AUTOLUS THERAPEUTICS PLC AUTL
SPON ADS · ADR · CUSIP 05280R100 · ISIN US05280R1005
Company in London, United Kingdom
- SectorHealth care
- IndustryBiological Products, (No Diagnostic Substances)
- HeadquartersUnited Kingdom
- Founded2014
- Websiteautolus.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $6.38. Options: 6 managers hold calls ($1.2m notional), 7 hold puts ($675.9k).
Trends to Q1 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 67 |
| Q4 2022 | 72 |
| Q1 2023 | 66 |
| Q2 2023 | 70 |
| Q3 2023 | 72 |
| Q4 2023 | 100 |
| Q1 2024 | 121 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 42 | 27 |
| Q1 2023 | 29 | 25 |
| Q2 2023 | 30 | 26 |
| Q3 2023 | 23 | 33 |
| Q4 2023 | 50 | 24 |
| Q1 2024 | 73 | 33 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q2 2023 | $341.5k | $16.7k | 0.05 |
| Q3 2023 | $367.7k | $0 | 0.00 |
| Q4 2023 | $1.5m | $21.3k | 0.01 |
| Q1 2024 | $1.2m | $675.9k | 0.57 |
Biggest buyers
| Avoro Capital Advisors LLC | New | +12.3m |
| WELLINGTON MANAGEMENT GROUP LLP | New | +10.8m |
| FMR LLC | Added | +9.0m |
| DEERFIELD MANAGEMENT COMPANY, L.P. | New | +3.6m |
| Deep Track Capital, LP | Added | +3.4m |
| BlackRock Inc. | Added | +2.7m |
| STEMPOINT CAPITAL LP | Added | +2.5m |
| PERCEPTIVE ADVISORS LLC | Added | +2.5m |
| PRICE T ROWE ASSOCIATES INC /MD/ | Added | +2.5m |
| Commodore Capital LP | New | +2.3m |
Biggest sellers
| Paradigm Biocapital Advisors LP | Reduced | -6.2m |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | Reduced | -625.5k |
| Tetragon Partners GP Ltd | Reduced | -474.3k |
| Lynx1 Capital Management LP | Reduced | -468.2k |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | Reduced | -382.9k |
| Ikarian Capital, LLC | Sold out | -262.7k |
| ExodusPoint Capital Management, LP | Sold out | -251.4k |
| FRED ALGER MANAGEMENT, LLC | Reduced | -157.5k |
| Schonfeld Strategic Advisors LLC | Reduced | -131.1k |
| Jump Financial, LLC | Reduced | -128.7k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $530.2k83.1k shares |
| CITADEL ADVISORS LLC | Added | $493.8k77.4k shares |
| GROUP ONE TRADING LLC | Reduced | $82.9k13.0k shares |
| STEMPOINT CAPITAL LP | New | $68.8k250.0k shares |
| SIMPLEX TRADING, LLC | Reduced | $15.0k2.5k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | $382.8k60.0k shares |
| JPMORGAN CHASE & CO | New | $102.1k16.0k shares |
| JANE STREET GROUP, LLC | New | $76.6k12.0k shares |
| SIMPLEX TRADING, LLC | New | $57.0k9.0k shares |
| CITADEL ADVISORS LLC | Added | $48.5k7.6k shares |
| GROUP ONE TRADING LLC | New | $8.9k1.4k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| MAK Capital Fund LP 13G · exempt (held before listing) +1.3 pts · filed 2026-05-15 | 12.6% |
| Syncona Portfolio Ltd 13G · exempt (held before listing) filed 2025-05-07 | 10.8% |
| ARMISTICE CAPITAL, LLC 13G · institution -0.3 pts · filed 2026-08-14 | 5.6% |
PPF Group a.s.
13D · may seek influence
filed 2026-08-28
Stated purposeItem 4 of the Schedule 13D is hereby amended and supplemented to include the following: The transactions described in this Amendment No. 11 were undertaken solely to effect an internal reorganization of the PPF group of companies. Such transactions did not involve any change in the ultimate beneficial ownership of, or the ultimate voting or dispositive power over, the Ordinary Shares reported herein, and were not undertaken with any purpose of, or with the effect of, changing or influencing control of the Issuer. Other than as described herein, the Reporting Persons do not have any current plans or proposals which relate to or would result in any of the actions described in subparagraphs (a) through (j) above. Full filing |
5.6% |
Fell to 5% or below in the last year: Deep Track Capital, LP (1.0%, 2025-11-14)
Insider purchases and sales in Q1 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q1 2024.
Holders, Q1 2024
| Manager | Shares | Change |
|---|---|---|
| Syncona Portfolio Ltd 90.76% of their portfolio | 21.3m $136.2m | Unchanged |
| Blackstone Inc. 0.56% of their portfolio | 20.5m $130.7m | Unchanged |
| Deep Track Capital, LP 2.80% of their portfolio | 15.3m $97.4m | Added +3.4m |
| Avoro Capital Advisors LLC 0.92% of their portfolio | 12.3m $78.8m | New |
| WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio | 10.8m $68.7m | New |
| FMR LLC 0.00% of their portfolio | 9.0m $57.5m | Added +9.0m |
| Tetragon Partners GP Ltd 13.20% of their portfolio | 7.5m $48.0m | Reduced -474.3k |
| Cormorant Asset Management, LP 1.86% of their portfolio | 6.6m $42.2m | Added +1.2m |
| Paradigm Biocapital Advisors LP 1.44% of their portfolio | 6.4m $41.0m | Reduced -6.2m |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 5.5m $35.0m | Added +2.5m |
| ARMISTICE CAPITAL, LLC 0.79% of their portfolio | 4.7m $29.8m | Added +822.0k |
| Frazier Life Sciences Management, L.P. 1.24% of their portfolio | 4.6m $29.5m | Added +876.5k |
| PERCEPTIVE ADVISORS LLC 0.49% of their portfolio | 4.3m $27.6m | Added +2.5m |
| BlackRock Inc. 0.00% of their portfolio | 4.1m $25.9m | Added +2.7m |
| DEERFIELD MANAGEMENT COMPANY, L.P. 0.40% of their portfolio | 3.6m $23.2m | New |
| Affinity Asset Advisors, LLC 3.50% of their portfolio | 3.4m $21.5m | Added +1.8m |
| ADAGE CAPITAL PARTNERS GP, L.L.C. 0.04% of their portfolio | 3.2m $20.4m | Reduced -625.5k |
| STEMPOINT CAPITAL LP 5.06% of their portfolio | 3.0m $18.9m | Added +2.5m |
| Commodore Capital LP 0.98% of their portfolio | 2.3m $14.7m | New |
| Perpetual Ltd 0.14% of their portfolio | 2.2m $14.3m | Added +169.8k |
| Laurion Capital Management LP 0.37% of their portfolio | 2.1m $13.3m | Added +1.2m |
| MORGAN STANLEY 0.00% of their portfolio | 2.1m $13.2m | Added +1.9m |
| SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio | 1.7m $10.7m | Unchanged |
| Bank of New York Mellon Corp 0.00% of their portfolio | 1.5m $9.3m | New |
| Lynx1 Capital Management LP 2.28% of their portfolio | 1.4m $8.9m | Reduced -468.2k |
| FRED ALGER MANAGEMENT, LLC 0.04% of their portfolio | 1.2m $7.6m | Reduced -157.5k |
| GREAT POINT PARTNERS LLC 1.16% of their portfolio | 1.2m $7.4m | New |
| MARSHALL WACE, LLP 0.01% of their portfolio | 1.0m $6.6m | Added +542.7k |
| Rock Springs Capital Management LP 0.17% of their portfolio | 1.0m $6.6m | New |
| Walleye Capital LLC 0.06% of their portfolio | 828.8k $5.3m | Reduced -21.4k |
| Alphabet Inc. 0.18% of their portfolio | 698.3k $4.5m | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 686.5k $4.4m | Added +646.7k |
| Driehaus Capital Management LLC 0.04% of their portfolio | 676.0k $4.3m | New |
| D. E. Shaw & Co., Inc. 0.01% of their portfolio | 647.0k $4.1m | Added +425.5k |
| LGT CAPITAL PARTNERS LTD. 0.11% of their portfolio | 550.0k $3.5m | Unchanged |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio | 512.8k $3.3m | New |
| Integral Health Asset Management, LLC 0.31% of their portfolio | 500.0k $3.2m | New |
| Monashee Investment Management LLC 0.37% of their portfolio | 492.0k $3.1m | New |
| Schonfeld Strategic Advisors LLC 0.02% of their portfolio | 429.2k $2.7m | Reduced -131.1k |
| NOMURA ASSET MANAGEMENT CO LTD 0.01% of their portfolio | 384.8k $2.5m | New |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 380.5k $2.4m | Added +319.8k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 376.8k $2.4m | Reduced -30.7k |
| MAI Capital Management 0.02% of their portfolio | 354.3k $2.3m | Added +2.4k |
| TD Asset Management Inc 0.00% of their portfolio | 342.4k $2.2m | Added +207.1k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 323.9k $2.1m | Added +164.3k |
| HARBOR CAPITAL ADVISORS, INC. 0.23% of their portfolio | 279.8k $1.8m | Reduced -28.7k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio | 273.9k $1.7m | Added +252.6k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 261.5k $1.7m | Added +220.2k |
| HighVista Strategies LLC 0.59% of their portfolio | 261.3k $1.7m | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 257.8k $1.6m | Added +203.0k |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 228.8k $1.5m | Reduced -28.4k |
| DAFNA Capital Management LLC 0.31% of their portfolio | 216.7k $1.4m | Added +25.6k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 216.3k $1.4m | Added +84.6k |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 211.6k $1.4m | Added +146.1k |
| BIT Capital GmbH 0.12% of their portfolio | 209.5k $1.3m | Added +179.4k |
| VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 205.2k $1.3m | New |
| Erste Asset Management GmbH 0.02% of their portfolio | 195.0k $1.2m | Unchanged |
| Octagon Capital Advisors LP 0.14% of their portfolio | 176.0k $1.1m | New |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.03% of their portfolio | 155.9k $994.4k | Reduced -382.9k |
| VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio | 135.2k $862.3k | Added +15.9k |
| Cetera Investment Advisers 0.00% of their portfolio | 131.8k $840.8k | Added +281 |
| Global IMC LLC 0.17% of their portfolio | 118.7k $757.4k | Unchanged |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 115.4k $736.2k | Added +111.1k |
| Atle Fund Management AB 0.37% of their portfolio | 96.3k $614.7k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 92.8k $592.4k | Added +8.2k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 86.3k $550.3k | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 82.6k $526.9k | Added +80.0k |
| CAPSTONE INVESTMENT ADVISORS, LLC 0.01% of their portfolio | 79.4k $506.4k | Added +29.4k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 75.6k $482.6k | Added +8.1k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 71.2k $454.4k | Added +18.2k |
| Rathbones Group PLC 0.00% of their portfolio | 67.3k $429.4k | Reduced -2.0k |
| Balyasny Asset Management L.P. 0.00% of their portfolio | 60.9k $388.7k | New |
| Privium Fund Management B.V. 0.09% of their portfolio | 50.1k $319.4k | Added +15.1k |
| EXCHANGE TRADED CONCEPTS, LLC 0.01% of their portfolio | 50.0k $318.9k | Added +1.1k |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 48.6k $309.9k | Added +46.6k |
| STATE STREET CORP 0.00% of their portfolio | 45.9k $292.6k | Reduced -6.5k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 41.8k $266.8k | Added +20.6k |
| WEALTH EFFECTS LLC 0.10% of their portfolio | 41.0k $261.6k | Reduced -2.0k |
| Allianz Asset Management GmbH 0.00% of their portfolio | 38.7k $246.9k | New |
| Point72 Asset Management, L.P. 0.00% of their portfolio | 37.3k $238.0k | New |
| TRUST CO OF TOLEDO NA /OH/ 0.04% of their portfolio | 36.3k $231.4k | Unchanged |
| LPL Financial LLC 0.00% of their portfolio | 34.6k $220.6k | Reduced -6.0k |
| Bellevue Group AG 0.00% of their portfolio | 32.5k $207.3k | Reduced -17.5k |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 31.1k $198.4k | Added +1.5k |
| China Universal Asset Management Co., Ltd. 0.02% of their portfolio | 27.0k $172.5k | Added +10.8k |
| Jump Financial, LLC 0.00% of their portfolio | 25.5k $162.7k | Reduced -128.7k |
| Leonteq Securities AG 0.02% of their portfolio | 25.0k $159.5k | Reduced -25.0k |
| EWA, LLC 0.04% of their portfolio | 24.3k $97.0k | Reduced -1.4k |
| EntryPoint Capital, LLC 0.12% of their portfolio | 21.5k $137.4k | Added +11.5k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 20.5k $130.6k | Reduced -1.4k |
| Caption Management, LLC 0.01% of their portfolio | 20.1k $128.2k | Added +16.3k |
| SG Americas Securities, LLC 0.00% of their portfolio | 19.9k $127.0k | New |
| BLAIR WILLIAM & CO/IL 0.00% of their portfolio | 19.1k $121.9k | Reduced -8.0k |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 17.0k $39.6k | New |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 16.7k $106.5k | New |
| Bayesian Capital Management, LP 0.01% of their portfolio | 15.6k $99.5k | New |
| Marex Group Ltd 0.00% of their portfolio | 12.5k $79.8k | New |
| UNITED BANK 0.01% of their portfolio | 11.5k $73.4k | Unchanged |
| Invesco Ltd. 0.00% of their portfolio | 11.1k $70.6k | Added +993 |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 10.0k $63.8k | New |