Vault-13

AUTOLUS THERAPEUTICS PLC AUTL

SPON ADS · ADR · CUSIP 05280R100 · ISIN US05280R1005

Company in London, United Kingdom

70 institutional holders +4 vs Q1 2023
109,406,070109.4m shares reported held*
$260.4mreported value*
11 new 19 added 18 reduced 8 sold out net bought ≈ $11.9m (+5.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.38. Options: 5 managers hold calls ($341.5k notional), 2 hold puts ($16.7k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 67Q4 22: 72Q1 23: 66Q2 23: 7070Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202267
Q4 202272
Q1 202366
Q2 202370

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 42 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 29 bought or addedQ1 23: 25 cut or sold outQ1 23Q2 23: 30 bought or addedQ2 23: 26 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224227
Q1 20232925
Q2 20233026

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ3 22 calls: $195.0kQ3 22 puts: $1.0kQ3 22P/C 0.01Q4 22 calls: $334.4kQ4 22 puts: $3.0kQ4 22P/C 0.01Q1 23 calls: $72.4kQ1 23 puts: $13.4kQ1 23P/C 0.19Q2 23 calls: $341.5kQ2 23 puts: $16.7kQ2 23P/C 0.05
Numbers
QuarterCallsPutsP/C
Q3 2022$195.0k$1.0k0.01
Q4 2022$334.4k$3.0k0.01
Q1 2023$72.4k$13.4k0.19
Q2 2023$341.5k$16.7k0.05

Biggest buyers

Paradigm Biocapital Advisors LP New +9,217,150+9.2m
Tetragon Partners GP Ltd Added +2,000,000+2.0m
Affinity Asset Advisors, LLC New +1,589,017+1.6m
ExodusPoint Capital Management, LP Added +363,996+364.0k
TWO SIGMA INVESTMENTS, LP Added +215,348+215.3k
Perpetual Ltd Added +138,264+138.3k
ALPS ADVISORS INC New +127,220+127.2k
MORGAN STANLEY Added +103,917+103.9k
Mariner, LLC New +101,000+101.0k
GOLDMAN SACHS GROUP INC Added +71,378+71.4k

Biggest sellers

Nantahala Capital Management, LLC Reduced -3,419,610-3.4m
ARMISTICE CAPITAL, LLC Reduced -2,408,000-2.4m
CITADEL ADVISORS LLC Reduced -1,379,531-1.4m
JPMORGAN CHASE & CO Reduced -439,226-439.2k
MILLENNIUM MANAGEMENT LLC Sold out -360,145-360.1k
DAFNA Capital Management LLC Reduced -245,756-245.8k
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Reduced -226,089-226.1k
Alyeska Investment Group, L.P. Sold out -214,300-214.3k
Cubist Systematic Strategies, LLC Sold out -133,860-133.9k
JANE STREET GROUP, LLC Reduced -72,611-72.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $220.2k92.5k shares
CITADEL ADVISORS LLC Reduced $43.1k18.1k shares
GROUP ONE TRADING LLC Added $39.3k16.5k shares
SIMPLEX TRADING, LLC Added $39.0k16.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $16.7k7.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MAK Capital Fund LP 13G · exempt (held before listing) +1.3 pts · filed 2026-05-15 12.6% +1.3 pts 33.6m 2026-05-15
Syncona Portfolio Ltd 13G · exempt (held before listing) filed 2025-05-07 10.8% 28.8m 2025-05-07
ARMISTICE CAPITAL, LLC 13G · institution -0.3 pts · filed 2026-08-14 5.6% -0.3 pts 15.0m 2026-08-14
PPF Group a.s. 13D · may seek influence filed 2026-08-28
Stated purposeItem 4 of the Schedule 13D is hereby amended and supplemented to include the following: The transactions described in this Amendment No. 11 were undertaken solely to effect an internal reorganization of the PPF group of companies. Such transactions did not involve any change in the ultimate beneficial ownership of, or the ultimate voting or dispositive power over, the Ordinary Shares reported herein, and were not undertaken with any purpose of, or with the effect of, changing or influencing control of the Issuer. Other than as described herein, the Reporting Persons do not have any current plans or proposals which relate to or would result in any of the actions described in subparagraphs (a) through (j) above. Full filing
5.6% 14.8m 2026-08-28

Fell to 5% or below in the last year: Deep Track Capital, LP (1.0%, 2025-11-14)

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Syncona Portfolio Ltd 76.58% of their portfolio St Peter Port, Guernsey, X0 21,346,82921.3m $50.8m $50.8m 76.58% Unchanged
2 Blackstone Inc. 0.21% of their portfolio NEW YORK, NY 20,485,61120.5m $48.8m $48.8m 0.21% Unchanged
3 Deep Track Capital, LP 1.67% of their portfolio GREENWICH, CT 15,000,00015.0m $35.7m $35.7m 1.67% Unchanged
4 Tetragon Partners GP Ltd 3.86% of their portfolio GRAND CAYMAN, E9 12,000,00012.0m $28.6m $28.6m 3.86% Added +2.0m +2,000,000
5 Paradigm Biocapital Advisors LP 1.78% of their portfolio NEW YORK, NY 9,217,1509.2m $21.9m $21.9m 1.78% New
6 ARMISTICE CAPITAL, LLC 0.43% of their portfolio NEW YORK, NY 7,264,0007.3m $17.3m $17.3m 0.43% Reduced -2.4m -2,408,000
7 Nantahala Capital Management, LLC 1.23% of their portfolio NEW CANAAN, CT 4,272,2034.3m $10.2m $10.2m 1.23% Reduced -3.4m -3,419,610
8 Frazier Life Sciences Management, L.P. 0.53% of their portfolio PALO ALTO, CA 3,746,8573.7m $8.9m $8.9m 0.53% Unchanged
9 Perpetual Ltd 0.04% of their portfolio SYDNEY, NEW SOUTH WALES, C3 1,996,3552.0m $4.8m $4.8m 0.04% Added +138.3k +138,264
10 SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio London, X0 1,672,7321.7m $4.0m $4.0m 0.01% Unchanged
11 Affinity Asset Advisors, LLC 1.49% of their portfolio NEW YORK, NY 1,589,0171.6m $3.8m $3.8m 1.49% New
12 Laurion Capital Management LP 0.15% of their portfolio NEW YORK, NY 1,500,0001.5m $3.6m $3.6m 0.15% Unchanged
13 DAFNA Capital Management LLC 0.61% of their portfolio LOS ANGELES, CA 930,394930.4k $2.2m $2.2m 0.61% Reduced -245.8k -245,756
14 BlackRock Inc. 0.00% of their portfolio New York, NY 870,994871.0k $2.1m $2.1m 0.00% Reduced -14.5k -14,503
15 ExodusPoint Capital Management, LP 0.02% of their portfolio NEW YORK, NY 777,760777.8k $1.9m $1.9m 0.02% Added +364.0k +363,996
16 Alphabet Inc. 0.09% of their portfolio Mountain View, CA 698,262698.3k $1.7m $1.7m 0.09% Unchanged
17 Odey Asset Management LLP 0.58% of their portfolio LONDON, UNITED KINGDOM, X0 658,995659.0k $1.6m $1.6m 0.58% First filing
18 LGT CAPITAL PARTNERS LTD. 0.05% of their portfolio PFAEFFIKON, V8 550,000550.0k $1.3m $1.3m 0.05% Unchanged
19 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.03% of their portfolio CHICAGO, IL 530,919530.9k $1.3m $1.3m 0.03% Reduced -226.1k -226,089
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 519,442519.4k $1.2m $1.2m 0.00% Added +32.1k +32,073
21 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 401,496401.5k $955.6k $955.6k 0.01% Reduced -32.2k -32,169
22 Cormorant Asset Management, LP 0.05% of their portfolio BOSTON, MA 392,167392.2k $933.4k $933.4k 0.05% Unchanged
23 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 308,787308.8k $734.9k $734.9k 0.00% Added +215.3k +215,348
24 Ikarian Capital, LLC 0.21% of their portfolio DALLAS, TX 260,087260.1k $619.0k $619.0k 0.21% Unchanged
25 HARBOR CAPITAL ADVISORS, INC. 0.12% of their portfolio CHICAGO, IL 244,541244.5k $582.0k $582.0k 0.12% Added +22.4k +22,392
26 Erste Asset Management GmbH 0.01% of their portfolio VIENNA, C4 195,000195.0k $444.6k $444.6k 0.01% Unchanged
27 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 185,815185.8k $442.2k $442.2k 0.00% Reduced -1.4m -1,379,531
28 EDENTREE ASSET MANAGEMENT Ltd 0.15% of their portfolio LONDON, X0 180,000180.0k $430.2k $430.2k 0.15% First filing
29 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 160,314160.3k $381.5k $381.5k 0.00% Added +103.9k +103,917
30 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 151,200151.2k $360.0k $360.0k 0.00% Added +42.8k +42,800
31 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 135,200135.2k $321.8k $321.8k 0.00% Reduced -6.4k -6,400
32 ALPS ADVISORS INC 0.00% of their portfolio Denver, CO 127,220127.2k $302.8k $302.8k 0.00% New
33 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 112,945112.9k $268.8k $268.8k 0.00% Added +59.2k +59,209
34 Mariner, LLC 0.00% of their portfolio Overland Park, KS 101,000101.0k $240.0k $240.0k 0.00% New
35 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 93,19593.2k $221.8k $221.8k 0.00% Added +71.4k +71,378
36 Leonteq Securities AG 0.02% of their portfolio ZURICH, V8 75,00075.0k $178.5k $178.5k 0.02% Reduced -25.0k -25,000
37 UBS Group AG 0.00% of their portfolio ZURICH, V8 70,09370.1k $166.8k $166.8k 0.00% Added +5.7k +5,726
38 Privium Fund Management B.V. 0.04% of their portfolio AMSTERDAM, P7 67,57767.6k $154.1k $154.1k 0.04% Unchanged
39 INNOVIS ASSET MANAGEMENT LLC 0.06% of their portfolio Chicago, IL 63,17963.2k $150.4k $150.4k 0.06% Reduced -62.9k -62,927
40 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 52,38752.4k $124.7k $124.7k 0.00% Reduced -48.9k -48,860
41 EXCHANGE TRADED CONCEPTS, LLC 0.00% of their portfolio Oklahoma City, OK 49,52749.5k $117.9k $117.9k 0.00% New
42 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 48,67548.7k $115.8k $115.8k 0.00% Added +13.3k +13,350
43 WEALTH EFFECTS LLC 0.05% of their portfolio BOSTON, MA 47,00047.0k $111.9k $111.9k 0.05% Added +2.0k +2,000
44 BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 27,21527.2k $64.8k $64.8k 0.00% Unchanged
45 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 26,40026.4k $62.8k $62.8k 0.00% Added +12.7k +12,700
46 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 25,49625.5k $60.7k $60.7k 0.00% New
47 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 25,37625.4k $60.4k $60.4k 0.00% Reduced -4.4k -4,352
48 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 23,26523.3k $55.4k $55.4k 0.00% Reduced -72.6k -72,611
49 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 22,00022.0k $52.4k $52.4k 0.00% New
50 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 21,90721.9k $52.1k $52.1k 0.00% New
51 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 17,25017.2k $41.1k $41.1k 0.00% Added +325 +325
52 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 13,10713.1k $31.2k $31.2k 0.00% Unchanged
53 UNITED BANK 0.00% of their portfolio VIENNA, VA 11,50011.5k $27.4k $27.4k 0.00% Added +1.2k +1,200
54 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 10,69910.7k $25.5k $25.5k 0.00% New
55 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 10,55110.6k $24.0k $24.0k 0.00% Added +383 +383
56 Focused Wealth Management, Inc 0.00% of their portfolio Newburgh, NY 5,0005.0k $11.9k $11.9k 0.00% Unchanged
57 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 4,8354.8k $11.5k $11.5k 0.00% Added +4.2k +4,182
58 QUADRANT CAPITAL GROUP LLC 0.00% of their portfolio CINCINNATI, OH 3,0243.0k $7.2k $7.2k 0.00% Reduced -850 -850
59 Lindbrook Capital, LLC 0.00% of their portfolio CALABASAS, CA 1,9351.9k $4.6k $4.6k 0.00% Unchanged
60 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,7991.8k $4.3k $4.3k 0.00% Reduced -439.2k -439,226
61 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 1,2281.2k $2.9k $2.9k 0.00% New
62 FMR LLC 0.00% of their portfolio BOSTON, MA 1,1331.1k $2.7k $2.7k 0.00% Reduced -1.1k -1,133
63 Ulland Investment Advisors, LLC 0.00% of their portfolio MINNEAPOLIS, MN 1,0001.0k $2.0k $2.0k 0.00% Unchanged
64 Carmichael Hill & Associates, Inc. 0.00% of their portfolio GAITHERSBURG, MD 508508 $1.2k $1.2k 0.00% Unchanged
65 TrinityBridge Ltd 0.00% of their portfolio LONDON, X0 500500 $1.0k $1.0k 0.00% Unchanged
66 State of Wyoming 0.00% of their portfolio CHEYENNE, WY 300300 $714 $714 0.00% Added +90 +90
67 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 100100 $238 $238 0.00% New
68 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1616 $0 $0 0.00% Reduced -20.0k -19,996
69 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $2 $2 0.00% Reduced -1.5k -1,500
70 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged