Vault-13

AVID BIOSERVICES INC PPHM

COM · Common Stock · CUSIP 05368M106 · ISIN US05368M1062

175 institutional holders +7 vs Q1 2024
64,472,25664.5m shares reported held*
$460.3mreported value*
23 new 62 added 57 reduced 18 sold out net sold ≈ $19.5m (-2.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $7.14. Options: 4 managers hold calls ($312.9k notional), 6 hold puts ($1.3m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 183Q4 22: 169Q1 23: 171Q2 23: 172Q3 23: 174Q4 23: 177Q1 24: 168Q2 24: 175175Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022183
Q4 2022169
Q1 2023171
Q2 2023172
Q3 2023174
Q4 2023177
Q1 2024168
Q2 2024175

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 79 bought or addedQ4 22: 80 cut or sold outQ4 22Q1 23: 85 bought or addedQ1 23: 79 cut or sold outQ2 23: 82 bought or addedQ2 23: 74 cut or sold outQ2 23Q3 23: 73 bought or addedQ3 23: 91 cut or sold outQ4 23: 94 bought or addedQ4 23: 90 cut or sold outQ4 23Q1 24: 87 bought or addedQ1 24: 82 cut or sold outQ2 24: 85 bought or addedQ2 24: 75 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227980
Q1 20238579
Q2 20238274
Q3 20237391
Q4 20239490
Q1 20248782
Q2 20248575

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 23 calls: $105.0kQ3 23 puts: $95.5kQ3 23P/C 0.91Q4 23 calls: $218.2kQ4 23 puts: $81.9kQ4 23P/C 0.38Q1 24 calls: $2.7mQ1 24 puts: $1.2mQ1 24P/C 0.46Q2 24 calls: $312.9kQ2 24 puts: $1.3mQ2 24P/C 4.15
Numbers
QuarterCallsPutsP/C
Q3 2023$105.0k$95.5k0.91
Q4 2023$218.2k$81.9k0.38
Q1 2024$2.7m$1.2m0.46
Q2 2024$312.9k$1.3m4.15

Biggest buyers

Coliseum Capital Management, LLC New +1,746,588+1.7m
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Added +984,650+984.6k
Portolan Capital Management, LLC Added +953,894+953.9k
Point72 Asset Management, L.P. Added +904,733+904.7k
12 West Capital Management LP Added +895,844+895.8k
AMERICAN CENTURY COMPANIES INC Added +713,523+713.5k
MILLENNIUM MANAGEMENT LLC Added +695,512+695.5k
SG Capital Management LLC New +488,099+488.1k
Parkman Healthcare Partners LLC Added +350,955+351.0k
HARBOR CAPITAL ADVISORS, INC. Added +310,921+310.9k

Biggest sellers

MORGAN STANLEY Reduced -3,570,114-3.6m
STATE STREET CORP Reduced -2,515,567-2.5m
WELLINGTON MANAGEMENT GROUP LLP Reduced -1,613,411-1.6m
Newtyn Management, LLC Sold out -1,500,000-1.5m
CITADEL ADVISORS LLC Reduced -615,524-615.5k
CITIGROUP INC Reduced -581,939-581.9k
272 Capital LP Reduced -545,453-545.5k
Rafferty Asset Management, LLC Reduced -341,285-341.3k
Squarepoint Ops LLC Reduced -341,119-341.1k
JANE STREET GROUP, LLC Reduced -305,525-305.5k

Biggest calls

CITADEL ADVISORS LLC Reduced $152.1k21.3k shares
SIMPLEX TRADING, LLC Reduced $103.0k14.5k shares
GROUP ONE TRADING LLC Reduced $57.8k8.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $786.1k110.1k shares
GROUP ONE TRADING LLC Added $505.5k70.8k shares
SIMPLEX TRADING, LLC Reduced $7.0k1.0k shares
WOLVERINE ASSET MANAGEMENT LLC Unchanged $714100 shares
Belvedere Trading LLC Unchanged $714100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
AltraVue Capital, LLC 13G · institution filed 2025-01-14 5.9% 3.8m 2025-01-14

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 5,106,3475.1m $36.5m $36.5m 0.00% Reduced -69.4k -69,375
2 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 5,099,5295.1m $36.4m $36.4m 0.03% Added +695.5k +695,512
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 3,798,1463.8m $27.1m $27.1m 0.00% Added +133.0k +132,958
4 12 West Capital Management LP 2.68% of their portfolio NEW YORK, NY 3,645,8443.6m $26.0m $26.0m 2.68% Added +895.8k +895,844
5 AltraVue Capital, LLC 2.41% of their portfolio BELLEVUE, WA 3,395,2633.4m $24.2m $24.2m 2.41% Added +239.3k +239,343
6 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 3,332,6003.3m $23.8m $23.8m 0.00% Reduced -2.5m -2,515,567
7 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 1.23% of their portfolio EDINA, MN 2,917,0402.9m $20.8m $20.8m 1.23% Added +984.6k +984,650
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,868,9262.9m $20.5m $20.5m 0.00% Added +240.4k +240,418
9 Point72 Asset Management, L.P. 0.06% of their portfolio STAMFORD, CT 2,673,0502.7m $19.1m $19.1m 0.06% Added +904.7k +904,733
10 PALISADE CAPITAL MANAGEMENT, LP 0.41% of their portfolio FORT LEE, NJ 2,113,2972.1m $15.1m $15.1m 0.41% Reduced -59.5k -59,535
11 SNYDER CAPITAL MANAGEMENT L P 0.32% of their portfolio San Francisco, CA 1,991,8462.0m $14.2m $14.2m 0.32% Reduced -189.8k -189,812
12 Portolan Capital Management, LLC 1.07% of their portfolio BOSTON, MA 1,820,7791.8m $13.0m $13.0m 1.07% Added +953.9k +953,894
13 Coliseum Capital Management, LLC 1.11% of their portfolio Rowayton, CT 1,746,5881.7m $12.5m $12.5m 1.11% New
14 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,431,8271.4m $10.2m $10.2m 0.00% Added +41.9k +41,886
15 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 1,059,5701.1m $7.6m $7.6m 0.01% Reduced -615.5k -615,524
16 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 887,013887.0k $6.3m $6.3m 0.01% Reduced -289 -289
17 AYAL Capital Advisors Ltd 3.48% of their portfolio Toronto, A6 768,662768.7k $5.5m $5.5m 3.48% Reduced -281.3k -281,338
18 KORNITZER CAPITAL MANAGEMENT INC /KS 0.10% of their portfolio SHAWNEE MISSION, KS 765,500765.5k $5.5m $5.5m 0.10% Reduced -39.3k -39,260
19 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 763,563763.6k $5.5m $5.5m 0.01% Added +307.1k +307,076
20 ROYCE & ASSOCIATES LP 0.05% of their portfolio New York, NY 732,116732.1k $5.2m $5.2m 0.05% Added +93.8k +93,816
21 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 726,193726.2k $5.2m $5.2m 0.00% Added +713.5k +713,523
22 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 714,668714.7k $5.1m $5.1m 0.00% Reduced -205.4k -205,433
23 Aristotle Capital Boston, LLC 0.17% of their portfolio BOSTON, MA 714,187714.2k $5.1m $5.1m 0.17% Reduced -15.4k -15,393
24 AWM Investment Company, Inc. 0.67% of their portfolio NEW YORK, NY 693,679693.7k $5.0m $5.0m 0.67% Unchanged
25 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 666,444666.4k $4.8m $4.8m 0.00% Reduced -20.7k -20,739
26 Parkman Healthcare Partners LLC 0.60% of their portfolio STAMFORD, CT 621,091621.1k $4.4m $4.4m 0.60% Added +351.0k +350,955
27 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 602,850602.9k $4.3m $4.3m 0.01% Added +274.4k +274,400
28 Sargent Investment Group, LLC 0.87% of their portfolio BETHESDA, MD 595,980596.0k $4.3m $4.3m 0.87% Reduced -94.5k -94,475
29 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 594,192594.2k $4.2m $4.2m 0.00% Reduced -3.6m -3,570,114
30 KENNEDY CAPITAL MANAGEMENT LLC 0.09% of their portfolio ST LOUIS, MO 581,237581.2k $4.2m $4.2m 0.09% Reduced -15.9k -15,852
31 RICE HALL JAMES & ASSOCIATES, LLC 0.24% of their portfolio San Diego, CA 570,089570.1k $4.1m $4.1m 0.24% Added +179.0k +178,992
32 Schonfeld Strategic Advisors LLC 0.03% of their portfolio NEW YORK, NY 553,953554.0k $4.0m $4.0m 0.03% Added +53.5k +53,451
33 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 505,252505.3k $3.6m $3.6m 0.00% Added +8.8k +8,798
34 SG Capital Management LLC 0.59% of their portfolio CHICAGO, IL 488,099488.1k $3.5m $3.5m 0.59% New
35 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 460,159460.2k $3.3m $3.3m 0.00% Reduced -91.9k -91,873
36 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 418,377418.4k $3.0m $3.0m 0.00% Added +250.1k +250,068
37 HARBOR CAPITAL ADVISORS, INC. 0.22% of their portfolio CHICAGO, IL 410,039410.0k $2.9m $2.9m 0.22% Added +310.9k +310,921
38 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 404,054404.1k $2.9m $2.9m 0.00% Added +60.2k +60,198
39 Cubist Systematic Strategies, LLC 0.04% of their portfolio STAMFORD, CT 341,311341.3k $2.4m $2.4m 0.04% Added +180.7k +180,692
40 STEPHENS INC /AR/ 0.04% of their portfolio LITTLE ROCK, AR 333,763333.8k $2.4m $2.4m 0.04% Added +10.6k +10,568
41 Trexquant Investment LP 0.03% of their portfolio STAMFORD, CT 277,673277.7k $2.0m $2.0m 0.03% Added +186.1k +186,054
42 272 Capital LP 0.95% of their portfolio DALLAS, TX 264,540264.5k $1.9m $1.9m 0.95% Reduced -545.5k -545,453
43 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 260,313260.3k $1.9m $1.9m 0.00% Added +20.0k +19,960
44 Legato Capital Management LLC 0.25% of their portfolio San Francisco, CA 256,481256.5k $1.8m $1.8m 0.25% Unchanged
45 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 245,662245.7k $1.8m $1.8m 0.00% Added +14.0k +13,985
46 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 244,212244.2k $1.7m $1.7m 0.00% Added +16.6k +16,555
47 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 227,657227.7k $1.6m $1.6m 0.00% Reduced -26.0k -26,030
48 Sapience Investments, LLC 0.74% of their portfolio Irvine, CA 202,470202.5k $1.4m $1.4m 0.74% New
49 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 200,790200.8k $1.4m $1.4m 0.00% Reduced -1.6m -1,613,411
50 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 200,349200.3k $1.4m $1.4m 0.00% Reduced -305.5k -305,525
51 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 195,461195.5k $1.4m $1.4m 0.00% New
52 Rafferty Asset Management, LLC 0.00% of their portfolio New York, NY 184,306184.3k $1.3m $1.3m 0.00% Reduced -341.3k -341,285
53 Millrace Asset Group, Inc. 1.27% of their portfolio BERWYN, PA 183,464183.5k $1.3m $1.3m 1.27% New
54 UBS Group AG 0.00% of their portfolio ZURICH, V8 177,421177.4k $1.3m $1.3m 0.00% Reduced -149.2k -149,195
55 DEERFIELD MANAGEMENT COMPANY, L.P. 0.02% of their portfolio New York, NY 176,586176.6k $1.3m $1.3m 0.02% Added +74.8k +74,797
56 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 163,766163.8k $1.2m $1.2m 0.00% Added +103.4k +103,435
57 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 159,729159.7k $1.1m $1.1m 0.00% Added +20.8k +20,766
58 Cinctive Capital Management LP 0.06% of their portfolio New York, NY 152,440152.4k $1.1m $1.1m 0.06% Added +59.5k +59,467
59 Quinn Opportunity Partners LLC 0.12% of their portfolio CHARLOTTESVILLE, VA 148,172148.2k $1.1m $1.1m 0.12% Reduced -9.0k -9,000
60 BOOTHBAY FUND MANAGEMENT, LLC 0.03% of their portfolio NEW YORK, NY 142,675142.7k $1.0m $1.0m 0.03% Reduced -242.6k -242,633
61 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 126,701126.7k $904.0k $904.0k 0.01% New
62 Swiss National Bank 0.00% of their portfolio ZURICH, V8 124,400124.4k $888.2k $888.2k 0.00% Unchanged
63 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 122,628122.6k $875.6k $875.6k 0.00% Reduced -187.9k -187,931
64 Jump Financial, LLC 0.02% of their portfolio Chicago, IL 120,200120.2k $858.2k $858.2k 0.02% Reduced -59.8k -59,775
65 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 103,483103.5k $739.2k $739.2k 0.00% Reduced -84 -84
66 Atom Investors LP 0.07% of their portfolio AUSTIN, TX 101,443101.4k $724.3k $724.3k 0.07% New
67 INTRINSIC EDGE CAPITAL MANAGEMENT LLC 0.07% of their portfolio CHICAGO, IL 100,000100.0k $714.0k $714.0k 0.07% New
68 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 94,68294.7k $676.0k $676.0k 0.00% Added +5.4k +5,408
69 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 93,28793.3k $666.1k $666.1k 0.00% Added +29.5k +29,486
70 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 90,16090.2k $643.7k $643.7k 0.00% Reduced -263 -263
71 Mariner, LLC 0.00% of their portfolio Overland Park, KS 86,94586.9k $620.8k $620.8k 0.00% Unchanged
72 GREAT LAKES ADVISORS, LLC 0.01% of their portfolio CHICAGO, IL 86,65386.7k $618.7k $618.7k 0.01% Added +21.4k +21,370
73 Zions Bancorporation, N.A. 0.05% of their portfolio SALT LAKE CITY, UT 84,22884.2k $601.4k $601.4k 0.05% Reduced -2.3k -2,314
74 Anson Funds Management LP 0.08% of their portfolio DALLAS, TX 77,78877.8k $555.4k $555.4k 0.08% Reduced -86.5k -86,525
75 GSA CAPITAL PARTNERS LLP 0.04% of their portfolio LONDON, X0 77,59777.6k $554.0k $554.0k 0.04% Reduced -15.1k -15,098
76 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 75,56075.6k $539.5k $539.5k 0.00% Added +16.0k +16,010
77 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 75,34575.3k $538.0k $538.0k 0.00% Added +13.8k +13,800
78 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 67,94567.9k $485.1k $485.1k 0.00% Reduced -17.7k -17,737
79 Point72 Asia (Singapore) Pte. Ltd. 0.10% of their portfolio SINGAPORE, U0 67,54267.5k $482.2k $482.2k 0.10% Added +56.6k +56,568
80 Kerrisdale Advisers, LLC 0.14% of their portfolio Miami, FL 62,30662.3k $444.9k $444.9k 0.14% Unchanged
81 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 61,85461.9k $441.6k $441.6k 0.00% Reduced -1.3k -1,307
82 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 56,75256.8k $405.2k $405.2k 0.00% Added +4.7k +4,746
83 Legal & General Group Plc 0.00% of their portfolio London, X0 56,32556.3k $402.2k $402.2k 0.00% Reduced -1.6k -1,602
84 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 54,73654.7k $390.8k $390.8k 0.00% Reduced -8.5k -8,511
85 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 54,52154.5k $389.3k $389.3k 0.00% Added +4.4k +4,442
86 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 50,93350.9k $363.7k $363.7k 0.00% Reduced -341.1k -341,119
87 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 48,00348.0k $342.7k $342.7k 0.00% Reduced -43.3k -43,272
88 Brevan Howard Capital Management LP 0.02% of their portfolio ST. HELIER, Y9 42,63742.6k $304.4k $304.4k 0.02% New
89 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 39,47939.5k $281.0k $281.0k 0.00% First filing
90 McGuire Investment Group, LLC 0.04% of their portfolio WAKEFIELD, RI 36,82536.8k $262.9k $262.9k 0.04% Reduced -103 -103
91 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 34,87934.9k $249.0k $249.0k 0.00% Added +9.4k +9,444
92 PROFUND ADVISORS LLC 0.01% of their portfolio BETHESDA, MD 33,96534.0k $242.5k $242.5k 0.01% Reduced -47.0k -47,002
93 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 33,78433.8k $241.2k $241.2k 0.00% New
94 Corebridge Financial, Inc. 0.00% of their portfolio HOUSTON, TX 33,44833.4k $238.8k $238.8k 0.00% First filing
95 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 33,03233.0k $236.0k $236.0k 0.00% Added +2.7k +2,733
96 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 32,96233.0k $235.3k $235.3k 0.00% Reduced -812 -812
97 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 31,72331.7k $226.5k $226.5k 0.00% Reduced -581.9k -581,939
98 TUDOR INVESTMENT CORP ET AL 0.00% of their portfolio STAMFORD, CT 31,03731.0k $221.6k $221.6k 0.00% Reduced -17 -17
99 EntryPoint Capital, LLC 0.10% of their portfolio NEW YORK, NY 30,66130.7k $218.9k $218.9k 0.10% Reduced -3.6k -3,624
100 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 26,90226.9k $191.9k $191.9k 0.00% Reduced -324 -324