Vault-13

BARCLAYS BANK PLC DJP

DJUBS CMDT ETN36 · ETP · CUSIP 06738C778

144 institutional holders -3 vs Q4 2022
10,624,96110.6m shares reported held*
$368.7mreported value*
16 new 36 added 48 reduced 21 sold out net bought ≈ $37.8m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.70. Options: 2 managers hold calls ($227.4k notional), 1 hold puts ($101.1k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 147Q4 22: 147Q1 23: 144144Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022147
Q4 2022147
Q1 2023144

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 54 bought or addedQ4 22: 66 cut or sold outQ4 22Q1 23: 52 bought or addedQ1 23: 69 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225466
Q1 20235269

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $2.7mQ3 22 puts: $938.0kQ3 22P/C 0.35Q4 22 calls: $455.1kQ4 22 puts: $124.7kQ4 22P/C 0.27Q1 23 calls: $227.4kQ1 23 puts: $101.1kQ1 23P/C 0.44
Numbers
QuarterCallsPutsP/C
Q3 2022$2.7m$938.0k0.35
Q4 2022$455.1k$124.7k0.27
Q1 2023$227.4k$101.1k0.44

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +663,048+663.0k
CIBC Private Wealth Group LLC Added +654,345+654.3k
JANE STREET GROUP, LLC Added +457,433+457.4k
EP Wealth Advisors, LLC Added +424,303+424.3k
LPL Financial LLC Added +71,549+71.5k
BLB&B Advisors, LLC Added +53,996+54.0k
OLD MISSION CAPITAL LLC New +53,819+53.8k
FLOW TRADERS U.S. LLC New +39,407+39.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +33,530+33.5k
Vontobel Holding Ltd. New +29,371+29.4k

Biggest sellers

CW Advisors, LLC Reduced -449,636-449.6k
Badgley Phelps Wealth Managers, LLC Sold out -367,526-367.5k
MORGAN STANLEY Reduced -94,910-94.9k
STATE STREET CORP Reduced -91,853-91.9k
Colony Family Offices, LLC Reduced -86,231-86.2k
InterOcean Capital Group, LLC Sold out -81,297-81.3k
Apeiron RIA LLC Sold out -51,059-51.1k
NVWM, LLC Reduced -42,756-42.8k
Transamerica Financial Advisors, LLC Reduced -23,823-23.8k
Windham Capital Management, LLC Sold out -19,920-19.9k

Biggest calls

CITADEL ADVISORS LLC Reduced $227.4k7.2k shares
Cutler Group LLC / CA Added $0800 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $101.1k3.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BLB&B Advisors, LLC 2.81% of their portfolio MONTGOMERYVILLE, PA 1,192,1081.2m $37.7m $37.7m 2.81% Added +54.0k +53,996
2 CIBC Private Wealth Group LLC 0.04% of their portfolio ATLANTA, GA 1,184,4281.2m $37.4m $37.4m 0.04% Added +654.3k +654,345
3 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 1.73% of their portfolio SAN FRANCISCO, CA 748,138748.1k $23.6m $23.6m 1.73% Reduced -1.4k -1,387
4 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.26% of their portfolio PLYMOUTH, MN 718,384718.4k $22.7m $22.7m 0.26% Added +663.0k +663,048
5 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 560,435560.4k $17.7m $17.7m 0.00% Reduced -91.9k -91,853
6 DIMENSION CAPITAL MANAGEMENT LLC 3.65% of their portfolio Coral Gables, FL 505,138505.1k $16.0m $16.0m 3.65% Reduced -2.6k -2,570
7 EP Wealth Advisors, LLC 0.82% of their portfolio TORRANCE, CA 480,753480.8k $48.1m $48.1m 0.82% Added +424.3k +424,303
8 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 469,570469.6k $14.8m $14.8m 0.03% Added +457.4k +457,433
9 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 406,022406.0k $12.8m $12.8m 0.00% Added +14.1k +14,082
10 CW Advisors, LLC 0.17% of their portfolio BOSTON, MA 228,211228.2k $7.2m $7.2m 0.17% Reduced -449.6k -449,636
11 Washington Trust Bank 0.75% of their portfolio Spokane, WA 222,448222.4k $7.0m $7.0m 0.75% Added +14.7k +14,714
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 217,244217.2k $6.9m $6.9m 0.00% Reduced -7.8k -7,840
13 Ironwood Wealth Management, LLC. 2.52% of their portfolio CHANDLER, AZ 201,718201.7k $6.4m $6.4m 2.52% Added +17.1k +17,075
14 Heartland Bank & Trust Co 4.72% of their portfolio BLOOMINGTON, IL 197,772197.8k $6.2m $6.2m 4.72% Added +15.8k +15,799
15 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 166,583166.6k $5.3m $5.3m 0.00% Added +17.4k +17,430
16 ACIMA PRIVATE WEALTH, LLC 2.34% of their portfolio RICHMOND, VA 150,662150.7k $4.8m $4.8m 2.34% Added +757 +757
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 147,434147.4k $4.7m $4.7m 0.00% Reduced -11.5k -11,478
18 Legend Financial Advisors, Inc. 3.90% of their portfolio PITTSBURGH, PA 146,969147.0k $4.6m $4.6m 3.90% Added +7.1k +7,082
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 128,906128.9k $4.1m $4.1m 0.00% Reduced -12.3k -12,308
20 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 121,474121.5k $3.8m $3.8m 0.00% Added +3.3k +3,263
21 HANCOCK WHITNEY CORP 0.15% of their portfolio GULFPORT, MS 120,652120.7k $3.8m $3.8m 0.15% Added +10.2k +10,166
22 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 109,904109.9k $3.5m $3.5m 0.01% Reduced -407 -407
23 Insight Advisors, LLC/ PA 0.71% of their portfolio Newtown, PA 95,85295.9k $3.0m $3.0m 0.71% Reduced -831 -831
24 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 94,28694.3k $3.0m $3.0m 0.00% Added +71.5k +71,549
25 Atria Investments, Inc 0.05% of their portfolio Charlotte, NC 88,55188.6k $2.8m $2.8m 0.05% Reduced -1.5k -1,545
26 Sharper & Granite LLC 1.39% of their portfolio EL SEGUNDO, CA 73,44073.4k $2.3m $2.3m 1.39% Added +4.2k +4,235
27 VPR Management LLC 0.45% of their portfolio HOUSTON, TX 67,80067.8k $2.1m $2.1m 0.45% Unchanged
28 RiverGlades Family Offices LLC 1.95% of their portfolio NAPLES, FL 66,96567.0k $2.1m $2.1m 1.95% Reduced -4.6k -4,640
29 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 59,83559.8k $1.9m $1.9m 0.00% Added +116 +116
30 NVWM, LLC 0.60% of their portfolio YARDLEY, PA 56,50756.5k $1.8m $1.8m 0.60% Reduced -42.8k -42,756
31 Avion Wealth 0.51% of their portfolio THE WOODLANDS, TX 55,96356.0k $1.9m $1.9m 0.51% Added +1.5k +1,469
32 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 55,79855.8k $1.8m $1.8m 0.00% Reduced -94.9k -94,910
33 OLD MISSION CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 53,81953.8k $1.7m $1.7m 0.05% New
34 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 48,85348.9k $1.5m $1.5m 0.00% Added +15.4k +15,353
35 Engrave Wealth Partners LLC 0.51% of their portfolio SPRING, TX 48,23848.2k $1.5m $1.5m 0.51% Reduced -221 -221
36 Forefront Analytics, LLC 0.74% of their portfolio WEST CONSHOHOCKEN, PA 45,43145.4k $1.4m $1.4m 0.74% Reduced -2.2k -2,191
37 CERTUITY, LLC 0.20% of their portfolio NORTH PALM BEACH, FL 42,13442.1k $1.3m $1.3m 0.20% Unchanged
38 Chicago Partners Investment Group LLC 0.08% of their portfolio CHICAGO, IL 41,15241.2k $1.3m $1.3m 0.08% Unchanged
39 AllSquare Wealth Management LLC 0.81% of their portfolio ALBANY, NY 39,82539.8k $1.3m $1.3m 0.81% Added +1.9k +1,868
40 Measured Wealth Private Client Group, LLC 0.48% of their portfolio PORTSMOUTH, NH 39,51839.5k $1.2m $1.2m 0.48% Reduced -417 -417
41 FLOW TRADERS U.S. LLC 0.05% of their portfolio NEW YORK, NY 39,40739.4k $1.2m $1.2m 0.05% New
42 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 37,87037.9k $1.2m $1.2m 0.02% Reduced -1.4k -1,361
43 Peak Financial Management, Inc. 0.44% of their portfolio WELLESLEY, MA 37,24637.2k $1.2m $1.2m 0.44% Reduced -2.4k -2,385
44 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 36,69836.7k $1.2m $1.2m 0.00% Reduced -11.7k -11,655
45 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 36,69036.7k $1.2m $1.2m 0.00% Added +3.4k +3,365
46 MRP Capital Investments, LLC 1.26% of their portfolio ALPHARETTA, GA 36,44636.4k $1.2m $1.2m 1.26% Added +1.7k +1,725
47 MONECO ADVISORS, LLC 0.32% of their portfolio FAIRFIELD, CT 34,83434.8k $1.1m $1.1m 0.32% Unchanged
48 Greenline Partners, LLC 0.20% of their portfolio NEW YORK, NY 34,00034.0k $1.1m $1.1m 0.20% Unchanged
49 Associated Banc-Corp 0.04% of their portfolio Green Bay, WI 33,56733.6k $1.1m $1.1m 0.04% Added +709 +709
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 33,53033.5k $1.1m $1.1m 0.00% New
51 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 29,96330.0k $946.5k $946.5k 0.01% Added +234 +234
52 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 29,37129.4k $927.8k $927.8k 0.01% New
53 OneAscent Financial Services LLC 0.37% of their portfolio BIRMINGHAM, AL 28,67728.7k $906.0k $906.0k 0.37% Added +888 +888
54 Slow Capital, Inc. 0.17% of their portfolio GREENBRAE, CA 27,99128.0k $884.2k $884.2k 0.17% Reduced -1.1k -1,105
55 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 24,99425.0k $789.6k $789.6k 0.02% Reduced -979 -979
56 OneAscent Wealth Management LLC 0.31% of their portfolio BIRMINGHAM, AL 24,89524.9k $786.0k $786.0k 0.31% Added +10.8k +10,799
57 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 23,72723.7k $749.5k $749.5k 0.00% Reduced -4.4k -4,376
58 Colony Family Offices, LLC 0.29% of their portfolio CHARLOTTE, NC 23,72123.7k $749.3k $749.3k 0.29% Reduced -86.2k -86,231
59 JTC Employer Solutions Trustee Ltd 0.08% of their portfolio ST HELIER, Y9 22,69022.7k $716.0k $716.0k 0.08% Unchanged
60 BAILARD, INC. 0.02% of their portfolio Foster City, CA 22,00022.0k $695.0k $695.0k 0.02% Unchanged
61 MONETA GROUP INVESTMENT ADVISORS LLC 0.02% of their portfolio ST LOUIS, MO 21,87521.9k $691.0k $691.0k 0.02% Reduced -143 -143
62 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 20,38120.4k $643.8k $643.8k 0.00% Reduced -120 -120
63 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 19,63319.6k $620.0k $620.0k 0.00% Added +704 +704
64 Transamerica Financial Advisors, LLC 0.08% of their portfolio CEDAR RAPIDS, IA 19,25119.3k $609.0k $609.0k 0.08% Reduced -23.8k -23,823
65 Baker Avenue Asset Management, LP 0.03% of their portfolio SAN FRANCISCO, CA 19,05919.1k $602.1k $602.1k 0.03% Reduced -990 -990
66 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.05% of their portfolio KNOXVILLE, TN 17,57017.6k $555.0k $555.0k 0.05% Unchanged
67 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 17,21217.2k $543.7k $543.7k 0.00% Reduced -2.8k -2,844
68 Twelve Points Wealth Management LLC 0.29% of their portfolio CONCORD, MA 15,97716.0k $504.7k $504.7k 0.29% Added +3.7k +3,667
69 OLD NATIONAL BANCORP /IN/ 0.02% of their portfolio EVANSVILLE, IN 15,83115.8k $500.1k $500.1k 0.02% Reduced -40 -40
70 Evanson Asset Management, LLC 0.05% of their portfolio CARMEL, CA 15,80715.8k $499.3k $499.3k 0.05% Unchanged
71 Empower Advisory Group, LLC 0.00% of their portfolio Greenwood Village, CO 15,78815.8k $504.3k $504.3k 0.00% First filing
72 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 15,27715.3k $482.6k $482.6k 0.01% Reduced -1.1k -1,082
73 FIRST FOUNDATION ADVISORS 0.02% of their portfolio Irvine, CA 14,13614.1k $446.6k $446.6k 0.02% Reduced -5.1k -5,087
74 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 13,78613.8k $435.5k $435.5k 0.00% Added +62 +62
75 Parkside Financial Bank & Trust 0.11% of their portfolio SAINT LOUIS, MO 13,02913.0k $411.6k $411.6k 0.11% Added +2.5k +2,467
76 COLDSTREAM CAPITAL MANAGEMENT INC 0.01% of their portfolio BELLEVUE, WA 12,97013.0k $409.7k $409.7k 0.01% Unchanged
77 Paragon Capital Management Ltd 0.09% of their portfolio DENVER, CO 12,54312.5k $396.2k $396.2k 0.09% Unchanged
78 Topel & Distasi Wealth Management, LLC 0.20% of their portfolio BERKELEY, CA 12,30312.3k $388.7k $388.7k 0.20% New
79 Janney Capital Management LLC 0.03% of their portfolio PITTSBURGH, PA 10,89510.9k $344.0k $344.0k 0.03% Reduced -1.2k -1,241
80 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 10,51810.5k $332.2k $332.2k 0.00% Reduced -3.7k -3,712
81 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 10,43010.4k $329.5k $329.5k 0.01% Unchanged
82 First Horizon Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 10,33310.3k $326.4k $326.4k 0.01% Unchanged
83 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 10,16010.2k $321.0k $321.0k 0.00% Reduced -53 -53
84 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 9,8899.9k $312.4k $312.4k 0.00% Reduced -2.0k -2,042
85 Advisory Services & Investments, LLC 0.28% of their portfolio BEND, OR 9,6209.6k $303.9k $303.9k 0.28% Added +3.0k +2,981
86 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 8,7858.8k $277.5k $277.5k 0.00% Reduced -12 -12
87 Bangor Savings Bank 0.03% of their portfolio BANGOR, ME 8,5278.5k $269.4k $269.4k 0.03% Unchanged
88 Intercontinental Wealth Advisors, LLC 0.07% of their portfolio SAN ANTONIO, TX 8,5008.5k $268.5k $268.5k 0.07% New
89 PDS Planning, Inc 0.04% of their portfolio DUBLIN, OH 8,0678.1k $254.8k $254.8k 0.04% Unchanged
90 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 7,8167.8k $246.9k $246.9k 0.00% Reduced -2.3k -2,334
91 Trivant Custom Portfolio Group, LLC 0.16% of their portfolio SAN DIEGO, CA 7,0007.0k $221.1k $221.1k 0.16% First filing
92 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 6,7876.8k $214.0k $214.0k 0.00% Reduced -792 -792
93 Traverso Chambers Private Wealth Management, LLC 0.06% of their portfolio SANTA ROSA, CA 6,7286.7k $212.5k $212.5k 0.06% Unchanged
94 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.02% of their portfolio FORT WAYNE, IN 6,6926.7k $211.4k $211.4k 0.02% Reduced -1.1k -1,127
95 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 6,6606.7k $210.4k $210.4k 0.00% New
96 ROCKLAND TRUST CO 0.01% of their portfolio HANOVER, MA 6,6436.6k $209.9k $209.9k 0.01% New
97 SVB WEALTH LLC 0.00% of their portfolio BOSTON, MA 6,5376.5k $206.5k $206.5k 0.00% Reduced -147 -147
98 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 6,5136.5k $206.0k $206.0k 0.00% New
99 Bank of New Hampshire 0.06% of their portfolio LACONIA, NH 6,3206.3k $199.6k $199.6k 0.06% Reduced -200 -200
100 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 5,9506.0k $188.0k $188.0k 0.00% Unchanged