ASENSUS SURGICAL INC TRXC
COM · Common Stock · CUSIP 04367G103 · ISIN US04367G1031
75
institutional holders
-8 vs Q3 2022
25.3m
shares reported held*
$8.9mreported value*
6 new
12 added
19 reduced
17 sold out
net sold ≈ $893.9k (-2.6m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.35. Options: 8 managers hold calls ($189.7k notional), 6 hold puts ($141.8k).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 83 |
| Q4 2022 | 75 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $279.4k | $1.0m | 3.75 |
| Q4 2022 | $189.7k | $141.8k | 0.75 |
Biggest buyers
| Virtu Financial LLC | Added | +65.6k |
| RENAISSANCE TECHNOLOGIES LLC | Added | +56.3k |
| CITADEL ADVISORS LLC | New | +44.2k |
| Creative Planning | Added | +10.1k |
| U.S. Capital Wealth Advisors, LLC | New | +9.5k |
| MORGAN STANLEY | Added | +6.0k |
| FMR LLC | Added | +5.6k |
| VANGUARD GROUP INC | Added | +5.1k |
| JANE STREET GROUP, LLC | Added | +3.6k |
| NewEdge Advisors, LLC | New | +2.0k |
Biggest sellers
| Ergoteles LLC | Reduced | -748.3k |
| MILLENNIUM MANAGEMENT LLC | Reduced | -446.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -302.2k |
| Caption Management, LLC | Sold out | -201.2k |
| GROUP ONE TRADING LLC | Sold out | -178.3k |
| Qube Research & Technologies Ltd | Reduced | -169.4k |
| WOLVERINE TRADING, LLC | Sold out | -99.6k |
| LMR Partners LLP | Sold out | -83.5k |
| Enterprise Bank & Trust Co | Sold out | -81.0k |
| JPMORGAN CHASE & CO | Sold out | -71.1k |
Biggest calls
| CITADEL ADVISORS LLC | Added | $48.5k139.8k shares |
| SIMPLEX TRADING, LLC | Added | $45.0k130.9k shares |
| WOLVERINE TRADING, LLC | Added | $40.0k116.4k shares |
| GROUP ONE TRADING LLC | Reduced | $30.3k87.4k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $25.8k73.8k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
| HAP Trading, LLC | Reduced | $014.3k shares |
| Cutler Group LLC / CA | Reduced | $010.7k shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $78.9k225.3k shares |
| Cutler Group LLC / CA | Reduced | $25.0k13.6k shares |
| SIMPLEX TRADING, LLC | Reduced | $19.0k55.8k shares |
| CITADEL ADVISORS LLC | Reduced | $13.6k39.3k shares |
| GROUP ONE TRADING LLC | Reduced | $5.3k15.3k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.00% of their portfolio | 11.4m $4.0m | Added +5.1k |
| BlackRock Inc. 0.00% of their portfolio | 3.7m $1.3m | Reduced -4.6k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 2.3m $790.0k | Reduced -446.0k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 2.2m $759.0k | Reduced -5.1k |
| GSA CAPITAL PARTNERS LLP 0.04% of their portfolio | 968.0k $336.0k | Reduced -33.1k |
| STATE STREET CORP 0.00% of their portfolio | 817.1k $283.6k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 565.7k $198.0k | Reduced -24.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 427.3k $148.3k | Reduced -302.2k |
| MORGAN STANLEY 0.00% of their portfolio | 420.8k $146.1k | Added +6.0k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 415.2k $144.1k | Unchanged |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 288.6k $100.1k | Unchanged |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 225.8k $78.0k | Reduced -70.3k |
| Ergoteles LLC 0.00% of their portfolio | 219.7k $76.3k | Reduced -748.3k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 180.2k $62.1k | Reduced -33.6k |
| LPL Financial LLC 0.00% of their portfolio | 163.6k $56.8k | Added +32 |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 152.5k $53.0k | Added +56.3k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 139.9k $48.6k | Unchanged |
| Bank of New York Mellon Corp 0.00% of their portfolio | 124.2k $43.1k | Unchanged |
| Virtu Financial LLC 0.01% of their portfolio | 109.1k $38.0k | Added +65.6k |
| Mirador Capital Partners LP 0.00% of their portfolio | 60.0k $20.8k | Reduced -10.0k |
| Leonteq Securities AG 0.00% of their portfolio | 45.0k $15.6k | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 44.2k $15.4k | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 41.1k $14.3k | Added +1.0k |
| Cutler Group LLC / CA 0.00% of their portfolio | 36.3k $12.0k | Reduced -2.8k |
| Creative Planning 0.00% of their portfolio | 33.1k $11.5k | Added +10.1k |
| VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio | 26.3k $9.1k | Reduced -11 |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 26.2k $9.1k | Added +3.6k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 24.2k $8.0k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 20.6k $79.0k | Unchanged |
| Focus Financial Network, Inc. 0.00% of their portfolio | 20.1k $7.0k | Reduced -1.5k |
| Foster Victor Wealth Advisors, LLC 0.00% of their portfolio | 20.0k $9.3k | Unchanged |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 18.8k $6.5k | Reduced -169.4k |
| Alpha Cubed Investments, LLC 0.00% of their portfolio | 15.0k $5.2k | Unchanged |
| Mariner, LLC 0.00% of their portfolio | 13.2k $5.0k | Reduced -3.7k |
| Avantax Planning Partners, Inc. 0.00% of their portfolio | 12.9k $4.5k | Unchanged |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 12.5k $4.3k | Reduced -3.8k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 11.4k $3.0k | Reduced -85 |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 10.4k $3.6k | Reduced -23.8k |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 10.2k $3.5k | Reduced -146 |
| CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio | 10.0k $3.5k | Unchanged |
| LJI Wealth Management, LLC 0.00% of their portfolio | 10.0k $3.5k | First filing |
| U.S. Capital Wealth Advisors, LLC 0.00% of their portfolio | 9.5k $3.3k | New |
| FMR LLC 0.00% of their portfolio | 8.9k $3.1k | Added +5.6k |
| BAILLIE GIFFORD & CO 0.00% of their portfolio | 5.3k $1.9k | Unchanged |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 4.0k $1.4k | Unchanged |
| Glass Jacobson Investment Advisors llc 0.00% of their portfolio | 3.0k $1.0k | First filing |
| Lakewood Asset Management LLC 0.00% of their portfolio | 2.8k $1.0k | First filing |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 2.7k $927 | Added +491 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 2.0k $1 | New |
| Advisory Services Network, LLC 0.00% of their portfolio | 1.6k $573 | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 1.4k $0 | Added +237 |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 1.2k $416 | Added +200 |
| Asset Dedication, LLC 0.00% of their portfolio | 1.1k $0 | Unchanged |
| Fiduciary Alliance LLC 0.00% of their portfolio | 1.0k $347 | First filing |
| MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio | 814 $283 | New |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 731 $254 | Unchanged |
| Financial Perspectives, Inc 0.00% of their portfolio | 714 $248 | Unchanged |
| Activest Wealth Management 0.00% of their portfolio | 462 $160 | Unchanged |
| Horan Securities, Inc. 0.00% of their portfolio | 404 $140 | Unchanged |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 364 $126 | Unchanged |
| SIGNATUREFD, LLC 0.00% of their portfolio | 358 $124 | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 262 $0 | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 241 $84 | Unchanged |
| TimeScale Financial, Inc. 0.00% of their portfolio | 231 $104 | Unchanged |
| ICA Group Wealth Management, LLC 0.00% of their portfolio | 193 $154 | New |
| NewSquare Capital LLC 0.00% of their portfolio | 94 $33 | Not comparable |
| Global Retirement Partners, LLC 0.00% of their portfolio | 77 $27 | Unchanged |
| STUDIO INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 49 $17 | Unchanged |
| JFS WEALTH ADVISORS, LLC 0.00% of their portfolio | 39 $14 | Unchanged |
| Focused Wealth Management, Inc 0.00% of their portfolio | 26 $9 | Unchanged |
| Gleason Group, Inc. 0.00% of their portfolio | 20 $7 | Unchanged |
| Center for Financial Planning, Inc. 0.00% of their portfolio | 16 $6 | Unchanged |
| TILIA FIDUCIARY PARTNERS, INC. 0.00% of their portfolio | 8 $3 | Unchanged |
| CREDIT SUISSE AG/ 0.00% of their portfolio | 1 $0 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |