Vault-13

APELLIS PHARMACEUTICALS INC APLS 3.5 09.15.26

NOTE 3.500% 9/1 · US DOMESTIC · CUSIP 03753UAB2

0 institutional holders -7 vs Q1 2026
—reported value*
0 new 0 added 0 reduced 7 sold out net sold ≈ $99.3m (-1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 14Q4 22: 14Q1 23: 12Q2 23: 17Q3 23: 13Q4 23: 12Q1 24: 14Q2 24: 10Q3 24: 10Q4 24: 10Q1 25: 10Q2 25: 9Q3 25: 8Q4 25: 8Q1 26: 7Q2 26: 00Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202214
Q4 202214
Q1 202312
Q2 202317
Q3 202313
Q4 202312
Q1 202414
Q2 202410
Q3 202410
Q4 202410
Q1 202510
Q2 20259
Q3 20258
Q4 20258
Q1 20267
Q2 20260

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q3 24: 0 bought or addedQ3 24: 1 cut or sold outQ4 24: 4 bought or addedQ4 24: 2 cut or sold outQ4 24Q1 25: 1 bought or addedQ1 25: 1 cut or sold outQ2 25: 1 bought or addedQ2 25: 1 cut or sold outQ2 25Q3 25: 1 bought or addedQ3 25: 1 cut or sold outQ4 25: 0 bought or addedQ4 25: 0 cut or sold outQ4 25Q1 26: 2 bought or addedQ1 26: 2 cut or sold outQ2 26: 0 bought or addedQ2 26: 7 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202401
Q4 202442
Q1 202511
Q2 202511
Q3 202511
Q4 202500
Q1 202622
Q2 202607

Biggest buyers

None

Biggest sellers

DeepCurrents Investment Group LLC Sold out -44,494,000-44.5m
Linden Advisors LP Sold out -28,138,000-28.1m
TENOR CAPITAL MANAGEMENT Co., L.P. Sold out -11,950,000-11.9m
D. E. Shaw & Co., Inc. Sold out -5,000,000-5.0m
WOLVERINE ASSET MANAGEMENT LLC Sold out -3,122,000-3.1m
CANTOR FITZGERALD, L. P. Sold out -1,130,000-1.1m
CITIGROUP INC Sold out -6,000-6.0k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change