Vault-13

ANTERIS TECHNOLOGIES GLOBAL AVR

COM · Common Stock · CUSIP 03675P102

61 institutional holders +5 vs Q1 2025
17,109,03517.1m shares reported held*
47.4% of all shares outstanding*
$80.3mreported value*
9 new 29 added 12 reduced 5 sold out net sold ≈ $3.2m (-4.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($102.9k this quarter). Holder counts are more reliable. Shares outstanding: 36.1m as of 2025-08-12, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $4.69.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0255075Q4 24: 28Q1 25: 56Q2 25: 6161Q4 24Q1 25Q2 25
Numbers
QuarterHolders
Q4 202428
Q1 202556
Q2 202561

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q1 25: 43 bought or addedQ1 25: 18 cut or sold outQ1 25Q2 25: 38 bought or addedQ2 25: 17 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q1 20254318
Q2 20253817

Biggest buyers

JPMORGAN CHASE & CO Added +1,057,707+1.1m
BlackRock, Inc. Added +633,076+633.1k
VANGUARD GROUP INC Added +311,755+311.8k
GEODE CAPITAL MANAGEMENT, LLC Added +255,088+255.1k
UBS Group AG Added +170,674+170.7k
STATE STREET CORP Added +99,911+99.9k
BEARING POINT CAPITAL, LLC New +70,500+70.5k
NORTHERN TRUST CORP Added +49,350+49.4k
GOLDMAN SACHS GROUP INC Added +48,530+48.5k
Nuveen, LLC Added +45,250+45.2k

Biggest sellers

L1 Capital Pty Ltd Reduced -4,074,480-4.1m
ADAR1 Capital Management, LLC Reduced -1,146,548-1.1m
Regal Partners Ltd Sold out -896,164-896.2k
Sio Capital Management, LLC Reduced -530,938-530.9k
PERCEPTIVE ADVISORS LLC Reduced -434,870-434.9k
One68 Global Capital, LLC Sold out -308,523-308.5k
MILLENNIUM MANAGEMENT LLC Reduced -281,148-281.1k
Altium Capital Management LLC Sold out -168,589-168.6k
Rhenman & Partners Asset Management AB Reduced -39,237-39.2k
Marex Group Ltd Reduced -30,971-31.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Medtronic plc 13D · may seek influence new · filed 2026-01-29
Stated purposeThe information set forth in Item 3 of this Schedule 13D is hereby incorporated by reference in its entirety into this Item 4. In connection with the Purchase Agreement, Anteris and Covidien entered into a Registration Rights Agreement (the "Registration Rights Agreement"), dated as of January 22, 2026. Pursuant to the Registration Rights Agreement, Anteris shall prepare and file with the Securities and Exchange Commission a registration statement covering the resale of all of the Shares not already covered by an existing and effective registration statement as soon as reasonably practicable and in any event no later than the 18th-month anniversary of the Closing Date (as defined in the Purchase Agreement) and indemnify, defend and hold harmless each holder of Shares in connection therewi… Full filing
16.2% new 15.7m≈ $154.2m 2026-01-29
L1 Capital Pty Ltd 13G · institution -1.8 pts · filed 2026-09-03 11.6% -1.8 pts 11.5m≈ $113.2m 2026-09-03
FMR LLC 13G · institution new · filed 2026-08-06 7.5% new 7.3m≈ $72.2m 2026-08-06
Sio Capital Management, LLC 13G · institution +0.6 pts · filed 2026-05-04 5.5% +0.6 pts 5.4m≈ $53.0m 2026-05-04
BlackRock, Inc. 13G · institution +0.1 pts · filed 2026-04-27 5.0% +0.1 pts 4.9m≈ $48.1m 2026-04-27

Fell to 5% or below in the last year: Nantahala Capital Management, LLC (4.1%, 2026-08-14)

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2025.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 L1 Capital Pty Ltd 1.58% of their portfolio MELBOURNE VIC 3000, C3 2,812,0002.8m $26.1m $26.1m 1.58% Reduced -4.1m -4,074,480
2 Sio Capital Management, LLC 2.80% of their portfolio NEW YORK, NY 1,839,0221.8m $7.0m $7.0m 2.80% Reduced -530.9k -530,938
3 PERCEPTIVE ADVISORS LLC 0.24% of their portfolio NEW YORK, NY 1,705,1301.7m $6.5m $6.5m 0.24% Reduced -434.9k -434,870
4 Nantahala Capital Management, LLC 0.45% of their portfolio NEW CANAAN, CT 1,693,6661.7m $6.4m $6.4m 0.45% Added +30.0k +30,000
5 Ensign Peak Advisors, Inc 0.01% of their portfolio SALT LAKE CITY, UT 1,441,1321.4m $5.5m $5.5m 0.01% Added +277 +277
6 Rhenman & Partners Asset Management AB 0.60% of their portfolio Stockholm, V7 1,250,7631.3m $4.7m $4.7m 0.60% Reduced -39.2k -39,237
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,068,3281.1m $4.0m $4.0m 0.00% Added +1.1m +1,057,707
8 BlackRock, Inc. 0.00% of their portfolio New York, NY 1,027,9521.0m $3.9m $3.9m 0.00% Added +633.1k +633,076
9 Alyeska Investment Group, L.P. 0.01% of their portfolio CHICAGO, IL 550,000550.0k $2.1m $2.1m 0.01% Unchanged
10 ADAR1 Capital Management, LLC 0.33% of their portfolio AUSTIN, TX 531,515531.5k $2.0m $2.0m 0.33% Reduced -1.1m -1,146,548
11 Affinity Asset Advisors, LLC 0.24% of their portfolio NEW YORK, NY 425,000425.0k $1.6m $1.6m 0.24% Added +35.0k +35,000
12 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 420,427420.4k $1.6m $1.6m 0.00% Added +255.1k +255,088
13 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 402,849402.8k $1.5m $1.5m 0.00% Added +311.8k +311,755
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 301,158301.2k $1.1m $1.1m 0.00% Added +170.7k +170,674
15 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 188,715188.7k $715.2k $715.2k 0.00% Added +99.9k +99,911
16 Marex Group Ltd 0.01% of their portfolio London, X0 169,029169.0k $640.6k $640.6k 0.01% Reduced -31.0k -30,971
17 Symmetry Investments LP 0.04% of their portfolio ST HELIER, Y9 139,398139.4k $528.3k $528.3k 0.04% Added +24.4k +24,398
18 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 136,379136.4k $516.9k $516.9k 0.00% Added +49.4k +49,350
19 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 134,304134.3k $509.0k $509.0k 0.00% Added +21.1k +21,098
20 Oasis Management Co Ltd. 0.10% of their portfolio GRAND CAYMAN, E9 112,207112.2k $425.3k $425.3k 0.10% Reduced -30.0k -30,000
21 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 78,99679.0k $299.4k $299.4k 0.00% Reduced -281.1k -281,148
22 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 76,65676.7k $290.5k $290.5k 0.00% Added +48.5k +48,530
23 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 71,42771.4k $270.7k $270.7k 0.00% Added +23.7k +23,727
24 BEARING POINT CAPITAL, LLC 0.05% of their portfolio BLOOMINGTON, MN 70,50070.5k $267.2k $267.2k 0.05% New
25 Nuveen, LLC 0.00% of their portfolio CHARLOTTE, NC 64,62064.6k $244.9k $244.9k 0.00% Added +45.2k +45,250
26 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 53,87253.9k $204.2k $204.2k 0.00% Added +18.1k +18,124
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 43,61843.6k $165.3k $165.3k 0.00% Added +10.5k +10,483
28 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 35,28935.3k $133.7k $133.7k 0.00% Added +10.3k +10,324
29 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 34,84934.8k $132.1k $132.1k 0.00% Reduced -6.1k -6,062
30 FMR LLC 0.00% of their portfolio BOSTON, MA 33,26833.3k $126.1k $126.1k 0.00% Added +31.7k +31,672
31 Wellington Shields & Co., LLC 0.03% of their portfolio NEW YORK, NY 29,01629.0k $110.0k $110.0k 0.03% Added +3.0k +3,000
32 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 27,66927.7k $104.9k $104.9k 0.00% New
33 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 26,69426.7k $101.2k $101.2k 0.00% Added +10.5k +10,524
34 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 25,40525.4k $96.3k $96.3k 0.00% Added +13.2k +13,162
35 Persistent Asset Partners Ltd 0.08% of their portfolio HONG KONG, K3 23,31723.3k $88.4k $88.4k 0.08% Unchanged
36 INTECH INVESTMENT MANAGEMENT LLC 0.00% of their portfolio WEST PALM BEACH, FL 12,82012.8k $48.6k $48.6k 0.00% New
37 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 11,74411.7k $44.5k $44.5k 0.00% Added +3.1k +3,055
38 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11,12211.1k $42.2k $42.2k 0.00% Added +2.8k +2,791
39 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 7,8337.8k $29.7k $29.7k 0.00% Added +646 +646
40 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 7,6417.6k $29.0k $29.0k 0.00% Reduced -2.9k -2,944
41 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 6,8466.8k $25.9k $25.9k 0.00% Added +6.6k +6,584
42 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 5,4985.5k $20.0k $20.0k 0.00% Added +3.2k +3,197
43 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 5,1675.2k $19.6k $19.6k 0.00% Reduced -1.2k -1,194
44 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 4,9004.9k $18.6k $18.6k 0.00% Unchanged
45 Police & Firemen's Retirement System of New Jersey 0.00% of their portfolio TRENTON, NJ 3,8323.8k $14.5k $14.5k 0.00% Unchanged
46 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 3,6953.7k $14.0k $14.0k 0.00% New
47 Legal & General Group Plc 0.00% of their portfolio London, X0 2,3992.4k $9.1k $9.1k 0.00% Added +902 +902
48 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,2252.2k $8.4k $8.4k 0.00% Added +25 +25
49 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,5641.6k $6.0k $6.0k 0.00% New
50 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,5201.5k $5.8k $5.8k 0.00% Unchanged
51 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 942942 $3.6k $3.6k 0.00% Unchanged
52 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 874874 $3.3k $3.3k 0.00% New
53 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 518518 $2.0k $2.0k 0.00% Unchanged
54 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio CINCINNATI, OH 500500 $1.9k $1.9k 0.00% Unchanged
55 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 270270 $1.0k $1.0k 0.00% Unchanged
56 Sterling Capital Management LLC 0.00% of their portfolio CHARLOTTE, NC 5252 $197 $197 0.00% Reduced -115 -115
57 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 3131 $117 $117 0.00% New
58 True Wealth Design, LLC 0.00% of their portfolio AKRON, OH 1515 $57 $57 0.00% New
59 Essential Partners LLC 0.00% of their portfolio RANCHO SANTA FE, CA 44 $15 $15 0.00% First filing
60 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 22 $8 $8 0.00% New
61 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged