BNY MELLON STRATEGIC MUNS IN LEO
COM · Closed-End Fund · CUSIP 05588W108
- HeadquartersNew York, NY
- FilingsSEC EDGAR
78
institutional holders
-3 vs Q1 2023
9.4m
shares reported held*
$58.7mreported value*
9 new
23 added
18 reduced
15 sold out
net bought ≈ $4.2m (+673.1k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.22.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 80 |
| Q4 2022 | 83 |
| Q1 2023 | 81 |
| Q2 2023 | 78 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 31 | 40 |
| Q1 2023 | 30 | 37 |
| Q2 2023 | 32 | 33 |
Biggest buyers
| WELLS FARGO & COMPANY/MN | Added | +206.8k |
| UBS Group AG | Added | +148.4k |
| TRUIST FINANCIAL CORP | New | +143.4k |
| Woodline Partners LP | Added | +138.7k |
| ROBINSON CAPITAL MANAGEMENT, LLC | Added | +136.8k |
| MORGAN STANLEY | Added | +65.7k |
| OSAIC HOLDINGS, INC. | Added | +62.1k |
| Ackerman Capital Advisors, LLC | New | +48.8k |
| Atria Wealth Solutions, Inc. | Added | +37.7k |
| Merit Financial Group, LLC | New | +36.2k |
Biggest sellers
| Logan Stone Capital, LLC | Reduced | -107.6k |
| AE Wealth Management LLC | Sold out | -94.5k |
| VAN ECK ASSOCIATES CORP | Reduced | -55.5k |
| Invesco Ltd. | Reduced | -42.3k |
| Financial Advocates Investment Management | Sold out | -40.0k |
| Walleye Capital LLC | Sold out | -37.2k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -29.7k |
| Kestra Advisory Services, LLC | Sold out | -18.5k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Sold out | -15.5k |
| SIT INVESTMENT ASSOCIATES INC | Reduced | -14.9k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
Saba Capital Management, L.P.
13D · may seek influence
no change · filed 2025-12-31
Stated purposeion to nominate Paul Kazarian as an independent director for election to the Board at the Issuer's 2026 annual meeting of shareholders. Full filing |
9.8% |
| SIT INVESTMENT ASSOCIATES INC 13G · institution new · filed 2026-10-02 | 5.1% |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1.8m $11.3m | Added +206.8k |
| MORGAN STANLEY 0.00% of their portfolio | 1.4m $8.9m | Added +65.7k |
| GUGGENHEIM CAPITAL LLC 0.04% of their portfolio | 914.1k $5.7m | Reduced -2.8k |
| ROBINSON CAPITAL MANAGEMENT, LLC 1.80% of their portfolio | 646.9k $4.1m | Added +136.8k |
| Capital Investment Advisors, LLC 0.07% of their portfolio | 355.9k $2.2m | Added +23.5k |
| UBS Group AG 0.00% of their portfolio | 350.6k $2.2m | Added +148.4k |
| VAN ECK ASSOCIATES CORP 0.00% of their portfolio | 338.4k $2.1m | Reduced -55.5k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 254.0k $1.6m | Added +26.5k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 223.3k $1.4m | Added +62.1k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 194.7k $1.2m | Reduced -11.8k |
| Woodline Partners LP 0.01% of their portfolio | 181.7k $1.1m | Added +138.7k |
| AQR Arbitrage LLC 0.05% of their portfolio | 177.5k $1.1m | Added +31.9k |
| CENTAURUS FINANCIAL, INC. 0.10% of their portfolio | 175.9k $1.1m | Reduced -14.8k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 163.4k $1.0m | Reduced -6.3k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 162.2k $1.0m | Reduced -14.8k |
| PARK AVENUE SECURITIES LLC 0.01% of their portfolio | 145.6k $905.0k | Reduced -6.0k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 143.4k $891.9k | New |
| LPL Financial LLC 0.00% of their portfolio | 138.7k $862.8k | Added +12.4k |
| GOODWIN DANIEL L 0.32% of their portfolio | 109.1k $678.8k | Added +5.0k |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 104.5k $650.0k | First filing |
| Logan Stone Capital, LLC 0.20% of their portfolio | 95.5k $593.8k | Reduced -107.6k |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.05% of their portfolio | 78.5k $488.6k | Unchanged |
| SIT INVESTMENT ASSOCIATES INC 0.01% of their portfolio | 74.0k $460.0k | Reduced -14.9k |
| XML Financial, LLC 0.05% of their portfolio | 69.7k $433.2k | Added +25.0k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 52.0k $323.0k | Added +3.4k |
| MELFA WEALTH MANAGEMENT, INC. 0.33% of their portfolio | 51.7k $321.6k | Added +13.5k |
| Mariner, LLC 0.00% of their portfolio | 51.2k $318.2k | Unchanged |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 48.9k $304.4k | Added +37.7k |
| Ackerman Capital Advisors, LLC 0.08% of their portfolio | 48.8k $303.8k | New |
| 180 WEALTH ADVISORS, LLC 0.06% of their portfolio | 47.1k $294.4k | Reduced -1.5k |
| Invesco Ltd. 0.00% of their portfolio | 42.1k $261.9k | Reduced -42.3k |
| Merit Financial Group, LLC 0.01% of their portfolio | 36.2k $225.1k | New |
| Cornerstone Advisory, LLC 0.04% of their portfolio | 35.9k $223.5k | Added +1.6k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 34.8k $216.7k | Reduced -29.7k |
| Capital Market Strategies LLC 0.19% of their portfolio | 33.7k $209.4k | Unchanged |
| WealthTrust Axiom LLC 0.06% of their portfolio | 31.3k $194.7k | Added +26 |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 0.07% of their portfolio | 30.0k $186.6k | Unchanged |
| Palogic Value Management, L.P. 0.09% of their portfolio | 30.0k $186.6k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 27.5k $171.0k | Reduced -1.0k |
| Fortitude Advisory Group L.L.C. 0.12% of their portfolio | 26.9k $167.2k | Unchanged |
| NOMURA HOLDINGS INC 0.00% of their portfolio | 25.1k $156.1k | Added +5.1k |
| INTEGRATED CAPITAL MANAGEMENT, INC. 0.14% of their portfolio | 25.1k $155.9k | Added +204 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.02% of their portfolio | 25.0k $155.6k | Added +4.2k |
| IEQ CAPITAL, LLC 0.00% of their portfolio | 24.2k $150.5k | New |
| SeaCrest Wealth Management, LLC 0.02% of their portfolio | 21.9k $136.5k | Unchanged |
| ProVise Management Group, LLC 0.01% of their portfolio | 20.6k $128.4k | Reduced -2.7k |
| HighTower Advisors, LLC 0.00% of their portfolio | 20.5k $127.0k | Added +4.8k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 20.0k $125.0k | Reduced -800 |
| Fairhaven Wealth Management, LLC 0.04% of their portfolio | 18.6k $115.6k | First filing |
| WINTRUST INVESTMENTS LLC 0.01% of their portfolio | 17.6k $109.0k | Added +5.0k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 17.5k $109.0k | Reduced -820 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 16.2k $100.8k | Unchanged |
| Johnson Midwest Financial, LLC 0.09% of their portfolio | 15.7k $97.9k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 15.6k $97.0k | Unchanged |
| NWAM LLC 0.01% of their portfolio | 15.5k $96.4k | New |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 15.4k $95.8k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 14.7k $91.3k | Reduced -7.2k |
| WEDBUSH SECURITIES INC 0.00% of their portfolio | 14.4k $89.0k | Reduced -75 |
| MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio | 13.1k $81.0k | Added +2.0k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 12.8k $79.3k | Unchanged |
| KINGSWOOD WEALTH ADVISORS, LLC 0.02% of their portfolio | 12.0k $74.6k | First filing |
| HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio | 12.0k $74.6k | Unchanged |
| HRT FINANCIAL LP 0.00% of their portfolio | 11.7k $72.0k | New |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio | 11.1k $69.0k | Unchanged |
| Mission Creek Capital Partners, Inc. 0.02% of their portfolio | 10.8k $67.3k | New |
| WOLFF WIESE MAGANA LLC 0.03% of their portfolio | 7.2k $44.6k | Unchanged |
| WFA Asset Management Corp 0.02% of their portfolio | 6.5k $40.5k | New |
| Blue Trust, Inc. 0.00% of their portfolio | 3.6k $22.0k | Unchanged |
| NORTHWEST INVESTMENT COUNSELORS, LLC 0.00% of their portfolio | 3.0k $18.4k | Unchanged |
| WEBSTER BANK, N. A. 0.00% of their portfolio | 2.8k $17.5k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 2.5k $15.7k | Unchanged |
| FIRST COMMUNITY TRUST NA 0.01% of their portfolio | 1.7k $10.6k | Unchanged |
| Gradient Investments LLC 0.00% of their portfolio | 1.7k $10.6k | Unchanged |
| Prestige Wealth Management Group LLC 0.00% of their portfolio | 950 $5.9k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 775 $5.0k | Unchanged |
| Mascoma Wealth Management LLC 0.00% of their portfolio | 557 $3.3k | Unchanged |
| OLD SECOND NATIONAL BANK OF AURORA 0.00% of their portfolio | 18 $112 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |