ARCTURUS THERAPEUTICS HLDGS ARCT
COM · Common Stock · CUSIP 03969T109 · ISIN US03969T1097
- SectorHealth care
- IndustryPharmaceutical Preparations
- HeadquartersSan Diego, CA
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($13.4m this quarter). Holder counts are more reliable. Shares outstanding: 28.4m as of 2026-08-04, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $6.72. Options: 4 managers hold calls ($207.1k notional), 4 hold puts ($309.8k).
Trends to Q2 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 117 |
| Q4 2022 | 115 |
| Q1 2023 | 125 |
| Q2 2023 | 145 |
| Q3 2023 | 148 |
| Q4 2023 | 167 |
| Q1 2024 | 180 |
| Q2 2024 | 172 |
| Q3 2024 | 165 |
| Q4 2024 | 149 |
| Q1 2025 | 147 |
| Q2 2025 | 145 |
| Q3 2025 | 136 |
| Q4 2025 | 120 |
| Q1 2026 | 124 |
| Q2 2026 | 135 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2024 | 78 | 79 |
| Q4 2024 | 65 | 78 |
| Q1 2025 | 67 | 72 |
| Q2 2025 | 76 | 66 |
| Q3 2025 | 71 | 68 |
| Q4 2025 | 62 | 80 |
| Q1 2026 | 71 | 59 |
| Q2 2026 | 75 | 48 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2025 | $41.6m | $21.0m | 0.51 |
| Q4 2025 | $1.9m | $1.1m | 0.58 |
| Q1 2026 | $1.8m | $1.6m | 0.87 |
| Q2 2026 | $207.1k | $309.8k | 1.50 |
Biggest buyers
| AQR CAPITAL MANAGEMENT LLC | Added | +513.7k |
| JACOBS LEVY EQUITY MANAGEMENT, INC | Added | +448.8k |
| Point72 Asset Management, L.P. | Added | +167.7k |
| D. E. Shaw & Co., Inc. | Added | +140.3k |
| ARK Investment Management LLC | Added | +132.1k |
| GOLDMAN SACHS GROUP INC | Added | +111.2k |
| MARSHALL WACE, LLP | New | +77.3k |
| Jump Financial, LLC | Added | +69.9k |
| BNP PARIBAS FINANCIAL MARKETS | Added | +66.9k |
| Hennion & Walsh Asset Management, Inc. | Added | +66.5k |
Biggest sellers
| Amova Asset Management Americas, Inc. | Reduced | -328.5k |
| Sumitomo Mitsui Trust Group, Inc. | Reduced | -325.8k |
| RENAISSANCE TECHNOLOGIES LLC | Reduced | -156.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -156.5k |
| ACADIAN ASSET MANAGEMENT LLC | Reduced | -149.0k |
| MILLENNIUM MANAGEMENT LLC | Reduced | -141.6k |
| GSA CAPITAL PARTNERS LLP | Reduced | -84.6k |
| DIMENSIONAL FUND ADVISORS LP | Reduced | -67.0k |
| Susquehanna Portfolio Strategies, LLC | Reduced | -48.7k |
| HEARTLAND ADVISORS INC | Reduced | -36.7k |
Biggest calls
| Walleye Capital LLC | New | $75.9k11.3k shares |
| SIMPLEX TRADING, LLC | Added | $71.9k10.7k shares |
| GROUP ONE TRADING LLC | Added | $50.4k7.5k shares |
| Raiffeisen Bank International AG | Unchanged | $8.9k1.3k shares |
Biggest puts
| GROUP ONE TRADING LLC | Unchanged | $137.8k20.5k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $123.0k18.3k shares |
| SIMPLEX TRADING, LLC | Added | $39.0k5.8k shares |
| Walleye Capital LLC | New | $10.1k1.5k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| ARK Investment Management LLC 13G · institution +1.2 pts · filed 2026-05-07 | 10.4% |
| BlackRock, Inc. 13G · institution filed 2025-04-23 | 7.8% |
| Amova Asset Management Americas, Inc. 13G · institution +0.1 pts · filed 2025-11-13 | 7.2% |
| Sumitomo Mitsui Trust Group, Inc. 13G · institution +0.1 pts · filed 2025-10-27 | 7.2% |
| FEDERATED HERMES, INC. 13G · institution -5.7 pts · filed 2026-10-07 | 5.9% |
Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-26), BALYASNY ASSET MANAGEMENT L.P. (0.0%, 2026-02-17)
Insider purchases and sales since 1 Apr 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q4 2024 | 0 | — | 1 | $249.1k | $249.1k |
| Q1 2025 | 0 | — | 0 | — | — |
| Q2 2025 | 0 | — | 0 | — | — |
| Q3 2025 | 1 | $20.5k | 0 | — | — |
| Q4 2025 | 0 | — | 0 | — | — |
| Q1 2026 | 0 | — | 0 | — | — |
| Q2 2026 | 0 | — | 0 | — | — |
| Q3 2026 | 0 | — | 0 | — | — |
None reported since 1 Apr 2026.
Holders, Q2 2026
| Manager | Shares | Change |
|---|---|---|
| FEDERATED HERMES, INC. 0.03% of their portfolio | 3.3m $22.2m | Unchanged |
| ARK Investment Management LLC 0.13% of their portfolio | 2.9m $19.5m | Added +132.1k |
| BlackRock, Inc. 0.00% of their portfolio | 2.6m $17.6m | Added +731 |
| Sumitomo Mitsui Trust Group, Inc. 0.01% of their portfolio | 2.0m $13.2m | Reduced -325.8k |
| Amova Asset Management Americas, Inc. 0.17% of their portfolio | 2.0m $13.1m | Reduced -328.5k |
| VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 1.1m $7.5m | Added +7.9k |
| TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio | 1.1m $7.3m | Added +9.4k |
| VANGUARD PORTFOLIO MANAGEMENT LLC 0.00% of their portfolio | 951.6k $6.4m | Reduced -26.3k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 693.7k $4.7m | Added +32.7k |
| AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 675.0k $4.5m | Added +513.7k |
| JACOBS LEVY EQUITY MANAGEMENT, INC 0.02% of their portfolio | 647.5k $4.4m | Added +448.8k |
| STATE STREET CORP 0.00% of their portfolio | 569.6k $3.8m | Added +25.7k |
| UBS Group AG 0.00% of their portfolio | 490.6k $3.3m | Added +32.4k |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 392.4k $2.6m | Added +140.3k |
| Empire Life Investments Inc. 0.14% of their portfolio | 366.2k $2.5m | Reduced -17.3k |
| Hennion & Walsh Asset Management, Inc. 0.07% of their portfolio | 346.2k $2.3m | Added +66.5k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 337.0k $2.3m | Reduced -141.6k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 309.9k $2.1m | Added +111.2k |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 261.8k $1.8m | Added +66.9k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 231.6k $1.6m | Added +15.1k |
| Point72 Asset Management, L.P. 0.00% of their portfolio | 231.6k $1.6m | Added +167.7k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 221.3k $1.5m | Reduced -67.0k |
| HEARTLAND ADVISORS INC 0.07% of their portfolio | 219.3k $1.5m | Reduced -36.7k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 204.6k $1.4m | Reduced -15.0k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 195.7k $1.3m | Reduced -2.1k |
| VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio | 174.0k $1.2m | Added +4.2k |
| Jump Financial, LLC 0.01% of their portfolio | 138.2k $928.8k | Added +69.9k |
| ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio | 131.5k $880.0k | Reduced -149.0k |
| IQ EQ FUND MANAGEMENT (IRELAND) Ltd 0.05% of their portfolio | 126.4k $849.3k | Added +12.1k |
| Invesco Ltd. 0.00% of their portfolio | 104.2k $700.1k | Reduced -9.4k |
| MORGAN STANLEY 0.00% of their portfolio | 97.4k $654.6k | Reduced -28.7k |
| Quantinno Capital Management LP 0.00% of their portfolio | 85.9k $577.1k | Added +14.5k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 80.3k $539.7k | Added +5.3k |
| MARSHALL WACE, LLP 0.00% of their portfolio | 77.3k $519.2k | New |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 75.9k $510.1k | Added +44.2k |
| AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio | 65.4k $439.2k | Reduced -651 |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 65.3k $438.7k | New |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.00% of their portfolio | 57.5k $386.3k | Reduced -2.3k |
| HSBC HOLDINGS PLC 0.00% of their portfolio | 56.9k $393.7k | Added +4.1k |
| Nuveen, LLC 0.00% of their portfolio | 52.5k $353.1k | Unchanged |
| Squarepoint Ops LLC 0.00% of their portfolio | 50.3k $337.7k | Added +36.5k |
| GSA CAPITAL PARTNERS LLP 0.02% of their portfolio | 49.1k $330.0k | Reduced -84.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 47.6k $319.6k | Reduced -156.5k |
| Y-Intercept (Hong Kong) Ltd 0.01% of their portfolio | 43.3k $290.9k | New |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 40.9k $275.2k | Added +6.2k |
| nVerses Capital, LLC 0.40% of their portfolio | 39.0k $261.7k | Added +714 |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 36.9k $248.0k | Added +7.1k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 36.5k $245.3k | Unchanged |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 35.3k $272.4k | Added +7.6k |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio | 34.0k $228.8k | Added +26.4k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 31.9k $214.3k | Added +1.0k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 29.9k $200.9k | Added +10.9k |
| XTX Topco Ltd 0.00% of their portfolio | 29.3k $196.8k | New |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 29.0k $194.8k | Reduced -2.4k |
| ALPS ADVISORS INC 0.00% of their portfolio | 28.8k $193.8k | Added +5.7k |
| Engineers Gate Manager LP 0.00% of their portfolio | 28.8k $193.3k | Reduced -17.1k |
| Brevan Howard Capital Management LP 0.00% of their portfolio | 28.8k $193.3k | Reduced -4.0k |
| TritonPoint Partners, LLC 0.02% of their portfolio | 28.2k $189.4k | Added +114 |
| Allspring Global Investments Holdings, LLC 0.00% of their portfolio | 27.7k $185.8k | Added +781 |
| Green Alpha Advisors, LLC 0.12% of their portfolio | 27.1k $182.1k | Reduced -1.0k |
| Schonfeld Strategic Advisors LLC 0.00% of their portfolio | 26.3k $176.8k | New |
| MGO ONE SEVEN LLC 0.00% of their portfolio | 24.8k $166.6k | Reduced -2.0k |
| MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio | 24.0k $161.3k | Added +13.1k |
| Apollon Wealth Management, LLC 0.00% of their portfolio | 23.4k $157.5k | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 22.5k $151.2k | Reduced -6.2k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 21.4k $143.8k | Reduced -156.9k |
| Mariner, LLC 0.00% of their portfolio | 20.6k $138.1k | New |
| FMR LLC 0.00% of their portfolio | 19.5k $131.3k | Added +14.9k |
| Walleye Capital LLC 0.00% of their portfolio | 19.3k $129.9k | New |
| Freestone Capital Holdings, LLC 0.00% of their portfolio | 18.7k $125.4k | Unchanged |
| AXQ CAPITAL, LP 0.01% of their portfolio | 18.3k $122.8k | Reduced -4.7k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 17.7k $119.2k | Reduced -426 |
| Corient Private Wealth LP 0.00% of their portfolio | 17.4k $116.6k | New |
| CANADA LIFE ASSURANCE Co 0.00% of their portfolio | 17.4k $116.0k | Added +4.6k |
| Abel Hall, LLC 0.02% of their portfolio | 16.1k $108.5k | New |
| Diversify Advisory Services, LLC 0.00% of their portfolio | 15.8k $90.9k | New |
| DIVERSIFY WEALTH MANAGEMENT, LLC 0.00% of their portfolio | 15.8k $90.9k | Unchanged |
| Susquehanna Portfolio Strategies, LLC 0.00% of their portfolio | 15.7k $105.7k | Reduced -48.7k |
| MetLife Investment Management, LLC 0.00% of their portfolio | 15.4k $103.3k | Added +8.5k |
| Dynamic Technology Lab Private Ltd 0.02% of their portfolio | 15.2k $102.0k | New |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 15.0k $100.9k | Reduced -8.1k |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 14.3k $96.3k | New |
| BARCLAYS PLC 0.00% of their portfolio | 13.8k $92.6k | Added +145 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio | 13.3k $92.6k | New |
| Quadrature Capital Ltd 0.00% of their portfolio | 13.1k $87.9k | Reduced -17.0k |
| CITIGROUP INC 0.00% of their portfolio | 13.0k $87.5k | Added +10.7k |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio | 12.3k $82.9k | Reduced -22.0k |
| TWO SIGMA SECURITIES, LLC 0.01% of their portfolio | 11.9k $79.7k | New |
| Inscription Capital, LLC 0.01% of their portfolio | 11.8k $79.1k | Unchanged |
| Arax Advisory Partners 0.00% of their portfolio | 11.7k $78.7k | Added +11.6k |
| Formidable Asset Management, LLC 0.01% of their portfolio | 11.7k $90.3k | Added +1.1k |
| Jain Global LLC 0.00% of their portfolio | 10.1k $67.8k | Reduced -11.1k |
| Vanguard Global Advisers, LLC 0.00% of their portfolio | 8.5k $57.2k | Unchanged |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 8.5k $57.1k | Unchanged |
| Police & Firemen's Retirement System of New Jersey 0.00% of their portfolio | 7.0k $46.8k | Unchanged |
| China Universal Asset Management Co., Ltd. 0.00% of their portfolio | 4.5k $30.4k | Reduced -518 |
| NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio | 3.3k $22.2k | New |
| Integrated Wealth Concepts LLC 0.00% of their portfolio | 2.3k $15.7k | New |
| Ameritas Investment Partners, Inc. 0.00% of their portfolio | 2.3k $15.6k | Unchanged |
| Legal & General Group Plc 0.00% of their portfolio | 2.3k $15.5k | Unchanged |