BANK OZK LITTLE ROCK ARK OZK
COM · Common Stock · CUSIP 06417N103
Bank headquartered in Little Rock, Arkansas
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $34.21. Options: 14 managers hold calls ($34.6m notional), 27 hold puts ($331.4m).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 352 |
| Q4 2022 | 406 |
| Q1 2023 | 392 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 202 | 152 |
| Q1 2023 | 176 | 221 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $6.8m | $10.9m | 1.60 |
| Q4 2022 | $15.8m | $20.4m | 1.29 |
| Q1 2023 | $34.6m | $331.4m | 9.57 |
Biggest buyers
| FULLER & THALER ASSET MANAGEMENT, INC. | Added | +4.9m |
| STATE STREET CORP | Added | +1.2m |
| MILLENNIUM MANAGEMENT LLC | Added | +594.5k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | Added | +412.3k |
| BANK OF AMERICA CORP /DE/ | Added | +399.4k |
| ALLIANCEBERNSTEIN L.P. | Added | +371.0k |
| MORGAN STANLEY | Added | +279.9k |
| Cubist Systematic Strategies, LLC | Added | +263.6k |
| Van Berkom & Associates Inc. | Added | +222.4k |
| JANE STREET GROUP, LLC | Added | +210.4k |
Biggest sellers
| WELLINGTON MANAGEMENT GROUP LLP | Reduced | -886.2k |
| FIL Ltd | Sold out | -371.0k |
| SCHRODER INVESTMENT MANAGEMENT GROUP | Reduced | -349.8k |
| TD Asset Management Inc | Reduced | -256.2k |
| GOLDMAN SACHS GROUP INC | Reduced | -250.4k |
| RENAISSANCE TECHNOLOGIES LLC | Reduced | -245.1k |
| Epoch Investment Partners, Inc. | Reduced | -238.0k |
| AQR CAPITAL MANAGEMENT LLC | Reduced | -208.2k |
| JARISLOWSKY, FRASER Ltd | Reduced | -204.1k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | Reduced | -124.1k |
Biggest calls
| CITADEL ADVISORS LLC | Added | $8.4m244.9k shares |
| PEAK6 Investments LLC | Added | $5.9m173.5k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $5.7m166.8k shares |
| SIMPLEX TRADING, LLC | Added | $4.5m130.3k shares |
| Walleye Trading LLC | New | $3.5m103.6k shares |
| JANE STREET GROUP, LLC | Added | $3.2m94.3k shares |
| GROUP ONE TRADING LLC | Added | $1.9m57.0k shares |
| WOLVERINE TRADING, LLC | Added | $946.0k28.1k shares |
| Schonfeld Strategic Advisors LLC | New | $255.0k150.0k shares |
| UBS Group AG | New | $208.6k6.1k shares |
Biggest puts
| Deer Park Road Corp | New | $85.5m2.5m shares |
| ROYAL BANK OF CANADA | New | $51.2m1.5m shares |
| NOMURA HOLDINGS INC | New | $34.2m1.0m shares |
| KING STREET CAPITAL MANAGEMENT, L.P. | New | $29.9m875.0k shares |
| CITADEL ADVISORS LLC | Added | $21.7m633.9k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $17.0m497.3k shares |
| JANE STREET GROUP, LLC | Added | $15.2m443.0k shares |
| SANDLER CAPITAL MANAGEMENT | New | $13.7m400.0k shares |
| GROUP ONE TRADING LLC | Added | $11.7m341.1k shares |
| Bracebridge Capital, LLC | New | $10.3m3.0k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
No one currently above 5% in the filings since 19 Dec 2024.
Fell to 5% or below in the last year: WASATCH ADVISORS LP (4.2%, 2026-07-08), VANGUARD GROUP INC (0.0%, 2026-03-30)
Insider purchases and sales in Q1 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q1 2023.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| STATE STREET CORP 0.02% of their portfolio | 12.8m $437.5m | Added +1.2m |
| VANGUARD GROUP INC 0.01% of their portfolio | 12.1m $413.5m | Reduced -6.5k |
| BlackRock Inc. 0.01% of their portfolio | 10.6m $361.1m | Added +55.6k |
| WASATCH ADVISORS LP 1.76% of their portfolio | 8.3m $282.5m | Reduced -119.1k |
| DIMENSIONAL FUND ADVISORS LP 0.08% of their portfolio | 7.0m $240.2m | Added +97.2k |
| FULLER & THALER ASSET MANAGEMENT, INC. 0.97% of their portfolio | 4.9m $168.6m | Added +4.9m |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.03% of their portfolio | 2.9m $98.2m | Reduced -124.1k |
| Diamond Hill Capital Management, LLC (Investment Advisor) 0.35% of their portfolio | 2.2m $74.7m | Reduced -29.3k |
| PRINCIPAL FINANCIAL GROUP INC 0.05% of their portfolio | 2.2m $74.7m | Added +48.6k |
| MILLENNIUM MANAGEMENT LLC 0.08% of their portfolio | 2.0m $68.5m | Added +594.5k |
| JARISLOWSKY, FRASER Ltd 0.38% of their portfolio | 1.8m $61.2m | Reduced -204.1k |
| Copeland Capital Management, LLC 1.43% of their portfolio | 1.8m $60.9m | Reduced -21.2k |
| Van Berkom & Associates Inc. 2.20% of their portfolio | 1.7m $59.6m | Added +222.4k |
| GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 1.7m $56.7m | Added +57.9k |
| Bank of New York Mellon Corp 0.01% of their portfolio | 1.5m $51.5m | Reduced -11.6k |
| MORGAN STANLEY 0.01% of their portfolio | 1.4m $47.3m | Added +279.9k |
| ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio | 1.3m $44.3m | Added +371.0k |
| Newport Trust Company, LLC 0.11% of their portfolio | 1.2m $40.6m | Added +2.0k |
| NORGES BANK 0.01% of their portfolio | 1.1m $39.2m | Reduced -24.3k |
| NORTHERN TRUST CORP 0.01% of their portfolio | 1.1m $36.9m | Reduced -5.9k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.04% of their portfolio | 919.6k $31.4m | Added +412.3k |
| FIRST TRUST ADVISORS LP 0.04% of their portfolio | 916.1k $31.3m | Added +208.6k |
| WEDGE CAPITAL MANAGEMENT L L P/NC 0.46% of their portfolio | 790.3k $27.0m | Added +9.6k |
| ProShare Advisors LLC 0.08% of their portfolio | 782.4k $26.8m | Reduced -8.4k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 583.2k $19.9m | Added +99.1k |
| CAPTRUST FINANCIAL ADVISORS 0.08% of their portfolio | 545.6k $18.7m | Added +66.9k |
| Nuveen Asset Management, LLC 0.01% of their portfolio | 537.0k $18.4m | Added +196.1k |
| RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio | 536.7k $18.4m | Added +67.8k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 500.9k $17.1m | Added +399.4k |
| WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio | 486.7k $16.6m | Reduced -886.2k |
| Clearbridge Investments, LLC 0.01% of their portfolio | 439.1k $15.0m | Reduced -117.0k |
| SEI INVESTMENTS CO 0.03% of their portfolio | 438.6k $15.0m | Added +126.9k |
| CI INVESTMENTS INC. 0.07% of their portfolio | 432.9k $14.8m | Reduced -47.1k |
| CABOT WEALTH MANAGEMENT INC 2.32% of their portfolio | 428.9k $14.7m | Added +37.5k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio | 426.1k $14.6m | Added +5.1k |
| AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio | 380.5k $13.0m | Added +155.1k |
| KENNEDY CAPITAL MANAGEMENT LLC 0.38% of their portfolio | 379.1k $13.0m | Added +11.1k |
| Retirement Systems of Alabama 0.06% of their portfolio | 378.9k $13.0m | Reduced -2.0k |
| RICE HALL JAMES & ASSOCIATES, LLC 0.73% of their portfolio | 378.2k $12.9m | Reduced -30.8k |
| Cubist Systematic Strategies, LLC 0.12% of their portfolio | 363.2k $12.4m | Added +263.6k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 361.4k $12.4m | Reduced -81.5k |
| Invesco Ltd. 0.00% of their portfolio | 348.7k $11.9m | Reduced -80.8k |
| RHUMBLINE ADVISERS 0.01% of their portfolio | 347.3k $11.9m | Reduced -6.4k |
| Qube Research & Technologies Ltd 0.07% of their portfolio | 346.5k $11.9m | Reduced -40.3k |
| LSV ASSET MANAGEMENT 0.03% of their portfolio | 340.3k $11.6m | Reduced -2.0k |
| TCW GROUP INC 0.14% of their portfolio | 316.8k $10.8m | Reduced -31.2k |
| LPL Financial LLC 0.01% of their portfolio | 303.1k $10.4m | Added +11.6k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 278.4k $9.5m | Added +124.3k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 268.2k $9.2m | Reduced -250.4k |
| WEYBOSSET RESEARCH & MANAGEMENT LLC 3.34% of their portfolio | 258.5k $8.8m | Reduced -872 |
| California Public Employees Retirement System 0.01% of their portfolio | 254.4k $8.7m | Reduced -54.9k |
| JANE STREET GROUP, LLC 0.01% of their portfolio | 244.0k $8.3m | Added +210.4k |
| Swiss National Bank 0.01% of their portfolio | 241.0k $8.2m | Reduced -44.9k |
| GREAT LAKES ADVISORS, LLC 0.07% of their portfolio | 222.9k $7.6m | Reduced -4.0k |
| VOYA INVESTMENT MANAGEMENT LLC 0.01% of their portfolio | 213.0k $7.3m | Reduced -7.3k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 207.3k $6.7m | Added +4.3k |
| CITADEL ADVISORS LLC 0.01% of their portfolio | 205.3k $7.0m | Reduced -91.6k |
| Ziegler Capital Management, LLC 0.28% of their portfolio | 203.8k $7.0m | Reduced -96.1k |
| Giverny Capital Inc. 0.41% of their portfolio | 200.3k $6.8m | Reduced -9.1k |
| Epoch Investment Partners, Inc. 0.04% of their portfolio | 195.8k $6.7m | Reduced -238.0k |
| QV Investors Inc. 0.60% of their portfolio | 187.3k $6.4m | Reduced -3.0k |
| STRS OHIO 0.01% of their portfolio | 170.4k $5.8m | Added +121.4k |
| AMERICAN INTERNATIONAL GROUP, INC. 0.04% of their portfolio | 170.0k $5.8m | Reduced -2.4k |
| Legal & General Group Plc 0.00% of their portfolio | 165.8k $5.7m | Added +5.6k |
| AQR CAPITAL MANAGEMENT LLC 0.01% of their portfolio | 165.5k $5.6m | Reduced -208.2k |
| SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio | 160.0k $5.5m | Reduced -349.8k |
| Artemis Investment Management LLP 0.07% of their portfolio | 159.9k $5.5m | New |
| Sapience Investments, LLC 1.26% of their portfolio | 159.8k $5.5m | Reduced -10.5k |
| CREDIT SUISSE AG/ 0.01% of their portfolio | 153.4k $5.2m | Reduced -447 |
| Russell Investments Group, Ltd. 0.01% of their portfolio | 149.7k $5.1m | Added +49.7k |
| Ergoteles LLC 0.20% of their portfolio | 148.6k $5.1m | Added +63.6k |
| LOS ANGELES CAPITAL MANAGEMENT LLC 0.02% of their portfolio | 146.0k $5.0m | Reduced -99.8k |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.01% of their portfolio | 140.5k $4.8m | Unchanged |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio | 140.0k $4.8m | Reduced -8.0k |
| RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio | 126.2k $4.3m | Reduced -245.1k |
| NorthCoast Asset Management LLC 0.07% of their portfolio | 125.4k $4.3m | Added +2.2k |
| NOMURA HOLDINGS INC 0.04% of their portfolio | 125.1k $4.3m | Added +105.3k |
| Rafferty Asset Management, LLC 0.03% of their portfolio | 124.6k $4.3m | Added +83.2k |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio | 123.2k $4.2m | Reduced -11.3k |
| D. E. Shaw & Co., Inc. 0.01% of their portfolio | 122.5k $4.2m | Reduced -56.2k |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 121.3k $4.1m | Reduced -38.2k |
| Horrell Capital Management, Inc. 1.26% of their portfolio | 118.3k $4.0m | Added +736 |
| BARCLAYS PLC 0.00% of their portfolio | 111.7k $3.8m | Added +57.9k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio | 111.4k $3.8m | Reduced -7.5k |
| Ameritas Investment Partners, Inc. 0.15% of their portfolio | 107.1k $3.7m | Added +842 |
| JUPITER ASSET MANAGEMENT LTD 0.05% of their portfolio | 104.0k $3.6m | New |
| B. Metzler seel. Sohn & Co. AG 0.05% of their portfolio | 99.2k $3.4m | Reduced -1.8k |
| TEXAS PERMANENT SCHOOL FUND CORP 0.03% of their portfolio | 98.8k $3.4m | Added +24.4k |
| ALGERT GLOBAL LLC 0.16% of their portfolio | 97.9k $3.3m | Reduced -19.8k |
| SG Americas Securities, LLC 0.04% of their portfolio | 93.3k $3.2m | Added +21.4k |
| TRUIST FINANCIAL CORP 0.01% of their portfolio | 93.0k $3.2m | Added +6.7k |
| State of Tennessee, Department of Treasury 0.01% of their portfolio | 91.2k $3.1m | Reduced -6.6k |
| STEPHENS INC /AR/ 0.06% of their portfolio | 90.5k $3.1m | Added +3.0k |
| TUDOR INVESTMENT CORP ET AL 0.06% of their portfolio | 89.4k $3.1m | Reduced -318 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 0.04% of their portfolio | 88.7k $3.0m | Reduced -2.3k |
| JANUS HENDERSON GROUP PLC 0.00% of their portfolio | 88.3k $3.0m | Reduced -82.5k |
| CANADA LIFE ASSURANCE Co 0.01% of their portfolio | 88.3k $3.0m | Reduced -2.0k |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 86.0k $2.9m | Reduced -3.8k |
| HRT FINANCIAL LP 0.04% of their portfolio | 86.0k $2.9m | Reduced -17.6k |
| MARTINGALE ASSET MANAGEMENT L P 0.06% of their portfolio | 85.0k $2.9m | Added +4.2k |