Vault-13

ASSETMARK FINL HLDGS INC AMK

COM · Common Stock · CUSIP 04546L106

148 institutional holders +3 vs Q1 2024
23,425,82523.4m shares reported held*
$809.4mreported value*
38 new 44 added 43 reduced 38 sold out net sold ≈ $58.4m (-1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $34.55. Options: 5 managers hold calls ($1.1m notional), 3 hold puts ($34.2k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 92Q4 22: 104Q1 23: 126Q2 23: 120Q3 23: 123Q4 23: 131Q1 24: 145Q2 24: 148148Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202292
Q4 2022104
Q1 2023126
Q2 2023120
Q3 2023123
Q4 2023131
Q1 2024145
Q2 2024148

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 64 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 83 bought or addedQ1 23: 40 cut or sold outQ2 23: 65 bought or addedQ2 23: 59 cut or sold outQ2 23Q3 23: 64 bought or addedQ3 23: 50 cut or sold outQ4 23: 70 bought or addedQ4 23: 48 cut or sold outQ4 23Q1 24: 69 bought or addedQ1 24: 64 cut or sold outQ2 24: 82 bought or addedQ2 24: 81 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226435
Q1 20238340
Q2 20236559
Q3 20236450
Q4 20237048
Q1 20246964
Q2 20248281

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $467.0kQ4 23 puts: $45.0kQ4 23P/C 0.10Q1 24 calls: $538.2kQ1 24 puts: $53.0kQ1 24P/C 0.10Q2 24 calls: $1.1mQ2 24 puts: $34.2kQ2 24P/C 0.03
Numbers
QuarterCallsPutsP/C
Q3 2023$0$0—
Q4 2023$467.0k$45.0k0.10
Q1 2024$538.2k$53.0k0.10
Q2 2024$1.1m$34.2k0.03

Biggest buyers

GLAZER CAPITAL, LLC New +1,739,617+1.7m
Polar Asset Management Partners Inc. New +1,466,197+1.5m
FIL Ltd New +1,000,000+1.0m
First Trust Capital Management L.P. New +855,208+855.2k
NEXPOINT ASSET MANAGEMENT, L.P. New +498,130+498.1k
ALLIANCEBERNSTEIN L.P. Added +490,038+490.0k
D. E. Shaw & Co., Inc. New +414,658+414.7k
MILLENNIUM MANAGEMENT LLC Added +378,145+378.1k
PICTON MAHONEY ASSET MANAGEMENT New +376,812+376.8k
VOLORIDGE INVESTMENT MANAGEMENT, LLC New +345,208+345.2k

Biggest sellers

JPMORGAN CHASE & CO Reduced -5,152,706-5.2m
T. Rowe Price Investment Management, Inc. Sold out -1,186,021-1.2m
JENNISON ASSOCIATES LLC Reduced -1,109,923-1.1m
MORGAN STANLEY Reduced -1,090,702-1.1m
Capital World Investors Reduced -600,000-600.0k
ADAGE CAPITAL PARTNERS GP, L.L.C. Sold out -473,024-473.0k
Azora Capital LP Reduced -409,240-409.2k
DEUTSCHE BANK AG\ Reduced -294,509-294.5k
PRIMECAP MANAGEMENT CO/CA/ Sold out -275,700-275.7k
Sea Cliff Partners Management, LP Sold out -256,193-256.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $1.0m29.3k shares
SIMPLEX TRADING, LLC New $72.0k2.1k shares
CITADEL ADVISORS LLC Unchanged $58.7k1.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
FNY Investment Advisers, LLC New $010 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $24.2k700 shares
SIMPLEX TRADING, LLC Added $10.0k300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 2,179,7612.2m $75.3m $75.3m 0.00% Added +318.5k +318,535
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,086,6412.1m $72.1m $72.1m 0.00% Reduced -53.4k -53,390
3 GLAZER CAPITAL, LLC 4.66% of their portfolio New York, NY 1,739,6171.7m $60.1m $60.1m 4.66% New
4 Polar Asset Management Partners Inc. 1.29% of their portfolio TORONTO, A6 1,466,1971.5m $50.7m $50.7m 1.29% New
5 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 1,135,5061.1m $39.2m $39.2m 0.01% Added +67.3k +67,339
6 FIL Ltd 0.03% of their portfolio HAMILTON, D0 1,000,0001.0m $34.5m $34.5m 0.03% New
7 First Trust Capital Management L.P. 2.69% of their portfolio CHICAGO, IL 855,208855.2k $29.5m $29.5m 2.69% New
8 JENNISON ASSOCIATES LLC 0.02% of their portfolio NEW YORK, NY 764,750764.8k $26.4m $26.4m 0.02% Reduced -1.1m -1,109,923
9 Capital World Investors 0.00% of their portfolio LOS ANGELES, CA 711,713711.7k $24.6m $24.6m 0.00% Reduced -600.0k -600,000
10 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 676,875676.9k $23.4m $23.4m 0.00% Added +132.9k +132,880
11 Cerity Partners LLC 0.06% of their portfolio NEW YORK, NY 606,119606.1k $20.9m $20.9m 0.06% Added +318 +318
12 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 593,071593.1k $20.5m $20.5m 0.02% Added +378.1k +378,145
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 529,193529.2k $18.3m $18.3m 0.00% Reduced -1.1m -1,090,702
14 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 510,356510.4k $17.6m $17.6m 0.00% Added +33.0k +33,045
15 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 509,728509.7k $17.6m $17.6m 0.01% Added +490.0k +490,038
16 NEXPOINT ASSET MANAGEMENT, L.P. 2.28% of their portfolio Dallas, TX 498,130498.1k $17.2m $17.2m 2.28% New
17 JANUS HENDERSON GROUP PLC 0.01% of their portfolio LONDON, X0 479,708479.7k $16.6m $16.6m 0.01% Reduced -246.7k -246,741
18 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 414,658414.7k $14.3m $14.3m 0.02% New
19 Qube Research & Technologies Ltd 0.03% of their portfolio LONDON, X0 404,017404.0k $14.0m $14.0m 0.03% Added +337.6k +337,604
20 PICTON MAHONEY ASSET MANAGEMENT 0.55% of their portfolio Toronto, A6 376,812376.8k $13.0m $13.0m 0.55% New
21 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 361,473361.5k $12.5m $12.5m 0.00% Reduced -115.5k -115,482
22 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio JUPITER, FL 345,208345.2k $11.9m $11.9m 0.04% New
23 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 302,100302.1k $10.4m $10.4m 0.02% Added +172.9k +172,900
24 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 274,058274.1k $9.5m $9.5m 0.00% Added +143.1k +143,126
25 AQR Arbitrage LLC 0.23% of their portfolio Greenwich, CT 261,019261.0k $9.0m $9.0m 0.23% New
26 Seneca House Advisors 3.70% of their portfolio RICHMOND, VA 246,860246.9k $8.5m $8.5m 3.70% Unchanged
27 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 195,788195.8k $6.8m $6.8m 0.00% Reduced -7.2k -7,195
28 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 194,611194.6k $6.7m $6.7m 0.00% Added +187.2k +187,208
29 PRELUDE CAPITAL MANAGEMENT, LLC 0.52% of their portfolio NEW YORK, NY 180,394180.4k $6.2m $6.2m 0.52% New
30 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 179,715179.7k $6.2m $6.2m 0.00% Reduced -10.2k -10,179
31 Capula Management Ltd 0.07% of their portfolio Grand Cayman, E9 175,000175.0k $6.0m $6.0m 0.07% Not comparable
32 FMR LLC 0.00% of their portfolio BOSTON, MA 143,170143.2k $4.9m $4.9m 0.00% Added +9.1k +9,088
33 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 141,119141.1k $4.9m $4.9m 0.01% Added +84.8k +84,822
34 MCMORGAN & CO LLC 0.76% of their portfolio SAN FRANCISCO, CA 138,908138.9k $4.8m $4.8m 0.76% Added +4.0k +3,985
35 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 133,887133.9k $4.6m $4.6m 0.00% Added +8.7k +8,745
36 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 126,203126.2k $4.4m $4.4m 0.00% Added +13.0k +12,971
37 Azora Capital LP 0.22% of their portfolio MIAMI, FL 109,291109.3k $3.8m $3.8m 0.22% Reduced -409.2k -409,240
38 Phocas Financial Corp. 0.41% of their portfolio ALAMEDA, CA 103,553103.6k $3.6m $3.6m 0.41% Reduced -2.0k -1,957
39 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 101,293101.3k $3.5m $3.5m 0.01% Reduced -232.7k -232,742
40 GABELLI FUNDS LLC 0.02% of their portfolio Rye, NY 88,74288.7k $3.1m $3.1m 0.02% New
41 SG Americas Securities, LLC 0.02% of their portfolio NEW YORK, NY 84,03584.0k $2.9m $2.9m 0.02% Added +79.1k +79,132
42 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.01% of their portfolio COLUMBUS, OH 84,00084.0k $2.9m $2.9m 0.01% New
43 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 80,43880.4k $2.8m $2.8m 0.00% Reduced -5.2m -5,152,706
44 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.01% of their portfolio CAUSEWAY BAY, K3 77,92277.9k $2.7m $2.7m 0.01% First filing
45 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 75,55575.6k $2.6m $2.6m 0.00% Added +59.3k +59,299
46 Mint Tower Capital Management B.V. 1.02% of their portfolio AMSTERDAM, P7 75,00075.0k $2.6m $2.6m 1.02% New
47 Cubist Systematic Strategies, LLC 0.04% of their portfolio STAMFORD, CT 72,34072.3k $2.5m $2.5m 0.04% Added +55.9k +55,873
48 Sagefield Capital LP 0.26% of their portfolio DALLAS, TX 70,10070.1k $2.4m $2.4m 0.26% New
49 MOORE CAPITAL MANAGEMENT, LP 0.05% of their portfolio NEW YORK, NY 70,00070.0k $2.4m $2.4m 0.05% New
50 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 66,74066.7k $2.3m $2.3m 0.01% Added +47.7k +47,717
51 Versor Investments LP 0.37% of their portfolio New York, NY 57,74857.7k $2.0m $2.0m 0.37% Added +47.2k +47,248
52 GABELLI & Co INVESTMENT ADVISERS, INC. 0.32% of their portfolio Rye, NY 55,00055.0k $1.9m $1.9m 0.32% New
53 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 54,18954.2k $1.9m $1.9m 0.00% New
54 New York Life Investment Management LLC 0.02% of their portfolio New York, NY 52,74852.7k $1.8m $1.8m 0.02% Added +42.6k +42,609
55 WOLVERINE ASSET MANAGEMENT LLC 0.03% of their portfolio CHICAGO, IL 51,83551.8k $1.8m $1.8m 0.03% New
56 Swiss National Bank 0.00% of their portfolio ZURICH, V8 51,30051.3k $1.8m $1.8m 0.00% Unchanged
57 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 50,84150.8k $1.8m $1.8m 0.00% Added +23.1k +23,097
58 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 46,04146.0k $1.6m $1.6m 0.00% Reduced -22.7k -22,671
59 LOS ANGELES CAPITAL MANAGEMENT LLC 0.01% of their portfolio LOS ANGELES, CA 43,24543.2k $1.5m $1.5m 0.01% Added +5.3k +5,336
60 One Charles Private Wealth Services, LLC 0.60% of their portfolio HINGHAM, MA 41,39041.4k $1.4m $1.4m 0.60% Unchanged
61 ALGERT GLOBAL LLC 0.05% of their portfolio SAN FRANCISCO, CA 39,51539.5k $1.4m $1.4m 0.05% Reduced -62.0k -62,046
62 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 37,30837.3k $1.3m $1.3m 0.00% Added +6.4k +6,440
63 OXFORD ASSET MANAGEMENT LLP 1.13% of their portfolio OXFORD, X0 33,12633.1k $1.1m $1.1m 1.13% Not comparable
64 Trexquant Investment LP 0.02% of their portfolio STAMFORD, CT 32,96833.0k $1.1m $1.1m 0.02% Added +16.1k +16,150
65 ClearAlpha Technologies LP 0.42% of their portfolio Greenwich, CT 30,76730.8k $1.1m $1.1m 0.42% New
66 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 27,57227.6k $952.6k $952.6k 0.00% Added +223 +223
67 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 25,53025.5k $882.0k $882.0k 0.01% Added +13.0k +12,978
68 LMCG INVESTMENTS, LLC 0.05% of their portfolio BOSTON, MA 25,32425.3k $874.9k $874.9k 0.05% Reduced -220 -220
69 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 25,16225.2k $869.3k $869.3k 0.00% Reduced -416 -416
70 Diametric Capital, LP 0.47% of their portfolio BOSTON, MA 25,00025.0k $863.8k $863.8k 0.47% New
71 Legal & General Group Plc 0.00% of their portfolio London, X0 24,04124.0k $830.6k $830.6k 0.00% Added +1.1k +1,072
72 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 23,64323.6k $816.9k $816.9k 0.00% Reduced -14.0k -14,041
73 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 23,38523.4k $808.0k $808.0k 0.00% Added +3.7k +3,700
74 WATER ISLAND CAPITAL LLC 0.08% of their portfolio NEW YORK, NY 21,88021.9k $756.0k $756.0k 0.08% New
75 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 21,64921.6k $748.0k $748.0k 0.00% Reduced -3.3k -3,281
76 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 21,50021.5k $742.8k $742.8k 0.00% Reduced -47.1k -47,100
77 Blackstone Inc. 0.00% of their portfolio NEW YORK, NY 19,80919.8k $684.4k $684.4k 0.00% New
78 DARK FOREST CAPITAL MANAGEMENT LP 0.12% of their portfolio NEW YORK, NY 18,35918.4k $634.3k $634.3k 0.12% Added +1.2k +1,193
79 AVIVA PLC 0.00% of their portfolio LONDON, X0 18,32218.3k $633.0k $633.0k 0.00% New
80 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 17,40017.4k $601.2k $601.2k 0.00% Added +900 +900
81 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,01017.0k $587.7k $587.7k 0.00% Reduced -4.3k -4,256
82 UBS Group AG 0.00% of their portfolio ZURICH, V8 15,52115.5k $536.3k $536.3k 0.00% Reduced -23.8k -23,847
83 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 15,03815.0k $519.6k $519.6k 0.00% Reduced -47.8k -47,836
84 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 14,55414.6k $502.8k $502.8k 0.00% Added +371 +371
85 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 13,77013.8k $475.8k $475.8k 0.00% Added +1.1k +1,124
86 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 13,03913.0k $450.5k $450.5k 0.00% Added +1.7k +1,669
87 Corebridge Financial, Inc. 0.00% of their portfolio HOUSTON, TX 12,26912.3k $423.9k $423.9k 0.00% First filing
88 Yarbrough Capital, LLC 0.02% of their portfolio FRANKLIN, TN 12,14112.1k $419.5k $419.5k 0.02% Unchanged
89 Quantbot Technologies LP 0.02% of their portfolio NEW YORK, NY 11,64011.6k $402.2k $402.2k 0.02% New
90 MARTINGALE ASSET MANAGEMENT L P 0.01% of their portfolio BOSTON, MA 11,62611.6k $401.7k $401.7k 0.01% Unchanged
91 HUB Investment Partners, LLC 0.02% of their portfolio AUSTIN, TX 11,60011.6k $400.8k $400.8k 0.02% New
92 ProShare Advisors LLC 0.00% of their portfolio BETHESDA, MD 10,15210.2k $350.8k $350.8k 0.00% New
93 Yorktown Management & Research Co Inc 0.38% of their portfolio Forest, VA 10,15010.2k $350.7k $350.7k 0.38% New
94 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 10,00810.0k $345.8k $345.8k 0.00% Reduced -12.7k -12,695
95 ALPS ADVISORS INC 0.00% of their portfolio Denver, CO 9,6959.7k $335.0k $335.0k 0.00% Reduced -55 -55
96 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 9,6579.7k $333.6k $333.6k 0.00% Reduced -36.0k -36,037
97 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 9,5969.6k $331.5k $331.5k 0.00% Reduced -294.5k -294,509
98 Engineers Gate Manager LP 0.01% of their portfolio NEW YORK, NY 9,0759.1k $313.5k $313.5k 0.01% Reduced -7.6k -7,588
99 Vazirani Asset Management LLC 0.65% of their portfolio NEW YORK, NY 8,7438.7k $302.1k $302.1k 0.65% New
100 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 8,5678.6k $296.0k $296.0k 0.00% Reduced -6.4k -6,403