Vault-13

AVEPOINT INC

*W EXP 09/18/202 · CUSIP 053604112

21 institutional holders +0 vs Q1 2024
8,850,4348.9m shares reported held*
$15.5mreported value*
1 new 5 added 5 reduced 1 sold out net bought ≈ $12.1k (+6.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.75. Options: 2 managers hold calls ($1.4m notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 20Q4 22: 21Q1 23: 18Q2 23: 17Q3 23: 19Q4 23: 20Q1 24: 21Q2 24: 2121Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202220
Q4 202221
Q1 202318
Q2 202317
Q3 202319
Q4 202320
Q1 202421
Q2 202421

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 6 bought or addedQ4 22: 7 cut or sold outQ4 22Q1 23: 4 bought or addedQ1 23: 6 cut or sold outQ2 23: 3 bought or addedQ2 23: 4 cut or sold outQ2 23Q3 23: 7 bought or addedQ3 23: 3 cut or sold outQ4 23: 7 bought or addedQ4 23: 5 cut or sold outQ4 23Q1 24: 11 bought or addedQ1 24: 5 cut or sold outQ2 24: 6 bought or addedQ2 24: 6 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202267
Q1 202346
Q2 202334
Q3 202373
Q4 202375
Q1 2024115
Q2 202466

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 23 calls: $2.0mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $2.3mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $1.8mQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $1.4mQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$2.0m$00.00
Q4 2023$2.3m$00.00
Q1 2024$1.8m$00.00
Q2 2024$1.4m$00.00

Biggest buyers

Walleye Capital LLC Added +95,489+95.5k
LMR Partners LLP Added +17,322+17.3k
Saba Capital Management, L.P. Added +10,000+10.0k
WOLVERINE ASSET MANAGEMENT LLC Added +9,786+9.8k
UBS Group AG New +990+990
CSS LLC/IL Added +373+373

Biggest sellers

Ionic Capital Management LLC Reduced -56,924-56.9k
COWEN AND COMPANY, LLC Reduced -24,735-24.7k
PEAK6 Investments LLC Reduced -19,553-19.6k
Virtu Financial LLC Sold out -13,598-13.6k
Privium Fund Management B.V. Reduced -10,208-10.2k
BLAIR WILLIAM & CO/IL Reduced -2,000-2.0k

Biggest calls

MARSHALL WACE, LLP Reduced $1.2m116.3k shares
MILLENNIUM MANAGEMENT LLC Unchanged $174.0k100.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LMR Partners LLP 0.15% of their portfolio LONDON, X0 4,000,0004.0m $7.0m $7.0m 0.15% Added +17.3k +17,322
2 Ionic Capital Management LLC 1.14% of their portfolio NEW YORK, NY 1,246,5591.2m $2.2m $2.2m 1.14% Reduced -56.9k -56,924
3 ARISTEIA CAPITAL, L.L.C. 0.08% of their portfolio GREENWICH, CT 1,220,0141.2m $2.2m $2.2m 0.08% Unchanged
4 Weiss Asset Management LP 0.06% of their portfolio BOSTON, MA 730,288730.3k $1.3m $1.3m 0.06% Unchanged
5 CSS LLC/IL 0.07% of their portfolio CHICAGO, IL 540,050540.0k $939.7k $939.7k 0.07% Added +373 +373
6 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 330,794330.8k $595.4k $595.4k 0.00% Unchanged
7 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 328,720328.7k $572.0k $572.0k 0.01% Added +95.5k +95,489
8 Saba Capital Management, L.P. 0.01% of their portfolio NEW YORK, NY 148,089148.1k $262.1k $262.1k 0.01% Added +10.0k +10,000
9 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 91,80091.8k $159.7k $159.7k 0.00% Unchanged
10 Privium Fund Management B.V. 0.03% of their portfolio AMSTERDAM, P7 75,67175.7k $128.6k $128.6k 0.03% Reduced -10.2k -10,208
11 COWEN AND COMPANY, LLC 0.00% of their portfolio NEW YORK, NY 45,81045.8k $79.7k $79.7k 0.00% Reduced -24.7k -24,735
12 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 41,82141.8k $72.8k $72.8k 0.00% Added +9.8k +9,786
13 PEAK6 Investments LLC 0.00% of their portfolio CHICAGO, IL 20,44720.4k $35.6k $35.6k 0.00% Reduced -19.6k -19,553
14 Walleye Trading LLC 0.00% of their portfolio NEW YORK, NY 10,15210.2k $17.7k $17.7k 0.00% Unchanged
15 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 10,00010.0k $17.4k $17.4k 0.00% Reduced -2.0k -2,000
16 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 9,0009.0k $15.7k $15.7k 0.00% Unchanged
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 990990 $1.7k $1.7k 0.00% New
18 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 100100 $174 $174 0.00% Unchanged
19 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 100100 $174 $174 0.00% Unchanged
20 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2929 $50 $50 0.00% Unchanged
21 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged