Vault-13

AXOGEN INC AXGN

COM · Common Stock · CUSIP 05463X106

125 institutional holders +4 vs Q1 2024
35,496,80835.5m shares reported held*
81.0% of all shares outstanding*
$257.0mreported value*
17 new 48 added 34 reduced 15 sold out net sold ≈ $35.6m (-4.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 43.8m as of 2024-08-05, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $7.24. Options: 5 managers hold calls ($1.3m notional), 2 hold puts ($3.6k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 125Q4 22: 135Q1 23: 130Q2 23: 134Q3 23: 120Q4 23: 125Q1 24: 121Q2 24: 125125Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022125
Q4 2022135
Q1 2023130
Q2 2023134
Q3 2023120
Q4 2023125
Q1 2024121
Q2 2024125

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 67 bought or addedQ4 22: 49 cut or sold outQ4 22Q1 23: 59 bought or addedQ1 23: 56 cut or sold outQ2 23: 76 bought or addedQ2 23: 42 cut or sold outQ2 23Q3 23: 64 bought or addedQ3 23: 61 cut or sold outQ4 23: 56 bought or addedQ4 23: 58 cut or sold outQ4 23Q1 24: 50 bought or addedQ1 24: 58 cut or sold outQ2 24: 65 bought or addedQ2 24: 49 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226749
Q1 20235956
Q2 20237642
Q3 20236461
Q4 20235658
Q1 20245058
Q2 20246549

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 23 calls: $117.0kQ3 23 puts: $12.0kQ3 23P/C 0.10Q4 23 calls: $18.3kQ4 23 puts: $81.2kQ4 23P/C 4.43Q1 24 calls: $1.1mQ1 24 puts: $29.6kQ1 24P/C 0.03Q2 24 calls: $1.3mQ2 24 puts: $3.6kQ2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$117.0k$12.0k0.10
Q4 2023$18.3k$81.2k4.43
Q1 2024$1.1m$29.6k0.03
Q2 2024$1.3m$3.6k0.00

Biggest buyers

First Light Asset Management, LLC Added +2,578,147+2.6m
Assenagon Asset Management S.A. Added +1,248,823+1.2m
Divisadero Street Capital Management, LP Added +587,024+587.0k
ArrowMark Colorado Holdings LLC Added +389,831+389.8k
Soleus Capital Management, L.P. Added +200,000+200.0k
CITADEL ADVISORS LLC New +80,023+80.0k
JACOBS LEVY EQUITY MANAGEMENT, INC Added +60,496+60.5k
JANE STREET GROUP, LLC Added +54,873+54.9k
Legal & General Group Plc Added +52,950+53.0k
GEODE CAPITAL MANAGEMENT, LLC Added +48,086+48.1k

Biggest sellers

MORGAN STANLEY Reduced -7,021,346-7.0m
PERCEPTIVE ADVISORS LLC Reduced -1,523,508-1.5m
MILLENNIUM MANAGEMENT LLC Reduced -634,391-634.4k
PRUDENTIAL FINANCIAL INC Reduced -323,300-323.3k
OBERWEIS ASSET MANAGEMENT INC/ Sold out -286,400-286.4k
Kent Lake Capital LLC Sold out -200,348-200.3k
DIMENSIONAL FUND ADVISORS LP Reduced -100,082-100.1k
RENAISSANCE TECHNOLOGIES LLC Sold out -87,600-87.6k
PANAGORA ASSET MANAGEMENT INC Reduced -81,023-81.0k
NORGES BANK Reduced -78,400-78.4k

Biggest calls

Aristides Capital LLC Added $650.2k89.8k shares
CITADEL ADVISORS LLC Reduced $290.3k40.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $282.4k39.0k shares
SIMPLEX TRADING, LLC Unchanged $32.0k4.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $3.6k500 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
First Light Asset Management, LLC 13G · institution +0.8 pts · filed 2026-08-14 7.6% +0.8 pts 4.1m≈ $188.1m 2026-08-14
Divisadero Street Capital Management, LP 13G · passive investor new · filed 2026-10-02 6.8% new 4.0m≈ $184.0m 2026-10-02

Fell to 5% or below in the last year: VANGUARD CAPITAL MANAGEMENT LLC (5.0%, 2026-07-31), VANGUARD GROUP INC (0.0%, 2026-03-26)

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
505Q3 22: 0 buyingQ3 22: 1 sellingQ4 22: 0 buyingQ4 22: 2 sellingQ4 22Q1 23: 0 buyingQ1 23: 1 sellingQ2 23: 0 buyingQ2 23: 1 sellingQ2 23Q3 23: 3 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 1 sellingQ4 23Q1 24: 0 buyingQ1 24: 5 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—1$476.8k—
Q4 20220—2$454.6k—
Q1 20230—1$1.0m—
Q2 20230—1$434.7k—
Q3 20233$188.9k0——
Q4 20230—1$93.8k—
Q1 20240—5$969.9k—
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ArrowMark Colorado Holdings LLC 0.44% of their portfolio Denver, CO 5,116,5515.1m $37.0m $37.0m 0.44% Added +389.8k +389,831
2 First Light Asset Management, LLC 2.12% of their portfolio Edina, MN 3,344,0333.3m $24.2m $24.2m 2.12% Added +2.6m +2,578,147
3 Soleus Capital Management, L.P. 2.11% of their portfolio GREENWICH, CT 3,305,8153.3m $23.9m $23.9m 2.11% Added +200.0k +200,000
4 BlackRock Inc. 0.00% of their portfolio New York, NY 3,249,3683.2m $23.5m $23.5m 0.00% Added +17.2k +17,161
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,520,3882.5m $18.2m $18.2m 0.00% Reduced -7.0m -7,021,346
6 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,411,9162.4m $17.5m $17.5m 0.00% Added +513 +513
7 Assenagon Asset Management S.A. 0.02% of their portfolio SENNINGERBERG, N4 1,310,8111.3m $9.5m $9.5m 0.02% Added +1.2m +1,248,823
8 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 978,896978.9k $7.1m $7.1m 0.00% Added +48.1k +48,086
9 DAFNA Capital Management LLC 1.62% of their portfolio LOS ANGELES, CA 935,894935.9k $6.8m $6.8m 1.62% Unchanged
10 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 801,623801.6k $5.8m $5.8m 0.00% Added +2.6k +2,572
11 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.04% of their portfolio NEW YORK, NY 800,921800.9k $5.8m $5.8m 0.04% Added +10.3k +10,274
12 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.09% of their portfolio New York, NY 769,900769.9k $5.6m $5.6m 0.09% Unchanged
13 Divisadero Street Capital Management, LP 0.81% of their portfolio MIAMI, FL 686,994687.0k $5.0m $5.0m 0.81% Added +587.0k +587,024
14 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 681,755681.8k $4.9m $4.9m 0.00% Reduced -634.4k -634,391
15 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 614,165614.2k $4.4m $4.4m 0.00% Reduced -100.1k -100,082
16 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 608,585608.6k $4.4m $4.4m 0.01% Added +2.0k +2,030
17 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 574,725574.7k $4.2m $4.2m 0.00% Reduced -4.7k -4,651
18 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 470,661470.7k $3.4m $3.4m 0.00% Added +2.2k +2,226
19 Birchview Capital, LP 1.32% of their portfolio BURLINGTON, VT 394,000394.0k $2.9m $2.9m 1.32% Added +48.0k +48,000
20 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 365,337365.3k $2.6m $2.6m 0.00% Reduced -12.4k -12,424
21 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 353,136353.1k $2.6m $2.6m 0.00% Unchanged
22 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 335,105335.1k $2.4m $2.4m 0.00% Reduced -11.8k -11,848
23 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 331,285331.3k $2.4m $2.4m 0.00% Reduced -323.3k -323,300
24 KENNEDY CAPITAL MANAGEMENT LLC 0.05% of their portfolio ST LOUIS, MO 293,536293.5k $2.1m $2.1m 0.05% Reduced -1.3k -1,252
25 PANAGORA ASSET MANAGEMENT INC 0.01% of their portfolio BOSTON, MA 292,214292.2k $2.1m $2.1m 0.01% Reduced -81.0k -81,023
26 PERKINS CAPITAL MANAGEMENT INC 1.97% of their portfolio WAYZATA, MN 289,349289.3k $2.1m $2.1m 1.97% Reduced -8.6k -8,600
27 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 231,905231.9k $1.7m $1.7m 0.00% Reduced -44.7k -44,740
28 RICE HALL JAMES & ASSOCIATES, LLC 0.08% of their portfolio San Diego, CA 194,269194.3k $1.4m $1.4m 0.08% Added +41.1k +41,095
29 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 192,487192.5k $1.4m $1.4m 0.00% Added +741 +741
30 Connor, Clark & Lunn Investment Management Ltd. 0.01% of their portfolio VANCOUVER, A1 185,568185.6k $1.3m $1.3m 0.01% Reduced -6.4k -6,433
31 Legal & General Group Plc 0.00% of their portfolio London, X0 182,252182.3k $1.3m $1.3m 0.00% Added +53.0k +52,950
32 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 160,892160.9k $1.2m $1.2m 0.00% Added +13.8k +13,798
33 NORGES BANK 0.00% of their portfolio OSLO, Q8 148,300148.3k $1.1m $1.1m 0.00% Reduced -78.4k -78,400
34 EXCHANGE TRADED CONCEPTS, LLC 0.03% of their portfolio Oklahoma City, OK 147,458147.5k $1.1m $1.1m 0.03% Added +40.8k +40,814
35 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.03% of their portfolio CHICAGO, IL 137,575137.6k $996.0k $996.0k 0.03% Unchanged
36 Engineers Gate Manager LP 0.02% of their portfolio NEW YORK, NY 129,433129.4k $937.1k $937.1k 0.02% Reduced -31.4k -31,386
37 WHITE PINE CAPITAL LLC 0.32% of their portfolio BLOOMINGTON, MN 116,312116.3k $842.1k $842.1k 0.32% Added +5.2k +5,169
38 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 99,32699.3k $719.1k $719.1k 0.00% Added +6.6k +6,566
39 Cubist Systematic Strategies, LLC 0.01% of their portfolio STAMFORD, CT 90,09290.1k $652.3k $652.3k 0.01% Reduced -29.1k -29,134
40 JACOBS LEVY EQUITY MANAGEMENT, INC 0.00% of their portfolio FLORHAM PARK, NJ 85,10785.1k $616.2k $616.2k 0.00% Added +60.5k +60,496
41 Keeley-Teton Advisors, LLC 0.08% of their portfolio Chicago, IL 84,72584.7k $613.4k $613.4k 0.08% Unchanged
42 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 80,02380.0k $579.4k $579.4k 0.00% New
43 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 73,26273.3k $530.4k $530.4k 0.00% Added +54.9k +54,873
44 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 70,50870.5k $510.5k $510.5k 0.00% Added +7.8k +7,818
45 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 69,28169.3k $501.6k $501.6k 0.00% Added +4.0k +4,044
46 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 60,91360.9k $441.0k $441.0k 0.00% Added +39.6k +39,624
47 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 58,15758.2k $421.0k $421.0k 0.00% Added +3.4k +3,380
48 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 55,33055.3k $400.6k $400.6k 0.00% Added +7.5k +7,540
49 Empire Financial Management Company, LLC 0.13% of their portfolio NEW YORK, NY 52,50052.5k $380.1k $380.1k 0.13% Unchanged
50 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 47,80747.8k $346.1k $346.1k 0.00% Reduced -2.5k -2,478
51 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 47,37747.4k $343.0k $343.0k 0.00% Added +562 +562
52 TWINBEECH CAPITAL LP 0.01% of their portfolio PURCHASE, NY 46,43046.4k $336.2k $336.2k 0.01% New
53 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 44,56144.6k $322.6k $322.6k 0.00% Added +27.8k +27,802
54 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 37,12937.1k $268.8k $268.8k 0.00% Added +2.3k +2,333
55 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 36,45036.5k $263.9k $263.9k 0.00% Added +3.6k +3,612
56 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 32,85432.9k $237.9k $237.9k 0.00% Reduced -9.2k -9,171
57 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 31,17331.2k $226.0k $226.0k 0.00% Added +1.5k +1,523
58 Centiva Capital, LP 0.01% of their portfolio New York, NY 30,42630.4k $220.3k $220.3k 0.01% Added +16.9k +16,877
59 PERCEPTIVE ADVISORS LLC 0.01% of their portfolio NEW YORK, NY 30,42130.4k $220.2k $220.2k 0.01% Reduced -1.5m -1,523,508
60 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 30,33230.3k $222.3k $222.3k 0.00% Reduced -4.8k -4,809
61 Verition Fund Management LLC 0.00% of their portfolio GREENWICH, CT 28,98629.0k $209.9k $209.9k 0.00% New
62 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 28,60228.6k $207.0k $207.0k 0.00% Reduced -521 -521
63 Corton Capital Inc. 0.10% of their portfolio Carrying Place, A6 25,22025.2k $182.6k $182.6k 0.10% New
64 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 23,71523.7k $171.7k $171.7k 0.00% Added +5.9k +5,939
65 STONE RUN CAPITAL, LLC 0.07% of their portfolio NEW YORK, NY 23,00023.0k $166.5k $166.5k 0.07% Reduced -2.5k -2,500
66 Corebridge Financial, Inc. 0.00% of their portfolio HOUSTON, TX 22,81322.8k $165.2k $165.2k 0.00% First filing
67 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 21,25121.3k $153.9k $153.9k 0.00% Reduced -752 -752
68 FMR LLC 0.00% of their portfolio BOSTON, MA 21,22721.2k $153.7k $153.7k 0.00% Reduced -492 -492
69 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 21,15121.2k $153.1k $153.1k 0.00% First filing
70 PAX Financial Group, LLC 0.03% of their portfolio SAN ANTONIO, TX 18,88418.9k $136.7k $136.7k 0.03% Unchanged
71 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 17,41417.4k $125.0k $125.0k 0.00% New
72 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 17,02317.0k $123.2k $123.2k 0.00% Added +782 +782
73 MAIRS & POWER INC 0.00% of their portfolio St Paul, MN 17,00017.0k $123.1k $123.1k 0.00% Unchanged
74 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 16,93316.9k $122.6k $122.6k 0.00% Added +90 +90
75 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 16,70016.7k $120.9k $120.9k 0.00% Reduced -14.5k -14,500
76 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 16,09016.1k $116.5k $116.5k 0.00% Added +16.0k +15,972
77 SENTRY INVESTMENT MANAGEMENT LLC 0.05% of their portfolio Stevens Point, WI 15,88515.9k $115.0k $115.0k 0.05% Reduced -3.3k -3,253
78 Graham Capital Management, L.P. 0.00% of their portfolio ROWAYTON, CT 15,58315.6k $112.8k $112.8k 0.00% New
79 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 14,80114.8k $107.2k $107.2k 0.00% Added +1.3k +1,332
80 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 14,24914.2k $103.2k $103.2k 0.00% Added +11 +11
81 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 13,79813.8k $99.9k $99.9k 0.00% Added +13.5k +13,500
82 UBS Group AG 0.00% of their portfolio ZURICH, V8 12,86512.9k $93.1k $93.1k 0.00% Reduced -29.1k -29,092
83 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 12,51712.5k $90.0k $90.0k 0.00% Added +978 +978
84 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 11,81011.8k $85.5k $85.5k 0.00% New
85 Trexquant Investment LP 0.00% of their portfolio STAMFORD, CT 11,26211.3k $81.5k $81.5k 0.00% New
86 Koss-Olinger Consulting, LLC 0.01% of their portfolio GAINESVILLE, FL 10,36710.4k $75.0k $75.0k 0.01% New
87 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 9,2319.2k $66.8k $66.8k 0.00% Added +2.4k +2,374
88 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 8,0558.1k $58.3k $58.3k 0.00% Added +7.8k +7,759
89 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 7,9167.9k $57.3k $57.3k 0.00% Added +111 +111
90 Aquatic Capital Management LLC 0.00% of their portfolio CHICAGO, IL 7,1007.1k $51.4k $51.4k 0.00% New
91 VALLEY NATIONAL ADVISERS INC 0.01% of their portfolio BETHLEHEM, PA 5,6355.6k $40.0k $40.0k 0.01% Unchanged
92 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 4,0474.0k $29.3k $29.3k 0.00% Unchanged
93 Quarry LP 0.01% of their portfolio NEW YORK, NY 4,0104.0k $29.0k $29.0k 0.01% Added +2.3k +2,319
94 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 3,6283.6k $26.3k $26.3k 0.00% Reduced -17.2k -17,192
95 HighMark Wealth Management LLC 0.01% of their portfolio ST. PAUL, MN 3,2353.2k $23.4k $23.4k 0.01% Added +3.0k +3,000
96 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 3,0733.1k $22.2k $22.2k 0.00% Reduced -1.1k -1,057
97 Point72 (DIFC) Ltd 0.00% of their portfolio DUBAI, C0 2,2832.3k $16.5k $16.5k 0.00% Added +62 +62
98 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 1,9522.0k $14.1k $14.1k 0.00% Unchanged
99 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 1,5251.5k $11.0k $11.0k 0.00% Reduced -56 -56
100 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 1,3621.4k $9.9k $9.9k 0.00% Reduced -46 -46