Vault-13

BLACKROCK ESG CAP ALLC TERM ECAT

SHS BEN INT · Closed-End Fund · CUSIP 09262F100

73 institutional holders +2 vs Q4 2024
42,877,23442.9m shares reported held*
$675.9mreported value*
12 new 24 added 23 reduced 10 sold out net sold ≈ $44.7m (-2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.76.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 56Q4 22: 72Q1 23: 67Q2 23: 68Q3 23: 77Q4 23: 75Q1 24: 72Q2 24: 64Q3 24: 67Q4 24: 71Q1 25: 7373Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202256
Q4 202272
Q1 202367
Q2 202368
Q3 202377
Q4 202375
Q1 202472
Q2 202464
Q3 202467
Q4 202471
Q1 202573

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q2 23: 32 bought or addedQ2 23: 32 cut or sold outQ3 23: 41 bought or addedQ3 23: 28 cut or sold outQ3 23Q4 23: 36 bought or addedQ4 23: 41 cut or sold outQ1 24: 27 bought or addedQ1 24: 43 cut or sold outQ1 24Q2 24: 31 bought or addedQ2 24: 36 cut or sold outQ3 24: 27 bought or addedQ3 24: 40 cut or sold outQ3 24Q4 24: 33 bought or addedQ4 24: 28 cut or sold outQ1 25: 36 bought or addedQ1 25: 33 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20233232
Q3 20234128
Q4 20233641
Q1 20242743
Q2 20243136
Q3 20242740
Q4 20243328
Q1 20253633

Biggest buyers

North Ground Capital Added +243,600+243.6k
Formidable Asset Management, LLC New +141,730+141.7k
IEQ CAPITAL, LLC New +126,738+126.7k
Penserra Capital Management LLC Added +84,461+84.5k
AMERIPRISE FINANCIAL INC Added +82,798+82.8k
COHEN & STEERS, INC. Added +77,000+77.0k
Saba Capital Management, L.P. Added +52,314+52.3k
OSAIC HOLDINGS, INC. Added +33,609+33.6k
MORGAN STANLEY Added +30,505+30.5k
LPL Financial LLC Added +30,023+30.0k

Biggest sellers

RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -1,370,994-1.4m
ROYAL BANK OF CANADA Reduced -735,712-735.7k
Alpine Global Management, LLC Sold out -415,000-415.0k
Almitas Capital LLC Sold out -331,140-331.1k
NorthCoast Asset Management LLC Sold out -239,493-239.5k
SIT INVESTMENT ASSOCIATES INC Reduced -224,344-224.3k
Karpus Management, Inc. Reduced -206,618-206.6k
Sanctuary Advisors, LLC Reduced -113,473-113.5k
RAYMOND JAMES FINANCIAL INC Reduced -56,450-56.5k
Invesco Ltd. Reduced -32,435-32.4k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Saba Capital Management, L.P. 13D · may seek influence -1.0 pts · filed 2026-09-21 12.7% -1.0 pts 12.6m≈ $197.9m 2026-09-21

Insider purchases and sales in Q1 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 0 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24Q4 24: 1 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20230—0——
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20241$1.0k0——
Q1 20250—0——
DateInsiderTradeSharesPrice ValueTheir holding
2025-03-24 BlackRock, Inc. See Remarks Bought 46,745 $16.34 $763.8k46.7k shares +4%
2025-03-21 BlackRock, Inc. See Remarks Bought 101,600 $16.20 $1.6m101.6k shares +9%
2025-03-20 BlackRock, Inc. See Remarks Bought 101,600 $16.31 $1.7m101.6k shares +10%
2025-03-19 BlackRock, Inc. See Remarks Bought 101,600 $16.21 $1.6m101.6k shares +12%
2025-03-18 BlackRock, Inc. See Remarks Bought 101,600 $16.12 $1.6m101.6k shares +13%
2025-03-17 BlackRock, Inc. See Remarks Bought 101,600 $16.18 $1.6m101.6k shares +15%
2025-03-14 BlackRock, Inc. See Remarks Bought 86,000 $16.16 $1.4m86.0k shares +15%
2025-03-13 BlackRock, Inc. See Remarks Bought 86,000 $16.41 $1.4m86.0k shares +17%
2025-03-12 BlackRock, Inc. See Remarks Bought 86,000 $16.43 $1.4m86.0k shares +21%
2025-03-11 BlackRock, Inc. See Remarks Bought 86,000 $16.24 $1.4m86.0k shares +26%
2025-03-10 BlackRock, Inc. See Remarks Bought 86,000 $16.38 $1.4m86.0k shares +36%
2025-03-07 BlackRock, Inc. See Remarks Bought 79,600 $16.50 $1.3m79.6k shares +50%
2025-03-06 BlackRock, Inc. See Remarks Bought 79,600 $16.62 $1.3m79.6k shares +100%
2025-03-05 BlackRock, Inc. See Remarks Bought 79,600 $16.64 $1.3m79.6k shares new
2025-02-27 Saba Capital Management, L.P. +1 10% owner Bought 12,099 $16.55 $200.2k12.1k shares +<1%
2025-02-26 Saba Capital Management, L.P. +1 10% owner Bought 40,215 $16.53 $664.8k40.2k shares +<1%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Saba Capital Management, L.P. 12.38% of their portfolio NEW YORK, NY 28,605,04128.6m $451.1m $451.1m 12.38% Added +52.3k +52,314
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,514,6052.5m $39.7m $39.7m 0.00% Added +30.5k +30,505
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 1.14% of their portfolio WEST PALM BEACH, FL 1,367,6731.4m $21.6m $21.6m 1.14% Reduced -1.4m -1,370,994
4 SIT INVESTMENT ASSOCIATES INC 0.47% of their portfolio Minneapolis, MN 1,268,1901.3m $20.0m $20.0m 0.47% Reduced -224.3k -224,344
5 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,233,6761.2m $19.5m $19.5m 0.00% Reduced -32.4k -32,435
6 Penserra Capital Management LLC 0.30% of their portfolio ORINDA, CA 1,054,7791.1m $16.6m $16.6m 0.30% Added +84.5k +84,461
7 COHEN & STEERS, INC. 0.02% of their portfolio NEW YORK, NY 781,015781.0k $12.3m $12.3m 0.02% Added +77.0k +77,000
8 North Ground Capital 10.83% of their portfolio Cohasset, MA 700,000700.0k $10.6m $10.6m 10.83% Added +243.6k +243,600
9 Karpus Management, Inc. 0.33% of their portfolio Pittsford, NY 645,959646.0k $10.2m $10.2m 0.33% Reduced -206.6k -206,618
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 597,858597.9k $9.4m $9.4m 0.00% Added +8.0k +7,991
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 528,827528.8k $8.3m $8.3m 0.00% Reduced -24.9k -24,897
12 Advisors Asset Management, Inc. 0.14% of their portfolio Monument, CO 462,754462.8k $7.3m $7.3m 0.14% Reduced -14.3k -14,290
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 435,843435.8k $6.9m $6.9m 0.00% Added +6.7k +6,698
14 OPPENHEIMER & CO INC 0.07% of their portfolio NEW YORK, NY 276,323276.3k $4.4m $4.4m 0.07% Added +7.9k +7,862
15 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 261,758261.8k $4.1m $4.1m 0.00% Added +82.8k +82,798
16 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 211,268211.3k $3.3m $3.3m 0.01% Added +33.6k +33,609
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 186,019186.0k $2.9m $2.9m 0.00% Reduced -735.7k -735,712
18 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 142,190142.2k $2.2m $2.2m 0.00% Reduced -56.5k -56,450
19 Formidable Asset Management, LLC 0.37% of their portfolio CINCINNATI, OH 141,730141.7k $2.2m $2.2m 0.37% New
20 IEQ CAPITAL, LLC 0.02% of their portfolio Foster City, CA 126,738126.7k $2.0m $2.0m 0.02% New
21 Americana Partners, LLC 0.07% of their portfolio Houston, TX 120,315120.3k $1.9m $1.9m 0.07% Reduced -20.0k -19,972
22 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 109,761109.8k $1.7m $1.7m 0.00% Added +30.0k +30,023
23 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 101,708101.7k $1.6m $1.6m 0.00% Reduced -718 -718
24 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 91,47191.5k $1.4m $1.4m 0.00% Unchanged
25 FLAGSHIP HARBOR ADVISORS, LLC 0.08% of their portfolio BOSTON, MA 91,34391.3k $1.4m $1.4m 0.08% Added +10.8k +10,775
26 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 75,17675.2k $1.2m $1.2m 0.00% Added +28.1k +28,136
27 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 56,17356.2k $885.8k $885.8k 0.03% Reduced -27.2k -27,214
28 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 52,90552.9k $834.0k $834.0k 0.00% Added +3.3k +3,324
29 Beckerman Institutional, LLC 0.48% of their portfolio OCEAN GROVE, NJ 42,24542.2k $666.0k $666.0k 0.48% Reduced -9.3k -9,340
30 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 40,48840.5k $638.5k $638.5k 0.01% Added +2.5k +2,450
31 WINEBRENNER CAPITAL MANAGEMENT LLC 0.51% of their portfolio LOUISVILLE, KY 36,00036.0k $567.7k $567.7k 0.51% Unchanged
32 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 33,69633.7k $531.4k $531.4k 0.00% Reduced -2.4k -2,404
33 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 31,94431.9k $504.0k $504.0k 0.02% Reduced -8.2k -8,220
34 Virtu Financial LLC 0.02% of their portfolio New York, NY 27,03427.0k $426.0k $426.0k 0.02% New
35 Dakota Wealth Management 0.01% of their portfolio PALM BEACH GARDENS, FL 26,17826.2k $412.8k $412.8k 0.01% Reduced -5.3k -5,267
36 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 26,01926.0k $410.0k $410.0k 0.00% Reduced -1.5k -1,522
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 24,26324.3k $382.6k $382.6k 0.00% New
38 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 24,01124.0k $378.7k $378.7k 0.00% Unchanged
39 SeaCrest Wealth Management, LLC 0.04% of their portfolio PURCHASE, NY 23,71323.7k $374.0k $374.0k 0.04% New
40 Elequin Capital, LP 0.07% of their portfolio NEW YORK, NY 22,83422.8k $360.1k $360.1k 0.07% New
41 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 21,87121.9k $344.9k $344.9k 0.00% Reduced -8.2k -8,197
42 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 21,75821.8k $343.1k $343.1k 0.02% Added +3.6k +3,586
43 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 21,54421.5k $339.7k $339.7k 0.00% New
44 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 20,85220.9k $358.7k $358.7k 0.00% Unchanged
45 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 18,20018.2k $287.0k $287.0k 0.02% Added +1.5k +1,500
46 COMERICA BANK 0.00% of their portfolio DALLAS, TX 16,89916.9k $266.5k $266.5k 0.00% Added +3.8k +3,823
47 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 16,02516.0k $252.7k $252.7k 0.00% Reduced -12.1k -12,095
48 OBSIDIAN CIO, LLC 0.04% of their portfolio NEW YORK, NY 15,10015.1k $238.1k $238.1k 0.04% Reduced -30.9k -30,872
49 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 14,18014.2k $223.6k $223.6k 0.00% Unchanged
50 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 14,05414.1k $221.6k $221.6k 0.00% Unchanged
51 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 13,76613.8k $217.0k $217.0k 0.00% Added +2.0k +2,021
52 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 13,00013.0k $205.0k $205.0k 0.00% Reduced -113.5k -113,473
53 CALTON & ASSOCIATES, INC. 0.04% of their portfolio Tampa, FL 12,32512.3k $194.4k $194.4k 0.04% Reduced -1.8k -1,799
54 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 12,15612.2k $191.7k $191.7k 0.00% Added +1.3k +1,307
55 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 10,03410.0k $158.2k $158.2k 0.00% Added +10.0k +9,999
56 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.03% of their portfolio INDIANAPOLIS, IN 10,00010.0k $157.7k $157.7k 0.03% New
57 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.02% of their portfolio BLUE BELL, PA 6,2696.3k $98.9k $98.9k 0.02% Reduced -16.8k -16,769
58 Cornerstone Advisors, LLC 0.00% of their portfolio ASHEVILLE, NC 4,4004.4k $69.4k $69.4k 0.00% New
59 WHITTIER TRUST CO OF NEVADA INC 0.00% of their portfolio RENO, NV 3,5963.6k $56.7k $56.7k 0.00% New
60 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,2002.2k $34.7k $34.7k 0.00% Unchanged
61 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 2,0872.1k $32.9k $32.9k 0.00% Unchanged
62 WPG Advisers, LLC 0.02% of their portfolio BALTIMORE, MD 1,5371.5k $24.2k $24.2k 0.02% Added +847 +847
63 Wilmington Savings Fund Society, FSB 0.00% of their portfolio WILMINGTON, DE 1,5001.5k $23.7k $23.7k 0.00% Unchanged
64 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 1,0001.0k $14.2k $14.2k 0.00% New
65 ATTICUS WEALTH MANAGEMENT, LLC 0.01% of their portfolio Palm Beach Gardens, FL 1,0001.0k $15.8k $15.8k 0.01% Unchanged
66 CWM, LLC 0.00% of their portfolio OMAHA, NE 628628 $10.0k $10.0k 0.00% Unchanged
67 Thomas J. Herzfeld Advisors, Inc. 0.00% of their portfolio MIAMI BEACH, FL 473473 $7.5k $7.5k 0.00% Added +13 +13
68 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 432432 $100.7k $100.7k 0.00% New
69 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 409409 $6.5k $6.5k 0.00% Added +22 +22
70 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 305305 $4.8k $4.8k 0.00% Unchanged
71 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 100100 $1.6k $1.6k 0.00% Unchanged
72 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 1111 $168 $168 0.00% Reduced -508 -508
73 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged