BLACKROCK ESG CAP ALLC TERM ECAT
SHS BEN INT · Closed-End Fund · CUSIP 09262F100
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.35.
Trends to Q1 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 56 |
| Q4 2022 | 72 |
| Q1 2023 | 67 |
| Q2 2023 | 68 |
| Q3 2023 | 77 |
| Q4 2023 | 75 |
| Q1 2024 | 72 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 48 | 17 |
| Q1 2023 | 44 | 23 |
| Q2 2023 | 32 | 32 |
| Q3 2023 | 41 | 28 |
| Q4 2023 | 36 | 41 |
| Q1 2024 | 27 | 43 |
Biggest buyers
| Saba Capital Management, L.P. | Added | +4.4m |
| MORGAN STANLEY | Added | +1.9m |
| ICON ADVISERS INC/CO | Added | +227.6k |
| SIT INVESTMENT ASSOCIATES INC | Added | +124.9k |
| ABSOLUTE INVESTMENT ADVISERS, LLC | New | +100.5k |
| MILLENNIUM MANAGEMENT LLC | Added | +63.4k |
| Quarry LP | New | +36.4k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | New | +31.6k |
| Raymond James Financial Services Advisors, Inc. | Added | +26.3k |
| Shaker Financial Services, LLC | New | +23.4k |
Biggest sellers
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Reduced | -748.9k |
| ROYAL BANK OF CANADA | Reduced | -386.1k |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | Reduced | -251.7k |
| D. E. Shaw & Co., Inc. | Reduced | -241.2k |
| Almitas Capital LLC | Reduced | -168.4k |
| GOLDMAN SACHS GROUP INC | Sold out | -149.5k |
| Apexium Financial, LP | Sold out | -100.0k |
| Bulldog Investors, LLP | Sold out | -73.8k |
| Meteora Capital, LLC | Reduced | -66.2k |
| UBS Group AG | Reduced | -64.4k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Saba Capital Management, L.P. 13D · may seek influence -1.0 pts · filed 2026-09-21 | 12.7% |
Insider purchases and sales in Q1 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2022 | 1 | $599.6k | 0 | — | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 0 | — | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 0 | — | 0 | — | — |
| Q3 2023 | 0 | — | 0 | — | — |
| Q4 2023 | 0 | — | 0 | — | — |
| Q1 2024 | 0 | — | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2024-03-28 | Saba Capital Management, L.P. +1 10% owner | Bought | $3.5m203.4k shares |
| 2024-03-27 | Saba Capital Management, L.P. +1 10% owner | Bought | $1.9m110.7k shares |
| 2024-03-26 | Saba Capital Management, L.P. +1 10% owner | Bought | $1.7m98.3k shares |
| 2024-03-25 | Saba Capital Management, L.P. +1 10% owner | Bought | $698.7k40.9k shares |
| 2024-03-22 | Saba Capital Management, L.P. +1 10% owner | Bought | $598.9k35.2k shares |
| 2024-03-21 | Saba Capital Management, L.P. +1 10% owner | Bought | $1.7m97.9k shares |
| 2024-03-20 | Saba Capital Management, L.P. +1 10% owner | Bought | $1.8m107.2k shares |
| 2024-03-19 | Saba Capital Management, L.P. +1 10% owner | Bought | $862.0k51.6k shares |
| 2024-03-18 | Saba Capital Management, L.P. +1 10% owner | Bought | $1.3m77.9k shares |
| 2024-03-12 | Saba Capital Management, L.P. +1 10% owner | Bought | $17.1k1.0k shares |
| 2024-03-11 | Saba Capital Management, L.P. +1 10% owner | Bought | $1.2m73.0k shares |
| 2024-03-08 | Saba Capital Management, L.P. +1 10% owner | Bought | $687.3k40.0k shares |
| 2024-03-07 | Saba Capital Management, L.P. +1 10% owner | Bought | $622.6k36.5k shares |
| 2024-03-06 | Saba Capital Management, L.P. +1 10% owner | Bought | $908.4k53.7k shares |
| 2024-03-01 | Saba Capital Management, L.P. +1 10% owner | Bought | $2.3m133.4k shares |
| 2024-02-29 | Saba Capital Management, L.P. +1 10% owner | Bought | $855.6k49.9k shares |
| 2024-02-28 | Saba Capital Management, L.P. +1 10% owner | Bought | $588.9k34.7k shares |
| 2024-02-27 | Saba Capital Management, L.P. +1 10% owner | Bought | $4.8m278.1k shares |
| 2024-02-26 | Saba Capital Management, L.P. +1 10% owner | Bought | $4.2m246.8k shares |
| 2024-02-23 | Saba Capital Management, L.P. +1 10% owner | Bought | $1.1m65.9k shares |
| 2024-02-22 | Saba Capital Management, L.P. +1 10% owner | Bought | $733.2k43.2k shares |
| 2024-02-21 | Saba Capital Management, L.P. +1 10% owner | Bought | $395.8k23.7k shares |
| 2024-02-20 | Saba Capital Management, L.P. +1 10% owner | Bought | $1.5m91.1k shares |
| 2024-02-16 | Saba Capital Management, L.P. +1 10% owner | Bought | $429.2k25.7k shares |
| 2024-02-15 | Saba Capital Management, L.P. +1 10% owner | Bought | $1.1m65.0k shares |
| 2024-02-14 | Saba Capital Management, L.P. +1 10% owner | Bought | $585.1k35.3k shares |
| 2024-02-13 | Saba Capital Management, L.P. +1 10% owner | Bought | $3.1m184.7k shares |
| 2024-02-12 | Saba Capital Management, L.P. +1 10% owner | Bought | $2.4m138.7k shares |
| 2024-02-09 | Saba Capital Management, L.P. +1 10% owner | Bought | $1.2m67.9k shares |
| 2024-02-08 | Saba Capital Management, L.P. +1 10% owner | Bought | $809.0k48.0k shares |
The latest 30 of 55 trades.
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q1 2024
| Manager | Shares | Change |
|---|---|---|
| Saba Capital Management, L.P. 10.85% of their portfolio | 28.5m $494.7m | Added +4.4m |
| MORGAN STANLEY 0.00% of their portfolio | 8.1m $140.9m | Added +1.9m |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 1.97% of their portfolio | 2.3m $40.7m | Reduced -748.9k |
| SIT INVESTMENT ASSOCIATES INC 0.89% of their portfolio | 2.2m $38.8m | Added +124.9k |
| Karpus Management, Inc. 0.81% of their portfolio | 1.6m $28.1m | Reduced -1.1k |
| Invesco Ltd. 0.00% of their portfolio | 1.3m $22.1m | Reduced -1.5k |
| Pathstone Holdings, LLC 0.10% of their portfolio | 1.2m $20.5m | Added +5.0k |
| COHEN & STEERS, INC. 0.02% of their portfolio | 659.9k $11.5m | Added +15.0k |
| UBS Group AG 0.00% of their portfolio | 657.8k $11.4m | Reduced -64.4k |
| ICON ADVISERS INC/CO 2.00% of their portfolio | 529.8k $9.2m | Added +227.6k |
| Advisors Asset Management, Inc. 0.17% of their portfolio | 515.8k $9.0m | Added +3.4k |
| Relative Value Partners Group, LLC 0.51% of their portfolio | 508.6k $8.3m | Reduced -7.5k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 498.1k $8.6m | Reduced -47.0k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 478.0k $8.3m | Reduced -11.5k |
| Almitas Capital LLC 3.26% of their portfolio | 454.8k $7.9m | Reduced -168.4k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 373.5k $6.5m | Reduced -386.1k |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 220.0k $3.8m | Reduced -241.2k |
| PRIVATE MANAGEMENT GROUP INC 0.14% of their portfolio | 211.6k $3.7m | Reduced -3.9k |
| Americana Partners, LLC 0.20% of their portfolio | 140.3k $2.4m | Reduced -5.4k |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.46% of their portfolio | 124.3k $2.2m | Added +15.7k |
| HBK INVESTMENTS L P 0.05% of their portfolio | 124.0k $2.2m | Unchanged |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 122.2k $2.1m | Unchanged |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 118.1k $2.0m | Added +63.4k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 109.4k $1.9m | Reduced -13.8k |
| ABSOLUTE INVESTMENT ADVISERS, LLC 0.24% of their portfolio | 100.5k $1.7m | New |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 100.1k $1.7m | Added +4.2k |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.13% of their portfolio | 90.0k $1.6m | Reduced -251.7k |
| OPPENHEIMER & CO INC 0.03% of their portfolio | 87.8k $1.5m | Added +10.5k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 87.4k $1.5m | Reduced -4.8k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 77.5k $1.3m | Added +26.3k |
| Meteora Capital, LLC 0.19% of their portfolio | 65.4k $1.1m | Reduced -66.2k |
| FLAGSHIP HARBOR ADVISORS, LLC 0.07% of their portfolio | 64.1k $1.1m | Added +17.3k |
| Tidal Investments LLC 0.02% of their portfolio | 56.2k $975.7k | Reduced -1.5k |
| OBSIDIAN CIO, LLC 0.20% of their portfolio | 46.0k $798.1k | Reduced -6.5k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 41.8k $726.2k | Unchanged |
| Dakota Wealth Management 0.02% of their portfolio | 41.1k $714.0k | Added +288 |
| LPL Financial LLC 0.00% of their portfolio | 40.8k $708.1k | Reduced -844 |
| Alpine Global Management, LLC 0.08% of their portfolio | 40.0k $694.4k | Reduced -29.9k |
| D.A. DAVIDSON & CO. 0.01% of their portfolio | 38.1k $661.1k | Added +4.2k |
| WEDBUSH SECURITIES INC 0.02% of their portfolio | 37.9k $657.0k | Reduced -6.3k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 37.1k $643.6k | Added +21.6k |
| Quarry LP 0.26% of their portfolio | 36.4k $631.9k | New |
| BOOTHBAY FUND MANAGEMENT, LLC 0.02% of their portfolio | 35.4k $613.9k | Reduced -206 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.05% of their portfolio | 31.6k $547.9k | New |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 26.9k $468.0k | Reduced -4.2k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 25.0k $433.9k | Reduced -256 |
| Shaker Financial Services, LLC 0.16% of their portfolio | 23.4k $406.2k | New |
| BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio | 23.0k $399.9k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 22.9k $397.0k | Reduced -189 |
| HighTower Advisors, LLC 0.00% of their portfolio | 22.5k $390.0k | Unchanged |
| COMERICA BANK 0.00% of their portfolio | 19.9k $345.4k | Added +895 |
| Virtu Financial LLC 0.03% of their portfolio | 19.6k $340.0k | Reduced -3.5k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 19.1k $331.2k | Reduced -22.7k |
| PFG Investments, LLC 0.02% of their portfolio | 15.5k $269.1k | New |
| CALTON & ASSOCIATES, INC. 0.13% of their portfolio | 15.2k $263.6k | Reduced -1.5k |
| Walleye Capital LLC 0.00% of their portfolio | 13.4k $232.0k | New |
| Arete Wealth Advisors, LLC 0.02% of their portfolio | 13.0k $225.5k | Added +338 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 12.3k $213.0k | Added +5 |
| Quadrature Capital Ltd 0.00% of their portfolio | 11.7k $203.2k | Reduced -5.1k |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 5.4k $93.5k | Added +2.7k |
| CAROLINAS WEALTH CONSULTING LLC 0.02% of their portfolio | 4.9k $85.3k | Unchanged |
| Farther Finance Advisors, LLC 0.00% of their portfolio | 4.3k $74.7k | Reduced -1.6k |
| FIRST MANHATTAN CO. LLC. 0.00% of their portfolio | 1.1k $18.6k | Unchanged |
| Colonial Trust Co / SC 0.00% of their portfolio | 900 $15.6k | Unchanged |
| JFS WEALTH ADVISORS, LLC 0.00% of their portfolio | 500 $8.7k | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. 0.00% of their portfolio | 492 $8.5k | Reduced -1.1k |
| BFSG, LLC 0.00% of their portfolio | 490 $8.5k | Unchanged |
| ASSETMARK, INC 0.00% of their portfolio | 305 $5.3k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 200 $3.5k | Reduced -1.6k |
| Ancora Advisors LLC 0.00% of their portfolio | 100 $1.7k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 70 $1.2k | Reduced -28.4k |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |