Vault-13

BROOKFIELD CORP BN

CL A LTD VT SH · Common Stock · CUSIP 11271J107 · ISIN CA11271J1075

Asset management company based in Canada

603 institutional holders -14 vs Q1 2023
981,918,376981.9m shares reported held*
$33.1bnreported value*
51 new 205 added 207 reduced 69 sold out net bought ≈ $520.8m (+15.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($403.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $33.72. Options: 11 managers hold calls ($30.4m notional), 9 hold puts ($39.6m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 3Q4 22: 632Q1 23: 617Q2 23: 603603Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 20223
Q4 2022632
Q1 2023617
Q2 2023603

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 595 bought or addedQ4 22: 2 cut or sold outQ4 22Q1 23: 290 bought or addedQ1 23: 264 cut or sold outQ1 23Q2 23: 256 bought or addedQ2 23: 276 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225952
Q1 2023290264
Q2 2023256276

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25m$50m$75m$100mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $18.9mQ4 22 puts: $32.1mQ4 22P/C 1.70Q1 23 calls: $44.5mQ1 23 puts: $85.8mQ1 23P/C 1.93Q2 23 calls: $30.4mQ2 23 puts: $39.6mQ2 23P/C 1.30
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$18.9m$32.1m1.70
Q1 2023$44.5m$85.8m1.93
Q2 2023$30.4m$39.6m1.30

Biggest buyers

TORONTO DOMINION BANK Added +11,274,452+11.3m
EdgePoint Investment Group Inc. Added +8,126,594+8.1m
VANGUARD GROUP INC Added +6,683,822+6.7m
PRINCIPAL FINANCIAL GROUP INC Added +5,521,675+5.5m
Capital World Investors Added +4,633,589+4.6m
GOLDMAN SACHS GROUP INC Added +4,277,053+4.3m
Cardinal Capital Management, Inc. New +2,211,915+2.2m
JARISLOWSKY, FRASER Ltd Added +2,117,528+2.1m
Scharf Investments, LLC Added +1,684,476+1.7m
Corient Private Wealth LP Added +1,411,177+1.4m

Biggest sellers

FMR LLC Reduced -6,955,565-7.0m
FIL Ltd Reduced -4,175,529-4.2m
TD Asset Management Inc Reduced -3,513,113-3.5m
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp Reduced -2,791,794-2.8m
CIBC Asset Management Inc Reduced -2,072,213-2.1m
MANUFACTURERS LIFE INSURANCE COMPANY, THE Reduced -2,064,753-2.1m
MORGAN STANLEY Reduced -2,063,346-2.1m
MACKENZIE FINANCIAL CORP Reduced -2,053,992-2.1m
BANK OF AMERICA CORP /DE/ Reduced -1,757,793-1.8m
Jefferies Financial Group Inc. Reduced -1,254,000-1.3m

Biggest calls

ROYAL BANK OF CANADA Reduced $10.9m324.0k shares
CITADEL ADVISORS LLC Added $7.3m217.7k shares
SIMPLEX TRADING, LLC Added $4.5m134.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.6m107.0k shares
SIG North Trading, ULC Added $1.9m57.8k shares
Walleye Trading LLC Reduced $1.5m43.4k shares
CAPITAL FUND MANAGEMENT S.A. New $373.5k11.1k shares
GROUP ONE TRADING LLC Added $299.5k8.9k shares
Cutler Group LLC / CA Reduced $2.0k1.1k shares
Meixler Investment Management, Ltd. Unchanged $1.5k400 shares

Biggest puts

ROYAL BANK OF CANADA Added $19.5m580.0k shares
SIG North Trading, ULC Added $9.7m287.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.3m127.3k shares
CITADEL ADVISORS LLC Reduced $3.3m98.5k shares
Jefferies Financial Group Inc. New $1.7m50.0k shares
SIMPLEX TRADING, LLC Reduced $594.0k21.0k shares
CAPITAL FUND MANAGEMENT S.A. New $424.0k12.6k shares
GROUP ONE TRADING LLC Added $104.3k3.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Brookfield Corp /ON/ 17.81% of their portfolio TORONTO, A6 133,723,524133.7m $4.5bn $4.5bn 17.81% Unchanged
2 ROYAL BANK OF CANADA 0.97% of their portfolio TORONTO, A6 102,933,648102.9m $3.5bn $3.5bn 0.97% Added +146.4k +146,371
3 PRINCIPAL FINANCIAL GROUP INC 1.35% of their portfolio DES MOINES, IA 58,542,60858.5m $2.0bn $2.0bn 1.35% Added +5.5m +5,521,675
4 BANK OF MONTREAL /CAN/ 0.68% of their portfolio TORONTO, A6 54,814,04254.8m $1.8bn $1.8bn 0.68% Added +684.3k +684,269
5 VANGUARD GROUP INC 0.04% of their portfolio Valley Forge, PA 54,413,45654.4m $1.8bn $1.8bn 0.04% Added +6.7m +6,683,822
6 Capital World Investors 0.15% of their portfolio LOS ANGELES, CA 23,847,32423.8m $802.4m $802.4m 0.15% Added +4.6m +4,633,589
7 TD Asset Management Inc 0.90% of their portfolio Toronto, A6 23,563,32323.6m $794.2m $794.2m 0.90% Reduced -3.5m -3,513,113
8 JARISLOWSKY, FRASER Ltd 4.67% of their portfolio MONTREAL, A8 23,288,25723.3m $784.9m $784.9m 4.67% Added +2.1m +2,117,528
9 1832 Asset Management L.P. 1.51% of their portfolio TORONTO, A6 23,103,29023.1m $777.4m $777.4m 1.51% Reduced -348.0k -348,045
10 MACKENZIE FINANCIAL CORP 1.17% of their portfolio TORONTO ONTARIO, A6 22,632,14522.6m $761.8m $761.8m 1.17% Reduced -2.1m -2,053,992
11 FIL Ltd 0.81% of their portfolio HAMILTON, D0 21,298,68221.3m $717.1m $717.1m 0.81% Reduced -4.2m -4,175,529
12 TORONTO DOMINION BANK 0.52% of their portfolio TORONTO, ONTARIO, A6 20,948,92420.9m $705.3m $705.3m 0.52% Added +11.3m +11,274,452
13 BANK OF NOVA SCOTIA 1.77% of their portfolio TORONTO, A6 20,069,91920.1m $675.8m $675.8m 1.77% Added +218.2k +218,186
14 AKRE CAPITAL MANAGEMENT LLC 5.13% of their portfolio Middleburg, VA 18,304,31318.3m $615.9m $615.9m 5.13% Added +117.6k +117,559
15 FIRST MANHATTAN CO. LLC. 2.18% of their portfolio NEW YORK, NY 17,778,84417.8m $595.8m $595.8m 2.18% Added +18.8k +18,789
16 EdgePoint Investment Group Inc. 5.35% of their portfolio TORONTO, A6 17,666,91217.7m $594.9m $594.9m 5.35% Added +8.1m +8,126,594
17 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.30% of their portfolio Toronto, A6 15,901,77715.9m $535.1m $535.1m 0.30% Reduced -2.1m -2,064,753
18 NORGES BANK 0.10% of their portfolio OSLO, Q8 15,786,53715.8m $531.3m $531.3m 0.10% Added +1.1m +1,082,705
19 CIBC Asset Management Inc 2.06% of their portfolio TORONTO, Z4 15,619,35615.6m $526.2m $526.2m 2.06% Reduced -2.1m -2,072,213
20 Beutel, Goodman & Co Ltd. 2.43% of their portfolio TORONTO, A6 12,848,54512.8m $433.1m $433.1m 2.43% Added +82.1k +82,070
21 CIBC WORLD MARKET INC. 1.28% of their portfolio TORONTO, A6 11,032,90711.0m $371.3m $371.3m 1.28% Reduced -126.8k -126,834
22 Markel Group Inc. 3.49% of their portfolio Glen Allen, VA 8,715,7418.7m $293.3m $293.3m 3.49% Unchanged
23 GOLDMAN SACHS GROUP INC 0.07% of their portfolio NEW YORK, NY 8,659,4708.7m $291.4m $291.4m 0.07% Added +4.3m +4,277,053
24 DAVENPORT & Co LLC 2.04% of their portfolio RICHMOND, VA 8,182,6558.2m $273.3m $273.3m 2.04% Reduced -35.7k -35,689
25 NEUBERGER BERMAN GROUP LLC 0.23% of their portfolio NEW YORK, NY 7,685,5347.7m $258.6m $258.6m 0.23% Added +24.6k +24,606
26 COOKE & BIELER LP 2.34% of their portfolio PHILADELPHIA, PA 7,449,0007.4m $250.7m $250.7m 2.34% Reduced -53.1k -53,084
27 FMR LLC 0.02% of their portfolio BOSTON, MA 7,273,1777.3m $244.8m $244.8m 0.02% Reduced -7.0m -6,955,565
28 Invesco Ltd. 0.06% of their portfolio ATLANTA, GA 6,952,8767.0m $234.0m $234.0m 0.06% Reduced -38.5k -38,545
29 SCOTIA CAPITAL INC. 1.56% of their portfolio TORONTO, A6 6,753,0076.8m $226.8m $226.8m 1.56% Added +206.6k +206,628
30 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 6,651,9896.7m $223.8m $223.8m 0.02% Reduced -2.1m -2,063,346
31 Connor, Clark & Lunn Investment Management Ltd. 1.06% of their portfolio VANCOUVER, A1 6,311,2236.3m $212.4m $212.4m 1.06% Reduced -356.5k -356,500
32 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 6,069,6426.1m $204.2m $204.2m 0.02% Reduced -1.8m -1,757,793
33 CIBC Private Wealth Group LLC 0.21% of their portfolio ATLANTA, GA 5,602,9725.6m $188.5m $188.5m 0.21% Added +383.2k +383,226
34 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 5,567,5965.6m $187.3m $187.3m 0.02% Added +26.0k +26,039
35 Scharf Investments, LLC 5.20% of their portfolio LOS GATOS, CA 5,154,0245.2m $173.4m $173.4m 5.20% Added +1.7m +1,684,476
36 GEODE CAPITAL MANAGEMENT, LLC 0.02% of their portfolio BOSTON, MA 4,871,6844.9m $163.7m $163.7m 0.02% Added +236.6k +236,642
37 Fiera Capital Corp 0.47% of their portfolio MONTREAL, A8 4,818,5584.8m $162.5m $162.5m 0.47% Reduced -1.1m -1,112,820
38 Federation des caisses Desjardins du Quebec 1.55% of their portfolio LEVIS, A8 4,656,7624.7m $158.3m $158.3m 1.55% Added +190.0k +190,033
39 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.05% of their portfolio Boston, MA 4,288,1534.3m $144.3m $144.3m 0.05% Added +43.1k +43,055
40 TD Waterhouse Canada Inc. 1.73% of their portfolio TORONTO, A6 3,945,8373.9m $173.6m $173.6m 1.73% Reduced -323.3k -323,284
41 Caisse de depot et placement du Quebec 0.35% of their portfolio Montreal, A8 3,890,5003.9m $131.1m $131.1m 0.35% Unchanged
42 Alberta Investment Management Corp 1.24% of their portfolio EDMONTON, A0 3,830,2713.8m $129.1m $129.1m 1.24% Reduced -507.2k -507,185
43 FRANKLIN RESOURCES INC 0.06% of their portfolio San Mateo, CA 3,556,5063.6m $119.7m $119.7m 0.06% Added +587.8k +587,792
44 AGF MANAGEMENT LTD 0.86% of their portfolio TORONTO, A6 3,535,8093.5m $119.0m $119.0m 0.86% Reduced -384.0k -384,023
45 NATIONAL BANK OF CANADA /FI/ 0.23% of their portfolio MONTREAL, A8 3,392,9273.4m $113.6m $113.6m 0.23% Reduced -98.1k -98,149
46 BESSEMER GROUP INC 0.24% of their portfolio WOODBRIDGE, NJ 3,323,4363.3m $111.8m $111.8m 0.24% Added +1.3m +1,282,295
47 BAMCO INC /NY/ 0.31% of their portfolio NEW YORK, NY 3,319,3413.3m $111.7m $111.7m 0.31% Added +128.1k +128,117
48 CI INVESTMENTS INC. 0.52% of their portfolio TORONTO, Z4 3,045,9053.0m $102.5m $102.5m 0.52% Reduced -2.4k -2,402
49 Corient Private Wealth LP 0.24% of their portfolio MIAMI, FL 3,032,5193.0m $102.0m $102.0m 0.24% Added +1.4m +1,411,177
50 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 3,018,8433.0m $102.7m $102.7m 0.03% Added +269.5k +269,517
51 CHECK CAPITAL MANAGEMENT INC/CA 8.52% of their portfolio COSTA MESA, CA 3,012,7233.0m $101.4m $101.4m 8.52% Added +30.6k +30,597
52 Sumitomo Mitsui Trust Group, Inc. 0.08% of their portfolio CHIYODA-KU, TOKYO, M0 2,944,9972.9m $99.3m $99.3m 0.08% Reduced -592.2k -592,224
53 Aristotle Capital Management, LLC 0.19% of their portfolio LOS ANGELES, CA 2,809,4292.8m $94.5m $94.5m 0.19% Added +121.8k +121,814
54 M&G INVESTMENT MANAGEMENT LTD 0.55% of their portfolio London, X0 2,702,3302.7m $91.9m $91.9m 0.55% Added +925.3k +925,318
55 TIMUCUAN ASSET MANAGEMENT INC/FL 3.43% of their portfolio JACKSONVILLE, FL 2,596,9512.6m $87.4m $87.4m 3.43% Reduced -23.7k -23,661
56 Fenimore Asset Management Inc 2.17% of their portfolio Cobleskill, NY 2,590,6702.6m $87.2m $87.2m 2.17% Reduced -309.1k -309,106
57 CANADA PENSION PLAN INVESTMENT BOARD 0.13% of their portfolio TORONTO ONTARIO, A6 2,568,4902.6m $86.6m $86.6m 0.13% Unchanged
58 Marathon Asset Management Ltd 2.41% of their portfolio London, X0 2,545,1632.5m $85.8m $85.8m 2.41% Reduced -55.9k -55,945
59 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,451,5502.5m $82.6m $82.6m 0.02% Added +162.6k +162,588
60 GUARDIAN CAPITAL LP 2.63% of their portfolio TORONTO, A6 2,434,8462.4m $82.1m $82.1m 2.63% Added +385.3k +385,300
61 OMERS ADMINISTRATION Corp 1.21% of their portfolio TORONTO, A6 2,317,7892.3m $78.0m $78.0m 1.21% Unchanged
62 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 2,296,2632.3m $77.3m $77.3m 0.02% Added +827.1k +827,107
63 Burgundy Asset Management Ltd. 0.90% of their portfolio Toronto, A6 2,261,1282.3m $76.2m $76.2m 0.90% Reduced -73.8k -73,811
64 CREDIT SUISSE AG/ 0.07% of their portfolio ZURICH, V8 2,236,4852.2m $75.3m $75.3m 0.07% Reduced -23.2k -23,171
65 Madison Asset Management, LLC 1.09% of their portfolio MADISON, WI 2,229,2972.2m $75.0m $75.0m 1.09% Reduced -4.0k -3,981
66 Cardinal Capital Management, Inc. 3.73% of their portfolio WINNIPEG, A2 2,211,9152.2m $74.5m $74.5m 3.73% New
67 MCDONALD CAPITAL INVESTORS INC/CA 5.54% of their portfolio ORINDA, CA 2,204,6462.2m $74.2m $74.2m 5.54% Reduced -32.6k -32,591
68 Broad Run Investment Management, LLC 7.88% of their portfolio ARLINGTON, VA 1,980,4982.0m $66.6m $66.6m 7.88% Reduced -101.1k -101,132
69 Addenda Capital Inc. 3.53% of their portfolio MONTREAL, A8 1,883,8791.9m $84.0m $84.0m 3.53% Reduced -9.9k -9,897
70 CIDEL ASSET MANAGEMENT INC 2.73% of their portfolio TORONTO, A6 1,788,8841.8m $60.3m $60.3m 2.73% Reduced -46.1k -46,052
71 INTACT INVESTMENT MANAGEMENT INC. 2.38% of their portfolio MONTREAL, A8 1,737,3001.7m $58.5m $58.5m 2.38% Reduced -345.4k -345,430
72 Dixon Mitchell Investment Counsel Inc. 3.32% of their portfolio VANCOUVER, A1 1,722,5111.7m $58.0m $58.0m 3.32% Added +55.2k +55,184
73 Cannell & Co. 1.92% of their portfolio New York, NY 1,718,4921.7m $57.8m $57.8m 1.92% Reduced -331.1k -331,052
74 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,706,6241.7m $57.4m $57.4m 0.01% Added +8.2k +8,214
75 Scheer, Rowlett & Associates Investment Management Ltd. 4.31% of their portfolio TORONTO, A6 1,599,4371.6m $53.8m $53.8m 4.31% Added +30.7k +30,680
76 BRUNI J V & CO /CO 6.49% of their portfolio COLORADO SPRINGS, CO 1,453,1281.5m $48.9m $48.9m 6.49% Reduced -101 -101
77 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.69% of their portfolio ST. LOUIS, MO 1,399,6821.4m $47.1m $47.1m 0.69% Reduced -14.8k -14,776
78 DEUTSCHE BANK AG\ 0.02% of their portfolio FRANKFURT AM MAIN, 2M 1,396,8001.4m $47.0m $47.0m 0.02% Added +44.2k +44,181
79 Sather Financial Group Inc 3.55% of their portfolio Victoria, TX 1,318,8601.3m $44.4m $44.4m 3.55% Added +21.2k +21,197
80 HORIZON KINETICS ASSET MANAGEMENT LLC 0.96% of their portfolio NEW YORK, NY 1,313,3601.3m $44.2m $44.2m 0.96% Reduced -811.4k -811,363
81 GREENLEA LANE CAPITAL MANAGEMENT, LLC 16.07% of their portfolio WESTON, CT 1,309,2301.3m $44.1m $44.1m 16.07% Added +365.6k +365,630
82 MORGUARD LINCLUDEN GLOBAL INVESTMENTS Ltd 5.04% of their portfolio MISSISSAUGA, A6 1,299,1541.3m $43.7m $43.7m 5.04% Added +163.7k +163,654
83 STIFEL FINANCIAL CORP 0.06% of their portfolio ST. LOUIS, MO 1,277,3101.3m $43.0m $43.0m 0.06% Added +15.0k +15,011
84 D. E. Shaw & Co., Inc. 0.07% of their portfolio New York, NY 1,270,1251.3m $42.8m $42.8m 0.07% Reduced -20.8k -20,800
85 Credential Qtrade Securities Inc. 2.68% of their portfolio VANCOUVER, A1 1,266,8371.3m $42.7m $42.7m 2.68% Added +46.0k +46,005
86 PRICE T ROWE ASSOCIATES INC /MD/ 0.01% of their portfolio BALTIMORE, MD 1,260,5601.3m $42.4m $42.4m 0.01% Reduced -49.6k -49,619
87 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 1,241,4731.2m $41.8m $41.8m 0.03% Added +73.4k +73,373
88 NEW SOUTH CAPITAL MANAGEMENT INC 1.69% of their portfolio MEMPHIS, TN 1,129,2711.1m $38.0m $38.0m 1.69% Reduced -51.2k -51,232
89 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 1,114,1331.1m $37.5m $37.5m 0.01% Reduced -152.0k -151,979
90 RENAISSANCE TECHNOLOGIES LLC 0.05% of their portfolio NEW YORK, NY 1,095,2631.1m $36.9m $36.9m 0.05% Reduced -715.6k -715,600
91 Onex Canada Asset Management Inc. 2.23% of their portfolio TORONTO, A6 1,094,3341.1m $36.8m $36.8m 2.23% Reduced -264.4k -264,359
92 Amundi 0.02% of their portfolio Paris, I0 1,085,3441.1m $36.3m $36.3m 0.02% Added +43.2k +43,162
93 MONTRUSCO BOLTON INVESTMENTS INC. 0.55% of their portfolio MONTREAL, A8 1,052,1771.1m $35.5m $35.5m 0.55% Reduced -619.8k -619,844
94 HughesLittle Investment Management Ltd. 10.56% of their portfolio Vancouver, A1 1,043,6101.0m $35.2m $35.2m 10.56% Unchanged
95 Baskin Financial Services Inc. 2.93% of their portfolio TORONTO, A6 906,713906.7k $30.5m $30.5m 2.93% Added +5.3k +5,325
96 Heritage Wealth Advisors 1.59% of their portfolio RICHMOND, VA 894,625894.6k $30.1m $30.1m 1.59% Added +41.0k +41,041
97 UBS Group AG 0.01% of their portfolio ZURICH, V8 876,398876.4k $29.5m $29.5m 0.01% Reduced -99.7k -99,658
98 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 876,141876.1k $29.5m $29.5m 0.01% Added +44.8k +44,801
99 Northwest & Ethical Investments L.P. 0.93% of their portfolio TORONTO, A6 862,816862.8k $29.0m $29.0m 0.93% Added +72.3k +72,294
100 State of Tennessee, Department of Treasury 0.12% of their portfolio NASHVILLE, TN 827,480827.5k $27.9m $27.9m 0.12% New