APPHARVEST INC APPH
COM · Common Stock · CUSIP 03783T103 · ISIN US03783T1034
130
institutional holders
-2 vs Q1 2023
37.9m
shares reported held*
$14.0mreported value*
23 new
31 added
42 reduced
26 sold out
net sold ≈ $5.7m (-15.5m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.37. Options: 11 managers hold calls ($285.7k notional), 7 hold puts ($280.8k).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 150 |
| Q4 2022 | 140 |
| Q1 2023 | 132 |
| Q2 2023 | 130 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 69 | 78 |
| Q1 2023 | 79 | 43 |
| Q2 2023 | 54 | 68 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $4.9m | $2.5m | 0.50 |
| Q4 2022 | $1.2m | $698.0k | 0.61 |
| Q1 2023 | $429.5k | $696.4k | 1.62 |
| Q2 2023 | $285.7k | $280.8k | 0.98 |
Biggest buyers
| MILLENNIUM MANAGEMENT LLC | New | +1.2m |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +478.9k |
| Y-Intercept (Hong Kong) Ltd | New | +324.8k |
| Mirae Asset Global Investments Co., Ltd. | Added | +251.3k |
| Alpha Financial Partners LLC | New | +216.5k |
| JANE STREET GROUP, LLC | Added | +203.7k |
| GOLDMAN SACHS GROUP INC | Added | +198.8k |
| Qube Research & Technologies Ltd | New | +154.2k |
| WMG Financial Advisors, LLC | Added | +145.0k |
| Ergoteles LLC | New | +102.2k |
Biggest sellers
| BlackRock Inc. | Reduced | -5.0m |
| AWM Investment Company, Inc. | Sold out | -4.1m |
| STATE STREET CORP | Reduced | -2.3m |
| CITADEL ADVISORS LLC | Reduced | -2.1m |
| RENAISSANCE TECHNOLOGIES LLC | Sold out | -1.2m |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | Reduced | -688.0k |
| GEODE CAPITAL MANAGEMENT, LLC | Reduced | -669.5k |
| NORTHERN TRUST CORP | Reduced | -622.0k |
| VANGUARD GROUP INC | Reduced | -431.6k |
| DekaBank Deutsche Girozentrale | Reduced | -280.0k |
Biggest calls
| CITADEL ADVISORS LLC | Added | $169.3k457.6k shares |
| SIMPLEX TRADING, LLC | Reduced | $35.0k94.9k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $30.5k82.3k shares |
| NATIONAL BANK OF CANADA /FI/ | Unchanged | $28.8k693 shares |
| GROUP ONE TRADING LLC | Added | $7.6k20.5k shares |
| CSS LLC/IL | Unchanged | $7.4k20.0k shares |
| Parallax Volatility Advisers, L.P. | Unchanged | $4.6k12.3k shares |
| Skaana Management L.P. | Unchanged | $1.5k4.1k shares |
| HAP Trading, LLC | Reduced | $1.1k21.0k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CITADEL ADVISORS LLC | Reduced | $162.9k440.4k shares |
| SIMPLEX TRADING, LLC | Reduced | $48.0k130.1k shares |
| NATIONAL BANK OF CANADA /FI/ | Reduced | $28.8k693 shares |
| BANK OF MONTREAL /CAN/ | Unchanged | $16.4k36.5k shares |
| GROUP ONE TRADING LLC | Reduced | $12.4k33.4k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $12.3k33.3k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| Alyeska Investment Group, L.P. 0.03% of their portfolio | 9.2m $3.4m | Added +7.1k |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.01% of their portfolio | 7.7m $2.9m | Reduced -688.0k |
| VANGUARD GROUP INC 0.00% of their portfolio | 5.0m $1.9m | Reduced -431.6k |
| Walleye Capital LLC 0.02% of their portfolio | 3.4m $1.2m | Unchanged |
| GMT Capital Corp 0.02% of their portfolio | 1.2m $446.1k | Unchanged |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 1.2m $435.9k | New |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 1.1m $391.3k | Reduced -669.5k |
| BlackRock Inc. 0.00% of their portfolio | 989.9k $366.3k | Reduced -5.0m |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 761.5k $281.8k | Reduced -2.1m |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 572.0k $211.7k | Reduced -48.6k |
| Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio | 550.9k $203.8k | Added +251.3k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 543.6k $201.1k | Added +478.9k |
| Meridian Wealth Management, LLC 0.02% of their portfolio | 497.2k $184.0k | Added +3.6k |
| STATE STREET CORP 0.00% of their portfolio | 345.2k $127.7k | Reduced -2.3m |
| WMG Financial Advisors, LLC 0.09% of their portfolio | 331.8k $122.7k | Added +145.0k |
| Y-Intercept (Hong Kong) Ltd 0.01% of their portfolio | 324.8k $120.2k | New |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 276.4k $102.2k | Added +198.8k |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 271.0k $100.3k | Added +63.0k |
| Jaffetilchin Investment Partners, LLC 0.01% of their portfolio | 227.9k $84.3k | Added +27.3k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 222.3k $82.2k | Added +203.7k |
| Alpha Financial Partners LLC 0.09% of their portfolio | 216.5k $80.1k | New |
| COOKSON PEIRCE & CO INC 0.00% of their portfolio | 200.0k $74.0k | Added +40.0k |
| Annandale Capital, LLC 0.02% of their portfolio | 200.0k $74.0k | Unchanged |
| NORTHERN TRUST CORP 0.00% of their portfolio | 166.4k $61.6k | Reduced -622.0k |
| MORGAN STANLEY 0.00% of their portfolio | 156.5k $57.9k | Reduced -63.8k |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 154.2k $57.1k | New |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 124.2k $45.0k | Added +74.4k |
| Ergoteles LLC 0.00% of their portfolio | 102.2k $37.8k | New |
| 180 WEALTH ADVISORS, LLC 0.01% of their portfolio | 101.5k $42.1k | Added +628 |
| HRT FINANCIAL LP 0.00% of their portfolio | 98.4k $36.0k | New |
| Keystone Financial Group 0.01% of their portfolio | 90.5k $33.5k | First filing |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 84.0k $31.0k | Added +37.8k |
| HOWARD FINANCIAL SERVICES, LTD. 0.01% of their portfolio | 80.0k $29.6k | Added +10.0k |
| XTX Topco Ltd 0.01% of their portfolio | 78.1k $28.9k | New |
| HSBC HOLDINGS PLC 0.00% of their portfolio | 77.4k $28.6k | Added +14 |
| Lido Advisors, LLC 0.00% of their portfolio | 73.0k $27.0k | Reduced -1 |
| Ballew Advisors, Inc 0.02% of their portfolio | 62.8k $27.3k | Unchanged |
| SeaCrest Wealth Management, LLC 0.00% of their portfolio | 55.0k $20.4k | Unchanged |
| LPL Financial LLC 0.00% of their portfolio | 54.6k $20.2k | Reduced -890 |
| CIM INVESTMENT MANAGEMENT INC 0.01% of their portfolio | 49.5k $18.3k | Unchanged |
| Hall Private Wealth Advisors 0.01% of their portfolio | 41.8k $15.5k | Added +5.0k |
| VAN ECK ASSOCIATES CORP 0.00% of their portfolio | 39.5k $15.0k | Reduced -21.6k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 37.7k $13.9k | Added +18.3k |
| Archer Investment Corp 0.00% of their portfolio | 37.4k $13.8k | Added +4.8k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 36.5k $16.4k | Reduced -4.1k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 36.1k $13.5k | Added +2.8k |
| Archford Capital Strategies, LLC 0.00% of their portfolio | 35.2k $3.2k | Reduced -1.0k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 32.3k $12.0k | Reduced -82.9k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 31.7k $11.7k | Reduced -3.1k |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 30.4k $11.2k | Reduced -500 |
| DekaBank Deutsche Girozentrale 0.00% of their portfolio | 30.0k $11.0k | Reduced -280.0k |
| IHT Wealth Management, LLC 0.00% of their portfolio | 28.5k $10.6k | Reduced -3.0k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 28.5k $10.5k | Reduced -263.4k |
| GTS SECURITIES LLC 0.00% of their portfolio | 26.4k $9.8k | First filing |
| NATIXIS 0.00% of their portfolio | 24.8k $9.2k | Unchanged |
| Balyasny Asset Management L.P. 0.00% of their portfolio | 24.7k $9.2k | New |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio | 24.4k $9.0k | Reduced -300 |
| LINCOLN NATIONAL CORP 0.00% of their portfolio | 23.0k $8.5k | Added +25 |
| Strategic Advisors LLC 0.00% of their portfolio | 22.9k $8.5k | New |
| Johnson Midwest Financial, LLC 0.01% of their portfolio | 20.0k $7.4k | Added +10.0k |
| Snowden Capital Advisors LLC 0.00% of their portfolio | 20.0k $7.4k | Unchanged |
| HB Wealth Management, LLC 0.00% of their portfolio | 20.0k $7.4k | New |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 19.5k $7.0k | Reduced -1.0k |
| Man Group plc 0.00% of their portfolio | 19.4k $7.2k | New |
| EXENCIAL WEALTH ADVISORS, LLC 0.00% of their portfolio | 19.0k $7.0k | New |
| Stonegate Investment Group, LLC 0.00% of their portfolio | 18.5k $6.8k | Unchanged |
| Cerity Partners LLC 0.00% of their portfolio | 17.8k $6.6k | New |
| CALTON & ASSOCIATES, INC. 0.00% of their portfolio | 17.8k $6.6k | Added +75 |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 17.5k $6.5k | Reduced -4.5k |
| RDA Financial Network 0.00% of their portfolio | 17.0k $6.3k | Unchanged |
| Creative Planning 0.00% of their portfolio | 15.5k $5.7k | Added +2.3k |
| Financial Advisors, LLC 0.00% of their portfolio | 15.0k $5.5k | Unchanged |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 14.4k $5.3k | Added +1.8k |
| Walleye Trading LLC 0.00% of their portfolio | 13.6k $5.0k | New |
| Sigma Planning Corp 0.00% of their portfolio | 13.5k $5.0k | Unchanged |
| AE Wealth Management LLC 0.00% of their portfolio | 13.1k $4.9k | Added +200 |
| VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio | 13.1k $4.9k | Reduced -303 |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 12.4k $4.6k | Unchanged |
| Landmark Financial Advisors, LLC 0.00% of their portfolio | 12.1k $4.5k | New |
| Ballast, Inc. 0.00% of their portfolio | 11.5k $4.2k | Reduced -1.0k |
| Thomasville National Bank 0.00% of their portfolio | 11.0k $4.1k | Added +1.0k |
| Glenview Trust Co 0.00% of their portfolio | 10.7k $3.9k | New |
| Advisory Services Network, LLC 0.00% of their portfolio | 10.5k $3.9k | Reduced -5.9k |
| Leonteq Securities AG 0.00% of their portfolio | 10.4k $3.8k | Added +8.6k |
| Traynor Capital Management, Inc. 0.00% of their portfolio | 10.1k $3.7k | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 7.9k $2.9k | Reduced -154.4k |
| Cutler Group LLC / CA 0.00% of their portfolio | 7.1k $2.0k | Unchanged |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 6.6k $2.4k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 6.5k $2.4k | Reduced -1.0k |
| UBS Group AG 0.00% of their portfolio | 6.4k $2.4k | Reduced -34.7k |
| CITIGROUP INC 0.00% of their portfolio | 6.0k $2.2k | Added +1.6k |
| CWM, LLC 0.00% of their portfolio | 4.8k $2.0k | Reduced -76 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 4.6k $1.7k | Reduced -1.0k |
| Marathon Trading Investment Management LLC 0.00% of their portfolio | 3.8k $1.4k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 3.6k $1.3k | Added +281 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 3.5k $1.3k | Reduced -17.3k |
| Clearstead Advisors, LLC 0.00% of their portfolio | 3.3k $1.2k | Unchanged |
| CENTRAL BANK & TRUST CO 0.00% of their portfolio | 3.0k $1.1k | Unchanged |
| MCF Advisors LLC 0.00% of their portfolio | 2.9k $1.1k | Unchanged |
| Cassady Schiller Wealth Management, LLC 0.00% of their portfolio | 2.5k $927 | Unchanged |