Vault-13

AUTOLUS THERAPEUTICS PLC AUTL

SPON ADS · ADR · CUSIP 05280R100 · ISIN US05280R1005

Company in London, United Kingdom

121 institutional holders +21 vs Q4 2023
177,169,319177.2m shares reported held*
$1.1bnreported value*
27 new 46 added 27 reduced 6 sold out net bought ≈ $390.0m (+61.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $6.38. Options: 6 managers hold calls ($1.2m notional), 7 hold puts ($675.9k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 67Q4 22: 72Q1 23: 66Q2 23: 70Q3 23: 72Q4 23: 100Q1 24: 121121Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202267
Q4 202272
Q1 202366
Q2 202370
Q3 202372
Q4 2023100
Q1 2024121

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 42 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 29 bought or addedQ1 23: 25 cut or sold outQ1 23Q2 23: 30 bought or addedQ2 23: 26 cut or sold outQ2 23Q3 23: 23 bought or addedQ3 23: 33 cut or sold outQ3 23Q4 23: 50 bought or addedQ4 23: 24 cut or sold outQ4 23Q1 24: 73 bought or addedQ1 24: 33 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224227
Q1 20232925
Q2 20233026
Q3 20232333
Q4 20235024
Q1 20247333

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ2 23 calls: $341.5kQ2 23 puts: $16.7kQ2 23P/C 0.05Q3 23 calls: $367.7kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $1.5mQ4 23 puts: $21.3kQ4 23P/C 0.01Q1 24 calls: $1.2mQ1 24 puts: $675.9kQ1 24P/C 0.57
Numbers
QuarterCallsPutsP/C
Q2 2023$341.5k$16.7k0.05
Q3 2023$367.7k$00.00
Q4 2023$1.5m$21.3k0.01
Q1 2024$1.2m$675.9k0.57

Biggest buyers

Avoro Capital Advisors LLC New +12,345,678+12.3m
WELLINGTON MANAGEMENT GROUP LLP New +10,763,001+10.8m
FMR LLC Added +9,014,165+9.0m
DEERFIELD MANAGEMENT COMPANY, L.P. New +3,639,000+3.6m
Deep Track Capital, LP Added +3,402,875+3.4m
BlackRock Inc. Added +2,700,581+2.7m
STEMPOINT CAPITAL LP Added +2,514,346+2.5m
PERCEPTIVE ADVISORS LLC Added +2,499,578+2.5m
PRICE T ROWE ASSOCIATES INC /MD/ Added +2,487,778+2.5m
Commodore Capital LP New +2,300,000+2.3m

Biggest sellers

Paradigm Biocapital Advisors LP Reduced -6,185,532-6.2m
ADAGE CAPITAL PARTNERS GP, L.L.C. Reduced -625,532-625.5k
Tetragon Partners GP Ltd Reduced -474,318-474.3k
Lynx1 Capital Management LP Reduced -468,249-468.2k
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Reduced -382,909-382.9k
Ikarian Capital, LLC Sold out -262,694-262.7k
ExodusPoint Capital Management, LP Sold out -251,361-251.4k
FRED ALGER MANAGEMENT, LLC Reduced -157,455-157.5k
Schonfeld Strategic Advisors LLC Reduced -131,100-131.1k
Jump Financial, LLC Reduced -128,664-128.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $530.2k83.1k shares
CITADEL ADVISORS LLC Added $493.8k77.4k shares
GROUP ONE TRADING LLC Reduced $82.9k13.0k shares
STEMPOINT CAPITAL LP New $68.8k250.0k shares
SIMPLEX TRADING, LLC Reduced $15.0k2.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $382.8k60.0k shares
JPMORGAN CHASE & CO New $102.1k16.0k shares
JANE STREET GROUP, LLC New $76.6k12.0k shares
SIMPLEX TRADING, LLC New $57.0k9.0k shares
CITADEL ADVISORS LLC Added $48.5k7.6k shares
GROUP ONE TRADING LLC New $8.9k1.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MAK Capital Fund LP 13G · exempt (held before listing) +1.3 pts · filed 2026-05-15 12.6% +1.3 pts 33.6m 2026-05-15
Syncona Portfolio Ltd 13G · exempt (held before listing) filed 2025-05-07 10.8% 28.8m 2025-05-07
ARMISTICE CAPITAL, LLC 13G · institution -0.3 pts · filed 2026-08-14 5.6% -0.3 pts 15.0m 2026-08-14
PPF Group a.s. 13D · may seek influence filed 2026-08-28
Stated purposeItem 4 of the Schedule 13D is hereby amended and supplemented to include the following: The transactions described in this Amendment No. 11 were undertaken solely to effect an internal reorganization of the PPF group of companies. Such transactions did not involve any change in the ultimate beneficial ownership of, or the ultimate voting or dispositive power over, the Ordinary Shares reported herein, and were not undertaken with any purpose of, or with the effect of, changing or influencing control of the Issuer. Other than as described herein, the Reporting Persons do not have any current plans or proposals which relate to or would result in any of the actions described in subparagraphs (a) through (j) above. Full filing
5.6% 14.8m 2026-08-28

Fell to 5% or below in the last year: Deep Track Capital, LP (1.0%, 2025-11-14)

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Syncona Portfolio Ltd 90.76% of their portfolio St Peter Port, Guernsey, X0 21,346,82921.3m $136.2m $136.2m 90.76% Unchanged
2 Blackstone Inc. 0.56% of their portfolio NEW YORK, NY 20,485,61120.5m $130.7m $130.7m 0.56% Unchanged
3 Deep Track Capital, LP 2.80% of their portfolio GREENWICH, CT 15,272,17215.3m $97.4m $97.4m 2.80% Added +3.4m +3,402,875
4 Avoro Capital Advisors LLC 0.92% of their portfolio NEW YORK, NY 12,345,67812.3m $78.8m $78.8m 0.92% New
5 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 10,763,00110.8m $68.7m $68.7m 0.01% New
6 FMR LLC 0.00% of their portfolio BOSTON, MA 9,016,3909.0m $57.5m $57.5m 0.00% Added +9.0m +9,014,165
7 Tetragon Partners GP Ltd 13.20% of their portfolio GRAND CAYMAN, E9 7,525,6827.5m $48.0m $48.0m 13.20% Reduced -474.3k -474,318
8 Cormorant Asset Management, LP 1.86% of their portfolio BOSTON, MA 6,616,6676.6m $42.2m $42.2m 1.86% Added +1.2m +1,166,667
9 Paradigm Biocapital Advisors LP 1.44% of their portfolio NEW YORK, NY 6,425,8036.4m $41.0m $41.0m 1.44% Reduced -6.2m -6,185,532
10 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 5,488,9865.5m $35.0m $35.0m 0.00% Added +2.5m +2,487,778
11 ARMISTICE CAPITAL, LLC 0.79% of their portfolio NEW YORK, NY 4,672,0004.7m $29.8m $29.8m 0.79% Added +822.0k +822,000
12 Frazier Life Sciences Management, L.P. 1.24% of their portfolio PALO ALTO, CA 4,623,3244.6m $29.5m $29.5m 1.24% Added +876.5k +876,467
13 PERCEPTIVE ADVISORS LLC 0.49% of their portfolio NEW YORK, NY 4,330,7454.3m $27.6m $27.6m 0.49% Added +2.5m +2,499,578
14 BlackRock Inc. 0.00% of their portfolio New York, NY 4,055,9204.1m $25.9m $25.9m 0.00% Added +2.7m +2,700,581
15 DEERFIELD MANAGEMENT COMPANY, L.P. 0.40% of their portfolio New York, NY 3,639,0003.6m $23.2m $23.2m 0.40% New
16 Affinity Asset Advisors, LLC 3.50% of their portfolio NEW YORK, NY 3,375,0003.4m $21.5m $21.5m 3.50% Added +1.8m +1,824,592
17 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.04% of their portfolio Boston, MA 3,200,0003.2m $20.4m $20.4m 0.04% Reduced -625.5k -625,532
18 STEMPOINT CAPITAL LP 5.06% of their portfolio NEW YORK, NY 2,965,7213.0m $18.9m $18.9m 5.06% Added +2.5m +2,514,346
19 Commodore Capital LP 0.98% of their portfolio NEW YORK, NY 2,300,0002.3m $14.7m $14.7m 0.98% New
20 Perpetual Ltd 0.14% of their portfolio SYDNEY, NEW SOUTH WALES, C3 2,234,5152.2m $14.3m $14.3m 0.14% Added +169.8k +169,784
21 Laurion Capital Management LP 0.37% of their portfolio NEW YORK, NY 2,090,4712.1m $13.3m $13.3m 0.37% Added +1.2m +1,205,000
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,071,4192.1m $13.2m $13.2m 0.00% Added +1.9m +1,908,681
23 SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio London, X0 1,672,7321.7m $10.7m $10.7m 0.01% Unchanged
24 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,450,7911.5m $9.3m $9.3m 0.00% New
25 Lynx1 Capital Management LP 2.28% of their portfolio DORADO, PR 1,390,1601.4m $8.9m $8.9m 2.28% Reduced -468.2k -468,249
26 FRED ALGER MANAGEMENT, LLC 0.04% of their portfolio NEW YORK, NY 1,196,8761.2m $7.6m $7.6m 0.04% Reduced -157.5k -157,455
27 GREAT POINT PARTNERS LLC 1.16% of their portfolio Greenwich, CT 1,166,6671.2m $7.4m $7.4m 1.16% New
28 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 1,039,6771.0m $6.6m $6.6m 0.01% Added +542.7k +542,724
29 Rock Springs Capital Management LP 0.17% of their portfolio Baltimore, MD 1,032,9881.0m $6.6m $6.6m 0.17% New
30 Walleye Capital LLC 0.06% of their portfolio NEW YORK, NY 828,761828.8k $5.3m $5.3m 0.06% Reduced -21.4k -21,390
31 Alphabet Inc. 0.18% of their portfolio Mountain View, CA 698,262698.3k $4.5m $4.5m 0.18% Unchanged
32 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 686,480686.5k $4.4m $4.4m 0.00% Added +646.7k +646,715
33 Driehaus Capital Management LLC 0.04% of their portfolio Chicago, IL 676,025676.0k $4.3m $4.3m 0.04% New
34 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 646,959647.0k $4.1m $4.1m 0.01% Added +425.5k +425,470
35 LGT CAPITAL PARTNERS LTD. 0.11% of their portfolio PFAEFFIKON, V8 550,000550.0k $3.5m $3.5m 0.11% Unchanged
36 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio JUPITER, FL 512,847512.8k $3.3m $3.3m 0.01% New
37 Integral Health Asset Management, LLC 0.31% of their portfolio New York, NY 500,000500.0k $3.2m $3.2m 0.31% New
38 Monashee Investment Management LLC 0.37% of their portfolio Boston, MA 492,000492.0k $3.1m $3.1m 0.37% New
39 Schonfeld Strategic Advisors LLC 0.02% of their portfolio NEW YORK, NY 429,152429.2k $2.7m $2.7m 0.02% Reduced -131.1k -131,100
40 NOMURA ASSET MANAGEMENT CO LTD 0.01% of their portfolio TOKYO, M0 384,796384.8k $2.5m $2.5m 0.01% New
41 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 380,528380.5k $2.4m $2.4m 0.00% Added +319.8k +319,798
42 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 376,772376.8k $2.4m $2.4m 0.00% Reduced -30.7k -30,678
43 MAI Capital Management 0.02% of their portfolio INDEPENDENCE, OH 354,306354.3k $2.3m $2.3m 0.02% Added +2.4k +2,400
44 TD Asset Management Inc 0.00% of their portfolio Toronto, A6 342,406342.4k $2.2m $2.2m 0.00% Added +207.1k +207,106
45 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 323,900323.9k $2.1m $2.1m 0.00% Added +164.3k +164,300
46 HARBOR CAPITAL ADVISORS, INC. 0.23% of their portfolio CHICAGO, IL 279,820279.8k $1.8m $1.8m 0.23% Reduced -28.7k -28,682
47 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 273,929273.9k $1.7m $1.7m 0.00% Added +252.6k +252,601
48 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 261,526261.5k $1.7m $1.7m 0.00% Added +220.2k +220,235
49 HighVista Strategies LLC 0.59% of their portfolio BOSTON, MA 261,324261.3k $1.7m $1.7m 0.59% New
50 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 257,818257.8k $1.6m $1.6m 0.00% Added +203.0k +202,952
51 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 228,842228.8k $1.5m $1.5m 0.00% Reduced -28.4k -28,414
52 DAFNA Capital Management LLC 0.31% of their portfolio LOS ANGELES, CA 216,667216.7k $1.4m $1.4m 0.31% Added +25.6k +25,597
53 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 216,341216.3k $1.4m $1.4m 0.00% Added +84.6k +84,610
54 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 211,647211.6k $1.4m $1.4m 0.00% Added +146.1k +146,120
55 BIT Capital GmbH 0.12% of their portfolio BERLIN, 2M 209,478209.5k $1.3m $1.3m 0.12% Added +179.4k +179,415
56 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 205,225205.2k $1.3m $1.3m 0.00% New
57 Erste Asset Management GmbH 0.02% of their portfolio VIENNA, C4 195,000195.0k $1.2m $1.2m 0.02% Unchanged
58 Octagon Capital Advisors LP 0.14% of their portfolio NEW YORK, NY 176,000176.0k $1.1m $1.1m 0.14% New
59 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.03% of their portfolio CHICAGO, IL 155,857155.9k $994.4k $994.4k 0.03% Reduced -382.9k -382,909
60 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 135,160135.2k $862.3k $862.3k 0.00% Added +15.9k +15,930
61 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 131,781131.8k $840.8k $840.8k 0.00% Added +281 +281
62 Global IMC LLC 0.17% of their portfolio SOLANA BEACH, CA 118,721118.7k $757.4k $757.4k 0.17% Unchanged
63 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 115,399115.4k $736.2k $736.2k 0.00% Added +111.1k +111,131
64 Atle Fund Management AB 0.37% of their portfolio STOCKHOLM, V7 96,34596.3k $614.7k $614.7k 0.37% Unchanged
65 UBS Group AG 0.00% of their portfolio ZURICH, V8 92,84892.8k $592.4k $592.4k 0.00% Added +8.2k +8,193
66 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 86,25686.3k $550.3k $550.3k 0.00% Unchanged
67 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 82,58582.6k $526.9k $526.9k 0.00% Added +80.0k +80,040
68 CAPSTONE INVESTMENT ADVISORS, LLC 0.01% of their portfolio NEW YORK, NY 79,37479.4k $506.4k $506.4k 0.01% Added +29.4k +29,374
69 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 75,64475.6k $482.6k $482.6k 0.00% Added +8.1k +8,149
70 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 71,21971.2k $454.4k $454.4k 0.00% Added +18.2k +18,215
71 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 67,30067.3k $429.4k $429.4k 0.00% Reduced -2.0k -2,000
72 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 60,92860.9k $388.7k $388.7k 0.00% New
73 Privium Fund Management B.V. 0.09% of their portfolio AMSTERDAM, P7 50,05850.1k $319.4k $319.4k 0.09% Added +15.1k +15,091
74 EXCHANGE TRADED CONCEPTS, LLC 0.01% of their portfolio Oklahoma City, OK 49,98950.0k $318.9k $318.9k 0.01% Added +1.1k +1,140
75 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 48,57548.6k $309.9k $309.9k 0.00% Added +46.6k +46,622
76 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 45,85645.9k $292.6k $292.6k 0.00% Reduced -6.5k -6,531
77 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 41,81241.8k $266.8k $266.8k 0.00% Added +20.6k +20,641
78 WEALTH EFFECTS LLC 0.10% of their portfolio BOSTON, MA 41,00041.0k $261.6k $261.6k 0.10% Reduced -2.0k -2,000
79 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 38,70038.7k $246.9k $246.9k 0.00% New
80 Point72 Asset Management, L.P. 0.00% of their portfolio STAMFORD, CT 37,30037.3k $238.0k $238.0k 0.00% New
81 TRUST CO OF TOLEDO NA /OH/ 0.04% of their portfolio HOLLAND, OH 36,26536.3k $231.4k $231.4k 0.04% Unchanged
82 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 34,56934.6k $220.6k $220.6k 0.00% Reduced -6.0k -5,975
83 Bellevue Group AG 0.00% of their portfolio ZURICH, V8 32,50032.5k $207.3k $207.3k 0.00% Reduced -17.5k -17,500
84 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 31,10031.1k $198.4k $198.4k 0.00% Added +1.5k +1,500
85 China Universal Asset Management Co., Ltd. 0.02% of their portfolio SHANGHAI, F4 27,03427.0k $172.5k $172.5k 0.02% Added +10.8k +10,771
86 Jump Financial, LLC 0.00% of their portfolio Chicago, IL 25,50025.5k $162.7k $162.7k 0.00% Reduced -128.7k -128,664
87 Leonteq Securities AG 0.02% of their portfolio ZURICH, V8 25,00025.0k $159.5k $159.5k 0.02% Reduced -25.0k -25,000
88 EWA, LLC 0.04% of their portfolio PITTSBURGH, PA 24,30024.3k $97.0k $97.0k 0.04% Reduced -1.4k -1,378
89 EntryPoint Capital, LLC 0.12% of their portfolio NEW YORK, NY 21,54021.5k $137.4k $137.4k 0.12% Added +11.5k +11,456
90 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 20,47520.5k $130.6k $130.6k 0.00% Reduced -1.4k -1,363
91 Caption Management, LLC 0.01% of their portfolio OKLAHOMA CITY, OK 20,10020.1k $128.2k $128.2k 0.01% Added +16.3k +16,341
92 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 19,85319.9k $127.0k $127.0k 0.00% New
93 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 19,10719.1k $121.9k $121.9k 0.00% Reduced -8.0k -8,000
94 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 17,00017.0k $39.6k $39.6k 0.00% New
95 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 16,69216.7k $106.5k $106.5k 0.00% New
96 Bayesian Capital Management, LP 0.01% of their portfolio Brooklyn, NY 15,60015.6k $99.5k $99.5k 0.01% New
97 Marex Group Ltd 0.00% of their portfolio London, X0 12,50012.5k $79.8k $79.8k 0.00% New
98 UNITED BANK 0.01% of their portfolio VIENNA, VA 11,50011.5k $73.4k $73.4k 0.01% Unchanged
99 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 11,07111.1k $70.6k $70.6k 0.00% Added +993 +993
100 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 10,00010.0k $63.8k $63.8k 0.00% New