BLACKROCK ESG CAP ALLC TERM ECAT
SHS BEN INT · Closed-End Fund · CUSIP 09262F100
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.76.
Trends to Q1 2025
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 56 |
| Q4 2022 | 72 |
| Q1 2023 | 67 |
| Q2 2023 | 68 |
| Q3 2023 | 77 |
| Q4 2023 | 75 |
| Q1 2024 | 72 |
| Q2 2024 | 64 |
| Q3 2024 | 67 |
| Q4 2024 | 71 |
| Q1 2025 | 73 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q2 2023 | 32 | 32 |
| Q3 2023 | 41 | 28 |
| Q4 2023 | 36 | 41 |
| Q1 2024 | 27 | 43 |
| Q2 2024 | 31 | 36 |
| Q3 2024 | 27 | 40 |
| Q4 2024 | 33 | 28 |
| Q1 2025 | 36 | 33 |
Biggest buyers
| North Ground Capital | Added | +243.6k |
| Formidable Asset Management, LLC | New | +141.7k |
| IEQ CAPITAL, LLC | New | +126.7k |
| Penserra Capital Management LLC | Added | +84.5k |
| AMERIPRISE FINANCIAL INC | Added | +82.8k |
| COHEN & STEERS, INC. | Added | +77.0k |
| Saba Capital Management, L.P. | Added | +52.3k |
| OSAIC HOLDINGS, INC. | Added | +33.6k |
| MORGAN STANLEY | Added | +30.5k |
| LPL Financial LLC | Added | +30.0k |
Biggest sellers
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Reduced | -1.4m |
| ROYAL BANK OF CANADA | Reduced | -735.7k |
| Alpine Global Management, LLC | Sold out | -415.0k |
| Almitas Capital LLC | Sold out | -331.1k |
| NorthCoast Asset Management LLC | Sold out | -239.5k |
| SIT INVESTMENT ASSOCIATES INC | Reduced | -224.3k |
| Karpus Management, Inc. | Reduced | -206.6k |
| Sanctuary Advisors, LLC | Reduced | -113.5k |
| RAYMOND JAMES FINANCIAL INC | Reduced | -56.5k |
| Invesco Ltd. | Reduced | -32.4k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Saba Capital Management, L.P. 13D · may seek influence -1.0 pts · filed 2026-09-21 | 12.7% |
Insider purchases and sales in Q1 2025
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2023 | 0 | — | 0 | — | — |
| Q3 2023 | 0 | — | 0 | — | — |
| Q4 2023 | 0 | — | 0 | — | — |
| Q1 2024 | 0 | — | 0 | — | — |
| Q2 2024 | 0 | — | 0 | — | — |
| Q3 2024 | 0 | — | 0 | — | — |
| Q4 2024 | 1 | $1.0k | 0 | — | — |
| Q1 2025 | 0 | — | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2025-03-24 | BlackRock, Inc. See Remarks | Bought | $763.8k46.7k shares |
| 2025-03-21 | BlackRock, Inc. See Remarks | Bought | $1.6m101.6k shares |
| 2025-03-20 | BlackRock, Inc. See Remarks | Bought | $1.7m101.6k shares |
| 2025-03-19 | BlackRock, Inc. See Remarks | Bought | $1.6m101.6k shares |
| 2025-03-18 | BlackRock, Inc. See Remarks | Bought | $1.6m101.6k shares |
| 2025-03-17 | BlackRock, Inc. See Remarks | Bought | $1.6m101.6k shares |
| 2025-03-14 | BlackRock, Inc. See Remarks | Bought | $1.4m86.0k shares |
| 2025-03-13 | BlackRock, Inc. See Remarks | Bought | $1.4m86.0k shares |
| 2025-03-12 | BlackRock, Inc. See Remarks | Bought | $1.4m86.0k shares |
| 2025-03-11 | BlackRock, Inc. See Remarks | Bought | $1.4m86.0k shares |
| 2025-03-10 | BlackRock, Inc. See Remarks | Bought | $1.4m86.0k shares |
| 2025-03-07 | BlackRock, Inc. See Remarks | Bought | $1.3m79.6k shares |
| 2025-03-06 | BlackRock, Inc. See Remarks | Bought | $1.3m79.6k shares |
| 2025-03-05 | BlackRock, Inc. See Remarks | Bought | $1.3m79.6k shares |
| 2025-02-27 | Saba Capital Management, L.P. +1 10% owner | Bought | $200.2k12.1k shares |
| 2025-02-26 | Saba Capital Management, L.P. +1 10% owner | Bought | $664.8k40.2k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q1 2025
| Manager | Shares | Change |
|---|---|---|
| Saba Capital Management, L.P. 12.38% of their portfolio | 28.6m $451.1m | Added +52.3k |
| MORGAN STANLEY 0.00% of their portfolio | 2.5m $39.7m | Added +30.5k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 1.14% of their portfolio | 1.4m $21.6m | Reduced -1.4m |
| SIT INVESTMENT ASSOCIATES INC 0.47% of their portfolio | 1.3m $20.0m | Reduced -224.3k |
| Invesco Ltd. 0.00% of their portfolio | 1.2m $19.5m | Reduced -32.4k |
| Penserra Capital Management LLC 0.30% of their portfolio | 1.1m $16.6m | Added +84.5k |
| COHEN & STEERS, INC. 0.02% of their portfolio | 781.0k $12.3m | Added +77.0k |
| North Ground Capital 10.83% of their portfolio | 700.0k $10.6m | Added +243.6k |
| Karpus Management, Inc. 0.33% of their portfolio | 646.0k $10.2m | Reduced -206.6k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 597.9k $9.4m | Added +8.0k |
| UBS Group AG 0.00% of their portfolio | 528.8k $8.3m | Reduced -24.9k |
| Advisors Asset Management, Inc. 0.14% of their portfolio | 462.8k $7.3m | Reduced -14.3k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 435.8k $6.9m | Added +6.7k |
| OPPENHEIMER & CO INC 0.07% of their portfolio | 276.3k $4.4m | Added +7.9k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 261.8k $4.1m | Added +82.8k |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 211.3k $3.3m | Added +33.6k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 186.0k $2.9m | Reduced -735.7k |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 142.2k $2.2m | Reduced -56.5k |
| Formidable Asset Management, LLC 0.37% of their portfolio | 141.7k $2.2m | New |
| IEQ CAPITAL, LLC 0.02% of their portfolio | 126.7k $2.0m | New |
| Americana Partners, LLC 0.07% of their portfolio | 120.3k $1.9m | Reduced -20.0k |
| LPL Financial LLC 0.00% of their portfolio | 109.8k $1.7m | Added +30.0k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 101.7k $1.6m | Reduced -718 |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 91.5k $1.4m | Unchanged |
| FLAGSHIP HARBOR ADVISORS, LLC 0.08% of their portfolio | 91.3k $1.4m | Added +10.8k |
| Baird Financial Group, Inc. 0.00% of their portfolio | 75.2k $1.2m | Added +28.1k |
| CreativeOne Wealth, LLC 0.03% of their portfolio | 56.2k $885.8k | Reduced -27.2k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 52.9k $834.0k | Added +3.3k |
| Beckerman Institutional, LLC 0.48% of their portfolio | 42.2k $666.0k | Reduced -9.3k |
| D.A. DAVIDSON & CO. 0.01% of their portfolio | 40.5k $638.5k | Added +2.5k |
| WINEBRENNER CAPITAL MANAGEMENT LLC 0.51% of their portfolio | 36.0k $567.7k | Unchanged |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 33.7k $531.4k | Reduced -2.4k |
| WEDBUSH SECURITIES INC 0.02% of their portfolio | 31.9k $504.0k | Reduced -8.2k |
| Virtu Financial LLC 0.02% of their portfolio | 27.0k $426.0k | New |
| Dakota Wealth Management 0.01% of their portfolio | 26.2k $412.8k | Reduced -5.3k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 26.0k $410.0k | Reduced -1.5k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 24.3k $382.6k | New |
| US BANCORP \DE\ 0.00% of their portfolio | 24.0k $378.7k | Unchanged |
| SeaCrest Wealth Management, LLC 0.04% of their portfolio | 23.7k $374.0k | New |
| Elequin Capital, LP 0.07% of their portfolio | 22.8k $360.1k | New |
| BLAIR WILLIAM & CO/IL 0.00% of their portfolio | 21.9k $344.9k | Reduced -8.2k |
| CoreCap Advisors, LLC 0.02% of their portfolio | 21.8k $343.1k | Added +3.6k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 21.5k $339.7k | New |
| Pathstone Holdings, LLC 0.00% of their portfolio | 20.9k $358.7k | Unchanged |
| PFG Investments, LLC 0.02% of their portfolio | 18.2k $287.0k | Added +1.5k |
| COMERICA BANK 0.00% of their portfolio | 16.9k $266.5k | Added +3.8k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 16.0k $252.7k | Reduced -12.1k |
| OBSIDIAN CIO, LLC 0.04% of their portfolio | 15.1k $238.1k | Reduced -30.9k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 14.2k $223.6k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 14.1k $221.6k | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 13.8k $217.0k | Added +2.0k |
| Sanctuary Advisors, LLC 0.00% of their portfolio | 13.0k $205.0k | Reduced -113.5k |
| CALTON & ASSOCIATES, INC. 0.04% of their portfolio | 12.3k $194.4k | Reduced -1.8k |
| Private Advisor Group, LLC 0.00% of their portfolio | 12.2k $191.7k | Added +1.3k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 10.0k $158.2k | Added +10.0k |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.03% of their portfolio | 10.0k $157.7k | New |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.02% of their portfolio | 6.3k $98.9k | Reduced -16.8k |
| Cornerstone Advisors, LLC 0.00% of their portfolio | 4.4k $69.4k | New |
| WHITTIER TRUST CO OF NEVADA INC 0.00% of their portfolio | 3.6k $56.7k | New |
| IFP Advisors, Inc 0.00% of their portfolio | 2.2k $34.7k | Unchanged |
| MATHER GROUP, LLC. 0.00% of their portfolio | 2.1k $32.9k | Unchanged |
| WPG Advisers, LLC 0.02% of their portfolio | 1.5k $24.2k | Added +847 |
| Wilmington Savings Fund Society, FSB 0.00% of their portfolio | 1.5k $23.7k | Unchanged |
| CIBC Private Wealth Group LLC 0.00% of their portfolio | 1.0k $14.2k | New |
| ATTICUS WEALTH MANAGEMENT, LLC 0.01% of their portfolio | 1.0k $15.8k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 628 $10.0k | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. 0.00% of their portfolio | 473 $7.5k | Added +13 |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 432 $100.7k | New |
| Larson Financial Group LLC 0.00% of their portfolio | 409 $6.5k | Added +22 |
| ASSETMARK, INC 0.00% of their portfolio | 305 $4.8k | Unchanged |
| Ancora Advisors LLC 0.00% of their portfolio | 100 $1.6k | Unchanged |
| SIGNATUREFD, LLC 0.00% of their portfolio | 11 $168 | Reduced -508 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio | 0 $0 | Unchanged |