AUTOLUS THERAPEUTICS PLC AUTL
SPON ADS · ADR · CUSIP 05280R100 · ISIN US05280R1005
Company in London, United Kingdom
- SectorHealth care
- IndustryBiological Products, (No Diagnostic Substances)
- HeadquartersUnited Kingdom
- Founded2014
- Websiteautolus.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.38. Options: 5 managers hold calls ($341.5k notional), 2 hold puts ($16.7k).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 67 |
| Q4 2022 | 72 |
| Q1 2023 | 66 |
| Q2 2023 | 70 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 42 | 27 |
| Q1 2023 | 29 | 25 |
| Q2 2023 | 30 | 26 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $195.0k | $1.0k | 0.01 |
| Q4 2022 | $334.4k | $3.0k | 0.01 |
| Q1 2023 | $72.4k | $13.4k | 0.19 |
| Q2 2023 | $341.5k | $16.7k | 0.05 |
Biggest buyers
| Paradigm Biocapital Advisors LP | New | +9.2m |
| Tetragon Partners GP Ltd | Added | +2.0m |
| Affinity Asset Advisors, LLC | New | +1.6m |
| ExodusPoint Capital Management, LP | Added | +364.0k |
| TWO SIGMA INVESTMENTS, LP | Added | +215.3k |
| Perpetual Ltd | Added | +138.3k |
| ALPS ADVISORS INC | New | +127.2k |
| MORGAN STANLEY | Added | +103.9k |
| Mariner, LLC | New | +101.0k |
| GOLDMAN SACHS GROUP INC | Added | +71.4k |
Biggest sellers
| Nantahala Capital Management, LLC | Reduced | -3.4m |
| ARMISTICE CAPITAL, LLC | Reduced | -2.4m |
| CITADEL ADVISORS LLC | Reduced | -1.4m |
| JPMORGAN CHASE & CO | Reduced | -439.2k |
| MILLENNIUM MANAGEMENT LLC | Sold out | -360.1k |
| DAFNA Capital Management LLC | Reduced | -245.8k |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | Reduced | -226.1k |
| Alyeska Investment Group, L.P. | Sold out | -214.3k |
| Cubist Systematic Strategies, LLC | Sold out | -133.9k |
| JANE STREET GROUP, LLC | Reduced | -72.6k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | $220.2k92.5k shares |
| CITADEL ADVISORS LLC | Reduced | $43.1k18.1k shares |
| GROUP ONE TRADING LLC | Added | $39.3k16.5k shares |
| SIMPLEX TRADING, LLC | Added | $39.0k16.6k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CITADEL ADVISORS LLC | Reduced | $16.7k7.0k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| MAK Capital Fund LP 13G · exempt (held before listing) +1.3 pts · filed 2026-05-15 | 12.6% |
| Syncona Portfolio Ltd 13G · exempt (held before listing) filed 2025-05-07 | 10.8% |
| ARMISTICE CAPITAL, LLC 13G · institution -0.3 pts · filed 2026-08-14 | 5.6% |
PPF Group a.s.
13D · may seek influence
filed 2026-08-28
Stated purposeItem 4 of the Schedule 13D is hereby amended and supplemented to include the following: The transactions described in this Amendment No. 11 were undertaken solely to effect an internal reorganization of the PPF group of companies. Such transactions did not involve any change in the ultimate beneficial ownership of, or the ultimate voting or dispositive power over, the Ordinary Shares reported herein, and were not undertaken with any purpose of, or with the effect of, changing or influencing control of the Issuer. Other than as described herein, the Reporting Persons do not have any current plans or proposals which relate to or would result in any of the actions described in subparagraphs (a) through (j) above. Full filing |
5.6% |
Fell to 5% or below in the last year: Deep Track Capital, LP (1.0%, 2025-11-14)
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| Syncona Portfolio Ltd 76.58% of their portfolio | 21.3m $50.8m | Unchanged |
| Blackstone Inc. 0.21% of their portfolio | 20.5m $48.8m | Unchanged |
| Deep Track Capital, LP 1.67% of their portfolio | 15.0m $35.7m | Unchanged |
| Tetragon Partners GP Ltd 3.86% of their portfolio | 12.0m $28.6m | Added +2.0m |
| Paradigm Biocapital Advisors LP 1.78% of their portfolio | 9.2m $21.9m | New |
| ARMISTICE CAPITAL, LLC 0.43% of their portfolio | 7.3m $17.3m | Reduced -2.4m |
| Nantahala Capital Management, LLC 1.23% of their portfolio | 4.3m $10.2m | Reduced -3.4m |
| Frazier Life Sciences Management, L.P. 0.53% of their portfolio | 3.7m $8.9m | Unchanged |
| Perpetual Ltd 0.04% of their portfolio | 2.0m $4.8m | Added +138.3k |
| SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio | 1.7m $4.0m | Unchanged |
| Affinity Asset Advisors, LLC 1.49% of their portfolio | 1.6m $3.8m | New |
| Laurion Capital Management LP 0.15% of their portfolio | 1.5m $3.6m | Unchanged |
| DAFNA Capital Management LLC 0.61% of their portfolio | 930.4k $2.2m | Reduced -245.8k |
| BlackRock Inc. 0.00% of their portfolio | 871.0k $2.1m | Reduced -14.5k |
| ExodusPoint Capital Management, LP 0.02% of their portfolio | 777.8k $1.9m | Added +364.0k |
| Alphabet Inc. 0.09% of their portfolio | 698.3k $1.7m | Unchanged |
| Odey Asset Management LLP 0.58% of their portfolio | 659.0k $1.6m | First filing |
| LGT CAPITAL PARTNERS LTD. 0.05% of their portfolio | 550.0k $1.3m | Unchanged |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.03% of their portfolio | 530.9k $1.3m | Reduced -226.1k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 519.4k $1.2m | Added +32.1k |
| MAI Capital Management 0.01% of their portfolio | 401.5k $955.6k | Reduced -32.2k |
| Cormorant Asset Management, LP 0.05% of their portfolio | 392.2k $933.4k | Unchanged |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 308.8k $734.9k | Added +215.3k |
| Ikarian Capital, LLC 0.21% of their portfolio | 260.1k $619.0k | Unchanged |
| HARBOR CAPITAL ADVISORS, INC. 0.12% of their portfolio | 244.5k $582.0k | Added +22.4k |
| Erste Asset Management GmbH 0.01% of their portfolio | 195.0k $444.6k | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 185.8k $442.2k | Reduced -1.4m |
| EDENTREE ASSET MANAGEMENT Ltd 0.15% of their portfolio | 180.0k $430.2k | First filing |
| MORGAN STANLEY 0.00% of their portfolio | 160.3k $381.5k | Added +103.9k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 151.2k $360.0k | Added +42.8k |
| Cetera Investment Advisers 0.00% of their portfolio | 135.2k $321.8k | Reduced -6.4k |
| ALPS ADVISORS INC 0.00% of their portfolio | 127.2k $302.8k | New |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 112.9k $268.8k | Added +59.2k |
| Mariner, LLC 0.00% of their portfolio | 101.0k $240.0k | New |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 93.2k $221.8k | Added +71.4k |
| Leonteq Securities AG 0.02% of their portfolio | 75.0k $178.5k | Reduced -25.0k |
| UBS Group AG 0.00% of their portfolio | 70.1k $166.8k | Added +5.7k |
| Privium Fund Management B.V. 0.04% of their portfolio | 67.6k $154.1k | Unchanged |
| INNOVIS ASSET MANAGEMENT LLC 0.06% of their portfolio | 63.2k $150.4k | Reduced -62.9k |
| STATE STREET CORP 0.00% of their portfolio | 52.4k $124.7k | Reduced -48.9k |
| EXCHANGE TRADED CONCEPTS, LLC 0.00% of their portfolio | 49.5k $117.9k | New |
| LPL Financial LLC 0.00% of their portfolio | 48.7k $115.8k | Added +13.3k |
| WEALTH EFFECTS LLC 0.05% of their portfolio | 47.0k $111.9k | Added +2.0k |
| BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio | 27.2k $64.8k | Unchanged |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 26.4k $62.8k | Added +12.7k |
| MARSHALL WACE, LLP 0.00% of their portfolio | 25.5k $60.7k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 25.4k $60.4k | Reduced -4.4k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 23.3k $55.4k | Reduced -72.6k |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 22.0k $52.4k | New |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 21.9k $52.1k | New |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 17.2k $41.1k | Added +325 |
| BLAIR WILLIAM & CO/IL 0.00% of their portfolio | 13.1k $31.2k | Unchanged |
| UNITED BANK 0.00% of their portfolio | 11.5k $27.4k | Added +1.2k |
| Invesco Ltd. 0.00% of their portfolio | 10.7k $25.5k | New |
| LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio | 10.6k $24.0k | Added +383 |
| Focused Wealth Management, Inc 0.00% of their portfolio | 5.0k $11.9k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 4.8k $11.5k | Added +4.2k |
| QUADRANT CAPITAL GROUP LLC 0.00% of their portfolio | 3.0k $7.2k | Reduced -850 |
| Lindbrook Capital, LLC 0.00% of their portfolio | 1.9k $4.6k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 1.8k $4.3k | Reduced -439.2k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 1.2k $2.9k | New |
| FMR LLC 0.00% of their portfolio | 1.1k $2.7k | Reduced -1.1k |
| Ulland Investment Advisors, LLC 0.00% of their portfolio | 1.0k $2.0k | Unchanged |
| Carmichael Hill & Associates, Inc. 0.00% of their portfolio | 508 $1.2k | Unchanged |
| TrinityBridge Ltd 0.00% of their portfolio | 500 $1.0k | Unchanged |
| State of Wyoming 0.00% of their portfolio | 300 $714 | Added +90 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 100 $238 | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 16 $0 | Reduced -20.0k |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 1 $2 | Reduced -1.5k |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |