ASENSUS SURGICAL INC TRXC
COM · Common Stock · CUSIP 04367G103 · ISIN US04367G1031
81
institutional holders
+1 vs Q1 2023
26.7m
shares reported held*
$13.5mreported value*
6 new
10 added
22 reduced
8 sold out
net sold ≈ $9.7k (-19.3k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.51. Options: 8 managers hold calls ($317.7k notional), 5 hold puts ($89.3k).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 83 |
| Q4 2022 | 75 |
| Q1 2023 | 80 |
| Q2 2023 | 81 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 18 | 36 |
| Q1 2023 | 27 | 27 |
| Q2 2023 | 16 | 30 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $279.4k | $1.0m | 3.75 |
| Q4 2022 | $189.7k | $141.8k | 0.75 |
| Q1 2023 | $358.5k | $80.9k | 0.23 |
| Q2 2023 | $317.7k | $89.3k | 0.28 |
Biggest buyers
| MASTERS CAPITAL MANAGEMENT LLC | Added | +157.0k |
| GSA CAPITAL PARTNERS LLP | Added | +151.4k |
| UBS Group AG | Added | +51.8k |
| GROUP ONE TRADING LLC | Added | +51.6k |
| CITADEL ADVISORS LLC | New | +46.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +45.5k |
| BlackRock Inc. | Added | +44.5k |
| TWO SIGMA INVESTMENTS, LP | Added | +44.1k |
| XTX Topco Ltd | New | +32.3k |
| TWO SIGMA SECURITIES, LLC | New | +22.4k |
Biggest sellers
| MILLENNIUM MANAGEMENT LLC | Reduced | -203.2k |
| GEODE CAPITAL MANAGEMENT, LLC | Reduced | -159.3k |
| FMR LLC | Reduced | -79.5k |
| RENAISSANCE TECHNOLOGIES LLC | Reduced | -75.6k |
| VANGUARD GROUP INC | Reduced | -43.4k |
| Pacific Sage Partners, LLC | Sold out | -32.7k |
| GOLDMAN SACHS GROUP INC | Reduced | -26.1k |
| ExodusPoint Capital Management, LP | Sold out | -22.5k |
| Virtu Financial LLC | Reduced | -16.1k |
| BAILLIE GIFFORD & CO | Sold out | -5.3k |
Biggest calls
| GROUP ONE TRADING LLC | Added | $115.7k229.2k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $102.7k201.3k shares |
| CITADEL ADVISORS LLC | Added | $45.6k90.2k shares |
| SIMPLEX TRADING, LLC | Reduced | $37.0k74.1k shares |
| WOLVERINE TRADING, LLC | Added | $16.5k33.7k shares |
| JPMORGAN CHASE & CO | New | $202400 shares |
| HAP Trading, LLC | New | $6010.6k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| SIMPLEX TRADING, LLC | Added | $54.0k108.5k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $20.5k40.1k shares |
| CITADEL ADVISORS LLC | Added | $13.3k26.4k shares |
| GROUP ONE TRADING LLC | Added | $1.5k3.0k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.00% of their portfolio | 11.4m $5.8m | Reduced -43.4k |
| BlackRock Inc. 0.00% of their portfolio | 3.7m $1.9m | Added +44.5k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 2.1m $1.1m | Reduced -159.3k |
| MASTERS CAPITAL MANAGEMENT LLC 0.20% of their portfolio | 2.0m $1.0m | Added +157.0k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 1.7m $868.9k | Reduced -203.2k |
| STATE STREET CORP 0.00% of their portfolio | 952.9k $481.2k | Reduced -4.2k |
| GSA CAPITAL PARTNERS LLP 0.05% of their portfolio | 901.2k $455.0k | Added +151.4k |
| UBS Group AG 0.00% of their portfolio | 588.7k $297.3k | Added +51.8k |
| AlphaCentric Advisors LLC 0.14% of their portfolio | 500.0k $252.5k | Unchanged |
| NORTHERN TRUST CORP 0.00% of their portfolio | 438.1k $221.3k | Reduced -1.5k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 288.6k $145.7k | Unchanged |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 185.5k $94.0k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 174.0k $87.8k | Reduced -493 |
| LPL Financial LLC 0.00% of their portfolio | 159.6k $80.6k | Reduced -2.4k |
| MORGAN STANLEY 0.00% of their portfolio | 142.1k $71.8k | Added +13.0k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 124.2k $62.7k | Unchanged |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 110.5k $55.8k | Added +44.1k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 100.3k $50.6k | Reduced -956 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 88.7k $44.8k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 83.8k $42.3k | Added +45.5k |
| LAZARI CAPITAL MANAGEMENT, INC. 0.02% of their portfolio | 70.0k $35.4k | First filing |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 63.0k $31.8k | Added +51.6k |
| Mirador Capital Partners LP 0.01% of their portfolio | 60.0k $30.3k | Unchanged |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 54.4k $27.0k | Reduced -75.6k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 46.4k $23.4k | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 46.1k $23.3k | Reduced -967 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 45.1k $22.8k | Reduced -990 |
| Leonteq Securities AG 0.00% of their portfolio | 45.0k $22.7k | Unchanged |
| Creative Planning 0.00% of their portfolio | 33.8k $17.1k | Unchanged |
| XTX Topco Ltd 0.00% of their portfolio | 32.3k $16.3k | New |
| GTS SECURITIES LLC 0.00% of their portfolio | 28.6k $14.4k | First filing |
| VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio | 25.4k $12.8k | Reduced -591 |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 24.2k $12.2k | Unchanged |
| TWO SIGMA SECURITIES, LLC 0.00% of their portfolio | 22.4k $11.3k | New |
| Virtu Financial LLC 0.00% of their portfolio | 21.9k $11.0k | Reduced -16.1k |
| IFP Advisors, Inc 0.00% of their portfolio | 21.0k $45.3k | Added +10.5k |
| Focus Financial Network, Inc. 0.00% of their portfolio | 20.1k $10.2k | Unchanged |
| Foster Victor Wealth Advisors, LLC 0.00% of their portfolio | 20.1k $9.4k | Added +89 |
| FMR LLC 0.00% of their portfolio | 17.6k $8.9k | Reduced -79.5k |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 15.6k $7.0k | Reduced -2.1k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 15.2k $8.0k | Unchanged |
| Alpha Cubed Investments, LLC 0.00% of their portfolio | 15.0k $7.6k | Unchanged |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 14.8k $7.5k | Reduced -800 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 14.0k $7.1k | Unchanged |
| Mariner, LLC 0.00% of their portfolio | 13.1k $6.6k | Reduced -7 |
| Avantax Planning Partners, Inc. 0.00% of their portfolio | 12.9k $6.5k | Unchanged |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 12.5k $6.3k | Reduced -400 |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 11.3k $6.0k | Reduced -116 |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 10.9k $5.5k | Reduced -26.1k |
| LEVEL FOUR ADVISORY SERVICES, LLC 0.00% of their portfolio | 10.4k $5.3k | Unchanged |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 10.4k $5.2k | Unchanged |
| CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio | 10.0k $5.0k | Unchanged |
| LJI Wealth Management, LLC 0.00% of their portfolio | 10.0k $5.0k | Unchanged |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 4.0k $2.0k | Unchanged |
| Glass Jacobson Investment Advisors llc 0.00% of their portfolio | 3.0k $1.5k | First filing |
| NewEdge Advisors, LLC 0.00% of their portfolio | 2.0k $1.0k | Unchanged |
| Asset Dedication, LLC 0.00% of their portfolio | 1.1k $1.0k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 1.1k $561 | Unchanged |
| Fiduciary Alliance LLC 0.00% of their portfolio | 1.0k $505 | New |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 731 $369 | Unchanged |
| Financial Perspectives, Inc 0.00% of their portfolio | 714 $361 | Unchanged |
| Activest Wealth Management 0.00% of their portfolio | 462 $193 | Unchanged |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 364 $184 | Unchanged |
| SIGNATUREFD, LLC 0.00% of their portfolio | 358 $181 | Unchanged |
| Horan Securities, Inc. 0.00% of their portfolio | 331 $167 | Reduced -73 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 309 $0 | Reduced -773 |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 262 $132 | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 241 $122 | Unchanged |
| ICA Group Wealth Management, LLC 0.00% of their portfolio | 193 $97 | Unchanged |
| FAIRFIELD, BUSH & CO. 0.00% of their portfolio | 150 $76 | New |
| NewSquare Capital LLC 0.00% of their portfolio | 126 $64 | Unchanged |
| O'Dell Group, LLC 0.00% of their portfolio | 77 $39 | New |
| Global Retirement Partners, LLC 0.00% of their portfolio | 77 $39 | Unchanged |
| STUDIO INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 49 $25 | Unchanged |
| JFS WEALTH ADVISORS, LLC 0.00% of their portfolio | 39 $20 | Unchanged |
| Focused Wealth Management, Inc 0.00% of their portfolio | 26 $13 | Unchanged |
| Gleason Group, Inc. 0.00% of their portfolio | 20 $10 | Unchanged |
| Center for Financial Planning, Inc. 0.00% of their portfolio | 16 $9 | Unchanged |
| TILIA FIDUCIARY PARTNERS, INC. 0.00% of their portfolio | 8 $4 | Unchanged |
| WealthPLAN Partners, LLC 0.00% of their portfolio | 2 $1 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |