APPHARVEST INC APPH
COM · Common Stock · CUSIP 03783T103 · ISIN US03783T1034
150
institutional holders
38.1m
shares reported held*
$75.3mreported value*
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.98. Options: 12 managers hold calls ($4.9m notional), 11 hold puts ($2.5m).
Biggest calls
| GROUP ONE TRADING LLC | — | $1.5m780.4k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | — | $1.0m509.6k shares |
| NATIONAL BANK OF CANADA /FI/ | — | $627.0k3.2k shares |
| CITADEL ADVISORS LLC | — | $614.0k311.9k shares |
| SIMPLEX TRADING, LLC | — | $461.0k234.2k shares |
| JANE STREET GROUP, LLC | — | $340.0k172.4k shares |
| D. E. Shaw & Co., Inc. | — | $197.0k100.0k shares |
| CSS LLC/IL | — | $59.0k30.1k shares |
| Walleye Trading LLC | — | $49.0k25.0k shares |
| HAP Trading, LLC | — | $1.0k24.8k shares |
Biggest puts
| NATIONAL BANK OF CANADA /FI/ | — | $821.0k4.2k shares |
| Sculptor Capital LP | — | $708.0k359.5k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | — | $342.0k173.4k shares |
| Ionic Capital Management LLC | — | $151.0k76.7k shares |
| CITADEL ADVISORS LLC | — | $124.0k63.0k shares |
| BANK OF MONTREAL /CAN/ | — | $102.0k49.3k shares |
| SIMPLEX TRADING, LLC | — | $74.0k38.0k shares |
| Cutler Group LLC / CA | — | $65.0k2.6k shares |
| GROUP ONE TRADING LLC | — | $53.0k27.1k shares |
| Walleye Trading LLC | — | $10.0k5.3k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q3 2022
| Manager | Shares | Change |
|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.05% of their portfolio | 6.8m $13.4m | — |
| BlackRock Inc. 0.00% of their portfolio | 4.9m $9.6m | — |
| VANGUARD GROUP INC 0.00% of their portfolio | 3.6m $7.1m | — |
| NORGES BANK 0.00% of their portfolio | 3.2m $6.3m | — |
| STATE STREET CORP 0.00% of their portfolio | 3.1m $6.0m | — |
| Vident Investment Advisory, LLC 0.12% of their portfolio | 1.9m $3.8m | — |
| Legal & General Group Plc 0.00% of their portfolio | 1.3m $2.6m | — |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 1.3m $2.6m | — |
| AXA S.A. 0.00% of their portfolio | 1.2m $2.4m | — |
| GMT Capital Corp 0.15% of their portfolio | 1.2m $2.4m | — |
| Alyeska Investment Group, L.P. 0.02% of their portfolio | 1.1m $2.1m | — |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 982.8k $1.9m | — |
| NORTHERN TRUST CORP 0.00% of their portfolio | 645.8k $1.3m | — |
| MORGAN STANLEY 0.00% of their portfolio | 598.0k $1.2m | — |
| Amundi 0.00% of their portfolio | 577.1k $1.1m | — |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 498.6k $983.0k | — |
| Sculptor Capital LP 0.01% of their portfolio | 359.5k $708.0k | — |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 296.8k $584.0k | — |
| Skandinaviska Enskilda Banken AB (publ) 0.00% of their portfolio | 286.4k $564.0k | — |
| Bank of New York Mellon Corp 0.00% of their portfolio | 220.7k $434.0k | — |
| UBS Group AG 0.00% of their portfolio | 215.5k $425.0k | — |
| Annandale Capital, LLC 0.15% of their portfolio | 200.0k $394.0k | — |
| Swiss National Bank 0.00% of their portfolio | 167.4k $330.0k | — |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 130.6k $257.3k | — |
| Meridian Wealth Management, LLC 0.03% of their portfolio | 124.9k $246.0k | — |
| MONEY CONCEPTS CAPITAL CORP 0.01% of their portfolio | 117.8k $232.0k | — |
| VALUEWORKS LLC 0.09% of their portfolio | 106.3k $209.0k | — |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 106.1k $209.0k | — |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 100.5k $198.0k | — |
| Vontobel Holding Ltd. 0.00% of their portfolio | 100.0k $197.0k | — |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 98.8k $194.0k | — |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 90.6k $179.0k | — |
| Ionic Capital Management LLC 0.04% of their portfolio | 90.5k $178.0k | — |
| 180 WEALTH ADVISORS, LLC 0.05% of their portfolio | 89.5k $176.0k | — |
| Accomplice Management, LLC 0.39% of their portfolio | 80.0k $158.0k | — |
| HSBC HOLDINGS PLC 0.00% of their portfolio | 77.4k $152.0k | — |
| Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio | 73.1k $144.0k | — |
| Lido Advisors, LLC 0.00% of their portfolio | 73.0k $143.0k | — |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 72.5k $143.0k | — |
| Jaffetilchin Investment Partners, LLC 0.02% of their portfolio | 72.0k $142.0k | — |
| SPROTT INC. 0.01% of their portfolio | 70.7k $139.0k | — |
| SEI INVESTMENTS CO 0.00% of their portfolio | 66.1k $130.0k | — |
| CREDIT SUISSE AG/ 0.00% of their portfolio | 52.0k $102.0k | — |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 50.5k $100.0k | — |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 49.3k $102.0k | — |
| STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio | 48.1k $95.0k | — |
| CIM INVESTMENT MANAGEMENT INC 0.04% of their portfolio | 47.8k $94.0k | — |
| Keystone Financial Group 0.02% of their portfolio | 44.5k $88.0k | — |
| WMG Financial Advisors, LLC 0.08% of their portfolio | 44.2k $88.0k | — |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 40.3k $79.0k | — |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 39.4k $78.0k | — |
| VAN ECK ASSOCIATES CORP 0.00% of their portfolio | 38.9k $76.0k | — |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 38.8k $77.0k | — |
| LPL Financial LLC 0.00% of their portfolio | 38.7k $76.0k | — |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 36.8k $72.0k | — |
| SG Americas Securities, LLC 0.00% of their portfolio | 35.9k $71.0k | — |
| ICA Group Wealth Management, LLC 0.01% of their portfolio | 35.7k $70.0k | — |
| AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio | 35.3k $70.0k | — |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 35.3k $69.0k | — |
| VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 33.7k $66.3k | — |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 32.7k $64.0k | — |
| Hall Private Wealth Advisors 0.04% of their portfolio | 32.3k $64.0k | — |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 31.1k $61.0k | — |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio | 30.1k $59.0k | — |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 30.0k $59.0k | — |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 29.3k $58.0k | — |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 28.1k $55.3k | — |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 27.3k $54.0k | — |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 26.3k $52.0k | — |
| Crystal Rock Capital Management 0.05% of their portfolio | 25.0k $49.0k | — |
| NATIXIS 0.00% of their portfolio | 24.8k $49.0k | — |
| Invesco Ltd. 0.00% of their portfolio | 24.7k $49.0k | — |
| Verition Fund Management LLC 0.00% of their portfolio | 24.5k $48.0k | — |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 22.1k $44.0k | — |
| JANUS HENDERSON GROUP PLC 0.00% of their portfolio | 22.1k $44.0k | — |
| IHT Wealth Management, LLC 0.00% of their portfolio | 20.6k $41.0k | — |
| SeaCrest Wealth Management, LLC 0.01% of their portfolio | 20.0k $39.0k | — |
| ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio | 19.4k $38.0k | — |
| CALTON & ASSOCIATES, INC. 0.02% of their portfolio | 16.9k $33.0k | — |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 16.9k $33.0k | — |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 16.2k $32.0k | — |
| COOKSON PEIRCE & CO INC 0.00% of their portfolio | 15.0k $30.0k | — |
| Financial Advisors, LLC 0.01% of their portfolio | 15.0k $26.0k | — |
| OPPENHEIMER & CO INC 0.00% of their portfolio | 14.8k $29.0k | — |
| Clearstead Advisors, LLC 0.00% of their portfolio | 12.8k $25.0k | — |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 12.4k $24.0k | — |
| Cerity Partners OCIO LLC 0.00% of their portfolio | 12.4k $24.0k | — |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 12.2k $24.0k | — |
| XTX Topco Ltd 0.01% of their portfolio | 12.1k $24.0k | — |
| Garner Asset Management Corp 0.01% of their portfolio | 12.1k $24.0k | — |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 11.7k $23.0k | — |
| AE Wealth Management LLC 0.00% of their portfolio | 11.6k $23.0k | — |
| RDA Financial Network 0.01% of their portfolio | 11.0k $22.0k | — |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 10.8k $21.0k | — |
| Ballast, Inc. 0.01% of their portfolio | 10.7k $21.0k | — |
| Game Plan Financial Advisors, LLC 0.02% of their portfolio | 10.7k $21.0k | — |
| MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio | 10.6k $21.0k | — |
| DONALDSON CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 10.5k $21.0k | — |
| Oxler Private Wealth LLC 0.01% of their portfolio | 10.4k $20.5k | — |
| TEACHER RETIREMENT SYSTEM OF TEXAS 0.00% of their portfolio | 10.3k $20.0k | — |