Vault-13

ARRAY TECHNOLOGIES INC ARRY 1 12.01.28

NOTE 1.000%12/0 · US DOMESTIC · CUSIP 04271TAB6

60 institutional holders +1 vs Q1 2024
21,666,28421.7m shares reported held*
$367.1mreported value*
9 new 12 added 16 reduced 9 sold out net bought ≈ $2.1m (+8.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.94.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q4 22: 48Q1 23: 49Q2 23: 55Q3 23: 64Q4 23: 60Q1 24: 59Q2 24: 6060Q4 22Q2 23Q4 23Q2 24
Numbers
QuarterHolders
Q4 202248
Q1 202349
Q2 202355
Q3 202364
Q4 202360
Q1 202459
Q2 202460

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 34 bought or addedQ1 23: 18 cut or sold outQ1 23Q2 23: 24 bought or addedQ2 23: 23 cut or sold outQ2 23Q3 23: 33 bought or addedQ3 23: 25 cut or sold outQ3 23Q4 23: 28 bought or addedQ4 23: 30 cut or sold outQ4 23Q1 24: 27 bought or addedQ1 24: 26 cut or sold outQ1 24Q2 24: 21 bought or addedQ2 24: 25 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q1 20233418
Q2 20232423
Q3 20233325
Q4 20232830
Q1 20242726
Q2 20242125

Biggest buyers

STEELHEAD PARTNERS LLC Added +12,000,000+12.0m
Thrivent Financial for Lutherans New +9,320,000+9.3m
Jump Financial, LLC New +6,500,000+6.5m
LAZARD ASSET MANAGEMENT LLC New +6,366,000+6.4m
Mirabaud Asset Management (France) SAS Added +4,550,000+4.5m
JPMORGAN CHASE & CO Added +4,428,000+4.4m
WHITEBOX ADVISORS LLC Added +3,326,000+3.3m
KIM, LLC New +2,000,000+2.0m
Skaana Management L.P. New +1,060,000+1.1m
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC New +700,000+700.0k

Biggest sellers

MILLENNIUM MANAGEMENT LLC Reduced -14,000,000-14.0m
Magnetar Financial LLC Sold out -7,000,000-7.0m
ADVENT CAPITAL MANAGEMENT /DE/ Reduced -6,220,000-6.2m
SSI INVESTMENT MANAGEMENT LLC Sold out -6,149,000-6.1m
CITIGROUP INC Reduced -5,567,000-5.6m
OAKTREE CAPITAL MANAGEMENT LP Sold out -3,389,000-3.4m
STATE STREET CORP Reduced -2,100,000-2.1m
NEW YORK STATE COMMON RETIREMENT FUND Reduced -978,000-978.0k
Man Group plc Reduced -900,000-900.0k
BNP PARIBAS FINANCIAL MARKETS Reduced -866,000-866.0k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ADVENT CAPITAL MANAGEMENT /DE/ 1.17% of their portfolio NEW YORK, NY 59,364,00059.4m $48.2m $48.2m 1.17% Reduced -6.2m -6,220,000
2 D. E. Shaw & Co., Inc. 0.06% of their portfolio New York, NY 54,468,00054.5m $44.1m $44.1m 0.06% Unchanged
3 STEELHEAD PARTNERS LLC 1.37% of their portfolio SEATTLE, WA 32,500,00032.5m $26.3m $26.3m 1.37% Added +12.0m +12,000,000
4 WHITEBOX ADVISORS LLC 0.96% of their portfolio MINNEAPOLIS, MN 29,526,00029.5m $23.8m $23.8m 0.96% Added +3.3m +3,326,000
5 AQR Arbitrage LLC 0.49% of their portfolio Greenwich, CT 23,398,00023.4m $19.0m $19.0m 0.49% Reduced -30.0k -30,000
6 MacKay Shields LLC 0.53% of their portfolio New York, NY 21,543,00021.5m $17.4m $17.4m 0.53% Reduced -456.0k -456,000
7 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 20,085,00020.1m $16.2m $16.2m 0.02% Reduced -866.0k -866,000
8 AVIVA PLC 0.04% of their portfolio LONDON, X0 20,000,00020.0m $16.1m $16.1m 0.04% Unchanged
9 Mirabaud Asset Management (France) SAS 5.84% of their portfolio PARIS, I0 13,550,00013.6m $11.0m $11.0m 5.84% Added +4.5m +4,550,000
10 CQS (US), LLC 2.42% of their portfolio NEW YORK, NY 11,000,00011.0m $8.9m $8.9m 2.42% Unchanged
11 SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio London, X0 9,750,0009.8m $7.9m $7.9m 0.01% Unchanged
12 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 9,320,0009.3m $7.5m $7.5m 0.02% New
13 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 8,500,0008.5m $6.9m $6.9m 0.01% Reduced -14.0m -14,000,000
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 7,021,0007.0m $5.7m $5.7m 0.00% Reduced -2.1m -2,100,000
15 Amundi 0.00% of their portfolio Paris, I0 7,000,0007.0m $5.6m $5.6m 0.00% Unchanged
16 Jump Financial, LLC 0.11% of their portfolio Chicago, IL 6,500,0006.5m $5.2m $5.2m 0.11% New
17 GABELLI FUNDS LLC 0.04% of their portfolio Rye, NY 6,472,0006.5m $5.2m $5.2m 0.04% Unchanged
18 LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 6,366,0006.4m $5.2m $5.2m 0.01% New
19 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 5,705,0005.7m $4.6m $4.6m 0.00% Unchanged
20 FMR LLC 0.00% of their portfolio BOSTON, MA 5,434,0005.4m $4.4m $4.4m 0.00% Reduced -301.0k -301,000
21 OFI INVEST ASSET MANAGEMENT 0.11% of their portfolio ISSY LES MOULINEAUX, I0 5,300,0005.3m $4.0m $4.0m 0.11% Reduced -5.3k -5,300
22 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 5,264,0005.3m $4.2m $4.2m 0.01% Reduced -978.0k -978,000
23 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5,084,0005.1m $4.1m $4.1m 0.00% Added +4.4m +4,428,000
24 Verition Fund Management LLC 0.03% of their portfolio GREENWICH, CT 5,000,0005.0m $4.1m $4.1m 0.03% Unchanged
25 Polar Capital Holdings Plc 0.02% of their portfolio London, X0 4,350,0004.3m $3.5m $3.5m 0.02% Unchanged
26 BlackRock Inc. 0.00% of their portfolio New York, NY 3,676,0003.7m $3.0m $3.0m 0.00% Added +51.0k +51,000
27 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 3,500,0003.5m $2.8m $2.8m 0.00% Unchanged
28 RWC Asset Management LLP 0.19% of their portfolio LONDON, X0 3,300,0003.3m $2.7m $2.7m 0.19% Added +600.0k +600,000
29 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 3,145,0003.1m $2.5m $2.5m 0.00% Reduced -5.6m -5,567,000
30 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,424,0002.4m $2.0m $2.0m 0.00% Added +117.0k +117,000
31 Man Group plc 0.00% of their portfolio LONDON, X0 2,150,0002.1m $1.7m $1.7m 0.00% Reduced -900.0k -900,000
32 KORNITZER CAPITAL MANAGEMENT INC /KS 0.03% of their portfolio SHAWNEE MISSION, KS 2,000,0002.0m $1.6m $1.6m 0.03% Unchanged
33 KIM, LLC 0.17% of their portfolio WICHITA, KS 2,000,0002.0m $1.6m $1.6m 0.17% New
34 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,771,0001.8m $1.4m $1.4m 0.00% Reduced -78.0k -78,000
35 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 1,200,0001.2m $968.1k $968.1k 0.01% Unchanged
36 PALISADE CAPITAL MANAGEMENT, LP 0.02% of their portfolio FORT LEE, NJ 1,075,0001.1m $866.7k $866.7k 0.02% Unchanged
37 Skaana Management L.P. 0.32% of their portfolio BROOKLYN, NY 1,060,0001.1m $854.1k $854.1k 0.32% New
38 PROSPECTOR PARTNERS LLC 0.09% of their portfolio GUILFORD, CT 1,000,0001.0m $806.7k $806.7k 0.09% Added +500.0k +500,000
39 Anson Funds Management LP 0.12% of their portfolio DALLAS, TX 1,000,0001.0m $810.2k $810.2k 0.12% Unchanged
40 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 700,000700.0k $564.7k $564.7k 0.00% New
41 Teton Advisors, Inc. 0.18% of their portfolio Rye, NY 528,000528.0k $426.9k $426.9k 0.18% Unchanged
42 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 362,000362.0k $292.9k $292.9k 0.00% Reduced -574.0k -574,000
43 GAMCO INVESTORS, INC. ET AL 0.00% of their portfolio GREENWICH, CT 300,000300.0k $242.6k $242.6k 0.00% Unchanged
44 KAYNE ANDERSON CAPITAL ADVISORS LP 0.15% of their portfolio LOS ANGELES, CA 291,284291.3k $5.6m $5.6m 0.15% New
45 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 280,000280.0k $225.9k $225.9k 0.00% Unchanged
46 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 230,000230.0k $186.4k $186.4k 0.00% Reduced -14.0k -14,000
47 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 221,000221.0k $178.3k $178.3k 0.00% Unchanged
48 DNCA FINANCE 0.01% of their portfolio PARIS, I0 200,000200.0k $162.0k $162.0k 0.01% First filing
49 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 154,000154.0k $124.2k $124.2k 0.00% Added +63.0k +63,000
50 KBC Group NV 0.00% of their portfolio Brussels, C9 100,000100.0k $81.0k $81.0k 0.00% Unchanged
51 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 84,00084.0k $67.8k $67.8k 0.00% Reduced -1.0k -1,000
52 SG Americas Securities, LLC 0.02% of their portfolio NEW YORK, NY 47,94047.9k $3.9m $3.9m 0.02% Added +42.9k +42,940
53 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 32,00032.0k $25.2k $25.2k 0.00% New
54 Context Capital Management, LLC 0.80% of their portfolio LAJOLLA, CA 27,35027.4k $22.2m $22.2m 0.80% Added +2.2k +2,175
55 Balboa Wealth Partners 0.01% of their portfolio SCOTTSDALE, AZ 25,00025.0k $20.2k $20.2k 0.01% Reduced -1.0k -1,000
56 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 21,00021.0k $17.2k $17.2k 0.00% Unchanged
57 INSIGNEO ADVISORY SERVICES, LLC 0.00% of their portfolio MIAMI, FL 16,00016.0k $12.2k $12.2k 0.00% New
58 Marcum Wealth, LLC 0.00% of their portfolio CLEVELAND, OH 12,00012.0k $9.7k $9.7k 0.00% Added +2.0k +2,000
59 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,0002.0k $1.6k $1.6k 0.00% Unchanged
60 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged