Vault-13

AVID BIOSERVICES INC PPHM

COM · Common Stock · CUSIP 05368M106 · ISIN US05368M1062

171 institutional holders +2 vs Q4 2022
66,680,93966.7m shares reported held*
$1.3bnreported value*
22 new 63 added 61 reduced 18 sold out net bought ≈ $33.5m (+1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $18.76. Options: 5 managers hold calls ($1.2m notional), 5 hold puts ($1.2m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 183Q4 22: 169Q1 23: 171171Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022183
Q4 2022169
Q1 2023171

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 79 bought or addedQ4 22: 80 cut or sold outQ4 22Q1 23: 85 bought or addedQ1 23: 79 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227980
Q1 20238579

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $899.0kQ3 22 puts: $468.0kQ3 22P/C 0.52Q4 22 calls: $471.5kQ4 22 puts: $546.0kQ4 22P/C 1.16Q1 23 calls: $1.2mQ1 23 puts: $1.2mQ1 23P/C 1.00
Numbers
QuarterCallsPutsP/C
Q3 2022$899.0k$468.0k0.52
Q4 2022$471.5k$546.0k1.16
Q1 2023$1.2m$1.2m1.00

Biggest buyers

FMR LLC Added +2,055,814+2.1m
GENEVA CAPITAL MANAGEMENT LLC Added +489,128+489.1k
AltraVue Capital, LLC Added +412,921+412.9k
Artisan Partners Limited Partnership Added +383,801+383.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +313,881+313.9k
MARSHALL WACE, LLP New +273,346+273.3k
AMERICAN CENTURY COMPANIES INC New +218,320+218.3k
GREAT LAKES ADVISORS, LLC New +195,412+195.4k
JANE STREET GROUP, LLC New +130,492+130.5k
T. Rowe Price Investment Management, Inc. Added +130,233+130.2k

Biggest sellers

STATE STREET CORP Reduced -1,382,429-1.4m
Invesco Ltd. Reduced -641,964-642.0k
WELLINGTON MANAGEMENT GROUP LLP Reduced -296,800-296.8k
SNYDER CAPITAL MANAGEMENT L P Reduced -240,153-240.2k
Redwood Investments, LLC Reduced -215,570-215.6k
BlackRock Inc. Reduced -205,520-205.5k
AWM Investment Company, Inc. Reduced -197,000-197.0k
Rafferty Asset Management, LLC Reduced -142,723-142.7k
FIRST TRUST ADVISORS LP Sold out -134,196-134.2k
UBS Group AG Reduced -128,073-128.1k

Biggest calls

GROUP ONE TRADING LLC Added $545.9k29.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $545.9k29.1k shares
CITADEL ADVISORS LLC Reduced $125.7k6.7k shares
SIMPLEX TRADING, LLC Added $24.0k1.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $545.9k29.1k shares
CITADEL ADVISORS LLC Added $414.6k22.1k shares
SIMPLEX TRADING, LLC Added $166.0k8.9k shares
GROUP ONE TRADING LLC Reduced $118.2k6.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
AltraVue Capital, LLC 13G · institution filed 2025-01-14 5.9% 3.8m 2025-01-14

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.01% of their portfolio New York, NY 9,712,5839.7m $182.2m $182.2m 0.01% Reduced -205.5k -205,520
2 FMR LLC 0.00% of their portfolio BOSTON, MA 4,505,0444.5m $84.5m $84.5m 0.00% Added +2.1m +2,055,814
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 4,394,0024.4m $82.4m $82.4m 0.00% Added +44.7k +44,712
4 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 3,741,3773.7m $70.2m $70.2m 0.00% Reduced -1.4m -1,382,429
5 T. Rowe Price Investment Management, Inc. 0.05% of their portfolio BALTIMORE, MD 3,737,8863.7m $70.1m $70.1m 0.05% Added +130.2k +130,233
6 AltraVue Capital, LLC 8.37% of their portfolio BELLEVUE, WA 3,715,8813.7m $69.7m $69.7m 8.37% Added +412.9k +412,921
7 JENNISON ASSOCIATES LLC 0.05% of their portfolio NEW YORK, NY 2,942,5762.9m $55.2m $55.2m 0.05% Added +13.4k +13,412
8 GENEVA CAPITAL MANAGEMENT LLC 0.89% of their portfolio MILWAUKEE, WI 2,325,9092.3m $43.6m $43.6m 0.89% Added +489.1k +489,128
9 Ranger Investment Management, L.P. 2.86% of their portfolio DALLAS, TX 2,272,1942.3m $42.6m $42.6m 2.86% Added +108.2k +108,165
10 SNYDER CAPITAL MANAGEMENT L P 0.69% of their portfolio San Francisco, CA 1,729,2881.7m $32.4m $32.4m 0.69% Reduced -240.2k -240,153
11 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,646,2691.6m $30.9m $30.9m 0.01% Reduced -98.5k -98,508
12 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 1,560,9821.6m $29.3m $29.3m 0.01% Reduced -642.0k -641,964
13 Artisan Partners Limited Partnership 0.05% of their portfolio Milwaukee, WI 1,508,0551.5m $28.3m $28.3m 0.05% Added +383.8k +383,801
14 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,211,9271.2m $22.7m $22.7m 0.00% Added +56.4k +56,401
15 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 1,079,2451.1m $20.2m $20.2m 0.01% Added +110.6k +110,602
16 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,076,0601.1m $20.2m $20.2m 0.00% Reduced -89.0k -89,034
17 PALISADE CAPITAL MANAGEMENT, LP 0.51% of their portfolio FORT LEE, NJ 1,002,2751.0m $18.8m $18.8m 0.51% Added +12.3k +12,308
18 AWM Investment Company, Inc. 2.50% of their portfolio NEW YORK, NY 982,826982.8k $18.4m $18.4m 2.50% Reduced -197.0k -197,000
19 NEW YORK STATE COMMON RETIREMENT FUND 0.02% of their portfolio ALBANY, NY 841,286841.3k $15.8m $15.8m 0.02% Added +59.3k +59,342
20 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.99% of their portfolio EDINA, MN 819,141819.1k $15.4m $15.4m 0.99% Added +9.2k +9,250
21 Sargent Investment Group, LLC 3.69% of their portfolio BETHESDA, MD 745,805745.8k $14.0m $14.0m 3.69% Reduced -19.3k -19,291
22 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 689,232689.2k $12.9m $12.9m 0.00% Reduced -296.8k -296,800
23 KORNITZER CAPITAL MANAGEMENT INC /KS 0.26% of their portfolio SHAWNEE MISSION, KS 682,510682.5k $12.8m $12.8m 0.26% Added +75.1k +75,065
24 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 667,377667.4k $12.5m $12.5m 0.00% Reduced -4.5k -4,486
25 Aristotle Capital Boston, LLC 0.39% of their portfolio BOSTON, MA 667,163667.2k $12.5m $12.5m 0.39% Added +8.8k +8,778
26 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 593,602593.6k $11.1m $11.1m 0.00% Reduced -27.3k -27,294
27 Russell Investments Group, Ltd. 0.02% of their portfolio Seattle, WA 520,424520.4k $9.8m $9.8m 0.02% Reduced -16.5k -16,478
28 Redwood Investments, LLC 1.18% of their portfolio BOSTON, MA 491,123491.1k $9.2m $9.2m 1.18% Reduced -215.6k -215,570
29 SEGALL BRYANT & HAMILL, LLC 0.10% of their portfolio CHICAGO, IL 481,569481.6k $9.0m $9.0m 0.10% Added +93.0k +93,041
30 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 470,739470.7k $8.8m $8.8m 0.00% Added +4.7k +4,672
31 Parkman Healthcare Partners LLC 1.85% of their portfolio STAMFORD, CT 453,952454.0k $8.5m $8.5m 1.85% Added +25.7k +25,684
32 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 435,673435.7k $8.2m $8.2m 0.00% Reduced -33.5k -33,450
33 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 414,982415.0k $7.8m $7.8m 0.00% Reduced -34.8k -34,821
34 PEREGRINE CAPITAL MANAGEMENT LLC 0.22% of their portfolio MINNEAPOLIS, MN 408,226408.2k $7.7m $7.7m 0.22% Added +11.6k +11,622
35 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 387,609387.6k $7.3m $7.3m 0.01% Reduced -10.0k -10,013
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 338,793338.8k $6.4m $6.4m 0.01% Added +313.9k +313,881
37 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 335,183335.2k $6.3m $6.3m 0.00% Reduced -6.9k -6,898
38 Schonfeld Strategic Advisors LLC 0.06% of their portfolio NEW YORK, NY 322,806322.8k $6.1m $6.1m 0.06% Added +101.6k +101,606
39 ROYCE & ASSOCIATES LP 0.06% of their portfolio New York, NY 303,000303.0k $5.7m $5.7m 0.06% Added +47.0k +47,000
40 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 296,474296.5k $5.6m $5.6m 0.00% Added +28.5k +28,547
41 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 273,346273.3k $5.1m $5.1m 0.01% New
42 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 243,055243.1k $4.6m $4.6m 0.01% Added +11.1k +11,061
43 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 218,320218.3k $4.1m $4.1m 0.00% New
44 GREAT LAKES ADVISORS, LLC 0.03% of their portfolio CHICAGO, IL 195,412195.4k $3.7m $3.7m 0.03% New
45 KENNEDY CAPITAL MANAGEMENT LLC 0.11% of their portfolio ST LOUIS, MO 194,429194.4k $3.6m $3.6m 0.11% Added +3.8k +3,778
46 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 182,430182.4k $3.4m $3.4m 0.00% Added +10.3k +10,302
47 Rafferty Asset Management, LLC 0.02% of their portfolio New York, NY 176,821176.8k $3.3m $3.3m 0.02% Reduced -142.7k -142,723
48 Phocas Financial Corp. 0.47% of their portfolio ALAMEDA, CA 175,356175.4k $3.3m $3.3m 0.47% Added +1.7k +1,711
49 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 170,340170.3k $3.2m $3.2m 0.00% Reduced -10.0k -10,025
50 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 162,592162.6k $3.1m $3.1m 0.00% Reduced -7.7k -7,703
51 Cinctive Capital Management LP 0.11% of their portfolio New York, NY 162,285162.3k $3.0m $3.0m 0.11% Added +83.2k +83,230
52 Legal & General Group Plc 0.00% of their portfolio London, X0 156,581156.6k $2.9m $2.9m 0.00% Added +5.1k +5,123
53 STEPHENS INC /AR/ 0.06% of their portfolio LITTLE ROCK, AR 156,366156.4k $2.9m $2.9m 0.06% Added +40.1k +40,072
54 Swiss National Bank 0.00% of their portfolio ZURICH, V8 134,200134.2k $2.5m $2.5m 0.00% Reduced -15.9k -15,900
55 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 130,492130.5k $2.4m $2.4m 0.00% New
56 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 127,008127.0k $2.4m $2.4m 0.00% Reduced -77.7k -77,656
57 ESSEX INVESTMENT MANAGEMENT CO LLC 0.32% of their portfolio BOSTON, MA 119,112119.1k $2.2m $2.2m 0.32% Reduced -35.2k -35,173
58 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 112,416112.4k $2.1m $2.1m 0.00% Added +79.2k +79,184
59 Public Sector Pension Investment Board 0.02% of their portfolio MONTREAL, A8 109,587109.6k $2.1m $2.1m 0.02% Reduced -3.8k -3,757
60 TD Asset Management Inc 0.00% of their portfolio Toronto, A6 108,230108.2k $2.0m $2.0m 0.00% Added +7.2k +7,200
61 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio ALBANY, NY 97,18997.2k $1.8m $1.8m 0.00% Reduced -300 -300
62 Ergoteles LLC 0.07% of their portfolio NEW YORK, NY 93,40093.4k $1.8m $1.8m 0.07% New
63 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 90,75090.8k $1.7m $1.7m 0.00% Reduced -12.5k -12,500
64 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 85,96086.0k $1.6m $1.6m 0.00% Reduced -102.8k -102,781
65 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 85,31185.3k $1.6m $1.6m 0.00% Reduced -1.0k -1,029
66 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 79,94279.9k $1.5m $1.5m 0.02% New
67 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 78,40178.4k $1.5m $1.5m 0.00% Added +10.9k +10,898
68 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 78,15778.2k $1.5m $1.5m 0.00% Added +8.1k +8,065
69 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 77,32277.3k $1.5m $1.5m 0.00% Reduced -1.1k -1,075
70 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 76,06876.1k $1.4m $1.4m 0.00% New
71 UBS Group AG 0.00% of their portfolio ZURICH, V8 75,46475.5k $1.4m $1.4m 0.00% Reduced -128.1k -128,073
72 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 74,61474.6k $1.4m $1.4m 0.00% Added +1.6k +1,583
73 GREENWOOD CAPITAL ASSOCIATES LLC 0.18% of their portfolio GREENWOOD, SC 67,57367.6k $1.3m $1.3m 0.18% Reduced -2.6k -2,585
74 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.01% of their portfolio HARRISBURG, PA 65,97466.0k $1.2m $1.2m 0.01% Reduced -559 -559
75 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 65,11765.1k $1.2m $1.2m 0.00% Reduced -8.9k -8,917
76 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 61,74961.7k $1.2m $1.2m 0.00% Reduced -2.0k -2,019
77 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 61,33861.3k $940.3k $940.3k 0.00% Reduced -2.7k -2,698
78 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 60,65960.7k $1.1m $1.1m 0.00% Added +44.1k +44,085
79 Virtus Investment Advisers, LLC 0.79% of their portfolio HARTFORD, CT 60,46960.5k $1.1m $1.1m 0.79% Reduced -3.9k -3,851
80 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 60,33160.3k $1.1m $1.1m 0.00% Added +4.9k +4,885
81 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 60,20060.2k $1.1m $1.1m 0.00% Reduced -9.2k -9,175
82 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 60,01960.0k $1.1m $1.1m 0.00% Added +9.5k +9,506
83 McGuire Investment Group, LLC 0.21% of their portfolio WAKEFIELD, RI 56,93556.9k $1.1m $1.1m 0.21% Reduced -6.5k -6,537
84 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 56,12556.1k $1.1m $1.1m 0.00% Reduced -6.3k -6,328
85 TEXAS PERMANENT SCHOOL FUND CORP 0.01% of their portfolio AUSTIN, TX 55,87955.9k $1.0m $1.0m 0.01% Added +14.1k +14,085
86 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 55,37555.4k $1.0m $1.0m 0.00% Added +45.0k +45,041
87 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 49,75049.8k $933.3k $933.3k 0.00% Added +42.3k +42,281
88 State of Alaska, Department of Revenue 0.01% of their portfolio JUNEAU, AK 42,66842.7k $800.0k $800.0k 0.01% Reduced -620 -620
89 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 41,28341.3k $774.5k $774.5k 0.00% Reduced -3.7k -3,698
90 Legato Capital Management LLC 0.13% of their portfolio San Francisco, CA 38,00038.0k $712.9k $712.9k 0.13% Reduced -19.5k -19,520
91 State of Tennessee, Department of Treasury 0.00% of their portfolio NASHVILLE, TN 36,75336.8k $689.5k $689.5k 0.00% Reduced -6.3k -6,297
92 PROFUND ADVISORS LLC 0.04% of their portfolio BETHESDA, MD 35,97536.0k $674.9k $674.9k 0.04% New
93 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 34,69534.7k $651.0k $651.0k 0.00% Added +2.9k +2,900
94 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 34,47934.5k $646.8k $646.8k 0.00% Added +6.7k +6,697
95 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 33,42233.4k $627.0k $627.0k 0.00% Added +150 +150
96 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 32,17332.2k $603.6k $603.6k 0.00% Unchanged
97 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 31,17231.2k $584.8k $584.8k 0.00% New
98 YOUSIF CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BLOOMFIELD HILLS, MI 30,12230.1k $565.1k $565.1k 0.01% Reduced -7.2k -7,170
99 Alberta Investment Management Corp 0.01% of their portfolio EDMONTON, A0 29,06029.1k $545.2k $545.2k 0.01% New
100 Louisiana State Employees Retirement System 0.01% of their portfolio BATON ROUGE, LA 29,00029.0k $544.0k $544.0k 0.01% Reduced -500 -500