Vault-13

BROAD CAPITAL ACQUISITION CO

RIGHT 01/10/2027 · CUSIP 11125B110

21 institutional holders +1 vs Q1 2024
7,452,2217.5m shares reported held*
$1.6mreported value*
1 new 1 added 2 reduced 0 sold out net bought ≈ $859 (+4.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.21.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 21Q4 22: 20Q1 23: 23Q2 23: 24Q3 23: 23Q4 23: 21Q1 24: 20Q2 24: 2121Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202221
Q4 202220
Q1 202323
Q2 202324
Q3 202323
Q4 202321
Q1 202420
Q2 202421

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 4 bought or addedQ4 22: 3 cut or sold outQ4 22Q1 23: 8 bought or addedQ1 23: 4 cut or sold outQ2 23: 4 bought or addedQ2 23: 7 cut or sold outQ2 23Q3 23: 4 bought or addedQ3 23: 7 cut or sold outQ4 23: 3 bought or addedQ4 23: 5 cut or sold outQ4 23Q1 24: 2 bought or addedQ1 24: 8 cut or sold outQ2 24: 2 bought or addedQ2 24: 2 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202243
Q1 202384
Q2 202347
Q3 202347
Q4 202335
Q1 202428
Q2 202422

Biggest buyers

FLOW TRADERS U.S. LLC New +10,695+10.7k
COWEN AND COMPANY, LLC Added +800+800

Biggest sellers

CITADEL ADVISORS LLC Reduced -7,200-7.2k
CLEAR STREET LLC Reduced -100-100

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COWEN AND COMPANY, LLC 0.01% of their portfolio NEW YORK, NY 909,253909.3k $186.0k $186.0k 0.01% Added +800 +800
2 Saba Capital Management, L.P. 0.00% of their portfolio NEW YORK, NY 800,000800.0k $172.0k $172.0k 0.00% Unchanged
3 MMCAP International Inc. SPC 0.02% of their portfolio GRAND CAYMAN, E9 750,000750.0k $153.4k $153.4k 0.02% Unchanged
4 BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 650,000650.0k $139.8k $139.8k 0.00% Unchanged
5 ATW SPAC MANAGEMENT LLC 0.16% of their portfolio NEW YORK, NY 650,000650.0k $133.0k $133.0k 0.16% Unchanged
6 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 610,550610.5k $124.9k $124.9k 0.00% Unchanged
7 Polar Asset Management Partners Inc. 0.00% of their portfolio TORONTO, A6 500,000500.0k $107.5k $107.5k 0.00% Unchanged
8 Shaolin Capital Management LLC 0.00% of their portfolio Miami, FL 500,000500.0k $102.3k $102.3k 0.00% Unchanged
9 Yakira Capital Management, Inc. 0.04% of their portfolio Westport, CT 435,800435.8k $93.7k $93.7k 0.04% Unchanged
10 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 350,000350.0k $71.6k $71.6k 0.00% Unchanged
11 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.00% of their portfolio WEST PALM BEACH, FL 350,000350.0k $71.6k $71.6k 0.00% Unchanged
12 FIFTH LANE CAPITAL, LP 0.14% of their portfolio Austin, TX 300,000300.0k $62.2k $62.2k 0.14% Unchanged
13 AQR Arbitrage LLC 0.00% of their portfolio Greenwich, CT 228,043228.0k $46.7k $46.7k 0.00% Unchanged
14 Clear Street Derivatives LLC 0.00% of their portfolio NEW YORK, NY 181,220181.2k $37.1k $37.1k 0.00% Unchanged
15 CVI Holdings, LLC 0.02% of their portfolio WILMINGTON, DE 100,000100.0k $20.5k $20.5k 0.02% Unchanged
16 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 52,11052.1k $10.7k $10.7k 0.00% Reduced -100 -100
17 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 30,00030.0k $6.1k $6.1k 0.00% Unchanged
18 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 28,27828.3k $5.8k $5.8k 0.00% Reduced -7.2k -7,200
19 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 16,27216.3k $3.5k $3.5k 0.00% Unchanged
20 FLOW TRADERS U.S. LLC 0.00% of their portfolio NEW YORK, NY 10,69510.7k $2.0k $2.0k 0.00% New
21 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged