Vault-13

BLACKROCK CAP ALLOCATION TER BCAT

COM · Closed-End Fund · CUSIP 09260U109

87 institutional holders -5 vs Q1 2024
40,240,54840.2m shares reported held*
$660.3mreported value*
14 new 30 added 26 reduced 19 sold out net sold ≈ $212.6m (-13.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.41.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 77Q4 22: 85Q1 23: 73Q2 23: 74Q3 23: 81Q4 23: 87Q1 24: 92Q2 24: 8787Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202277
Q4 202285
Q1 202373
Q2 202374
Q3 202381
Q4 202387
Q1 202492
Q2 202487

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 50 bought or addedQ4 22: 30 cut or sold outQ4 22Q1 23: 39 bought or addedQ1 23: 34 cut or sold outQ2 23: 31 bought or addedQ2 23: 28 cut or sold outQ2 23Q3 23: 35 bought or addedQ3 23: 35 cut or sold outQ4 23: 41 bought or addedQ4 23: 36 cut or sold outQ4 23Q1 24: 46 bought or addedQ1 24: 39 cut or sold outQ2 24: 44 bought or addedQ2 24: 45 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225030
Q1 20233934
Q2 20233128
Q3 20233535
Q4 20234136
Q1 20244639
Q2 20244445

Biggest buyers

Atlas Wealth LLC New +780,335+780.3k
Karpus Management, Inc. Added +178,688+178.7k
Thomas J. Herzfeld Advisors, Inc. Added +115,480+115.5k
BANK OF AMERICA CORP /DE/ Added +99,227+99.2k
Quarry LP Added +97,079+97.1k
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC New +88,496+88.5k
Clearstead Advisors, LLC New +87,649+87.6k
ABSOLUTE INVESTMENT ADVISERS, LLC Added +83,716+83.7k
Rockefeller Capital Management L.P. Added +60,250+60.2k
COHEN & STEERS, INC. Added +45,000+45.0k

Biggest sellers

MORGAN STANLEY Reduced -12,512,166-12.5m
RAYMOND JAMES & ASSOCIATES Reduced -477,197-477.2k
SIT INVESTMENT ASSOCIATES INC Reduced -345,595-345.6k
Pathstone Holdings, LLC Reduced -276,902-276.9k
Invesco Ltd. Reduced -176,230-176.2k
PRIVATE MANAGEMENT GROUP INC Sold out -147,495-147.5k
Relative Value Partners Group, LLC Sold out -123,612-123.6k
D. E. Shaw & Co., Inc. Reduced -121,457-121.5k
Qube Research & Technologies Ltd Sold out -84,178-84.2k
1607 Capital Partners, LLC Sold out -83,928-83.9k

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Saba Capital Management, L.P. 5.90% of their portfolio NEW YORK, NY 16,333,60016.3m $268.0m $268.0m 5.90% Unchanged
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 5,602,0595.6m $91.9m $91.9m 0.01% Reduced -12.5m -12,512,166
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 3.65% of their portfolio WEST PALM BEACH, FL 4,706,4264.7m $77.2m $77.2m 3.65% Reduced -63.6k -63,649
4 Pathstone Holdings, LLC 0.15% of their portfolio ENGLEWOOD, NJ 2,009,0882.0m $33.0m $33.0m 0.15% Reduced -276.9k -276,902
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,518,1821.5m $24.9m $24.9m 0.01% Reduced -6.1k -6,059
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,272,2461.3m $20.9m $20.9m 0.00% Reduced -176.2k -176,230
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,090,2081.1m $17.9m $17.9m 0.00% Added +99.2k +99,227
8 COHEN & STEERS, INC. 0.03% of their portfolio NEW YORK, NY 842,567842.6k $13.8m $13.8m 0.03% Added +45.0k +45,000
9 Atlas Wealth LLC 1.52% of their portfolio CINCINNATI, OH 780,335780.3k $13.0m $13.0m 1.52% New
10 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 591,554591.6k $9.7m $9.7m 0.01% Added +27.1k +27,108
11 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 560,196560.2k $9.2m $9.2m 0.03% Added +60.2k +60,250
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 527,348527.3k $8.7m $8.7m 0.00% Added +35.4k +35,372
13 Keebeck Wealth Management 0.88% of their portfolio Chicago, IL 366,581366.6k $6.0m $6.0m 0.88% Added +132 +132
14 SIT INVESTMENT ASSOCIATES INC 0.12% of their portfolio Minneapolis, MN 329,490329.5k $5.4m $5.4m 0.12% Reduced -345.6k -345,595
15 Alpine Global Management, LLC 0.80% of their portfolio NEW YORK, NY 280,000280.0k $4.6m $4.6m 0.80% Reduced -22.0k -22,000
16 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 225,107225.1k $3.7m $3.7m 0.01% Reduced -2.5k -2,532
17 Thomas J. Herzfeld Advisors, Inc. 1.17% of their portfolio MIAMI BEACH, FL 203,640203.6k $3.3m $3.3m 1.17% Added +115.5k +115,480
18 Advisors Asset Management, Inc. 0.06% of their portfolio Monument, CO 201,228201.2k $3.3m $3.3m 0.06% Added +11.9k +11,937
19 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 192,030192.0k $3.0m $3.0m 0.02% First filing
20 Karpus Management, Inc. 0.09% of their portfolio Pittsford, NY 190,838190.8k $3.1m $3.1m 0.09% Added +178.7k +178,688
21 ABSOLUTE INVESTMENT ADVISERS, LLC 0.46% of their portfolio ROSEMARY BEACH, FL 188,485188.5k $3.1m $3.1m 0.46% Added +83.7k +83,716
22 Quarry LP 0.47% of their portfolio NEW YORK, NY 138,068138.1k $2.3m $2.3m 0.47% Added +97.1k +97,079
23 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 133,238133.2k $2.2m $2.2m 0.01% Added +5.4k +5,438
24 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 115,443115.4k $1.9m $1.9m 0.00% Reduced -477.2k -477,197
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 115,196115.2k $1.9m $1.9m 0.00% Added +2.2k +2,158
26 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.35% of their portfolio BLUE BELL, PA 104,722104.7k $1.7m $1.7m 0.35% Added +4.1k +4,059
27 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 101,283101.3k $1.7m $1.7m 0.00% Added +11.4k +11,363
28 Mathes Company, Inc. 0.54% of their portfolio New York, NY 91,00091.0k $1.5m $1.5m 0.54% Reduced -2.5k -2,500
29 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 88,52788.5k $1.5m $1.5m 0.00% Reduced -4.4k -4,374
30 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.51% of their portfolio LEAWOOD, KS 88,49688.5k $1.5m $1.5m 0.51% New
31 Clearstead Advisors, LLC 0.02% of their portfolio CLEVELAND, OH 87,64987.6k $1.4m $1.4m 0.02% New
32 TRANSCEND CAPITAL ADVISORS, LLC 0.08% of their portfolio MADISON, NJ 65,20765.2k $1.1m $1.1m 0.08% Added +4.4k +4,435
33 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 59,53759.5k $977.0k $977.0k 0.00% Reduced -3.0k -3,009
34 OBSIDIAN CIO, LLC 0.20% of their portfolio NEW YORK, NY 52,47552.5k $861.1k $861.1k 0.20% Added +4.9k +4,905
35 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 52,43252.4k $860.4k $860.4k 0.00% Added +6.3k +6,297
36 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 51,63051.6k $847.2k $847.2k 0.01% Added +22.4k +22,450
37 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 45,20845.2k $741.9k $741.9k 0.00% Added +1.4k +1,423
38 Almitas Capital LLC 0.30% of their portfolio SANTA MONICA, CA 44,33944.3k $727.6k $727.6k 0.30% New
39 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 43,61143.6k $715.7k $715.7k 0.00% Added +5.1k +5,144
40 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 40,20940.2k $659.8k $659.8k 0.00% Reduced -8.3k -8,261
41 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 40,00040.0k $656.4k $656.4k 0.00% Unchanged
42 Amplius Wealth Advisors, LLC 0.07% of their portfolio BLUE BELL, PA 36,79836.8k $603.9k $603.9k 0.07% Added +446 +446
43 Consolidated Portfolio Review Corp 0.14% of their portfolio WOODBURY, NY 36,28136.3k $595.4k $595.4k 0.14% Reduced -49.6k -49,587
44 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 34,25534.3k $562.1k $562.1k 0.00% New
45 Avior Wealth Management, LLC 0.02% of their portfolio OMAHA, NE 34,17334.2k $560.8k $560.8k 0.02% Reduced -33.5k -33,458
46 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 31,34831.3k $514.4k $514.4k 0.00% New
47 Flow State Investments, L.P. 0.16% of their portfolio CHICAGO, IL 30,84730.8k $506.2k $506.2k 0.16% New
48 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 28,92628.9k $474.7k $474.7k 0.00% Reduced -5.5k -5,535
49 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 27,89827.9k $457.8k $457.8k 0.00% Reduced -121.5k -121,457
50 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 26,57326.6k $436.1k $436.1k 0.00% Reduced -33.7k -33,716
51 CALTON & ASSOCIATES, INC. 0.21% of their portfolio Tampa, FL 25,51225.5k $418.6k $418.6k 0.21% Added +202 +202
52 Camelot Portfolios, LLC 0.23% of their portfolio Maumee, OH 24,50024.5k $402.0k $402.0k 0.23% Added +1.0k +1,000
53 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 23,93223.9k $392.7k $392.7k 0.01% Unchanged
54 JOURNEY STRATEGIC WEALTH LLC 0.02% of their portfolio SUMMIT, NJ 23,75023.8k $389.7k $389.7k 0.02% Added +3.5k +3,500
55 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 22,55622.6k $370.2k $370.2k 0.01% Added +492 +492
56 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 19,70019.7k $323.3k $323.3k 0.00% Reduced -7.0k -7,000
57 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 19,45019.4k $319.2k $319.2k 0.00% New
58 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 18,55818.6k $304.5k $304.5k 0.00% Added +199 +199
59 EAGLE ROCK INVESTMENT COMPANY, LLC 0.05% of their portfolio ATLANTA, GA 17,90217.9k $293.8k $293.8k 0.05% Unchanged
60 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 16,95016.9k $278.0k $278.0k 0.00% Reduced -1.1k -1,061
61 Patriot Financial Group Insurance Agency, LLC 0.04% of their portfolio Westborough, MA 16,65016.6k $273.2k $273.2k 0.04% Unchanged
62 Claro Advisors Inc. 0.04% of their portfolio BOSTON, MA 15,76515.8k $258.7k $258.7k 0.04% Reduced -37 -37
63 Marex Group Ltd 0.01% of their portfolio London, X0 15,00015.0k $246.2k $246.2k 0.01% New
64 Virtue Capital Management, LLC 0.04% of their portfolio BRENTWOOD, TN 12,50012.5k $205.5k $205.5k 0.04% Unchanged
65 Catalina Capital Group, LLC 0.07% of their portfolio Torrance, CA 11,84111.8k $194.3k $194.3k 0.07% Added +69 +69
66 Hilltop Holdings Inc. 0.02% of their portfolio DALLAS, TX 11,66711.7k $191.5k $191.5k 0.02% Added +500 +500
67 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 11,10811.1k $182.3k $182.3k 0.00% New
68 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 10,20310.2k $167.4k $167.4k 0.00% Reduced -2.0k -2,000
69 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 10,00010.0k $164.1k $164.1k 0.00% New
70 HUB Investment Partners, LLC 0.01% of their portfolio AUSTIN, TX 10,00010.0k $164.1k $164.1k 0.01% Unchanged
71 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 8,2058.2k $134.6k $134.6k 0.00% New
72 COMERICA BANK 0.00% of their portfolio DALLAS, TX 7,8487.8k $128.8k $128.8k 0.00% Reduced -180 -180
73 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,9936.0k $98.3k $98.3k 0.00% Reduced -1.6k -1,590
74 BlackRock Inc. 0.00% of their portfolio New York, NY 5,0005.0k $82.0k $82.0k 0.00% Reduced -1 -1
75 Versant Capital Management, Inc 0.02% of their portfolio PHOENIX, AZ 5,0005.0k $82.0k $82.0k 0.02% Unchanged
76 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 4,9575.0k $81.0k $81.0k 0.01% Added +69 +69
77 Covestor Ltd 0.03% of their portfolio LONDON, X0 2,6512.7k $44.0k $44.0k 0.03% Unchanged
78 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 2,0002.0k $32.8k $32.8k 0.00% Unchanged
79 Founders Capital Management 0.01% of their portfolio HOUSTON, TX 900900 $14.8k $14.8k 0.01% Unchanged
80 GABLES CAPITAL MANAGEMENT INC. 0.01% of their portfolio MIAMI, FL 876876 $14.4k $14.4k 0.01% Unchanged
81 ATTICUS WEALTH MANAGEMENT, LLC 0.00% of their portfolio Palm Beach Gardens, FL 780780 $12.8k $12.8k 0.00% New
82 ROGCO, LP 0.01% of their portfolio CLAREMORE, OK 748748 $12.3k $12.3k 0.01% Unchanged
83 Castleview Partners, LLC 0.01% of their portfolio DALLAS, TX 537537 $8.8k $8.8k 0.01% New
84 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 366366 $6.0k $6.0k 0.00% Reduced -200 -200
85 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 286286 $4.7k $4.7k 0.00% Unchanged
86 McIlrath & Eck, LLC 0.00% of their portfolio ARLINGTON, WA 280280 $4.6k $4.6k 0.00% Unchanged
87 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged