AQUA METALS INC
COM · CUSIP 03837J101
74
institutional holders
+2 vs Q3 2023
21.2m
shares reported held*
$15.3mreported value*
8 new
18 added
11 reduced
6 sold out
net bought ≈ $369.5k (+491.7k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.72. Options: 5 managers hold calls ($76.1k notional), 4 hold puts ($15.8k).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 56 |
| Q4 2022 | 58 |
| Q1 2023 | 60 |
| Q2 2023 | 58 |
| Q3 2023 | 72 |
| Q4 2023 | 74 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 20 | 17 |
| Q1 2023 | 19 | 17 |
| Q2 2023 | 18 | 19 |
| Q3 2023 | 35 | 15 |
| Q4 2023 | 26 | 17 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2023 | $152.1k | $20.9k | 0.14 |
| Q2 2023 | $125.7k | $23.3k | 0.19 |
| Q3 2023 | $110.7k | $23.8k | 0.21 |
| Q4 2023 | $76.1k | $15.8k | 0.21 |
Biggest buyers
| Russell Investments Group, Ltd. | Added | +351.2k |
| Qube Research & Technologies Ltd | Added | +210.3k |
| Squarepoint Ops LLC | New | +99.2k |
| MILLENNIUM MANAGEMENT LLC | New | +67.6k |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +62.9k |
| MORGAN STANLEY | Added | +56.1k |
| VANGUARD GROUP INC | Added | +46.5k |
| JANE STREET GROUP, LLC | New | +46.4k |
| GTS SECURITIES LLC | New | +32.7k |
| Skandinaviska Enskilda Banken AB (publ) | New | +27.7k |
Biggest sellers
| Kestra Advisory Services, LLC | Reduced | -196.7k |
| Baird Financial Group, Inc. | Reduced | -176.4k |
| Boston Partners | Reduced | -87.8k |
| BARCLAYS PLC | Sold out | -58.4k |
| Jump Financial, LLC | Sold out | -46.1k |
| Mariner, LLC | Reduced | -32.7k |
| Cambridge Investment Research Advisors, Inc. | Reduced | -23.0k |
| Royal Capital Wealth Management, LLC | Sold out | -15.0k |
| Ledge Wealth Management, Inc. | Sold out | -14.0k |
| TWO SIGMA INVESTMENTS, LP | Reduced | -10.0k |
Biggest calls
| SIMPLEX TRADING, LLC | Reduced | $43.0k56.7k shares |
| WOLVERINE TRADING, LLC | Added | $18.5k24.4k shares |
| CITADEL ADVISORS LLC | Added | $13.1k17.3k shares |
| GROUP ONE TRADING LLC | Reduced | $1.4k1.9k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| GROUP ONE TRADING LLC | Reduced | $9.4k12.4k shares |
| CITADEL ADVISORS LLC | Added | $3.4k4.5k shares |
| SIMPLEX TRADING, LLC | Unchanged | $3.0k4.2k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Cushner Alex Scott 13G · institution filed 2025-02-14 | 11.7% |
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.00% of their portfolio | 4.2m $3.2m | Added +46.5k |
| Baird Financial Group, Inc. 0.01% of their portfolio | 3.9m $3.0m | Reduced -176.4k |
| IEQ CAPITAL, LLC 0.04% of their portfolio | 3.0m $2.2m | Unchanged |
| Kanen Wealth Management LLC 0.20% of their portfolio | 1.5m $278.8k | Added +5.5k |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 1.4m $1.1m | Added +351.2k |
| BlackRock Inc. 0.00% of their portfolio | 1.2m $923.9k | Added +5.9k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 1.0m $777.9k | Added +62.9k |
| AWM Investment Company, Inc. 0.09% of their portfolio | 900.0k $684.0k | Unchanged |
| Boston Partners 0.00% of their portfolio | 530.9k $403.5k | Reduced -87.8k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 379.8k $289.0k | Reduced -23.0k |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 364.6k $277.1k | Reduced -196.7k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 291.4k $221.5k | Reduced -412 |
| STATE STREET CORP 0.00% of their portfolio | 250.2k $190.2k | Unchanged |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 234.6k $178.3k | Added +210.3k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 197.8k $150.3k | Unchanged |
| TITLEIST ASSET MANAGEMENT, LLC 0.02% of their portfolio | 170.6k $129.6k | Added +500 |
| MORGAN STANLEY 0.00% of their portfolio | 130.5k $99.2k | Added +56.1k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 113.3k $86.1k | Added +12.0k |
| Squarepoint Ops LLC 0.00% of their portfolio | 99.2k $75.4k | New |
| UBS Group AG 0.00% of their portfolio | 74.4k $56.5k | Added +15.8k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 67.6k $51.4k | New |
| Creative Planning 0.00% of their portfolio | 65.9k $50.1k | Added +100 |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 59.7k $46.0k | Unchanged |
| DORCHESTER WEALTH MANAGEMENT Co 0.01% of their portfolio | 53.4k $40.6k | Unchanged |
| Sunesis Advisors, LLC 0.02% of their portfolio | 50.0k $38.0k | Unchanged |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 48.3k $36.7k | Reduced -700 |
| Quantum Private Wealth, LLC 0.01% of their portfolio | 47.1k $35.8k | Unchanged |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 46.4k $35.3k | New |
| LPL Financial LLC 0.00% of their portfolio | 45.2k $34.3k | Added +13.6k |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 43.0k $32.7k | Unchanged |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio | 39.8k $30.2k | Added +15.2k |
| Merit Financial Group, LLC 0.00% of their portfolio | 35.2k $26.8k | Reduced -5.3k |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 34.1k $25.9k | Unchanged |
| XTX Topco Ltd 0.01% of their portfolio | 33.4k $25.4k | Added +20.8k |
| GTS SECURITIES LLC 0.00% of their portfolio | 32.7k $24.9k | New |
| Wellington Shields & Co., LLC 0.01% of their portfolio | 31.9k $24.2k | Unchanged |
| Bank of New York Mellon Corp 0.00% of their portfolio | 30.6k $23.3k | Unchanged |
| Williams Jones Wealth Management, LLC. 0.00% of their portfolio | 29.0k $22.0k | Unchanged |
| Skandinaviska Enskilda Banken AB (publ) 0.00% of their portfolio | 27.7k $21.5k | New |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 25.8k $19.6k | Unchanged |
| Continuum Advisory, LLC 0.00% of their portfolio | 25.7k $19.5k | New |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 23.7k $18.0k | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 22.7k $17.2k | Added +22.5k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 21.4k $16.0k | Unchanged |
| HighTower Advisors, LLC 0.00% of their portfolio | 21.3k $16.0k | Unchanged |
| Werba Rubin Papier Wealth Management 0.01% of their portfolio | 20.0k $15.2k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 17.8k $13.0k | Added +507 |
| Virtu Financial LLC 0.00% of their portfolio | 17.7k $13.0k | Added +7.2k |
| HighMark Wealth Management LLC 0.01% of their portfolio | 15.3k $11.6k | Unchanged |
| MARATHON CAPITAL MANAGEMENT 0.00% of their portfolio | 15.0k $11.4k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 15.0k $11.4k | Unchanged |
| BROWN ADVISORY INC 0.00% of their portfolio | 14.5k $11.0k | Unchanged |
| BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio | 14.0k $10.6k | Unchanged |
| Balboa Wealth Partners 0.00% of their portfolio | 12.2k $9.3k | Unchanged |
| TWO SIGMA SECURITIES, LLC 0.00% of their portfolio | 11.9k $9.1k | New |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 11.6k $8.8k | Reduced -10.0k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 11.6k $8.8k | Added +7.8k |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio | 10.5k $8.0k | Unchanged |
| CENTAURUS FINANCIAL, INC. 0.00% of their portfolio | 10.0k $8.0k | Unchanged |
| Mariner, LLC 0.00% of their portfolio | 10.0k $7.6k | Reduced -32.7k |
| AVALON CAPITAL MANAGEMENT 0.00% of their portfolio | 10.0k $7.6k | Unchanged |
| Mutual Advisors, LLC 0.00% of their portfolio | 10.0k $7.6k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 7.9k $6.0k | Unchanged |
| Westside Investment Management, Inc. 0.00% of their portfolio | 5.5k $4.2k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 5.1k $3.9k | Reduced -4.0k |
| Advisory Services Network, LLC 0.00% of their portfolio | 5.0k $3.8k | New |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 2.9k $2.2k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 2.8k $2.1k | Reduced -7.4k |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 2.0k $1.5k | Unchanged |
| Annis Gardner Whiting Capital Advisors, LLC 0.00% of their portfolio | 2.0k $1.5k | Unchanged |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 650 $493 | Unchanged |
| Lowe Wealth Advisors, LLC 0.00% of their portfolio | 455 $346 | Unchanged |
| HM PAYSON & CO 0.00% of their portfolio | 300 $228 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |