Vault-13

ASSOCIATED BANC CORP ASB

COM · Common Stock · CUSIP 045487105

American regional banker

282 institutional holders
119,880,119119.9m shares reported held*
79.7% of all shares outstanding*
$2.4bnreported value*

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.1m this quarter). Holder counts are more reliable. Shares outstanding: 150.4m as of 2022-10-24, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $20.08. Options: 6 managers hold calls ($3.2m notional), 2 hold puts ($8.0k).

Biggest calls

Parallax Volatility Advisers, L.P. — $1.3m65.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP — $890.0k44.3k shares
CITADEL ADVISORS LLC — $598.0k29.8k shares
GROUP ONE TRADING LLC — $335.0k16.7k shares
SIMPLEX TRADING, LLC — $120.0k6.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. — $00 shares

Biggest puts

SIMPLEX TRADING, LLC — $8.0k400 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. — $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution filed 2026-10-27 11.2% 21.1m≈ $648.8m 2026-10-27
VANGUARD PORTFOLIO MANAGEMENT LLC 13G · institution new · filed 2026-04-28 6.6% new 11.0m≈ $337.8m 2026-04-28
Lozier Dianne S. 13G · passive investor new · filed 2026-04-06 6.3% new 11.8m≈ $364.0m 2026-04-06
DIMENSIONAL FUND ADVISORS LP 13G · institution filed 2025-04-15 6.0% 10.0m≈ $306.2m 2025-04-15
STATE STREET CORP 13G · institution new · filed 2025-08-11 5.1% new 8.5m≈ $262.3m 2025-08-11
Kotouc Wende L 13D · may seek influence new · filed 2026-04-06
Stated purposeThe Reporting Persons acquired the shares of Common Stock reported herein for investment purposes. In connection with the completion of the Merger, Wende L. Kotouc was appointed as a director of the Issuer. The Reporting Persons retain the right to change their investment intent, from time to time, to acquire additional shares of Common Stock or other securities of the Issuer, or to sell or otherwise dispose of all or part of the Common Stock or other securities of the Issuer, if any, beneficially owned by them, in each case in any manner permitted by law and the Shareholders' Agreement (defined below). Except as described above, none of the Reporting Persons currently has any other plans or proposals that would be related to or would result in any of the matters described in Items 4(a)-(j… Full filing
 5.1% new 9.6m≈ $295.1m 2026-04-06

Fell to 5% or below in the last year: VANGUARD CAPITAL MANAGEMENT LLC (4.8%, 2026-07-31; now reported by VANGUARD PORTFOLIO MANAGEMENT LLC), FMR LLC (1.2%, 2026-05-06), VANGUARD GROUP INC (0.0%, 2026-03-26; now reported by VANGUARD PORTFOLIO MANAGEMENT LLC)

Insider purchases and sales in Q3 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
10010Q4 20: 0 buyingQ4 20: 0 sellingQ1 21: 0 buyingQ1 21: 0 sellingQ1 21Q2 21: 0 buyingQ2 21: 0 sellingQ3 21: 0 buyingQ3 21: 0 sellingQ3 21Q4 21: 1 buyingQ4 21: 4 sellingQ1 22: 0 buyingQ1 22: 8 sellingQ1 22Q2 22: 0 buyingQ2 22: 0 sellingQ3 22: 1 buyingQ3 22: 1 sellingQ3 22
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20200—0——
Q1 20210—0——
Q2 20210—0——
Q3 20210—0——
Q4 20211$1.1m4$690.8k—
Q1 20220—8$1.1m—
Q2 20220—0——
Q3 20221$19.9k1$81.4k—
DateInsiderTradeSharesPrice ValueTheir holding
2022-09-02 KAMERICK EILEEN A Director Sold 4,000 $20.35 $81.4k4.0k shares -8%
2022-08-04 WILLIAMS JOHN B Director · IRA Bought 1,000 $19.85 $19.9k1.0k shares +14%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q3 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.01% of their portfolio New York, NY 18,660,03318.7m $374.7m $374.7m 0.01% —
2 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 15,302,57215.3m $307.3m $307.3m 0.01% —
3 DIMENSIONAL FUND ADVISORS LP 0.08% of their portfolio AUSTIN, TX 10,574,44110.6m $212.3m $212.3m 0.08% —
4 FMR LLC 0.02% of their portfolio BOSTON, MA 9,863,5749.9m $198.1m $198.1m 0.02% —
5 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 8,075,2998.1m $162.2m $162.2m 0.01% —
6 PZENA INVESTMENT MANAGEMENT LLC 0.37% of their portfolio NEW YORK, NY 3,683,1133.7m $74.0m $74.0m 0.37% —
7 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 3,427,1003.4m $68.8m $68.8m 0.02% —
8 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 2,676,0072.7m $53.7m $53.7m 0.01% —
9 LSV ASSET MANAGEMENT 0.13% of their portfolio CHICAGO, IL 2,664,7972.7m $53.5m $53.5m 0.13% —
10 ALLIANCEBERNSTEIN L.P. 0.03% of their portfolio NASHVILLE, TN 2,658,8242.7m $53.4m $53.4m 0.03% —
11 Associated Banc-Corp 2.46% of their portfolio Green Bay, WI 2,647,6852.6m $53.2m $53.2m 2.46% —
12 Allspring Global Investments Holdings, LLC 0.09% of their portfolio CHARLOTTE, NC 2,412,3622.4m $48.4m $48.4m 0.09% —
13 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 2,151,6412.2m $43.2m $43.2m 0.01% —
14 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 1,969,6372.0m $39.6m $39.6m 0.01% —
15 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 1,966,2872.0m $39.5m $39.5m 0.01% —
16 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,930,6281.9m $38.8m $38.8m 0.01% —
17 AQR CAPITAL MANAGEMENT LLC 0.08% of their portfolio Greenwich, CT 1,539,4741.5m $30.9m $30.9m 0.08% —
18 NORGES BANK 0.01% of their portfolio OSLO, Q8 1,486,4891.5m $29.8m $29.8m 0.01% —
19 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 1,093,0281.1m $21.9m $21.9m 0.03% —
20 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 976,883976.9k $19.6m $19.6m 0.00% —
21 JACOBS LEVY EQUITY MANAGEMENT, INC 0.15% of their portfolio FLORHAM PARK, NJ 970,533970.5k $19.5m $19.5m 0.15% —
22 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 961,952962.0k $19.3m $19.3m 0.01% —
23 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 0.07% of their portfolio Los Angeles, CA 787,105787.1k $15.8m $15.8m 0.07% —
24 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 760,589760.6k $15.3m $15.3m 0.00% —
25 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 726,860726.9k $14.6m $14.6m 0.01% —
26 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 679,136679.1k $13.6m $13.6m 0.01% —
27 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 595,732595.7k $12.0m $12.0m 0.01% —
28 RHUMBLINE ADVISERS 0.02% of their portfolio BOSTON, MA 530,836530.8k $10.7m $10.7m 0.02% —
29 Brandywine Global Investment Management, LLC 0.09% of their portfolio PHILADELPHIA, PA 473,976474.0k $9.5m $9.5m 0.09% —
30 PEREGRINE CAPITAL MANAGEMENT LLC 0.31% of their portfolio MINNEAPOLIS, MN 470,800470.8k $9.5m $9.5m 0.31% —
31 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 447,815447.8k $9.0m $9.0m 0.00% —
32 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 444,647444.6k $8.9m $8.9m 0.01% —
33 Fisher Asset Management, LLC 0.01% of their portfolio PLANO, TX 436,000436.0k $8.8m $8.8m 0.01% —
34 ProShare Advisors LLC 0.03% of their portfolio BETHESDA, MD 419,204419.2k $8.4m $8.4m 0.03% —
35 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 412,234412.2k $8.3m $8.3m 0.01% —
36 Point72 Asset Management, L.P. 0.03% of their portfolio STAMFORD, CT 389,771389.8k $7.8m $7.8m 0.03% —
37 Brookfield Corp /ON/ 0.03% of their portfolio TORONTO, A6 378,423378.4k $7.6m $7.6m 0.03% —
38 MAIRS & POWER INC 0.09% of their portfolio St Paul, MN 372,597372.6k $7.5m $7.5m 0.09% —
39 Swiss National Bank 0.01% of their portfolio ZURICH, V8 355,840355.8k $7.1m $7.1m 0.01% —
40 Legal & General Group Plc 0.00% of their portfolio London, X0 355,657355.7k $7.1m $7.1m 0.00% —
41 VOYA INVESTMENT MANAGEMENT LLC 0.01% of their portfolio ATLANTA, GA 350,825350.8k $7.0m $7.0m 0.01% —
42 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.01% of their portfolio BOSTON, MA 348,645348.6k $7.0m $7.0m 0.01% —
43 Foundry Partners, LLC 0.41% of their portfolio MINNEAPOLIS, MN 325,962326.0k $6.5m $6.5m 0.41% —
44 Interval Partners, LP 0.38% of their portfolio NEW YORK, NY 320,000320.0k $6.4m $6.4m 0.38% —
45 AMERICAN INTERNATIONAL GROUP, INC. 0.04% of their portfolio New York, NY 306,469306.5k $6.2m $6.2m 0.04% —
46 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.02% of their portfolio ALBANY, NY 302,817302.8k $6.1m $6.1m 0.02% —
47 HEARTLAND ADVISORS INC 0.45% of their portfolio MILWAUKEE, WI 300,000300.0k $6.0m $6.0m 0.45% —
48 Grantham, Mayo, Van Otterloo & Co. LLC 0.03% of their portfolio Boston, MA 291,141291.1k $5.8m $5.8m 0.03% —
49 Legacy Private Trust Co. 0.55% of their portfolio NEENAH, WI 289,778289.8k $5.8m $5.8m 0.55% —
50 South Dakota Investment Council 0.14% of their portfolio SIOUX FALLS, SD 286,686286.7k $5.8m $5.8m 0.14% —
51 GATEWAY INVESTMENT ADVISERS LLC 0.07% of their portfolio CINCINNATI, OH 270,651270.7k $5.4m $5.4m 0.07% —
52 Rhino Investment Partners, Inc 2.29% of their portfolio WEST CONSHOHOCKEN, PA 251,885251.9k $5.1m $5.1m 2.29% —
53 Crestline Management, L.P. 0.61% of their portfolio FORT WORTH, TX 225,000225.0k $4.5m $4.5m 0.61% —
54 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 211,397211.4k $4.2m $4.2m 0.01% —
55 HENNESSY ADVISORS INC 0.28% of their portfolio NOVATO, CA 200,000200.0k $4.0m $4.0m 0.28% —
56 Retirement Systems of Alabama 0.02% of their portfolio MONTGOMERY, AL 196,775196.8k $4.0m $4.0m 0.02% —
57 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio WEST SACRAMENTO, CA 188,041188.0k $3.8m $3.8m 0.01% —
58 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 184,828184.8k $3.7m $3.7m 0.01% —
59 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 184,545184.5k $3.7m $3.7m 0.01% —
60 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 183,564183.6k $3.7m $3.7m 0.00% —
61 Schonfeld Strategic Advisors LLC 0.03% of their portfolio NEW YORK, NY 181,200181.2k $3.6m $3.6m 0.03% —
62 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 176,194176.2k $3.5m $3.5m 0.00% —
63 MetLife Investment Management, LLC 0.03% of their portfolio Whippany, NJ 171,656171.7k $3.4m $3.4m 0.03% —
64 PANAGORA ASSET MANAGEMENT INC 0.02% of their portfolio BOSTON, MA 155,640155.6k $3.1m $3.1m 0.02% —
65 Cubist Systematic Strategies, LLC 0.02% of their portfolio STAMFORD, CT 154,905154.9k $3.1m $3.1m 0.02% —
66 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 139,789139.8k $2.8m $2.8m 0.00% —
67 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.01% of their portfolio COLUMBUS, OH 139,309139.3k $2.8m $2.8m 0.01% —
68 Beck Bode, LLC 0.59% of their portfolio DEDHAM, MA 136,557136.6k $2.7m $2.7m 0.59% —
69 NICOLET ADVISORY SERVICES, LLC 0.47% of their portfolio GREEN BAY, WI 135,832135.8k $2.9m $2.9m 0.47% —
70 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 135,678135.7k $2.7m $2.7m 0.00% —
71 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 132,425132.4k $2.7m $2.7m 0.01% —
72 BURNEY CO/ 0.14% of their portfolio RESTON, VA 129,098129.1k $2.6m $2.6m 0.14% —
73 State of Tennessee, Department of Treasury 0.01% of their portfolio NASHVILLE, TN 128,803128.8k $2.6m $2.6m 0.01% —
74 Trexquant Investment LP 0.09% of their portfolio STAMFORD, CT 126,382126.4k $2.5m $2.5m 0.09% —
75 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 123,151123.2k $2.5m $2.5m 0.00% —
76 ALGERT GLOBAL LLC 0.15% of their portfolio SAN FRANCISCO, CA 122,145122.1k $2.5m $2.5m 0.15% —
77 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 0.03% of their portfolio New York, NY 120,754120.8k $2.4m $2.4m 0.03% —
78 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.03% of their portfolio FRANKFORT, KY 117,372117.4k $2.4m $2.4m 0.03% —
79 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 114,387114.4k $2.3m $2.3m 0.00% —
80 Verition Fund Management LLC 0.02% of their portfolio GREENWICH, CT 112,380112.4k $2.3m $2.3m 0.02% —
81 TEXAS PERMANENT SCHOOL FUND CORP 0.03% of their portfolio AUSTIN, TX 108,097108.1k $2.2m $2.2m 0.03% —
82 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.01% of their portfolio TALLAHASSEE, FL 105,031105.0k $2.1m $2.1m 0.01% —
83 CANADA LIFE ASSURANCE Co 0.01% of their portfolio WINNIPEG, A2 102,821102.8k $2.1m $2.1m 0.01% —
84 AMALGAMATED BANK 0.02% of their portfolio NEW YORK, NY 99,40299.4k $2.0m $2.0m 0.02% —
85 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 98,97599.0k $2.0m $2.0m 0.00% —
86 Clark Capital Management Group, Inc. 0.03% of their portfolio PHILADELPHIA, PA 97,03897.0k $1.9m $1.9m 0.03% —
87 SCHAPER BENZ & WISE INVESTMENT COUNSEL INC/WI 0.22% of their portfolio NEENAH, WI 93,90093.9k $1.9m $1.9m 0.22% —
88 Crescent Grove Advisors, LLC 0.21% of their portfolio LAKE FOREST, IL 90,01690.0k $1.8m $1.8m 0.21% —
89 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 89,60089.6k $1.8m $1.8m 0.00% —
90 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 89,50489.5k $1.8m $1.8m 0.01% —
91 Alberta Investment Management Corp 0.01% of their portfolio EDMONTON, A0 78,90078.9k $1.6m $1.6m 0.01% —
92 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 78,53278.5k $1.6m $1.6m 0.00% —
93 Rafferty Asset Management, LLC 0.02% of their portfolio New York, NY 77,31777.3k $1.6m $1.6m 0.02% —
94 YOUSIF CAPITAL MANAGEMENT, LLC 0.02% of their portfolio BLOOMFIELD HILLS, MI 76,73576.7k $1.5m $1.5m 0.02% —
95 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 76,35876.4k $1.5m $1.5m 0.00% —
96 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 75,83175.8k $1.5m $1.5m 0.00% —
97 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 75,78275.8k $1.5m $1.5m 0.00% —
98 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 73,14873.1k $1.5m $1.5m 0.01% —
99 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 70,80170.8k $1.4m $1.4m 0.00% —
100 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio JUPITER, FL 67,93167.9k $1.4m $1.4m 0.01% —