Vault-13

AUGMEDIX INC AUGX

COM · Common Stock · CUSIP 05105P107

85 institutional holders -1 vs Q4 2023
39,717,97439.7m shares reported held*
$162.5mreported value*
19 new 37 added 18 reduced 19 sold out net bought ≈ $16.1m (+3.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.09. Options: 6 managers hold calls ($2.2m notional), 5 hold puts ($2.1m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 29Q4 22: 30Q1 23: 30Q2 23: 51Q3 23: 65Q4 23: 86Q1 24: 8585Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202229
Q4 202230
Q1 202330
Q2 202351
Q3 202365
Q4 202386
Q1 202485

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 13 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 14 bought or addedQ1 23: 9 cut or sold outQ1 23Q2 23: 32 bought or addedQ2 23: 15 cut or sold outQ2 23Q3 23: 37 bought or addedQ3 23: 23 cut or sold outQ3 23Q4 23: 57 bought or addedQ4 23: 27 cut or sold outQ4 23Q1 24: 56 bought or addedQ1 24: 37 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221310
Q1 2023149
Q2 20233215
Q3 20233723
Q4 20235727
Q1 20245637

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ2 23 calls: $133.7kQ2 23 puts: $112.1kQ2 23P/C 0.84Q3 23 calls: $301.7kQ3 23 puts: $117.4kQ3 23P/C 0.39Q4 23 calls: $3.5mQ4 23 puts: $2.9mQ4 23P/C 0.83Q1 24 calls: $2.2mQ1 24 puts: $2.1mQ1 24P/C 0.94
Numbers
QuarterCallsPutsP/C
Q2 2023$133.7k$112.1k0.84
Q3 2023$301.7k$117.4k0.39
Q4 2023$3.5m$2.9m0.83
Q1 2024$2.2m$2.1m0.94

Biggest buyers

CITADEL ADVISORS LLC Added +1,817,233+1.8m
Samjo Management, LLC Added +1,002,200+1.0m
Rhenman & Partners Asset Management AB New +800,000+800.0k
Balyasny Asset Management L.P. Added +682,924+682.9k
MILLENNIUM MANAGEMENT LLC Added +649,054+649.1k
MARSHALL WACE, LLP Added +294,720+294.7k
Ancora Advisors LLC Added +225,330+225.3k
Hood River Capital Management LLC Added +216,339+216.3k
Schonfeld Strategic Advisors LLC Added +206,173+206.2k
VANGUARD GROUP INC Added +179,534+179.5k

Biggest sellers

Divisadero Street Capital Management, LP Reduced -1,687,217-1.7m
Point72 Asset Management, L.P. Sold out -265,000-265.0k
AWM Investment Company, Inc. Sold out -246,594-246.6k
Russell Investments Group, Ltd. Reduced -234,031-234.0k
AMERIPRISE FINANCIAL INC Sold out -210,531-210.5k
Vontobel Holding Ltd. Sold out -188,815-188.8k
RENAISSANCE TECHNOLOGIES LLC Reduced -171,900-171.9k
Calamos Advisors LLC Sold out -151,494-151.5k
TWO SIGMA ADVISERS, LP Reduced -134,300-134.3k
Informed Momentum Co LLC Sold out -126,704-126.7k

Biggest calls

Caption Management, LLC Added $1.8m450.8k shares
SIMPLEX TRADING, LLC Added $195.0k47.8k shares
CITADEL ADVISORS LLC Added $97.3k23.8k shares
Parallax Volatility Advisers, L.P. New $65.4k16.0k shares
GROUP ONE TRADING LLC Reduced $6.1k1.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Caption Management, LLC Reduced $1.7m406.7k shares
SIMPLEX TRADING, LLC Added $247.0k60.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $135.0k33.0k shares
CITADEL ADVISORS LLC Added $20.9k5.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Redmile Group, LLC 2.46% of their portfolio LARKSPUR, CA 16,380,32716.4m $67.0m $67.0m 2.46% Unchanged
2 Samjo Management, LLC 5.70% of their portfolio New York, NY 3,959,2004.0m $16.2m $16.2m 5.70% Added +1.0m +1,002,200
3 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 1,889,0761.9m $7.7m $7.7m 0.01% Added +1.8m +1,817,233
4 PERKINS CAPITAL MANAGEMENT INC 4.97% of their portfolio WAYZATA, MN 1,458,2681.5m $6.0m $6.0m 4.97% Reduced -6.3k -6,300
5 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,302,4241.3m $5.3m $5.3m 0.00% Added +179.5k +179,534
6 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 1,180,9281.2m $4.8m $4.8m 0.01% Added +682.9k +682,924
7 Parkman Healthcare Partners LLC 0.54% of their portfolio STAMFORD, CT 1,066,1091.1m $4.4m $4.4m 0.54% Added +50.3k +50,295
8 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 1,044,9681.0m $4.3m $4.3m 0.00% Added +649.1k +649,054
9 Rhenman & Partners Asset Management AB 0.31% of their portfolio Stockholm, V7 800,000800.0k $3.3m $3.3m 0.31% New
10 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 657,046657.0k $2.7m $2.7m 0.00% Reduced -234.0k -234,031
11 G2 Investment Partners Management LLC 0.69% of their portfolio New York, NY 628,886628.9k $2.6m $2.6m 0.69% Added +28.9k +28,886
12 ESSEX INVESTMENT MANAGEMENT CO LLC 0.43% of their portfolio BOSTON, MA 528,985529.0k $2.2m $2.2m 0.43% Added +125.5k +125,457
13 ARDSLEY ADVISORY PARTNERS LP 0.31% of their portfolio Norwalk, CT 525,000525.0k $2.1m $2.1m 0.31% Unchanged
14 AMERICAN FINANCIAL GROUP INC 0.77% of their portfolio CINCINNATI, OH 500,000500.0k $2.0m $2.0m 0.77% Unchanged
15 Hood River Capital Management LLC 0.04% of their portfolio PALM BEACH GARDENS, FL 490,238490.2k $2.0m $2.0m 0.04% Added +216.3k +216,339
16 Schonfeld Strategic Advisors LLC 0.02% of their portfolio NEW YORK, NY 468,897468.9k $1.9m $1.9m 0.02% Added +206.2k +206,173
17 Ancora Advisors LLC 0.04% of their portfolio Cleveland, OH 444,660444.7k $1.8m $1.8m 0.04% Added +225.3k +225,330
18 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 430,765430.8k $1.8m $1.8m 0.00% Added +69.2k +69,150
19 KENNEDY CAPITAL MANAGEMENT LLC 0.03% of their portfolio ST LOUIS, MO 370,806370.8k $1.5m $1.5m 0.03% Reduced -28.6k -28,564
20 NEXT CENTURY GROWTH INVESTORS LLC 0.13% of their portfolio PLYMOUTH, MN 362,307362.3k $1.5m $1.5m 0.13% Added +1.7k +1,683
21 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 338,445338.4k $1.4m $1.4m 0.00% Added +294.7k +294,720
22 Millrace Asset Group, Inc. 1.22% of their portfolio BERWYN, PA 298,147298.1k $1.2m $1.2m 1.22% Added +95.1k +95,060
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 263,187263.2k $1.1m $1.1m 0.00% Added +101.3k +101,322
24 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 222,000222.0k $908.0k $908.0k 0.00% Added +120.7k +120,729
25 Legato Capital Management LLC 0.10% of their portfolio San Francisco, CA 209,359209.4k $856.3k $856.3k 0.10% Added +46.2k +46,226
26 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 206,702206.7k $845.4k $845.4k 0.00% Added +151.5k +151,478
27 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 197,454197.5k $807.6k $807.6k 0.00% Added +46.3k +46,265
28 Resolute Capital Asset Partners LLC 0.36% of their portfolio DENVER, CO 169,389169.4k $693.0k $693.0k 0.36% Reduced -95.0k -95,000
29 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 161,113161.1k $659.0k $659.0k 0.00% Added +36.1k +36,087
30 Laurion Capital Management LP 0.02% of their portfolio NEW YORK, NY 160,869160.9k $658.0k $658.0k 0.02% Unchanged
31 Caption Management, LLC 0.07% of their portfolio OKLAHOMA CITY, OK 157,000157.0k $642.1k $642.1k 0.07% New
32 BlackRock Inc. 0.00% of their portfolio New York, NY 153,521153.5k $627.9k $627.9k 0.00% Reduced -24.6k -24,600
33 BOOTHBAY FUND MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 151,764151.8k $620.7k $620.7k 0.02% Added +7.7k +7,696
34 Man Group plc 0.00% of their portfolio LONDON, X0 145,891145.9k $596.7k $596.7k 0.00% Added +63.6k +63,649
35 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 142,653142.7k $583.5k $583.5k 0.00% Added +110.6k +110,571
36 Boston Partners 0.00% of their portfolio BOSTON, MA 138,408138.4k $566.1k $566.1k 0.00% Added +54.4k +54,372
37 LUMINUS MANAGEMENT LLC 0.32% of their portfolio HOUSTON, TX 136,155136.2k $556.9k $556.9k 0.32% New
38 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 133,730133.7k $547.0k $547.0k 0.00% Reduced -122.2k -122,227
39 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 127,613127.6k $521.9k $521.9k 0.00% Reduced -3.5k -3,500
40 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 101,500101.5k $415.1k $415.1k 0.00% Reduced -134.3k -134,300
41 Jump Financial, LLC 0.01% of their portfolio Chicago, IL 101,079101.1k $413.4k $413.4k 0.01% Added +32.8k +32,771
42 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 100,792100.8k $412.2k $412.2k 0.00% Added +16.1k +16,104
43 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 99,12499.1k $405.4k $405.4k 0.00% New
44 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 98,46298.5k $402.7k $402.7k 0.00% Reduced -2.4k -2,380
45 Divisadero Street Capital Management, LP 0.09% of their portfolio MIAMI, FL 89,12989.1k $364.5k $364.5k 0.09% Reduced -1.7m -1,687,217
46 XTX Topco Ltd 0.05% of their portfolio LONDON, X0 86,03086.0k $351.9k $351.9k 0.05% New
47 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 80,20080.2k $328.0k $328.0k 0.00% Reduced -171.9k -171,900
48 Cubist Systematic Strategies, LLC 0.00% of their portfolio STAMFORD, CT 80,14380.1k $327.8k $327.8k 0.00% Added +21.5k +21,546
49 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 78,57978.6k $321.4k $321.4k 0.00% Reduced -744 -744
50 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 78,07178.1k $319.0k $319.0k 0.01% New
51 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 62,50062.5k $255.6k $255.6k 0.00% Reduced -102.9k -102,887
52 Engineers Gate Manager LP 0.01% of their portfolio NEW YORK, NY 59,90759.9k $245.0k $245.0k 0.01% Added +30.7k +30,700
53 OMERS ADMINISTRATION Corp 0.00% of their portfolio TORONTO, A6 53,90053.9k $220.5k $220.5k 0.00% New
54 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 52,82352.8k $216.0k $216.0k 0.00% Added +4.7k +4,722
55 FourWorld Capital Management LLC 0.19% of their portfolio NEW YORK, NY 50,51550.5k $206.6k $206.6k 0.19% New
56 Mariner, LLC 0.00% of their portfolio Overland Park, KS 44,94444.9k $183.8k $183.8k 0.00% Added +11.0k +11,000
57 272 Capital LP 0.09% of their portfolio DALLAS, TX 38,40238.4k $214.6k $214.6k 0.09% New
58 Brevan Howard Capital Management LP 0.01% of their portfolio ST. HELIER, Y9 30,49730.5k $124.7k $124.7k 0.01% New
59 PEAK6 Investments LLC 0.01% of their portfolio CHICAGO, IL 27,47827.5k $112.4k $112.4k 0.01% New
60 Point72 Asia (Singapore) Pte. Ltd. 0.03% of their portfolio SINGAPORE, U0 27,37327.4k $112.0k $112.0k 0.03% Added +25.9k +25,945
61 Ghisallo Capital Management LLC 0.01% of their portfolio BOSTON, MA 25,00025.0k $102.2k $102.2k 0.01% Unchanged
62 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 24,87524.9k $101.7k $101.7k 0.00% Reduced -77.4k -77,374
63 Y-Intercept (Hong Kong) Ltd 0.01% of their portfolio HONG KONG, K3 24,23024.2k $99.1k $99.1k 0.01% Added +12.7k +12,658
64 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 19,79119.8k $80.9k $80.9k 0.00% Reduced -7.7k -7,680
65 Verition Fund Management LLC 0.00% of their portfolio GREENWICH, CT 19,40019.4k $79.3k $79.3k 0.00% Reduced -1.4k -1,400
66 UBS Group AG 0.00% of their portfolio ZURICH, V8 19,10019.1k $78.1k $78.1k 0.00% New
67 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 18,35318.4k $75.0k $75.0k 0.00% New
68 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 16,51016.5k $67.5k $67.5k 0.00% Added +8.4k +8,448
69 Jefferies Financial Group Inc. 0.00% of their portfolio NEW YORK, NY 16,40016.4k $67.1k $67.1k 0.00% Added +4.6k +4,600
70 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 14,03114.0k $57.0k $57.0k 0.00% New
71 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 13,75513.8k $56.3k $56.3k 0.00% New
72 Worth Venture Partners, LLC 0.39% of their portfolio FORT LEE, NJ 13,63213.6k $55.8k $55.8k 0.39% Added +12 +12
73 ExodusPoint Capital Management, LP 0.00% of their portfolio NEW YORK, NY 12,15512.2k $50.0k $50.0k 0.00% Reduced -7.4k -7,425
74 nVerses Capital, LLC 0.11% of their portfolio WELLINGTON, FL 11,60011.6k $47.4k $47.4k 0.11% New
75 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 11,58911.6k $47.4k $47.4k 0.00% Unchanged
76 HighMark Wealth Management LLC 0.02% of their portfolio ST. PAUL, MN 6,0006.0k $24.5k $24.5k 0.02% Unchanged
77 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 2,9322.9k $12.0k $12.0k 0.00% New
78 Householder Group Estate & Retirement Specialist, LLC 0.00% of their portfolio SCOTTSDALE, AZ 1,6001.6k $6.5k $6.5k 0.00% Unchanged
79 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,3201.3k $5.4k $5.4k 0.00% Added +50 +50
80 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 856856 $4 $4 0.00% New
81 MCF Advisors LLC 0.00% of their portfolio LEXINGTON, KY 448448 $1.8k $1.8k 0.00% Unchanged
82 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 315315 $1.3k $1.3k 0.00% Unchanged
83 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 200200 $818 $818 0.00% Reduced -18.7k -18,655
84 COMERICA BANK 0.00% of their portfolio DALLAS, TX 144144 $589 $589 0.00% New
85 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged