Vault-13

ANTERIX INC ATEX

COM · Common Stock · CUSIP 03676C100

89 institutional holders -4 vs Q4 2022
15,719,24215.7m shares reported held*
83.3% of all shares outstanding*
$515.2mreported value*
3 new 38 added 24 reduced 5 sold out net bought ≈ $4.1m (+124.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 18.9m as of 2023-02-07, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $32.77. Options: 4 managers hold calls ($2.7m notional), 2 hold puts ($59.5k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 100Q4 22: 93Q1 23: 8989Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022100
Q4 202293
Q1 202389

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 40 bought or addedQ4 22: 39 cut or sold outQ4 22Q1 23: 41 bought or addedQ1 23: 29 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224039
Q1 20234129

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $1.0mQ3 22 puts: $7.0kQ3 22P/C 0.01Q4 22 calls: $4.9mQ4 22 puts: $2.9mQ4 22P/C 0.58Q1 23 calls: $2.7mQ1 23 puts: $59.5kQ1 23P/C 0.02
Numbers
QuarterCallsPutsP/C
Q3 2022$1.0m$7.0k0.01
Q4 2022$4.9m$2.9m0.58
Q1 2023$2.7m$59.5k0.02

Biggest buyers

FMR LLC Added +214,595+214.6k
Heard Capital LLC Added +210,530+210.5k
DG Capital Management, LLC New +208,867+208.9k
GARNET EQUITY CAPITAL HOLDINGS, INC. Added +112,600+112.6k
CITADEL ADVISORS LLC Added +40,283+40.3k
DIMENSIONAL FUND ADVISORS LP Added +40,061+40.1k
GOLDMAN SACHS GROUP INC Added +38,946+38.9k
BlackRock Inc. Added +35,656+35.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +17,572+17.6k
WOODMONT INVESTMENT COUNSEL LLC Added +13,200+13.2k

Biggest sellers

MORGAN STANLEY Reduced -643,947-643.9k
STATE OF WISCONSIN INVESTMENT BOARD Reduced -63,882-63.9k
Roubaix Capital, LLC Reduced -42,083-42.1k
SCOGGIN MANAGEMENT LP Reduced -37,500-37.5k
TUDOR INVESTMENT CORP ET AL Reduced -19,497-19.5k
Resolute Capital Asset Partners LLC Reduced -19,456-19.5k
MARTINGALE ASSET MANAGEMENT L P Sold out -13,303-13.3k
TWO SIGMA INVESTMENTS, LP Sold out -9,462-9.5k
GROUP ONE TRADING LLC Reduced -8,514-8.5k
TWO SIGMA ADVISERS, LP Sold out -7,100-7.1k

Biggest calls

SIMPLEX TRADING, LLC Added $1.6m49.1k shares
CITADEL ADVISORS LLC Reduced $710.4k21.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $389.9k11.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $59.5k1.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Owl Creek Asset Management, L.P. 13D · may seek influence filed 2026-07-08 28.5% 5.6m≈ $571.5m 2026-07-08
T. Rowe Price Investment Management, Inc. 13G · institution new · filed 2026-07-08 12.0% new 2.3m≈ $241.7m 2026-07-08
Heard Capital LLC 13D · may seek influence filed 2025-03-05
Stated purposeItem 4 is hereby amended to add the following: On February 28, 2025, Mr. Heard elected to begin receiving stock compensation under the Issuer's non-employee director compensation program. Full filing
9.4% 1.7m≈ $179.3m 2025-03-05

Fell to 5% or below in the last year: BlackRock, Inc. (4.7%, 2026-10-27), VANGUARD GROUP INC (5.0%, 2026-01-30)

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q2 21: 0 buyingQ2 21: 0 sellingQ3 21: 0 buyingQ3 21: 0 sellingQ3 21Q4 21: 2 buyingQ4 21: 2 sellingQ1 22: 0 buyingQ1 22: 3 sellingQ1 22Q2 22: 1 buyingQ2 22: 2 sellingQ3 22: 1 buyingQ3 22: 0 sellingQ3 22Q4 22: 0 buyingQ4 22: 2 sellingQ1 23: 2 buyingQ1 23: 1 sellingQ1 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20210—0——
Q3 20210—0——
Q4 20212$263.8k2$1.4m—
Q1 20220—3$1.5m—
Q2 20221$4.3k2$1.2m—
Q3 20221$3.7k0——
Q4 20220—2$345.5k—
Q1 20232$77.8k1$1.4m—
DateInsiderTradeSharesPrice ValueTheir holding
2023-03-13 OBRIEN MORGAN E Executive Chairman, director Sold 45,000 $30.04 $1.4m45.0k shares -62%
2023-03-09 Schwartz Robert Harris President and CEO, director Bought 2,500 $29.96 $74.9k2.5k shares +2%
2023-02-24 Gray Timothy Chief Financial Officer Bought 100 $29.04 $2.9k100 shares +<1%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Owl Creek Asset Management, L.P. 14.29% of their portfolio New York, NY 5,411,7765.4m $178.8m $178.8m 14.29% Unchanged
2 Heard Capital LLC 4.73% of their portfolio Chicago, IL 1,719,7901.7m $56.8m $56.8m 4.73% Added +210.5k +210,530
3 BlackRock Inc. 0.00% of their portfolio New York, NY 1,324,3871.3m $43.8m $43.8m 0.00% Added +35.7k +35,656
4 STONEHILL CAPITAL MANAGEMENT LLC 32.01% of their portfolio NEW YORK, NY 874,942874.9k $28.9m $28.9m 32.01% Unchanged
5 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 804,172804.2k $26.6m $26.6m 0.00% Added +3.5k +3,542
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 771,101771.1k $25.5m $25.5m 0.00% Reduced -643.9k -643,947
7 QVT Financial LP 0.98% of their portfolio New York, NY 503,941503.9k $16.7m $16.7m 0.98% Unchanged
8 Price Jennifer C. 4.21% of their portfolio NEW YORK, NY 400,000400.0k $13.2m $13.2m 4.21% Unchanged
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 397,365397.4k $13.1m $13.1m 0.00% Added +10.4k +10,443
10 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 379,648379.6k $12.5m $12.5m 0.00% Added +12.8k +12,757
11 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 330,935330.9k $10.9m $10.9m 0.00% Added +40.1k +40,061
12 FMR LLC 0.00% of their portfolio BOSTON, MA 325,724325.7k $10.8m $10.8m 0.00% Added +214.6k +214,595
13 Clearbridge Investments, LLC 0.01% of their portfolio NEW YORK, NY 313,944313.9k $10.4m $10.4m 0.01% Added +6.1k +6,085
14 DG Capital Management, LLC 3.91% of their portfolio NEW YORK, NY 208,867208.9k $6.9m $6.9m 3.91% New
15 GARNET EQUITY CAPITAL HOLDINGS, INC. 10.41% of their portfolio NEW YORK, NY 198,802198.8k $6.6m $6.6m 10.41% Added +112.6k +112,600
16 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 178,532178.5k $5.9m $5.9m 0.00% Reduced -166 -166
17 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 140,751140.8k $4.7m $4.7m 0.00% Added +3.1k +3,066
18 PenderFund Capital Management Ltd. 1.78% of their portfolio VANCOUVER, A1 126,500126.5k $5.7k $5.7k 1.78% Unchanged
19 Roubaix Capital, LLC 2.91% of their portfolio DENVER, CO 115,612115.6k $3.8m $3.8m 2.91% Reduced -42.1k -42,083
20 GABELLI FUNDS LLC 0.03% of their portfolio Rye, NY 112,500112.5k $3.7m $3.7m 0.03% Reduced -3.0k -3,000
21 TUDOR INVESTMENT CORP ET AL 0.06% of their portfolio STAMFORD, CT 102,328102.3k $3.4m $3.4m 0.06% Reduced -19.5k -19,497
22 Resolute Capital Asset Partners LLC 1.77% of their portfolio DENVER, CO 73,18973.2k $2.4m $2.4m 1.77% Reduced -19.5k -19,456
23 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 69,50369.5k $2.3m $2.3m 0.00% Added +38.9k +38,946
24 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 67,14267.1k $2.2m $2.2m 0.00% Added +403 +403
25 KIRR MARBACH & CO LLC /IN/ 0.66% of their portfolio COLUMBUS, IN 64,28764.3k $2.1m $2.1m 0.66% Added +10.3k +10,263
26 Teton Advisors, Inc. 0.55% of their portfolio Rye, NY 63,00063.0k $2.1m $2.1m 0.55% Unchanged
27 SCOGGIN MANAGEMENT LP 2.41% of their portfolio NEW YORK, NY 50,00050.0k $1.7m $1.7m 2.41% Reduced -37.5k -37,500
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 48,46248.5k $1.6m $1.6m 0.00% Added +40.3k +40,283
29 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 42,17142.2k $1.4m $1.4m 0.00% Reduced -3.5k -3,461
30 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 39,24539.2k $1.3m $1.3m 0.00% Reduced -3.8k -3,813
31 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 33,74233.7k $1.1m $1.1m 0.00% Added +5.8k +5,806
32 GAMCO INVESTORS, INC. ET AL 0.01% of their portfolio GREENWICH, CT 32,60032.6k $1.1m $1.1m 0.01% Added +2.3k +2,300
33 Swiss National Bank 0.00% of their portfolio ZURICH, V8 28,65028.6k $946.6k $946.6k 0.00% Reduced -3.4k -3,400
34 WOODMONT INVESTMENT COUNSEL LLC 0.10% of their portfolio NASHVILLE, TN 27,65027.6k $913.6k $913.6k 0.10% Added +13.2k +13,200
35 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 26,24026.2k $867.0k $867.0k 0.00% Added +3.2k +3,184
36 CenterBook Partners LP 0.10% of their portfolio GREENWICH, CT 22,09422.1k $730.0k $730.0k 0.10% Added +2.7k +2,734
37 THOMPSON SIEGEL & WALMSLEY LLC 0.01% of their portfolio RICHMOND, VA 18,53418.5k $612.0k $612.0k 0.01% Added +6.0k +5,990
38 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 18,50318.5k $611.3k $611.3k 0.00% Reduced -361 -361
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,57217.6k $580.6k $580.6k 0.00% New
40 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 16,10916.1k $532.0k $532.0k 0.00% Added +1.0k +1,000
41 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 15,99316.0k $528.0k $528.0k 0.01% Reduced -1.2k -1,231
42 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 14,75214.8k $487.4k $487.4k 0.00% Reduced -5.7k -5,728
43 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 14,17114.2k $468.2k $468.2k 0.00% Reduced -63.9k -63,882
44 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 13,69213.7k $452.4k $452.4k 0.00% Added +1.7k +1,749
45 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 13,23313.2k $437.2k $437.2k 0.00% Added +4.3k +4,333
46 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 11,40011.4k $376.7k $376.7k 0.00% Unchanged
47 NJ State Employees Deferred Compensation Plan 0.06% of their portfolio TRENTON, NJ 11,00011.0k $363.4k $363.4k 0.06% Unchanged
48 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 10,52310.5k $347.7k $347.7k 0.00% Added +1.1k +1,090
49 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 10,34210.3k $341.0k $341.0k 0.00% Unchanged
50 Aureus Asset Management, LLC 0.03% of their portfolio BOSTON, MA 9,9309.9k $328.1k $328.1k 0.03% Unchanged
51 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 9,8379.8k $325.0k $325.0k 0.00% Unchanged
52 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 9,4599.5k $312.5k $312.5k 0.00% Reduced -3.4k -3,400
53 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 9,3129.3k $307.7k $307.7k 0.00% Added +4.4k +4,368
54 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 8,8848.9k $293.5k $293.5k 0.00% Added +177 +177
55 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 7,2777.3k $240.4k $240.4k 0.00% Reduced -162 -162
56 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 7,0367.0k $232.5k $232.5k 0.00% Unchanged
57 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 6,9987.0k $231.2k $231.2k 0.00% Unchanged
58 UBS Group AG 0.00% of their portfolio ZURICH, V8 6,7026.7k $221.4k $221.4k 0.00% Added +52 +52
59 Legal & General Group Plc 0.00% of their portfolio London, X0 5,9876.0k $197.8k $197.8k 0.00% Added +489 +489
60 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 5,0685.1k $167.0k $167.0k 0.01% Added +3.4k +3,362
61 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3,8213.8k $126.2k $126.2k 0.00% Added +3.2k +3,212
62 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 2,1172.1k $70.0k $70.0k 0.00% Reduced -431 -431
63 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,4431.4k $47.7k $47.7k 0.00% Unchanged
64 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,1301.1k $37.0k $37.0k 0.00% Reduced -2.2k -2,214
65 Metropolitan Life Insurance Co/NY 0.00% of their portfolio New York, NY 1,1151.1k $36.8k $36.8k 0.00% Unchanged
66 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 996996 $33.0k $33.0k 0.00% Added +780 +780
67 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 934934 $30.9k $30.9k 0.00% Unchanged
68 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 912912 $30.1k $30.1k 0.00% Unchanged
69 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 834834 $28.0k $28.0k 0.00% Unchanged
70 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 675675 $22.3k $22.3k 0.00% Added +476 +476
71 QUADRANT CAPITAL GROUP LLC 0.00% of their portfolio CINCINNATI, OH 618618 $20.4k $20.4k 0.00% Added +160 +160
72 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 485485 $16.0k $16.0k 0.00% Added +88 +88
73 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 428428 $14.1k $14.1k 0.00% Reduced -38 -38
74 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 334334 $11.0k $11.0k 0.00% Reduced -141 -141
75 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 300300 $9.9k $9.9k 0.00% Reduced -8.5k -8,514
76 Lindbrook Capital, LLC 0.00% of their portfolio CALABASAS, CA 270270 $8.9k $8.9k 0.00% Added +178 +178
77 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 245245 $8.1k $8.1k 0.00% Reduced -41 -41
78 BAILLIE GIFFORD & CO 0.00% of their portfolio EDINBURGH, X0 162162 $5.4k $5.4k 0.00% Unchanged
79 CWM, LLC 0.00% of their portfolio OMAHA, NE 161161 $5.0k $5.0k 0.00% Added +78 +78
80 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 115115 $3.8k $3.8k 0.00% Reduced -35 -35
81 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 109109 $3.6k $3.6k 0.00% Added +36 +36
82 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 3939 $1.2k $1.2k 0.00% Unchanged
83 Ellevest, Inc. 0.00% of their portfolio NEW YORK, NY 3131 $1.0k $1.0k 0.00% Added +25 +25
84 Glassman Wealth Services 0.00% of their portfolio VIENNA, VA 2727 $892 $892 0.00% Reduced -16 -16
85 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1212 $396 $396 0.00% Unchanged
86 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1111 $363 $363 0.00% Unchanged
87 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 99 $297 $297 0.00% New
88 Covestor Ltd 0.00% of their portfolio LONDON, X0 33 $0 $0 0.00% Unchanged
89 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged