Vault-13

BELPOINTE PREP LLC OZ

UNIT RP LTD LB A · Common Stock · CUSIP 080694102

43 institutional holders +3 vs Q3 2023
1,308,9301.3m shares reported held*
$100.2mreported value*
6 new 10 added 6 reduced 5 sold out net bought ≈ $5.6m (+72.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $76.56.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 37Q4 22: 48Q1 23: 43Q2 23: 40Q3 23: 40Q4 23: 4343Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202237
Q4 202248
Q1 202343
Q2 202340
Q3 202340
Q4 202343

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 17 bought or addedQ4 22: 11 cut or sold outQ4 22Q1 23: 7 bought or addedQ1 23: 15 cut or sold outQ1 23Q2 23: 5 bought or addedQ2 23: 12 cut or sold outQ2 23Q3 23: 11 bought or addedQ3 23: 10 cut or sold outQ3 23Q4 23: 16 bought or addedQ4 23: 11 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221711
Q1 2023715
Q2 2023512
Q3 20231110
Q4 20231611

Biggest buyers

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Added +128,932+128.9k
Lloyd Advisory Services, LLC. New +17,158+17.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +9,588+9.6k
CITADEL ADVISORS LLC New +7,611+7.6k
Compound Planning, Inc. Added +7,041+7.0k
MORGAN STANLEY Added +4,867+4.9k
Fortitude Advisory Group L.L.C. New +4,567+4.6k
OBSIDIAN CIO, LLC Added +4,233+4.2k
Foundations Investment Advisors, LLC New +3,893+3.9k
Belpointe Asset Management LLC Added +2,700+2.7k

Biggest sellers

Bank of New York Mellon Corp Sold out -107,000-107.0k
AE Wealth Management LLC Reduced -13,461-13.5k
Mason & Associates Inc Reduced -3,963-4.0k
UBS Group AG Reduced -2,000-2.0k
OSAIC HOLDINGS, INC. Reduced -683-683
Precision Wealth Strategies, LLC Reduced -412-412
Authentikos Wealth Advisory, LLC Sold out -316-316
LAZARD ASSET MANAGEMENT LLC Sold out -260-260
JANICZEK WEALTH MANAGEMENT, LLC Sold out -222-222
Coppell Advisory Solutions LLC Reduced -33-33

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma 13G · institution no change · filed 2026-01-29 7.0% no change 248.1k≈ $11.2m 2026-01-29
Precision Wealth Strategies, LLC 13G · institution new · filed 2025-01-23 6.5% new 235.8k≈ $10.7m 2025-01-23
Donnalley David James 13G · passive investor new · filed 2026-10-16 5.6% new 219.5k≈ $9.9m 2026-10-16

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2023.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.72% of their portfolio Seattle, WA 275,137275.1k $21.3m $21.3m 0.72% Added +128.9k +128,932
2 Precision Wealth Strategies, LLC 18.12% of their portfolio SAINT LOUIS, MO 241,329241.3k $18.6m $18.6m 18.12% Reduced -412 -412
3 Belpointe Asset Management LLC 1.34% of their portfolio RENO, NV 197,433197.4k $15.3m $15.3m 1.34% Added +2.7k +2,700
4 United Asset Strategies, Inc. 0.85% of their portfolio GARDEN CITY, NY 97,71797.7k $7.5m $7.5m 0.85% Added +1.1k +1,101
5 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 69,42869.4k $4.5m $4.5m 0.02% Reduced -13.5k -13,461
6 LINCOLN NATIONAL CORP 0.07% of their portfolio RADNOR, PA 55,00055.0k $4.2m $4.2m 0.07% Unchanged
7 REAP Financial Group, LLC 1.03% of their portfolio AUSTIN, TX 45,65445.7k $3.5m $3.5m 1.03% First filing
8 Ratio Wealth Group 0.61% of their portfolio DENVER, CO 36,79036.8k $2.8m $2.8m 0.61% Unchanged
9 WEALTH ALLIANCE, LLC 0.31% of their portfolio MELLVILLE, NY 28,47428.5k $2.2m $2.2m 0.31% Unchanged
10 OBSIDIAN CIO, LLC 0.59% of their portfolio NEW YORK, NY 27,91927.9k $2.2m $2.2m 0.59% Added +4.2k +4,233
11 B.O.S.S. Retirement Advisors, LLC 0.36% of their portfolio Lehi, UT 24,11524.1k $1.9m $1.9m 0.36% Unchanged
12 Mariner, LLC 0.00% of their portfolio Overland Park, KS 23,88523.9k $1.8m $1.8m 0.00% Unchanged
13 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 18,36018.4k $1.4m $1.4m 0.00% Unchanged
14 Lloyd Advisory Services, LLC. 0.63% of their portfolio SUWANEE, GA 17,15817.2k $1.3m $1.3m 0.63% New
15 Keystone Wealth Services, LLC 0.41% of their portfolio PALM DESERT, CA 15,55815.6k $1.2m $1.2m 0.41% Added +2.3k +2,286
16 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 14,16414.2k $1.1m $1.1m 0.01% Added +2.5k +2,490
17 Mason & Associates Inc 0.22% of their portfolio LOS ANGELES, CA 9,7009.7k $749.3k $749.3k 0.22% Reduced -4.0k -3,963
18 Compound Planning, Inc. 0.10% of their portfolio NEW YORK, NY 9,6259.6k $743.5k $743.5k 0.10% Added +7.0k +7,041
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,5889.6k $740.7k $740.7k 0.00% New
20 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7,8787.9k $608.6k $608.6k 0.00% Added +4.9k +4,867
21 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,6117.6k $588.0k $588.0k 0.00% New
22 CWM, LLC 0.00% of their portfolio OMAHA, NE 7,5007.5k $579.0k $579.0k 0.00% Unchanged
23 SMART Wealth LLC 0.25% of their portfolio Omaha, NE 5,9606.0k $460.4k $460.4k 0.25% Added +2.0k +2,025
24 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 5,2305.2k $404.0k $404.0k 0.01% Unchanged
25 Synergy Asset Management, LLC 0.07% of their portfolio VANCOUVER, WA 5,2255.2k $403.6k $403.6k 0.07% Unchanged
26 Outlook Wealth Advisors, LLC 0.13% of their portfolio SHENANDOAH, TX 4,9965.0k $385.9k $385.9k 0.13% Unchanged
27 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,9505.0k $382.4k $382.4k 0.00% Reduced -2.0k -2,000
28 Fortitude Advisory Group L.L.C. 0.21% of their portfolio GIG HARBOR, WA 4,5674.6k $352.8k $352.8k 0.21% New
29 Texas Yale Capital Corp. 0.02% of their portfolio ST. PETERSBURG, FL 4,2004.2k $324.4k $324.4k 0.02% Unchanged
30 Fulton Bank, N.A. 0.01% of their portfolio Lancaster, PA 4,0604.1k $313.6k $313.6k 0.01% Unchanged
31 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 3,8933.9k $247.2k $247.2k 0.01% New
32 Coppell Advisory Solutions LLC 0.06% of their portfolio COPPELL, TX 3,6093.6k $278.8k $278.8k 0.06% Reduced -33 -33
33 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 3,5823.6k $276.7k $276.7k 0.00% Unchanged
34 Lokken Investment Group LLC 0.15% of their portfolio LEWES, DE 3,3993.4k $262.6k $262.6k 0.15% Unchanged
35 Integrated Advisors Network LLC 0.01% of their portfolio DALLAS, TX 3,3503.4k $258.8k $258.8k 0.01% Unchanged
36 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 3,1503.1k $243.3k $243.3k 0.01% Unchanged
37 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 2,6012.6k $200.9k $200.9k 0.00% Unchanged
38 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,0602.1k $159.0k $159.0k 0.00% New
39 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,9041.9k $147.1k $147.1k 0.00% Added +535 +535
40 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,3131.3k $101.4k $101.4k 0.00% Reduced -683 -683
41 CAMBRIDGE TRUST CO 0.00% of their portfolio BOSTON, MA 593593 $45.8k $45.8k 0.00% Unchanged
42 Creekmur Asset Management LLC 0.01% of their portfolio MORTON, IL 265265 $20.5k $20.5k 0.01% First filing
43 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged