BLACKROCK ESG CAP ALLC TERM ECAT
SHS BEN INT · Closed-End Fund · CUSIP 09262F100
67
institutional holders
-5 vs Q4 2022
36.5m
shares reported held*
$569.7mreported value*
7 new
37 added
11 reduced
12 sold out
net bought ≈ $58.3m (+3.7m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($610.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $15.61.
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 56 |
| Q4 2022 | 72 |
| Q1 2023 | 67 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 48 | 17 |
| Q1 2023 | 44 | 23 |
Biggest buyers
| Saba Capital Management, L.P. | Added | +2.9m |
| Invesco Ltd. | Added | +1.5m |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Added | +656.2k |
| MORGAN STANLEY | Added | +446.9k |
| UBS Group AG | Added | +217.0k |
| COHEN & STEERS, INC. | Added | +212.6k |
| Advisors Asset Management, Inc. | Added | +142.2k |
| Thomas J. Herzfeld Advisors, Inc. | Added | +99.0k |
| WELLS FARGO & COMPANY/MN | Added | +95.4k |
| Bulldog Investors, LLP | Added | +80.3k |
Biggest sellers
| Almitas Capital LLC | Reduced | -649.3k |
| Weiss Asset Management LP | Sold out | -624.6k |
| BANK OF AMERICA CORP /DE/ | Reduced | -395.7k |
| WOLVERINE ASSET MANAGEMENT LLC | Sold out | -390.3k |
| Logan Stone Capital, LLC | Sold out | -359.9k |
| Karpus Management, Inc. | Reduced | -217.3k |
| OTA Financial Group L.P. | Sold out | -101.6k |
| Matisse Capital | Reduced | -100.0k |
| JANE STREET GROUP, LLC | Sold out | -79.9k |
| CITADEL ADVISORS LLC | Sold out | -41.2k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Saba Capital Management, L.P. 13D · may seek influence -1.0 pts · filed 2026-09-21 | 12.7% |
Insider purchases and sales in Q1 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
BuyingSelling
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 3 | $361.3k | 0 | — | — |
| Q2 2022 | 1 | $599.6k | 0 | — | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 0 | — | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
None reported in Q1 2023.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| Saba Capital Management, L.P. 3.63% of their portfolio | 9.6m $149.6m | Added +2.9m |
| MORGAN STANLEY 0.01% of their portfolio | 6.2m $96.4m | Added +446.9k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 4.58% of their portfolio | 6.1m $94.5m | Added +656.2k |
| Karpus Management, Inc. 1.05% of their portfolio | 2.2m $33.6m | Reduced -217.3k |
| Invesco Ltd. 0.01% of their portfolio | 1.5m $23.8m | Added +1.5m |
| Almitas Capital LLC 8.20% of their portfolio | 1.1m $17.2m | Reduced -649.3k |
| SIT INVESTMENT ASSOCIATES INC 0.46% of their portfolio | 1.1m $16.9m | Reduced -12.4k |
| Allspring Global Investments Holdings, LLC 0.02% of their portfolio | 868.2k $13.6m | Added +60.8k |
| Woodline Partners LP 0.18% of their portfolio | 799.5k $12.5m | Added +49.5k |
| UBS Group AG 0.01% of their portfolio | 696.8k $10.9m | Added +217.0k |
| COHEN & STEERS, INC. 0.02% of their portfolio | 663.0k $10.3m | Added +212.6k |
| Relative Value Partners Group, LLC 0.28% of their portfolio | 521.9k $8.1m | Added +31.8k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 514.1k $8.0m | Added +95.4k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 502.2k $7.8m | Reduced -395.7k |
| Bulldog Investors, LLP 2.30% of their portfolio | 457.7k $7.1m | Added +80.3k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 438.4k $6.8m | Added +1.7k |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.47% of their portfolio | 391.7k $6.1m | Added +67.3k |
| Thomas J. Herzfeld Advisors, Inc. 2.18% of their portfolio | 345.9k $5.4m | Added +99.0k |
| 1607 Capital Partners, LLC 0.38% of their portfolio | 344.2k $5.4m | Unchanged |
| Advisors Asset Management, Inc. 0.11% of their portfolio | 334.1k $5.2m | Added +142.2k |
| Atlas Wealth LLC 0.75% of their portfolio | 243.8k $3.8m | Added +4.7k |
| PRIVATE MANAGEMENT GROUP INC 0.15% of their portfolio | 219.0k $3.4m | Added +44.0k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 138.7k $2.2m | Added +15.1k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 132.9k $2.1m | Added +5.7k |
| Tidal Investments LLC 0.03% of their portfolio | 112.5k $1.8m | Added +55.5k |
| HighTower Advisors, LLC 0.00% of their portfolio | 100.2k $1.6m | Added +31.9k |
| Matisse Capital 1.01% of their portfolio | 100.0k $1.6m | Reduced -100.0k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 97.6k $1.5m | Added +73.0k |
| Qube Research & Technologies Ltd 0.01% of their portfolio | 94.2k $1.5m | Added +19.5k |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.37% of their portfolio | 79.8k $1.2m | Reduced -22.5k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 76.9k $1.2m | Reduced -20.9k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 56.7k $885.6k | Reduced -16.1k |
| WEDBUSH SECURITIES INC 0.04% of their portfolio | 49.4k $771.0k | Added +536 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 44.7k $685.3k | Added +1.4k |
| LPL Financial LLC 0.00% of their portfolio | 41.5k $647.9k | Added +7.8k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 39.7k $619.0k | Added +1.8k |
| Dakota Wealth Management 0.04% of their portfolio | 39.1k $610.6k | Reduced -2.2k |
| D.A. DAVIDSON & CO. 0.01% of their portfolio | 33.2k $516.8k | Added +6.0k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 32.4k $506.0k | Added +2.2k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 31.2k $486.8k | Added +2.0k |
| CALTON & ASSOCIATES, INC. 0.17% of their portfolio | 23.4k $364.7k | Added +639 |
| SkyView Investment Advisors, LLC 0.07% of their portfolio | 20.0k $312.0k | New |
| FLAGSHIP HARBOR ADVISORS, LLC 0.03% of their portfolio | 18.4k $286.7k | Added +240 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 17.0k $265.7k | New |
| Creative Planning 0.00% of their portfolio | 16.1k $250.8k | Reduced -250 |
| Mariner, LLC 0.00% of their portfolio | 13.9k $217.0k | Added +3.0k |
| Arete Wealth Advisors, LLC 0.02% of their portfolio | 12.8k $199.0k | Added +1.3k |
| CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio | 12.3k $191.5k | Unchanged |
| OPPENHEIMER & CO INC 0.00% of their portfolio | 12.1k $188.8k | Added +37 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 11.6k $181.4k | New |
| Snowden Capital Advisors LLC 0.01% of their portfolio | 11.5k $179.5k | Unchanged |
| CLOUGH CAPITAL PARTNERS L P 0.02% of their portfolio | 10.8k $168.6k | New |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 10.3k $161.0k | Reduced -4.9k |
| IFG Advisory, LLC 0.01% of their portfolio | 10.0k $156.1k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 5.4k $84.2k | Added +2.7k |
| CAROLINAS WEALTH CONSULTING LLC 0.02% of their portfolio | 4.9k $76.7k | Unchanged |
| BESSEMER GROUP INC 0.00% of their portfolio | 2.0k $32.0k | Added +655 |
| FIRST MANHATTAN CO. LLC. 0.00% of their portfolio | 1.1k $16.7k | Unchanged |
| Colonial Trust Co / SC 0.00% of their portfolio | 900 $14.0k | Unchanged |
| JFS WEALTH ADVISORS, LLC 0.00% of their portfolio | 500 $7.8k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 250 $3.9k | Unchanged |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 174 $2.7k | Unchanged |
| Ancora Advisors LLC 0.00% of their portfolio | 100 $1.6k | New |
| WealthPLAN Partners, LLC 0.00% of their portfolio | 99 $1.5k | New |
| Farther Finance Advisors, LLC 0.00% of their portfolio | 20 $312 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |
| MassMutual Private Wealth & Trust, FSB 0.00% of their portfolio | 0 $0 | New |