Vault-13

BLACKROCK ESG CAP ALLC TERM ECAT

SHS BEN INT · Closed-End Fund · CUSIP 09262F100

72 institutional holders -3 vs Q4 2023
52,575,91752.6m shares reported held*
$912.2mreported value*
7 new 20 added 33 reduced 10 sold out net bought ≈ $80.0m (+4.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.35.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 56Q4 22: 72Q1 23: 67Q2 23: 68Q3 23: 77Q4 23: 75Q1 24: 7272Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202256
Q4 202272
Q1 202367
Q2 202368
Q3 202377
Q4 202375
Q1 202472

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 48 bought or addedQ4 22: 17 cut or sold outQ4 22Q1 23: 44 bought or addedQ1 23: 23 cut or sold outQ1 23Q2 23: 32 bought or addedQ2 23: 32 cut or sold outQ2 23Q3 23: 41 bought or addedQ3 23: 28 cut or sold outQ3 23Q4 23: 36 bought or addedQ4 23: 41 cut or sold outQ4 23Q1 24: 27 bought or addedQ1 24: 43 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224817
Q1 20234423
Q2 20233232
Q3 20234128
Q4 20233641
Q1 20242743

Biggest buyers

Saba Capital Management, L.P. Added +4,448,118+4.4m
MORGAN STANLEY Added +1,938,942+1.9m
ICON ADVISERS INC/CO Added +227,641+227.6k
SIT INVESTMENT ASSOCIATES INC Added +124,907+124.9k
ABSOLUTE INVESTMENT ADVISERS, LLC New +100,500+100.5k
MILLENNIUM MANAGEMENT LLC Added +63,421+63.4k
Quarry LP New +36,400+36.4k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. New +31,561+31.6k
Raymond James Financial Services Advisors, Inc. Added +26,322+26.3k
Shaker Financial Services, LLC New +23,400+23.4k

Biggest sellers

RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -748,890-748.9k
ROYAL BANK OF CANADA Reduced -386,133-386.1k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Reduced -251,672-251.7k
D. E. Shaw & Co., Inc. Reduced -241,250-241.2k
Almitas Capital LLC Reduced -168,375-168.4k
GOLDMAN SACHS GROUP INC Sold out -149,496-149.5k
Apexium Financial, LP Sold out -100,000-100.0k
Bulldog Investors, LLP Sold out -73,787-73.8k
Meteora Capital, LLC Reduced -66,164-66.2k
UBS Group AG Reduced -64,371-64.4k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Saba Capital Management, L.P. 13D · may seek influence -1.0 pts · filed 2026-09-21 12.7% -1.0 pts 12.6m≈ $197.9m 2026-09-21

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 22: 1 buyingQ2 22: 0 sellingQ3 22: 0 buyingQ3 22: 0 sellingQ3 22Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 0 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20221$599.6k0——
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——
DateInsiderTradeSharesPrice ValueTheir holding
2024-03-28 Saba Capital Management, L.P. +1 10% owner Bought 203,385 $17.37 $3.5m203.4k shares +1%
2024-03-27 Saba Capital Management, L.P. +1 10% owner Bought 110,651 $17.23 $1.9m110.7k shares +<1%
2024-03-26 Saba Capital Management, L.P. +1 10% owner Bought 98,314 $17.18 $1.7m98.3k shares +<1%
2024-03-25 Saba Capital Management, L.P. +1 10% owner Bought 40,881 $17.09 $698.7k40.9k shares +<1%
2024-03-22 Saba Capital Management, L.P. +1 10% owner Bought 35,187 $17.02 $598.9k35.2k shares +<1%
2024-03-21 Saba Capital Management, L.P. +1 10% owner Bought 97,886 $16.97 $1.7m97.9k shares +<1%
2024-03-20 Saba Capital Management, L.P. +1 10% owner Bought 107,194 $16.86 $1.8m107.2k shares +<1%
2024-03-19 Saba Capital Management, L.P. +1 10% owner Bought 51,583 $16.71 $862.0k51.6k shares +<1%
2024-03-18 Saba Capital Management, L.P. +1 10% owner Bought 77,855 $16.68 $1.3m77.9k shares +<1%
2024-03-12 Saba Capital Management, L.P. +1 10% owner Bought 1,000 $17.11 $17.1k1.0k shares +<1%
2024-03-11 Saba Capital Management, L.P. +1 10% owner Bought 73,028 $17.05 $1.2m73.0k shares +<1%
2024-03-08 Saba Capital Management, L.P. +1 10% owner Bought 40,028 $17.17 $687.3k40.0k shares +<1%
2024-03-07 Saba Capital Management, L.P. +1 10% owner Bought 36,450 $17.08 $622.6k36.5k shares +<1%
2024-03-06 Saba Capital Management, L.P. +1 10% owner Bought 53,685 $16.92 $908.4k53.7k shares +<1%
2024-03-01 Saba Capital Management, L.P. +1 10% owner Bought 133,395 $17.20 $2.3m133.4k shares +0%
2024-02-29 Saba Capital Management, L.P. +1 10% owner Bought 49,946 $17.13 $855.6k49.9k shares +<1%
2024-02-28 Saba Capital Management, L.P. +1 10% owner Bought 34,662 $16.99 $588.9k34.7k shares +<1%
2024-02-27 Saba Capital Management, L.P. +1 10% owner Bought 278,093 $17.13 $4.8m278.1k shares +1%
2024-02-26 Saba Capital Management, L.P. +1 10% owner Bought 246,840 $17.08 $4.2m246.8k shares +1%
2024-02-23 Saba Capital Management, L.P. +1 10% owner Bought 65,882 $17.05 $1.1m65.9k shares +<1%
2024-02-22 Saba Capital Management, L.P. +1 10% owner Bought 43,233 $16.96 $733.2k43.2k shares +<1%
2024-02-21 Saba Capital Management, L.P. +1 10% owner Bought 23,672 $16.72 $395.8k23.7k shares +<1%
2024-02-20 Saba Capital Management, L.P. +1 10% owner Bought 91,079 $16.66 $1.5m91.1k shares +<1%
2024-02-16 Saba Capital Management, L.P. +1 10% owner Bought 25,699 $16.70 $429.2k25.7k shares +<1%
2024-02-15 Saba Capital Management, L.P. +1 10% owner Bought 65,034 $16.68 $1.1m65.0k shares +<1%
2024-02-14 Saba Capital Management, L.P. +1 10% owner Bought 35,287 $16.58 $585.1k35.3k shares +<1%
2024-02-13 Saba Capital Management, L.P. +1 10% owner Bought 184,717 $16.76 $3.1m184.7k shares +1%
2024-02-12 Saba Capital Management, L.P. +1 10% owner Bought 138,735 $17.04 $2.4m138.7k shares +0%
2024-02-09 Saba Capital Management, L.P. +1 10% owner Bought 67,852 $16.95 $1.2m67.9k shares +<1%
2024-02-08 Saba Capital Management, L.P. +1 10% owner Bought 47,952 $16.87 $809.0k48.0k shares +<1%

The latest 30 of 55 trades.

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Saba Capital Management, L.P. 10.85% of their portfolio NEW YORK, NY 28,496,74728.5m $494.7m $494.7m 10.85% Added +4.4m +4,448,118
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 8,118,9608.1m $140.9m $140.9m 0.00% Added +1.9m +1,938,942
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 1.97% of their portfolio WEST PALM BEACH, FL 2,342,6532.3m $40.7m $40.7m 1.97% Reduced -748.9k -748,890
4 SIT INVESTMENT ASSOCIATES INC 0.89% of their portfolio Minneapolis, MN 2,237,7012.2m $38.8m $38.8m 0.89% Added +124.9k +124,907
5 Karpus Management, Inc. 0.81% of their portfolio Pittsford, NY 1,620,9841.6m $28.1m $28.1m 0.81% Reduced -1.1k -1,109
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,274,6661.3m $22.1m $22.1m 0.00% Reduced -1.5k -1,537
7 Pathstone Holdings, LLC 0.10% of their portfolio ENGLEWOOD, NJ 1,180,8921.2m $20.5m $20.5m 0.10% Added +5.0k +4,954
8 COHEN & STEERS, INC. 0.02% of their portfolio NEW YORK, NY 659,890659.9k $11.5m $11.5m 0.02% Added +15.0k +15,000
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 657,762657.8k $11.4m $11.4m 0.00% Reduced -64.4k -64,371
10 ICON ADVISERS INC/CO 2.00% of their portfolio GREENWOOD VILLAGE, CO 529,843529.8k $9.2m $9.2m 2.00% Added +227.6k +227,641
11 Advisors Asset Management, Inc. 0.17% of their portfolio Monument, CO 515,785515.8k $9.0m $9.0m 0.17% Added +3.4k +3,374
12 Relative Value Partners Group, LLC 0.51% of their portfolio NORTHBROOK, IL 508,615508.6k $8.3m $8.3m 0.51% Reduced -7.5k -7,527
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 498,068498.1k $8.6m $8.6m 0.00% Reduced -47.0k -47,009
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 478,048478.0k $8.3m $8.3m 0.00% Reduced -11.5k -11,467
15 Almitas Capital LLC 3.26% of their portfolio SANTA MONICA, CA 454,826454.8k $7.9m $7.9m 3.26% Reduced -168.4k -168,375
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 373,530373.5k $6.5m $6.5m 0.00% Reduced -386.1k -386,133
17 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 220,015220.0k $3.8m $3.8m 0.00% Reduced -241.2k -241,250
18 PRIVATE MANAGEMENT GROUP INC 0.14% of their portfolio IRVINE, CA 211,626211.6k $3.7m $3.7m 0.14% Reduced -3.9k -3,945
19 Americana Partners, LLC 0.20% of their portfolio Houston, TX 140,287140.3k $2.4m $2.4m 0.20% Reduced -5.4k -5,438
20 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.46% of their portfolio BLUE BELL, PA 124,275124.3k $2.2m $2.2m 0.46% Added +15.7k +15,672
21 HBK INVESTMENTS L P 0.05% of their portfolio DALLAS, TX 123,986124.0k $2.2m $2.2m 0.05% Unchanged
22 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 122,155122.2k $2.1m $2.1m 0.00% Unchanged
23 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 118,055118.1k $2.0m $2.0m 0.00% Added +63.4k +63,421
24 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 109,438109.4k $1.9m $1.9m 0.00% Reduced -13.8k -13,849
25 ABSOLUTE INVESTMENT ADVISERS, LLC 0.24% of their portfolio ROSEMARY BEACH, FL 100,500100.5k $1.7m $1.7m 0.24% New
26 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 100,108100.1k $1.7m $1.7m 0.00% Added +4.2k +4,173
27 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.13% of their portfolio London, X0 90,00090.0k $1.6m $1.6m 0.13% Reduced -251.7k -251,672
28 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 87,80987.8k $1.5m $1.5m 0.03% Added +10.5k +10,474
29 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 87,39987.4k $1.5m $1.5m 0.00% Reduced -4.8k -4,840
30 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 77,45977.5k $1.3m $1.3m 0.00% Added +26.3k +26,322
31 Meteora Capital, LLC 0.19% of their portfolio Boca Raton, FL 65,40065.4k $1.1m $1.1m 0.19% Reduced -66.2k -66,164
32 FLAGSHIP HARBOR ADVISORS, LLC 0.07% of their portfolio BOSTON, MA 64,14264.1k $1.1m $1.1m 0.07% Added +17.3k +17,267
33 Tidal Investments LLC 0.02% of their portfolio Milwaukee, WI 56,20556.2k $975.7k $975.7k 0.02% Reduced -1.5k -1,510
34 OBSIDIAN CIO, LLC 0.20% of their portfolio NEW YORK, NY 45,97246.0k $798.1k $798.1k 0.20% Reduced -6.5k -6,500
35 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 41,83041.8k $726.2k $726.2k 0.00% Unchanged
36 Dakota Wealth Management 0.02% of their portfolio PALM BEACH GARDENS, FL 41,12841.1k $714.0k $714.0k 0.02% Added +288 +288
37 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 40,79040.8k $708.1k $708.1k 0.00% Reduced -844 -844
38 Alpine Global Management, LLC 0.08% of their portfolio NEW YORK, NY 40,00040.0k $694.4k $694.4k 0.08% Reduced -29.9k -29,854
39 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 38,08038.1k $661.1k $661.1k 0.01% Added +4.2k +4,250
40 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 37,87337.9k $657.0k $657.0k 0.02% Reduced -6.3k -6,348
41 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 37,07237.1k $643.6k $643.6k 0.00% Added +21.6k +21,569
42 Quarry LP 0.26% of their portfolio NEW YORK, NY 36,40036.4k $631.9k $631.9k 0.26% New
43 BOOTHBAY FUND MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 35,36535.4k $613.9k $613.9k 0.02% Reduced -206 -206
44 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.05% of their portfolio Englewood, NJ 31,56131.6k $547.9k $547.9k 0.05% New
45 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 26,93526.9k $468.0k $468.0k 0.00% Reduced -4.2k -4,240
46 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 24,99725.0k $433.9k $433.9k 0.00% Reduced -256 -256
47 Shaker Financial Services, LLC 0.16% of their portfolio Arlington, VA 23,40023.4k $406.2k $406.2k 0.16% New
48 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 23,03523.0k $399.9k $399.9k 0.00% Unchanged
49 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 22,86122.9k $397.0k $397.0k 0.00% Reduced -189 -189
50 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 22,50022.5k $390.0k $390.0k 0.00% Unchanged
51 COMERICA BANK 0.00% of their portfolio DALLAS, TX 19,89619.9k $345.4k $345.4k 0.00% Added +895 +895
52 Virtu Financial LLC 0.03% of their portfolio New York, NY 19,58319.6k $340.0k $340.0k 0.03% Reduced -3.5k -3,472
53 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 19,07819.1k $331.2k $331.2k 0.00% Reduced -22.7k -22,658
54 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 15,50015.5k $269.1k $269.1k 0.02% New
55 CALTON & ASSOCIATES, INC. 0.13% of their portfolio Tampa, FL 15,18315.2k $263.6k $263.6k 0.13% Reduced -1.5k -1,548
56 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 13,36413.4k $232.0k $232.0k 0.00% New
57 Arete Wealth Advisors, LLC 0.02% of their portfolio CHICAGO, IL 12,99213.0k $225.5k $225.5k 0.02% Added +338 +338
58 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 12,26212.3k $213.0k $213.0k 0.00% Added +5 +5
59 Quadrature Capital Ltd 0.00% of their portfolio LONDON, X0 11,70611.7k $203.2k $203.2k 0.00% Reduced -5.1k -5,097
60 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,3885.4k $93.5k $93.5k 0.00% Added +2.7k +2,659
61 CAROLINAS WEALTH CONSULTING LLC 0.02% of their portfolio CHARLOTTE, NC 4,9114.9k $85.3k $85.3k 0.02% Unchanged
62 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 4,3004.3k $74.7k $74.7k 0.00% Reduced -1.6k -1,595
63 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 1,0691.1k $18.6k $18.6k 0.00% Unchanged
64 Colonial Trust Co / SC 0.00% of their portfolio SPARTANBURG, SC 900900 $15.6k $15.6k 0.00% Unchanged
65 JFS WEALTH ADVISORS, LLC 0.00% of their portfolio HERMITAGE, PA 500500 $8.7k $8.7k 0.00% Unchanged
66 Thomas J. Herzfeld Advisors, Inc. 0.00% of their portfolio MIAMI BEACH, FL 492492 $8.5k $8.5k 0.00% Reduced -1.1k -1,144
67 BFSG, LLC 0.00% of their portfolio IRVINE, CA 490490 $8.5k $8.5k 0.00% Unchanged
68 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 305305 $5.3k $5.3k 0.00% New
69 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 200200 $3.5k $3.5k 0.00% Reduced -1.6k -1,582
70 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 100100 $1.7k $1.7k 0.00% Unchanged
71 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 7070 $1.2k $1.2k 0.00% Reduced -28.4k -28,390
72 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged