & General Group Plc 0.00% of their portfolio London, X0 254,720254.7k $11.7m $11.7m 0.00% Reduced -6.0k -6,008
46 TORONTO DOMINION BANK 0.02% of their portfolio TORONTO, ONTARIO, A6 234,838234.8k $10.8m $10.8m 0.02% Added +873 +873
47 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 222,996223.0k $10.3m $10.3m 0.00% Added +2.7k +2,651
48 Swiss National Bank 0.01% of their portfolio ZURICH, V8 216,477216.5k $10.0m $10.0m 0.01% Reduced -24.7k -24,700
49 CIBC Asset Management Inc 0.04% of their portfolio TORONTO, Z4 203,128203.1k $9.4m $9.4m 0.04% Reduced -14.8k -14,790
50 Federation des caisses Desjardins du Quebec 0.08% of their portfolio LEVIS, A8 160,111160.1k $7.3m $7.3m 0.08% Added +58 +58
51 COLONY GROUP LLC 0.11% of their portfolio Boston, MA 159,239159.2k $7.3m $7.3m 0.11% Added +757 +757
52 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 143,833143.8k $6.6m $6.6m 0.01% Added +69.8k +69,817
53 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 136,852136.9k $6.3m $6.3m 0.01% Reduced -8.8k -8,787
54 Maryland State Retirement & Pension System 0.14% of their portfolio BALTIMORE, MD 135,765135.8k $6.3m $6.3m 0.14% Added +102.1k +102,093
55 FIRST MANHATTAN CO. LLC. 0.02% of their portfolio NEW YORK, NY 134,604134.6k $6.2m $6.2m 0.02% Reduced -25.7k -25,662
56 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 133,938133.9k $6.2m $6.2m 0.01% Added +7.7k +7,724
57 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 128,482128.5k $5.9m $5.9m 0.00% Added +1.7k +1,730
58 RHUMBLINE ADVISERS 0.01% of their portfolio BOSTON, MA 128,331128.3k $5.9m $5.9m 0.01% Added +4.4k +4,431
59 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 127,634127.6k $5.9m $5.9m 0.00% Added +19.9k +19,854
60 Avalon Trust Co 0.56% of their portfolio SANTA FE, NM 121,592121.6k $5.6m $5.6m 0.56% First filing
61 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 110,948110.9k $5.1m $5.1m 0.00% Reduced -27.3k -27,264
62 GREAT LAKES ADVISORS, LLC 0.05% of their portfolio CHICAGO, IL 108,784108.8k $5.0m $5.0m 0.05% Reduced -5.9k -5,916
63 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 105,285105.3k $4.8m $4.8m 0.00% Added +2.8k +2,811
64 STRS OHIO 0.01% of their portfolio COLUMBUS, OH 93,00093.0k $4.3m $4.3m 0.01% Added +60.9k +60,900
65 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 88,01688.0k $4.1m $4.1m 0.01% Reduced -10.0k -9,966
66 Chicago Partners Investment Group LLC 0.22% of their portfolio CHICAGO, IL 87,64887.6k $3.8m $3.8m 0.22% Added +11.8k +11,828
67 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 77,94277.9k $3.6m $3.6m 0.00% Added +25.3k +25,272
68 Clearstead Advisors, LLC 0.25% of their portfolio CLEVELAND, OH 75,90075.9k $3.5m $3.5m 0.25% Reduced -16.2k -16,229
69 Paragon Capital Management Ltd 0.78% of their portfolio DENVER, CO 74,38974.4k $3.4m $3.4m 0.78% Reduced -29.4k -29,445
70 Baskin Financial Services Inc. 0.36% of their portfolio TORONTO, A6 74,14374.1k $3.4m $3.4m 0.36% Added +2.3k +2,301
71 State of Tennessee, Department of Treasury 0.01% of their portfolio NASHVILLE, TN 72,57872.6k $3.3m $3.3m 0.01% Unchanged
72 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 70,57070.6k $3.3m $3.3m 0.00% Added +2.3k +2,344
73 CANADA LIFE ASSURANCE Co 0.01% of their portfolio WINNIPEG, A2 69,51769.5k $3.2m $3.2m 0.01% Added +5.0k +5,044
74 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 65,85065.8k $3.0m $3.0m 0.00% Reduced -36.6k -36,600
75 State of New Jersey Common Pension Fund D 0.01% of their portfolio TRENTON, NJ 64,74064.7k $3.0m $3.0m 0.01% Unchanged
76 Avalon Investment & Advisory 0.08% of their portfolio HOUSTON, TX 63,57563.6k $2.9m $2.9m 0.08% Reduced -467 -467
77 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 57,77457.8k $2.7m $2.7m 0.00% Added +18.5k +18,504
78 Leith Wheeler Investment Counsel Ltd. 0.39% of their portfolio VANCOUVER, A1 57,22557.2k $2.6m $2.6m 0.39% New
79 BAMCO INC /NY/ 0.01% of their portfolio NEW YORK, NY 53,41053.4k $2.5m $2.5m 0.01% Reduced -56.4k -56,399
80 Ipswich Investment Management Co., Inc. 0.65% of their portfolio BEVERLY, MA 52,00352.0k $2.4m $2.4m 0.65% Reduced -2.6k -2,613
81 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 51,53851.5k $2.4m $2.4m 0.00% Reduced -18.6k -18,562
82 MetLife Investment Management, LLC 0.02% of their portfolio Whippany, NJ 51,14951.1k $2.4m $2.4m 0.02% Unchanged
83 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 50,40550.4k $2.3m $2.3m 0.00% Added +696 +696
84 AMERICAN INTERNATIONAL GROUP, INC. 0.01% of their portfolio New York, NY 47,27447.3k $2.2m $2.2m 0.01% Added +941 +941
85 HARBOR ADVISORY CORP /MA/ 0.83% of their portfolio PORTSMOUTH, NH 47,25547.3k $2.2m $2.2m 0.83% Added +2.4k +2,412
86 Lee Financial Co 0.37% of their portfolio Dallas, TX 47,16047.2k $2.2m $2.2m 0.37% Reduced -6.9k -6,919
87 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 43,32143.3k $2.0m $2.0m 0.00% New
88 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 42,81742.8k $2.0m $2.0m 0.00% Added +3.2k +3,182
89 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 42,50642.5k $2.0m $2.0m 0.00% Unchanged
90 KARPAS STRATEGIES, LLC 0.68% of their portfolio LITCHFIELD, CT 41,80541.8k $1.9m $1.9m 0.68% Reduced -169 -169
91 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 41,33741.3k $1.9m $1.9m 0.00% Added +8.6k +8,632
92 Lantz Financial LLC 0.77% of their portfolio NAPERVILLE, IL 40,29740.3k $1.9m $1.9m 0.77% Added +90 +90
93 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 39,34739.3k $1.8m $1.8m 0.02% Added +362 +362
94 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 39,21639.2k $1.8m $1.8m 0.04% New
95 DAVIS-REA LTD. 1.07% of their portfolio TORONTO, A6 38,43038.4k $1.8m $1.8m 1.07% Reduced -910 -910
96 Alberta Investment Management Corp 0.02% of their portfolio EDMONTON, A0 37,84737.8k $1.7m $1.7m 0.02% Added +21.4k +21,429
97 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 37,21737.2k $1.7m $1.7m 0.00% Reduced -1.1k -1,052
98 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 37,16137.2k $1.7m $1.7m 0.00% Reduced -136 -136
99 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 36,44336.4k $1.7m $1.7m 0.00% Reduced -2.7k -2,660
100 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 36,17036.2k $1.7m $1.7m 0.00% Added +4.0k +3,990