Vault-13

AXONICS INC AXNX

COM · Common Stock · CUSIP 05465P101 · ISIN US05465P1012

237 institutional holders +2 vs Q4 2022
55,150,47655.2m shares reported held*
$3.0bnreported value*
29 new 108 added 66 reduced 25 sold out net bought ≈ $202.1m (+3.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($16.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $54.92. Options: 9 managers hold calls ($6.4m notional), 6 hold puts ($9.3m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 230Q4 22: 235Q1 23: 237237Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022230
Q4 2022235
Q1 2023237

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 117 bought or addedQ4 22: 112 cut or sold outQ4 22Q1 23: 137 bought or addedQ1 23: 91 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022117112
Q1 202313791

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 22 calls: $1.9mQ3 22 puts: $1.6mQ3 22P/C 0.81Q4 22 calls: $2.0mQ4 22 puts: $1.9mQ4 22P/C 0.92Q1 23 calls: $6.4mQ1 23 puts: $9.3mQ1 23P/C 1.45
Numbers
QuarterCallsPutsP/C
Q3 2022$1.9m$1.6m0.81
Q4 2022$2.0m$1.9m0.92
Q1 2023$6.4m$9.3m1.45

Biggest buyers

FMR LLC Added +2,483,233+2.5m
Point72 Asset Management, L.P. New +1,070,500+1.1m
BANK OF AMERICA CORP /DE/ Added +456,659+456.7k
RENAISSANCE TECHNOLOGIES LLC Added +377,900+377.9k
Man Group plc New +366,615+366.6k
Magnetar Financial LLC Added +319,635+319.6k
VANGUARD GROUP INC Added +313,680+313.7k
Champlain Investment Partners, LLC Added +249,595+249.6k
BRAIDWELL LP New +166,704+166.7k
MARSHALL WACE, LLP Added +162,277+162.3k

Biggest sellers

LORD, ABBETT & CO. LLC Reduced -714,626-714.6k
Polar Capital Holdings Plc Sold out -710,336-710.3k
MILLENNIUM MANAGEMENT LLC Reduced -381,279-381.3k
Driehaus Capital Management LLC Sold out -287,238-287.2k
Man Group plc Sold out -263,478-263.5k
CITADEL ADVISORS LLC Reduced -238,065-238.1k
AMERIPRISE FINANCIAL INC Reduced -195,458-195.5k
FIRST TRUST ADVISORS LP Reduced -176,116-176.1k
GOLDMAN SACHS GROUP INC Reduced -163,865-163.9k
Nuveen Asset Management, LLC Reduced -148,290-148.3k

Biggest calls

Jefferies Financial Group Inc. New $2.5m45.0k shares
PURA VIDA INVESTMENTS, LLC New $1.6m30.0k shares
MILLENNIUM MANAGEMENT LLC New $1.4m25.0k shares
CITADEL ADVISORS LLC Reduced $425.6k7.8k shares
WOLVERINE TRADING, LLC Reduced $277.0k5.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $245.5k4.5k shares
SIMPLEX TRADING, LLC Unchanged $10.0k200 shares
GROUP ONE TRADING LLC New $5.5k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

PURA VIDA INVESTMENTS, LLC New $8.2m150.0k shares
MILLENNIUM MANAGEMENT LLC Reduced $546.0k10.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $414.7k7.6k shares
CITADEL ADVISORS LLC Added $109.1k2.0k shares
GROUP ONE TRADING LLC Unchanged $81.8k1.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.01% of their portfolio BOSTON, MA 5,202,0265.2m $283.8m $283.8m 0.01% Added +2.5m +2,483,233
2 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 5,176,9635.2m $282.5m $282.5m 0.01% Added +313.7k +313,680
3 BlackRock Inc. 0.01% of their portfolio New York, NY 3,600,9623.6m $196.5m $196.5m 0.01% Reduced -29.9k -29,881
4 LORD, ABBETT & CO. LLC 0.26% of their portfolio JERSEY CITY, NJ 2,623,3582.6m $143.1m $143.1m 0.26% Reduced -714.6k -714,626
5 Bellevue Group AG 1.51% of their portfolio ZURICH, V8 1,911,8611.9m $104.3m $104.3m 1.51% Added +5.4k +5,400
6 Invesco Ltd. 0.03% of their portfolio ATLANTA, GA 1,814,7671.8m $99.0m $99.0m 0.03% Reduced -114.8k -114,800
7 BAMCO INC /NY/ 0.29% of their portfolio NEW YORK, NY 1,773,0141.8m $96.7m $96.7m 0.29% Unchanged
8 AXA S.A. 0.31% of their portfolio PARIS, I0 1,672,2381.7m $91.2m $91.2m 0.31% Added +88.9k +88,852
9 LOOMIS SAYLES & CO L P 0.14% of their portfolio BOSTON, MA 1,498,6941.5m $81.8m $81.8m 0.14% Added +6.1k +6,148
10 Champlain Investment Partners, LLC 0.46% of their portfolio BURLINGTON, VT 1,336,8451.3m $72.9m $72.9m 0.46% Added +249.6k +249,595
11 Hood River Capital Management LLC 2.31% of their portfolio PALM BEACH GARDENS, FL 1,309,5741.3m $71.5m $71.5m 2.31% Added +45.6k +45,604
12 NORGES BANK 0.02% of their portfolio OSLO, Q8 1,285,0701.3m $70.1m $70.1m 0.02% Added +62.6k +62,620
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,124,3551.1m $61.3m $61.3m 0.00% Added +57.6k +57,556
14 Point72 Asset Management, L.P. 0.21% of their portfolio STAMFORD, CT 1,070,5001.1m $58.4m $58.4m 0.21% New
15 CREDIT SUISSE AG/ 0.05% of their portfolio ZURICH, V8 968,230968.2k $52.8m $52.8m 0.05% Added +5.2k +5,248
16 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 961,886961.9k $52.5m $52.5m 0.01% Added +44.2k +44,219
17 RTW INVESTMENTS, LP 1.01% of their portfolio NEW YORK, NY 884,974885.0k $48.3m $48.3m 1.01% Unchanged
18 FRED ALGER MANAGEMENT, LLC 0.24% of their portfolio NEW YORK, NY 831,740831.7k $45.4m $45.4m 0.24% Reduced -91.9k -91,868
19 MARSHALL WACE, LLP 0.11% of their portfolio LONDON, X0 788,412788.4k $43.0m $43.0m 0.11% Added +162.3k +162,277
20 Magnetar Financial LLC 0.78% of their portfolio EVANSTON, IL 732,431732.4k $40.0m $40.0m 0.78% Added +319.6k +319,635
21 Amundi 0.02% of their portfolio Paris, I0 669,605669.6k $37.9m $37.9m 0.02% Added +120.0k +120,018
22 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 646,537646.5k $35.3m $35.3m 0.01% Reduced -4.2k -4,153
23 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 617,937617.9k $33.7m $33.7m 0.00% Added +456.7k +456,659
24 NEUBERGER BERMAN GROUP LLC 0.03% of their portfolio NEW YORK, NY 612,520612.5k $33.4m $33.4m 0.03% Added +56.7k +56,733
25 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 580,329580.3k $31.7m $31.7m 0.01% Reduced -148.3k -148,290
26 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 567,543567.5k $31.0m $31.0m 0.01% Reduced -163.9k -163,865
27 RENAISSANCE TECHNOLOGIES LLC 0.04% of their portfolio NEW YORK, NY 558,100558.1k $30.4m $30.4m 0.04% Added +377.9k +377,900
28 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.10% of their portfolio Paris, I0 554,328554.3k $30.2m $30.2m 0.10% Added +78.7k +78,727
29 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 550,688550.7k $30.0m $30.0m 0.01% Added +89.0k +89,029
30 WASATCH ADVISORS LP 0.18% of their portfolio SALT LAKE CITY, UT 515,820515.8k $28.1m $28.1m 0.18% Added +54.3k +54,349
31 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 498,671498.7k $27.2m $27.2m 0.00% Added +142.6k +142,648
32 Granite Investment Partners, LLC 1.02% of their portfolio EL SEGUNDO, CA 451,073451.1k $24.6m $24.6m 1.02% Reduced -10.0k -10,041
33 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 428,940428.9k $23.4m $23.4m 0.03% Reduced -381.3k -381,279
34 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 420,227420.2k $22.9m $22.9m 0.00% Added +37.1k +37,074
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 388,650388.6k $21.2m $21.2m 0.01% Added +3.0k +2,969
36 EAGLE ASSET MANAGEMENT INC 0.12% of their portfolio ST PETERSBURG, FL 385,699385.7k $21.0m $21.0m 0.12% Added +22.0k +22,018
37 Man Group plc 0.07% of their portfolio LONDON, X0 366,615366.6k $20.0m $20.0m 0.07% New
38 NEXT CENTURY GROWTH INVESTORS LLC 2.20% of their portfolio PLYMOUTH, MN 366,163366.2k $20.0m $20.0m 2.20% Added +23.2k +23,187
39 VICTORY CAPITAL MANAGEMENT INC 0.02% of their portfolio San Antonio, TX 362,018362.0k $19.8m $19.8m 0.02% Added +2.7k +2,720
40 MACQUARIE GROUP LTD 0.02% of their portfolio Sydney, NSW 2000, C3 360,961361.0k $19.7m $19.7m 0.02% Reduced -97.0k -97,041
41 VOYA INVESTMENT MANAGEMENT LLC 0.02% of their portfolio ATLANTA, GA 348,287348.3k $19.0m $19.0m 0.02% Added +38.3k +38,330
42 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 332,847332.8k $18.2m $18.2m 0.01% Reduced -195.5k -195,458
43 Cormorant Asset Management, LP 1.16% of their portfolio BOSTON, MA 322,240322.2k $17.6m $17.6m 1.16% Unchanged
44 Allspring Global Investments Holdings, LLC 0.03% of their portfolio CHARLOTTE, NC 321,699321.7k $17.6m $17.6m 0.03% Reduced -145.3k -145,317
45 C WorldWide Group Holding A/S 0.24% of their portfolio COPENHAGEN, G7 320,400320.4k $17.5m $17.5m 0.24% Unchanged
46 First Light Asset Management, LLC 1.52% of their portfolio Edina, MN 309,240309.2k $16.9m $16.9m 1.52% Reduced -1.2k -1,209
47 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 287,287287.3k $15.7m $15.7m 0.02% Reduced -238.1k -238,065
48 Rhenman & Partners Asset Management AB 1.62% of their portfolio Stockholm, V7 271,062271.1k $14.7m $14.7m 1.62% Added +41.1k +41,062
49 PEREGRINE CAPITAL MANAGEMENT LLC 0.37% of their portfolio MINNEAPOLIS, MN 234,539234.5k $12.8m $12.8m 0.37% Added +27.5k +27,456
50 TWO SIGMA ADVISERS, LP 0.03% of their portfolio NEW YORK, NY 231,000231.0k $12.6m $12.6m 0.03% Reduced -21.5k -21,500
51 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 226,179226.2k $12.3m $12.3m 0.03% Added +4.8k +4,842
52 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 217,263217.3k $11.9m $11.9m 0.00% Reduced -5.3k -5,338
53 Cubist Systematic Strategies, LLC 0.11% of their portfolio STAMFORD, CT 207,550207.6k $11.3m $11.3m 0.11% Reduced -4.8k -4,790
54 JENNISON ASSOCIATES LLC 0.01% of their portfolio NEW YORK, NY 201,326201.3k $11.0m $11.0m 0.01% Added +1.2k +1,243
55 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 200,639200.6k $10.9m $10.9m 0.02% Added +16.8k +16,780
56 BRAIDWELL LP 0.30% of their portfolio STAMFORD, CT 166,704166.7k $9.1m $9.1m 0.30% New
57 Ziegler Capital Management, LLC 0.35% of their portfolio CHICAGO, IL 162,578162.6k $8.9m $8.9m 0.35% Reduced -41.8k -41,789
58 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 160,429160.4k $8.8m $8.8m 0.00% Added +30.4k +30,437
59 SEI INVESTMENTS CO 0.02% of their portfolio OAKS, PA 148,806148.8k $8.1m $8.1m 0.02% Added +73.6k +73,619
60 TWINBEECH CAPITAL LP 0.14% of their portfolio PURCHASE, NY 130,391130.4k $7.1m $7.1m 0.14% Added +108.6k +108,576
61 PUTNAM INVESTMENTS LLC 0.01% of their portfolio BOSTON, MA 129,961130.0k $7.1m $7.1m 0.01% Added +427 +427
62 Impax Asset Management Group plc 0.03% of their portfolio LONDON, X0 129,525129.5k $7.1m $7.1m 0.03% New
63 BOOTHBAY FUND MANAGEMENT, LLC 0.18% of their portfolio NEW YORK, NY 127,512127.5k $7.0m $7.0m 0.18% Added +56.0k +55,969
64 KENNEDY CAPITAL MANAGEMENT LLC 0.19% of their portfolio ST LOUIS, MO 120,012120.0k $6.5m $6.5m 0.19% Added +3.7k +3,725
65 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.04% of their portfolio TORONTO, A6 119,900119.9k $6.5m $6.5m 0.04% Added +69.9k +69,900
66 Squarepoint Ops LLC 0.05% of their portfolio NEW YORK, NY 117,369117.4k $6.4m $6.4m 0.05% Added +82.3k +82,297
67 SECTORAL ASSET MANAGEMENT INC 1.15% of their portfolio MONTREAL, A8 109,950110.0k $6.0m $6.0m 1.15% Added +22.3k +22,304
68 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 109,476109.5k $6.0m $6.0m 0.01% Added +22.5k +22,517
69 OBERWEIS ASSET MANAGEMENT INC/ 0.81% of their portfolio LISLE, IL 95,74095.7k $5.2m $5.2m 0.81% New
70 STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio MADISON, WI 91,94191.9k $5.0m $5.0m 0.01% Reduced -11.4k -11,432
71 Swiss National Bank 0.00% of their portfolio ZURICH, V8 85,50085.5k $4.7m $4.7m 0.00% Reduced -8.9k -8,900
72 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 82,47882.5k $4.5m $4.5m 0.01% Reduced -35.7k -35,667
73 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 81,60581.6k $4.5m $4.5m 0.01% Added +8.4k +8,395
74 Holocene Advisors, LP 0.02% of their portfolio New York, NY 72,82772.8k $4.0m $4.0m 0.02% New
75 Sio Capital Management, LLC 1.91% of their portfolio NEW YORK, NY 70,84170.8k $3.9m $3.9m 1.91% New
76 Swedbank AB 0.01% of their portfolio STOCKHOLM, V7 70,60070.6k $3.9m $3.9m 0.01% Added +7.0k +7,000
77 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 66,72866.7k $3.6m $3.6m 0.00% Added +1.3k +1,273
78 Graham Capital Management, L.P. 0.12% of their portfolio ROWAYTON, CT 64,90464.9k $3.5m $3.5m 0.12% Added +2.5k +2,541
79 Lombard Odier Asset Management (Switzerland) SA 0.31% of their portfolio PETIT-LANCY, V8 64,29664.3k $3.5m $3.5m 0.31% Added +40.8k +40,751
80 CANADA PENSION PLAN INVESTMENT BOARD 0.01% of their portfolio TORONTO ONTARIO, A6 64,20064.2k $3.5m $3.5m 0.01% New
81 Connor, Clark & Lunn Investment Management Ltd. 0.02% of their portfolio VANCOUVER, A1 62,85562.9k $3.4m $3.4m 0.02% Added +1.8k +1,839
82 Qube Research & Technologies Ltd 0.02% of their portfolio LONDON, X0 61,56861.6k $3.4m $3.4m 0.02% Added +22.0k +21,969
83 Bridgewater Associates, LP 0.02% of their portfolio Westport, CT 60,54560.5k $3.3m $3.3m 0.02% Added +2.6k +2,621
84 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.01% of their portfolio Boston, MA 60,00060.0k $3.3m $3.3m 0.01% New
85 Jump Financial, LLC 0.13% of their portfolio Chicago, IL 59,28859.3k $3.2m $3.2m 0.13% Added +27.4k +27,388
86 Lisanti Capital Growth, LLC 0.44% of their portfolio NEW YORK, NY 58,35558.4k $3.2m $3.2m 0.44% Reduced -85.9k -85,942
87 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 58,23258.2k $3.2m $3.2m 0.01% Reduced -5.9k -5,888
88 ROYCE & ASSOCIATES LP 0.03% of their portfolio New York, NY 58,00058.0k $3.2m $3.2m 0.03% Reduced -27.0k -27,000
89 Moody Aldrich Partners LLC 0.63% of their portfolio MARBLEHEAD, MA 57,42757.4k $3.1m $3.1m 0.63% Reduced -20.2k -20,235
90 FRONTIER CAPITAL MANAGEMENT CO LLC 0.03% of their portfolio Boston, MA 57,10157.1k $3.1m $3.1m 0.03% Reduced -119.5k -119,472
91 OAK RIDGE INVESTMENTS LLC 0.41% of their portfolio Chicago, IL 54,96655.0k $3.0m $3.0m 0.41% Reduced -3.5k -3,493
92 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 54,20954.2k $3.0m $3.0m 0.01% New
93 Dynamic Technology Lab Private Ltd 0.27% of their portfolio SINGAPORE, U0 54,03054.0k $2.9m $2.9m 0.27% Added +45.0k +44,951
94 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 53,70053.7k $2.9m $2.9m 0.00% Added +35.8k +35,800
95 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 53,04753.0k $2.9m $2.9m 0.00% Reduced -539 -539
96 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.07% of their portfolio CHICAGO, IL 51,03251.0k $2.8m $2.8m 0.07% New
97 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 50,74350.7k $2.8m $2.8m 0.00% Reduced -176.1k -176,116
98 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 50,14050.1k $2.7m $2.7m 0.00% Reduced -183 -183
99 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 49,98150.0k $2.7m $2.7m 0.02% Added +6.9k +6,913
100 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 49,20049.2k $2.7m $2.7m 0.00% Reduced -5.2k -5,200