Vault-13

BELPOINTE PREP LLC OZ

UNIT RP LTD LB A · Common Stock · CUSIP 080694102

48 institutional holders +11 vs Q3 2022
1,431,2221.4m shares reported held*
$143.1mreported value*
11 new 6 added 7 reduced 4 sold out net bought ≈ $1.1m (+29.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $100.00.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 37Q4 22: 4848Q3 22Q4 22
Numbers
QuarterHolders
Q3 202237
Q4 202248

Biggest buyers

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Added +17,712+17.7k
Peak Planning Group, LLC New +16,500+16.5k
CITADEL ADVISORS LLC New +7,469+7.5k
Claraphi Advisory Network, LLC Added +6,609+6.6k
MORGAN STANLEY Added +5,790+5.8k
Cetera Advisors LLC New +4,430+4.4k
Laidlaw Wealth Management LLC New +4,075+4.1k
Merit Financial Group, LLC New +3,150+3.1k
RENAISSANCE TECHNOLOGIES LLC New +2,500+2.5k
Ranch Capital Advisors Inc. New +2,470+2.5k

Biggest sellers

Precision Wealth Strategies, LLC Reduced -18,924-18.9k
Accurate Wealth Management, LLC Sold out -8,551-8.6k
JANE STREET GROUP, LLC Sold out -5,602-5.6k
WEALTH ALLIANCE, LLC Reduced -5,495-5.5k
United Asset Strategies, Inc. Reduced -3,043-3.0k
Virtu Financial LLC Sold out -3,007-3.0k
Ergoteles LLC Sold out -2,383-2.4k
Mason & Associates Inc Reduced -1,130-1.1k
Raymond James Financial Services Advisors, Inc. Reduced -90-90
Legacy PCG, LLC Reduced -12-12

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma 13G · institution no change · filed 2026-01-29 7.0% no change 248.1k≈ $11.2m 2026-01-29
Precision Wealth Strategies, LLC 13G · institution new · filed 2025-01-23 6.5% new 235.8k≈ $10.7m 2025-01-23
Donnalley David James 13G · passive investor new · filed 2026-10-16 5.6% new 219.5k≈ $9.9m 2026-10-16

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 1.21% of their portfolio Seattle, WA 257,739257.7k $25.8m $25.8m 1.21% Added +17.7k +17,712
2 Precision Wealth Strategies, LLC 25.20% of their portfolio SAINT LOUIS, MO 241,741241.7k $24.2m $24.2m 25.20% Reduced -18.9k -18,924
3 Belpointe Asset Management LLC 1.44% of their portfolio RENO, NV 238,095238.1k $23.8m $23.8m 1.44% Added +1.6k +1,559
4 AE Wealth Management LLC 0.09% of their portfolio TOPEKA, KS 127,801127.8k $12.8m $12.8m 0.09% Added +1.2k +1,153
5 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 107,000107.0k $10.7m $10.7m 0.00% Unchanged
6 United Asset Strategies, Inc. 1.34% of their portfolio GARDEN CITY, NY 96,25196.3k $9.6m $9.6m 1.34% Reduced -3.0k -3,043
7 LINCOLN NATIONAL CORP 0.12% of their portfolio RADNOR, PA 55,00055.0k $5.5m $5.5m 0.12% Unchanged
8 Ratio Wealth Group 1.04% of their portfolio DENVER, CO 36,79036.8k $3.7m $3.7m 1.04% Unchanged
9 OBSIDIAN CIO, LLC 1.10% of their portfolio NEW YORK, NY 24,43624.4k $2.4m $2.4m 1.10% Unchanged
10 B.O.S.S. Retirement Advisors, LLC 0.62% of their portfolio Lehi, UT 24,11524.1k $2.4m $2.4m 0.62% First filing
11 WEALTH ALLIANCE, LLC 0.41% of their portfolio MELLVILLE, NY 22,97923.0k $2.3m $2.3m 0.41% Reduced -5.5k -5,495
12 Mariner, LLC 0.01% of their portfolio Overland Park, KS 21,67021.7k $2.2m $2.2m 0.01% Added +930 +930
13 Lloyd Advisory Services, LLC. 1.19% of their portfolio SUWANEE, GA 17,15817.2k $1.7m $1.7m 1.19% Unchanged
14 Peak Planning Group, LLC 1.45% of their portfolio CENTENNIAL, CO 16,50016.5k $1.6m $1.6m 1.45% New
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 15,79015.8k $1.6m $1.6m 0.00% Added +5.8k +5,790
16 Keystone Wealth Services, LLC 0.58% of their portfolio PALM DESERT, CA 13,27213.3k $1.3m $1.3m 0.58% Unchanged
17 Claraphi Advisory Network, LLC 0.53% of their portfolio ALISO VIEJO, X1 13,21813.2k $1.3m $1.3m 0.53% Added +6.6k +6,609
18 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 11,67411.7k $1.2m $1.2m 0.01% Unchanged
19 SHEETS SMITH WEALTH MANAGEMENT 0.18% of their portfolio WINSTON-SALEM, NC 11,18311.2k $1.1m $1.1m 0.18% Unchanged
20 Legacy PCG, LLC 0.40% of their portfolio IRVINE, CA 8,8308.8k $883.0k $883.0k 0.40% Reduced -12 -12
21 Mason & Associates Inc 0.24% of their portfolio LOS ANGELES, CA 7,6637.7k $766.3k $766.3k 0.24% Reduced -1.1k -1,130
22 CWM, LLC 0.01% of their portfolio OMAHA, NE 7,5007.5k $750.0k $750.0k 0.01% Unchanged
23 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,4697.5k $746.9k $746.9k 0.00% New
24 SMART Wealth LLC 0.49% of their portfolio Omaha, NE 6,5456.5k $654.5k $654.5k 0.49% First filing
25 Outlook Wealth Advisors, LLC 0.24% of their portfolio SHENANDOAH, TX 4,9965.0k $499.6k $499.6k 0.24% Unchanged
26 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 4,4304.4k $443.0k $443.0k 0.01% New
27 Texas Yale Capital Corp. 0.02% of their portfolio ST. PETERSBURG, FL 4,2004.2k $420.0k $420.0k 0.02% Unchanged
28 Laidlaw Wealth Management LLC 0.09% of their portfolio NEW YORK CITY, NY 4,0754.1k $407.5k $407.5k 0.09% New
29 Fulton Bank, N.A. 0.02% of their portfolio Lancaster, PA 4,0604.1k $406.0k $406.0k 0.02% Unchanged
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,0504.0k $405.0k $405.0k 0.00% Unchanged
31 Coppell Advisory Solutions LLC 0.12% of their portfolio COPPELL, TX 3,6423.6k $364.2k $364.2k 0.12% First filing
32 Coppell Advisory Solutions Corp. 0.12% of their portfolio COPPELL, TX 3,6423.6k $364.2k $364.2k 0.12% First filing
33 Lokken Investment Group LLC 0.27% of their portfolio LEWES, DE 3,3993.4k $339.9k $339.9k 0.27% Unchanged
34 Integrated Advisors Network LLC 0.02% of their portfolio DALLAS, TX 3,3503.4k $335.0k $335.0k 0.02% Unchanged
35 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 3,1503.1k $315.0k $315.0k 0.01% New
36 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 2,5012.5k $250.1k $250.1k 0.00% Reduced -90 -90
37 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 2,5002.5k $250.0k $250.0k 0.00% New
38 Ranch Capital Advisors Inc. 0.19% of their portfolio SARASOTA, FL 2,4702.5k $247.0k $247.0k 0.19% New
39 RETIREMENT FINANCIAL SOLUTIONS, LLC 0.20% of their portfolio KNOXVILLE, TN 2,3042.3k $230.4k $230.4k 0.20% First filing
40 CANTOR FITZGERALD, L. P. 0.00% of their portfolio NEW YORK, NY 2,0002.0k $200.0k $200.0k 0.00% New
41 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,2781.3k $127.8k $127.8k 0.00% Unchanged
42 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 683683 $68.0k $68.0k 0.00% New
43 CAMBRIDGE TRUST CO 0.00% of their portfolio BOSTON, MA 593593 $59.0k $59.0k 0.00% Unchanged
44 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 318318 $31.0k $31.0k 0.00% New
45 JANICZEK WEALTH MANAGEMENT, LLC 0.01% of their portfolio DENVER, CO 222222 $21.5k $21.5k 0.01% Unchanged
46 McElhenny Sheffield Capital Management, LLC 0.00% of their portfolio DALLAS, TX 9696 $9.6k $9.6k 0.00% New
47 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 22 $200 $200 0.00% Reduced -1 -1
48 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged