Vault-13

BANK OZK LITTLE ROCK ARK OZK

COM · Common Stock · CUSIP 06417N103

Bank headquartered in Little Rock, Arkansas

392 institutional holders -14 vs Q4 2022
104,929,785104.9m shares reported held*
$3.6bnreported value*
49 new 127 added 162 reduced 59 sold out net bought ≈ $213.7m (+6.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $34.21. Options: 14 managers hold calls ($34.6m notional), 27 hold puts ($331.4m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 352Q4 22: 406Q1 23: 392392Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022352
Q4 2022406
Q1 2023392

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 202 bought or addedQ4 22: 152 cut or sold outQ4 22Q1 23: 176 bought or addedQ1 23: 221 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022202152
Q1 2023176221

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ3 22 calls: $6.8mQ3 22 puts: $10.9mQ3 22P/C 1.60Q4 22 calls: $15.8mQ4 22 puts: $20.4mQ4 22P/C 1.29Q1 23 calls: $34.6mQ1 23 puts: $331.4mQ1 23P/C 9.57
Numbers
QuarterCallsPutsP/C
Q3 2022$6.8m$10.9m1.60
Q4 2022$15.8m$20.4m1.29
Q1 2023$34.6m$331.4m9.57

Biggest buyers

FULLER & THALER ASSET MANAGEMENT, INC. Added +4,928,800+4.9m
STATE STREET CORP Added +1,235,144+1.2m
MILLENNIUM MANAGEMENT LLC Added +594,460+594.5k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Added +412,300+412.3k
BANK OF AMERICA CORP /DE/ Added +399,411+399.4k
ALLIANCEBERNSTEIN L.P. Added +370,965+371.0k
MORGAN STANLEY Added +279,940+279.9k
Cubist Systematic Strategies, LLC Added +263,556+263.6k
Van Berkom & Associates Inc. Added +222,446+222.4k
JANE STREET GROUP, LLC Added +210,417+210.4k

Biggest sellers

WELLINGTON MANAGEMENT GROUP LLP Reduced -886,169-886.2k
FIL Ltd Sold out -370,970-371.0k
SCHRODER INVESTMENT MANAGEMENT GROUP Reduced -349,783-349.8k
TD Asset Management Inc Reduced -256,230-256.2k
GOLDMAN SACHS GROUP INC Reduced -250,377-250.4k
RENAISSANCE TECHNOLOGIES LLC Reduced -245,100-245.1k
Epoch Investment Partners, Inc. Reduced -238,021-238.0k
AQR CAPITAL MANAGEMENT LLC Reduced -208,180-208.2k
JARISLOWSKY, FRASER Ltd Reduced -204,142-204.1k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -124,149-124.1k

Biggest calls

CITADEL ADVISORS LLC Added $8.4m244.9k shares
PEAK6 Investments LLC Added $5.9m173.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $5.7m166.8k shares
SIMPLEX TRADING, LLC Added $4.5m130.3k shares
Walleye Trading LLC New $3.5m103.6k shares
JANE STREET GROUP, LLC Added $3.2m94.3k shares
GROUP ONE TRADING LLC Added $1.9m57.0k shares
WOLVERINE TRADING, LLC Added $946.0k28.1k shares
Schonfeld Strategic Advisors LLC New $255.0k150.0k shares
UBS Group AG New $208.6k6.1k shares

Biggest puts

Deer Park Road Corp New $85.5m2.5m shares
ROYAL BANK OF CANADA New $51.2m1.5m shares
NOMURA HOLDINGS INC New $34.2m1.0m shares
KING STREET CAPITAL MANAGEMENT, L.P. New $29.9m875.0k shares
CITADEL ADVISORS LLC Added $21.7m633.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $17.0m497.3k shares
JANE STREET GROUP, LLC Added $15.2m443.0k shares
SANDLER CAPITAL MANAGEMENT New $13.7m400.0k shares
GROUP ONE TRADING LLC Added $11.7m341.1k shares
Bracebridge Capital, LLC New $10.3m3.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: WASATCH ADVISORS LP (4.2%, 2026-07-08), VANGUARD GROUP INC (0.0%, 2026-03-30)

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STATE STREET CORP 0.02% of their portfolio BOSTON, MA 12,791,70312.8m $437.5m $437.5m 0.02% Added +1.2m +1,235,144
2 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 12,089,96812.1m $413.5m $413.5m 0.01% Reduced -6.5k -6,531
3 BlackRock Inc. 0.01% of their portfolio New York, NY 10,557,85610.6m $361.1m $361.1m 0.01% Added +55.6k +55,553
4 WASATCH ADVISORS LP 1.76% of their portfolio SALT LAKE CITY, UT 8,261,5178.3m $282.5m $282.5m 1.76% Reduced -119.1k -119,097
5 DIMENSIONAL FUND ADVISORS LP 0.08% of their portfolio AUSTIN, TX 7,024,5137.0m $240.2m $240.2m 0.08% Added +97.2k +97,158
6 FULLER & THALER ASSET MANAGEMENT, INC. 0.97% of their portfolio SAN MATEO, CA 4,928,9804.9m $168.6m $168.6m 0.97% Added +4.9m +4,928,800
7 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.03% of their portfolio SAN FRANCISCO, CA 2,870,6902.9m $98.2m $98.2m 0.03% Reduced -124.1k -124,149
8 Diamond Hill Capital Management, LLC (Investment Advisor) 0.35% of their portfolio COLUMBUS, OH 2,183,4492.2m $74.7m $74.7m 0.35% Reduced -29.3k -29,284
9 PRINCIPAL FINANCIAL GROUP INC 0.05% of their portfolio DES MOINES, IA 2,182,9282.2m $74.7m $74.7m 0.05% Added +48.6k +48,552
10 MILLENNIUM MANAGEMENT LLC 0.08% of their portfolio NEW YORK, NY 2,003,8512.0m $68.5m $68.5m 0.08% Added +594.5k +594,460
11 JARISLOWSKY, FRASER Ltd 0.38% of their portfolio MONTREAL, A8 1,790,0841.8m $61.2m $61.2m 0.38% Reduced -204.1k -204,142
12 Copeland Capital Management, LLC 1.43% of their portfolio Conshohocken, PA 1,782,0311.8m $60.9m $60.9m 1.43% Reduced -21.2k -21,236
13 Van Berkom & Associates Inc. 2.20% of their portfolio MONTREAL, A8 1,741,6031.7m $59.6m $59.6m 2.20% Added +222.4k +222,446
14 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 1,658,3561.7m $56.7m $56.7m 0.01% Added +57.9k +57,917
15 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,506,6231.5m $51.5m $51.5m 0.01% Reduced -11.6k -11,588
16 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,382,4001.4m $47.3m $47.3m 0.01% Added +279.9k +279,940
17 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 1,294,2801.3m $44.3m $44.3m 0.02% Added +371.0k +370,965
18 Newport Trust Company, LLC 0.11% of their portfolio Washington, DC 1,187,4591.2m $40.6m $40.6m 0.11% Added +2.0k +1,975
19 NORGES BANK 0.01% of their portfolio OSLO, Q8 1,145,8851.1m $39.2m $39.2m 0.01% Reduced -24.3k -24,316
20 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,079,6151.1m $36.9m $36.9m 0.01% Reduced -5.9k -5,851
21 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.04% of their portfolio BOSTON, MA 919,568919.6k $31.4m $31.4m 0.04% Added +412.3k +412,300
22 FIRST TRUST ADVISORS LP 0.04% of their portfolio Wheaton, IL 916,059916.1k $31.3m $31.3m 0.04% Added +208.6k +208,551
23 WEDGE CAPITAL MANAGEMENT L L P/NC 0.46% of their portfolio CHARLOTTE, NC 790,296790.3k $27.0m $27.0m 0.46% Added +9.6k +9,585
24 ProShare Advisors LLC 0.08% of their portfolio BETHESDA, MD 782,359782.4k $26.8m $26.8m 0.08% Reduced -8.4k -8,439
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 583,228583.2k $19.9m $19.9m 0.00% Added +99.1k +99,134
26 CAPTRUST FINANCIAL ADVISORS 0.08% of their portfolio RALEIGH, NC 545,576545.6k $18.7m $18.7m 0.08% Added +66.9k +66,854
27 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 536,994537.0k $18.4m $18.4m 0.01% Added +196.1k +196,120
28 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 536,732536.7k $18.4m $18.4m 0.02% Added +67.8k +67,813
29 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 500,878500.9k $17.1m $17.1m 0.00% Added +399.4k +399,411
30 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 486,731486.7k $16.6m $16.6m 0.00% Reduced -886.2k -886,169
31 Clearbridge Investments, LLC 0.01% of their portfolio NEW YORK, NY 439,147439.1k $15.0m $15.0m 0.01% Reduced -117.0k -116,987
32 SEI INVESTMENTS CO 0.03% of their portfolio OAKS, PA 438,554438.6k $15.0m $15.0m 0.03% Added +126.9k +126,911
33 CI INVESTMENTS INC. 0.07% of their portfolio TORONTO, Z4 432,855432.9k $14.8m $14.8m 0.07% Reduced -47.1k -47,073
34 CABOT WEALTH MANAGEMENT INC 2.32% of their portfolio BEVERLY, MA 428,896428.9k $14.7m $14.7m 2.32% Added +37.5k +37,509
35 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 426,070426.1k $14.6m $14.6m 0.01% Added +5.1k +5,063
36 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 380,506380.5k $13.0m $13.0m 0.01% Added +155.1k +155,053
37 KENNEDY CAPITAL MANAGEMENT LLC 0.38% of their portfolio ST LOUIS, MO 379,135379.1k $13.0m $13.0m 0.38% Added +11.1k +11,059
38 Retirement Systems of Alabama 0.06% of their portfolio MONTGOMERY, AL 378,919378.9k $13.0m $13.0m 0.06% Reduced -2.0k -1,980
39 RICE HALL JAMES & ASSOCIATES, LLC 0.73% of their portfolio San Diego, CA 378,184378.2k $12.9m $12.9m 0.73% Reduced -30.8k -30,752
40 Cubist Systematic Strategies, LLC 0.12% of their portfolio STAMFORD, CT 363,151363.2k $12.4m $12.4m 0.12% Added +263.6k +263,556
41 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 361,371361.4k $12.4m $12.4m 0.00% Reduced -81.5k -81,499
42 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 348,690348.7k $11.9m $11.9m 0.00% Reduced -80.8k -80,774
43 RHUMBLINE ADVISERS 0.01% of their portfolio BOSTON, MA 347,269347.3k $11.9m $11.9m 0.01% Reduced -6.4k -6,428
44 Qube Research & Technologies Ltd 0.07% of their portfolio LONDON, X0 346,526346.5k $11.9m $11.9m 0.07% Reduced -40.3k -40,275
45 LSV ASSET MANAGEMENT 0.03% of their portfolio CHICAGO, IL 340,340340.3k $11.6m $11.6m 0.03% Reduced -2.0k -2,000
46 TCW GROUP INC 0.14% of their portfolio LOS ANGELES, CA 316,755316.8k $10.8m $10.8m 0.14% Reduced -31.2k -31,200
47 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 303,053303.1k $10.4m $10.4m 0.01% Added +11.6k +11,597
48 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 278,435278.4k $9.5m $9.5m 0.00% Added +124.3k +124,337
49 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 268,204268.2k $9.2m $9.2m 0.00% Reduced -250.4k -250,377
50 WEYBOSSET RESEARCH & MANAGEMENT LLC 3.34% of their portfolio PROVIDENCE, RI 258,501258.5k $8.8m $8.8m 3.34% Reduced -872 -872
51 California Public Employees Retirement System 0.01% of their portfolio Sacramento, CA 254,373254.4k $8.7m $8.7m 0.01% Reduced -54.9k -54,940
52 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 243,994244.0k $8.3m $8.3m 0.01% Added +210.4k +210,417
53 Swiss National Bank 0.01% of their portfolio ZURICH, V8 241,033241.0k $8.2m $8.2m 0.01% Reduced -44.9k -44,900
54 GREAT LAKES ADVISORS, LLC 0.07% of their portfolio CHICAGO, IL 222,872222.9k $7.6m $7.6m 0.07% Reduced -4.0k -4,037
55 VOYA INVESTMENT MANAGEMENT LLC 0.01% of their portfolio ATLANTA, GA 212,978213.0k $7.3m $7.3m 0.01% Reduced -7.3k -7,271
56 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 207,263207.3k $6.7m $6.7m 0.00% Added +4.3k +4,264
57 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 205,326205.3k $7.0m $7.0m 0.01% Reduced -91.6k -91,563
58 Ziegler Capital Management, LLC 0.28% of their portfolio CHICAGO, IL 203,810203.8k $7.0m $7.0m 0.28% Reduced -96.1k -96,119
59 Giverny Capital Inc. 0.41% of their portfolio MONTREAL, A8 200,256200.3k $6.8m $6.8m 0.41% Reduced -9.1k -9,100
60 Epoch Investment Partners, Inc. 0.04% of their portfolio New York, NY 195,804195.8k $6.7m $6.7m 0.04% Reduced -238.0k -238,021
61 QV Investors Inc. 0.60% of their portfolio CALGARY, A0 187,330187.3k $6.4m $6.4m 0.60% Reduced -3.0k -2,990
62 STRS OHIO 0.01% of their portfolio COLUMBUS, OH 170,400170.4k $5.8m $5.8m 0.01% Added +121.4k +121,429
63 AMERICAN INTERNATIONAL GROUP, INC. 0.04% of their portfolio New York, NY 169,970170.0k $5.8m $5.8m 0.04% Reduced -2.4k -2,444
64 Legal & General Group Plc 0.00% of their portfolio London, X0 165,808165.8k $5.7m $5.7m 0.00% Added +5.6k +5,569
65 AQR CAPITAL MANAGEMENT LLC 0.01% of their portfolio Greenwich, CT 165,542165.5k $5.6m $5.6m 0.01% Reduced -208.2k -208,180
66 SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio London, X0 160,020160.0k $5.5m $5.5m 0.01% Reduced -349.8k -349,783
67 Artemis Investment Management LLP 0.07% of their portfolio EDINBURGH, X0 159,929159.9k $5.5m $5.5m 0.07% New
68 Sapience Investments, LLC 1.26% of their portfolio Irvine, CA 159,750159.8k $5.5m $5.5m 1.26% Reduced -10.5k -10,500
69 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 153,361153.4k $5.2m $5.2m 0.01% Reduced -447 -447
70 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 149,712149.7k $5.1m $5.1m 0.01% Added +49.7k +49,743
71 Ergoteles LLC 0.20% of their portfolio NEW YORK, NY 148,620148.6k $5.1m $5.1m 0.20% Added +63.6k +63,589
72 LOS ANGELES CAPITAL MANAGEMENT LLC 0.02% of their portfolio LOS ANGELES, CA 146,022146.0k $5.0m $5.0m 0.02% Reduced -99.8k -99,768
73 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.01% of their portfolio TALLAHASSEE, FL 140,492140.5k $4.8m $4.8m 0.01% Unchanged
74 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio WEST SACRAMENTO, CA 139,967140.0k $4.8m $4.8m 0.01% Reduced -8.0k -7,964
75 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 126,197126.2k $4.3m $4.3m 0.01% Reduced -245.1k -245,100
76 NorthCoast Asset Management LLC 0.07% of their portfolio STAMFORD, CT 125,440125.4k $4.3m $4.3m 0.07% Added +2.2k +2,231
77 NOMURA HOLDINGS INC 0.04% of their portfolio TOKYO, M0 125,114125.1k $4.3m $4.3m 0.04% Added +105.3k +105,314
78 Rafferty Asset Management, LLC 0.03% of their portfolio New York, NY 124,646124.6k $4.3m $4.3m 0.03% Added +83.2k +83,235
79 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio ALBANY, NY 123,222123.2k $4.2m $4.2m 0.01% Reduced -11.3k -11,329
80 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 122,536122.5k $4.2m $4.2m 0.01% Reduced -56.2k -56,221
81 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 121,276121.3k $4.1m $4.1m 0.00% Reduced -38.2k -38,182
82 Horrell Capital Management, Inc. 1.26% of their portfolio LITTLE ROCK, AR 118,316118.3k $4.0m $4.0m 1.26% Added +736 +736
83 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 111,718111.7k $3.8m $3.8m 0.00% Added +57.9k +57,933
84 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 111,376111.4k $3.8m $3.8m 0.01% Reduced -7.5k -7,505
85 Ameritas Investment Partners, Inc. 0.15% of their portfolio LINCOLN, NE 107,106107.1k $3.7m $3.7m 0.15% Added +842 +842
86 JUPITER ASSET MANAGEMENT LTD 0.05% of their portfolio London, X0 103,961104.0k $3.6m $3.6m 0.05% New
87 B. Metzler seel. Sohn & Co. AG 0.05% of their portfolio FRANKFURT, 2M 99,19099.2k $3.4m $3.4m 0.05% Reduced -1.8k -1,805
88 TEXAS PERMANENT SCHOOL FUND CORP 0.03% of their portfolio AUSTIN, TX 98,77998.8k $3.4m $3.4m 0.03% Added +24.4k +24,359
89 ALGERT GLOBAL LLC 0.16% of their portfolio SAN FRANCISCO, CA 97,85797.9k $3.3m $3.3m 0.16% Reduced -19.8k -19,769
90 SG Americas Securities, LLC 0.04% of their portfolio NEW YORK, NY 93,32093.3k $3.2m $3.2m 0.04% Added +21.4k +21,380
91 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 93,02993.0k $3.2m $3.2m 0.01% Added +6.7k +6,667
92 State of Tennessee, Department of Treasury 0.01% of their portfolio NASHVILLE, TN 91,15291.2k $3.1m $3.1m 0.01% Reduced -6.6k -6,576
93 STEPHENS INC /AR/ 0.06% of their portfolio LITTLE ROCK, AR 90,48290.5k $3.1m $3.1m 0.06% Added +3.0k +2,951
94 TUDOR INVESTMENT CORP ET AL 0.06% of their portfolio STAMFORD, CT 89,36389.4k $3.1m $3.1m 0.06% Reduced -318 -318
95 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 0.04% of their portfolio New York, NY 88,65288.7k $3.0m $3.0m 0.04% Reduced -2.3k -2,304
96 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 88,30088.3k $3.0m $3.0m 0.00% Reduced -82.5k -82,541
97 CANADA LIFE ASSURANCE Co 0.01% of their portfolio WINNIPEG, A2 88,28288.3k $3.0m $3.0m 0.01% Reduced -2.0k -1,953
98 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 86,03986.0k $2.9m $2.9m 0.00% Reduced -3.8k -3,849
99 HRT FINANCIAL LP 0.04% of their portfolio NEW YORK, NY 85,97986.0k $2.9m $2.9m 0.04% Reduced -17.6k -17,561
100 MARTINGALE ASSET MANAGEMENT L P 0.06% of their portfolio BOSTON, MA 84,97785.0k $2.9m $2.9m 0.06% Added +4.2k +4,180