Vault-13

ANIKA THERAPEUTICS INC ANIK

COM · Common Stock · CUSIP 035255108

115 institutional holders -6 vs Q1 2024
13,264,94313.3m shares reported held*
89.6% of all shares outstanding*
$336.0mreported value*
8 new 40 added 49 reduced 14 sold out net sold ≈ $39.3m (-1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 14.8m as of 2024-07-29, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $25.33. Options: 2 managers hold calls ($68.4k notional), 2 hold puts ($126.7k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 123Q4 22: 125Q1 23: 122Q2 23: 118Q3 23: 118Q4 23: 118Q1 24: 121Q2 24: 115115Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022123
Q4 2022125
Q1 2023122
Q2 2023118
Q3 2023118
Q4 2023118
Q1 2024121
Q2 2024115

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 52 bought or addedQ4 22: 62 cut or sold outQ4 22Q1 23: 54 bought or addedQ1 23: 61 cut or sold outQ2 23: 54 bought or addedQ2 23: 52 cut or sold outQ2 23Q3 23: 57 bought or addedQ3 23: 73 cut or sold outQ4 23: 58 bought or addedQ4 23: 61 cut or sold outQ4 23Q1 24: 55 bought or addedQ1 24: 52 cut or sold outQ2 24: 48 bought or addedQ2 24: 63 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225262
Q1 20235461
Q2 20235452
Q3 20235773
Q4 20235861
Q1 20245552
Q2 20244863

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 23 calls: $16.8kQ3 23 puts: $51.9kQ3 23P/C 3.10Q4 23 calls: $61.2kQ4 23 puts: $79.0kQ4 23P/C 1.29Q1 24 calls: $469.4kQ1 24 puts: $160.0kQ1 24P/C 0.34Q2 24 calls: $68.4kQ2 24 puts: $126.7kQ2 24P/C 1.85
Numbers
QuarterCallsPutsP/C
Q3 2023$16.8k$51.9k3.10
Q4 2023$61.2k$79.0k1.29
Q1 2024$469.4k$160.0k0.34
Q2 2024$68.4k$126.7k1.85

Biggest buyers

SEGALL BRYANT & HAMILL, LLC New +107,005+107.0k
Stonepine Capital Management, LLC Added +104,448+104.4k
GLOBEFLEX CAPITAL L P Added +65,864+65.9k
Trigran Investments, Inc. Added +63,808+63.8k
CITADEL ADVISORS LLC Added +48,931+48.9k
BlackRock Inc. Added +45,788+45.8k
Meros Investment Management, LP Added +42,587+42.6k
RENAISSANCE TECHNOLOGIES LLC Added +38,412+38.4k
Alta Fundamental Advisers LLC Added +34,700+34.7k
ACADIAN ASSET MANAGEMENT LLC Added +21,517+21.5k

Biggest sellers

MORGAN STANLEY Reduced -1,603,208-1.6m
Nuveen Asset Management, LLC Reduced -96,100-96.1k
MILLENNIUM MANAGEMENT LLC Reduced -85,381-85.4k
DIMENSIONAL FUND ADVISORS LP Reduced -60,471-60.5k
CAPITAL MANAGEMENT CORP /VA Reduced -35,405-35.4k
Squarepoint Ops LLC Reduced -30,809-30.8k
Boston Partners Sold out -28,852-28.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -27,842-27.8k
BNP PARIBAS FINANCIAL MARKETS Reduced -19,250-19.2k
TWO SIGMA ADVISERS, LP Reduced -19,200-19.2k

Biggest calls

CITADEL ADVISORS LLC Reduced $68.4k2.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $126.7k5.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Caligan Partners LP 13D · may seek influence no change · filed 2026-01-27 9.9% no change 1.4m≈ $21.0m 2026-01-27
BlackRock, Inc. 13G · institution -3.8 pts · filed 2025-04-17 6.8% -3.8 pts 963.1k≈ $14.1m 2025-04-17

Fell to 5% or below in the last year: VANGUARD CAPITAL MANAGEMENT LLC (5.0%, 2026-07-31), BlackRock Portfolio Management LLC (4.1%, 2026-07-17; now reported by BlackRock, Inc.), VANGUARD GROUP INC (0.0%, 2026-03-26), Trigran Investments, Inc. (1.2%, 2026-01-08)

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Trigran Investments, Inc. 5.66% of their portfolio NORTHBROOK, IL 2,136,2322.1m $54.1m $54.1m 5.66% Added +63.8k +63,808
2 BlackRock Inc. 0.00% of their portfolio New York, NY 1,606,9001.6m $40.7m $40.7m 0.00% Added +45.8k +45,788
3 Caligan Partners LP 8.50% of their portfolio NEW YORK, NY 1,435,9931.4m $36.4m $36.4m 8.50% Unchanged
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 790,136790.1k $20.0m $20.0m 0.00% Added +16.4k +16,434
5 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 749,284749.3k $19.0m $19.0m 0.00% Reduced -60.5k -60,471
6 RENAISSANCE TECHNOLOGIES LLC 0.03% of their portfolio NEW YORK, NY 598,229598.2k $15.2m $15.2m 0.03% Added +38.4k +38,412
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 501,988502.0k $12.7m $12.7m 0.00% Reduced -1.6m -1,603,208
8 BOOTHBAY FUND MANAGEMENT, LLC 0.39% of their portfolio NEW YORK, NY 501,950501.9k $12.7m $12.7m 0.39% Reduced -224 -224
9 ACADIAN ASSET MANAGEMENT LLC 0.03% of their portfolio Boston, MA 442,944442.9k $11.2m $11.2m 0.03% Added +21.5k +21,517
10 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 341,068341.1k $8.6m $8.6m 0.00% Added +11.9k +11,905
11 CAPITAL MANAGEMENT CORP /VA 1.67% of their portfolio GLEN ALLEN, VA 328,620328.6k $8.3m $8.3m 1.67% Reduced -35.4k -35,405
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 312,892312.9k $7.9m $7.9m 0.00% Reduced -2.6k -2,584
13 Alta Fundamental Advisers LLC 3.27% of their portfolio NEW YORK, NY 296,082296.1k $7.5m $7.5m 3.27% Added +34.7k +34,700
14 Meros Investment Management, LP 2.55% of their portfolio DALLAS, TX 212,714212.7k $5.4m $5.4m 2.55% Added +42.6k +42,587
15 Stonepine Capital Management, LLC 3.82% of their portfolio Bend, OR 165,397165.4k $4.2m $4.2m 3.82% Added +104.4k +104,448
16 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 152,923152.9k $3.9m $3.9m 0.01% Reduced -566 -566
17 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 150,144150.1k $3.8m $3.8m 0.00% Added +3.8k +3,776
18 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 141,751141.8k $3.6m $3.6m 0.00% Added +1.2k +1,246
19 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 129,937129.9k $3.3m $3.3m 0.00% Reduced -4.8k -4,754
20 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 108,793108.8k $2.8m $2.8m 0.00% Reduced -11.0k -11,026
21 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 107,373107.4k $2.7m $2.7m 0.00% Added +8.1k +8,072
22 SEGALL BRYANT & HAMILL, LLC 0.05% of their portfolio CHICAGO, IL 107,005107.0k $2.7m $2.7m 0.05% New
23 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 100,076100.1k $2.5m $2.5m 0.00% Reduced -96.1k -96,100
24 GLOBEFLEX CAPITAL L P 0.26% of their portfolio SAN DIEGO, CA 97,99998.0k $2.5m $2.5m 0.26% Added +65.9k +65,864
25 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 89,13389.1k $2.3m $2.3m 0.00% Added +48.9k +48,931
26 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 82,61882.6k $2.1m $2.1m 0.00% Reduced -208 -208
27 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 75,95276.0k $1.9m $1.9m 0.00% Added +212 +212
28 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 74,85774.9k $1.9m $1.9m 0.00% Reduced -2.1k -2,073
29 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 61,48061.5k $1.6m $1.6m 0.00% Added +10.4k +10,439
30 Connor, Clark & Lunn Investment Management Ltd. 0.01% of their portfolio VANCOUVER, A1 58,81858.8k $1.5m $1.5m 0.01% Reduced -1.3k -1,266
31 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 58,36258.4k $1.5m $1.5m 0.00% Reduced -6.9k -6,908
32 DIKER MANAGEMENT LLC 1.21% of their portfolio New York, NY 56,23956.2k $1.4m $1.4m 1.21% Unchanged
33 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 53,16253.2k $1.3m $1.3m 0.00% Reduced -1.6k -1,588
34 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 52,38352.4k $1.3m $1.3m 0.00% Reduced -19.2k -19,200
35 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 49,16149.2k $1.2m $1.2m 0.00% Added +1.0k +1,049
36 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.00% of their portfolio Boston, MA 47,69147.7k $1.2m $1.2m 0.00% Added +1.6k +1,601
37 Assenagon Asset Management S.A. 0.00% of their portfolio SENNINGERBERG, N4 47,01247.0k $1.2m $1.2m 0.00% Unchanged
38 Virtus Investment Advisers, LLC 0.98% of their portfolio HARTFORD, CT 45,57945.6k $1.2m $1.2m 0.98% Unchanged
39 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 40,28240.3k $1.0m $1.0m 0.00% Added +3.0k +2,981
40 GSA CAPITAL PARTNERS LLP 0.07% of their portfolio LONDON, X0 39,56239.6k $1.0m $1.0m 0.07% Reduced -4.3k -4,275
41 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 38,62038.6k $978.2k $978.2k 0.00% Unchanged
42 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 36,65336.7k $928.4k $928.4k 0.00% Reduced -266 -266
43 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 31,32131.3k $793.4k $793.4k 0.00% Reduced -8.2k -8,203
44 Susquehanna Portfolio Strategies, LLC 0.03% of their portfolio Bala Cynwyd, PA 30,97631.0k $784.6k $784.6k 0.03% Reduced -700 -700
45 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 30,71230.7k $777.9k $777.9k 0.00% Reduced -85.4k -85,381
46 PRIO WEALTH LIMITED PARTNERSHIP 0.02% of their portfolio Boston, MA 28,80028.8k $729.5k $729.5k 0.02% Unchanged
47 IRONWOOD INVESTMENT MANAGEMENT LLC 0.39% of their portfolio BOSTON, MA 28,70428.7k $727.1k $727.1k 0.39% Added +15.0k +15,032
48 TUDOR INVESTMENT CORP ET AL 0.01% of their portfolio STAMFORD, CT 28,62728.6k $725.1k $725.1k 0.01% Reduced -7.4k -7,420
49 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 28,10028.1k $711.8k $711.8k 0.00% Reduced -19.2k -19,170
50 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 27,81427.8k $704.5k $704.5k 0.00% Reduced -6.5k -6,478
51 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 26,15826.2k $662.6k $662.6k 0.00% Reduced -11.2k -11,163
52 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 25,71225.7k $651.3k $651.3k 0.00% Reduced -3.6k -3,606
53 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 24,23124.2k $613.8k $613.8k 0.00% Reduced -17 -17
54 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 23,89223.9k $605.2k $605.2k 0.00% Added +2.5k +2,518
55 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 22,88722.9k $580.0k $580.0k 0.00% Reduced -5.5k -5,453
56 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 22,09522.1k $559.7k $559.7k 0.00% Reduced -2.6k -2,605
57 Engineers Gate Manager LP 0.01% of their portfolio NEW YORK, NY 21,77521.8k $551.6k $551.6k 0.01% Reduced -6.1k -6,123
58 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 21,64821.6k $548.3k $548.3k 0.00% Reduced -30.8k -30,809
59 FMR LLC 0.00% of their portfolio BOSTON, MA 19,72519.7k $499.6k $499.6k 0.00% Added +5.1k +5,075
60 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 19,61019.6k $496.7k $496.7k 0.00% Reduced -8.2k -8,244
61 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 19,25019.2k $487.6k $487.6k 0.00% Added +450 +450
62 Trexquant Investment LP 0.01% of their portfolio STAMFORD, CT 17,89917.9k $453.4k $453.4k 0.01% Reduced -18.9k -18,902
63 Riverwater Partners LLC 0.30% of their portfolio Milwaukee, WI 15,95916.0k $404.2k $404.2k 0.30% Reduced -1.7k -1,703
64 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,80115.8k $400.2k $400.2k 0.00% Added +6.8k +6,849
65 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,26814.3k $361.0k $361.0k 0.00% Added +292 +292
66 WealthTrust Axiom LLC 0.12% of their portfolio WAYNE, PA 14,05014.1k $355.9k $355.9k 0.12% Added +4.8k +4,750
67 MARTINGALE ASSET MANAGEMENT L P 0.01% of their portfolio BOSTON, MA 12,52512.5k $317.3k $317.3k 0.01% Added +1 +1
68 LOS ANGELES CAPITAL MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 12,02012.0k $304.5k $304.5k 0.00% Reduced -1.9k -1,900
69 Verition Fund Management LLC 0.00% of their portfolio GREENWICH, CT 11,71011.7k $296.6k $296.6k 0.00% New
70 Cubist Systematic Strategies, LLC 0.00% of their portfolio STAMFORD, CT 11,27811.3k $285.7k $285.7k 0.00% Reduced -11.4k -11,420
71 CONNORS INVESTOR SERVICES INC 0.03% of their portfolio WYOMISSING, PA 10,69910.7k $271.0k $271.0k 0.03% Unchanged
72 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 9,9039.9k $250.8k $250.8k 0.00% New
73 Point72 Asia (Singapore) Pte. Ltd. 0.05% of their portfolio SINGAPORE, U0 9,2459.2k $234.2k $234.2k 0.05% Reduced -8.0k -8,000
74 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 9,2389.2k $234.0k $234.0k 0.00% New
75 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 8,5168.5k $215.7k $215.7k 0.00% Added +831 +831
76 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 8,3758.4k $212.1k $212.1k 0.00% Added +8.2k +8,231
77 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 8,1358.1k $206.1k $206.1k 0.00% First filing
78 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 7,9868.0k $202.3k $202.3k 0.00% Reduced -10.5k -10,465
79 Corebridge Financial, Inc. 0.00% of their portfolio HOUSTON, TX 7,8797.9k $199.6k $199.6k 0.00% First filing
80 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 7,3237.3k $185.5k $185.5k 0.00% Added +5 +5
81 UBS Group AG 0.00% of their portfolio ZURICH, V8 7,0897.1k $179.6k $179.6k 0.00% Reduced -11.6k -11,640
82 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 6,6276.6k $168.0k $168.0k 0.00% Reduced -2.0k -1,988
83 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 6,1076.1k $154.7k $154.7k 0.00% Added +931 +931
84 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 4,0004.0k $101.3k $101.3k 0.00% New
85 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 3,3553.4k $85.0k $85.0k 0.00% Added +504 +504
86 AlphaQuest LLC 0.01% of their portfolio New York, NY 3,1993.2k $81.0k $81.0k 0.01% Reduced -1.3k -1,276
87 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 2,9903.0k $75.7k $75.7k 0.00% Reduced -19.2k -19,250
88 VIRTUS CAPITAL ADVISERS, LLC 0.26% of their portfolio HARTFORD, CT 2,6302.6k $66.6k $66.6k 0.26% Added +71 +71
89 Legal & General Group Plc 0.00% of their portfolio London, X0 2,0232.0k $51.2k $51.2k 0.00% Reduced -719 -719
90 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 1,7301.7k $43.0k $43.0k 0.00% Reduced -5.4k -5,373
91 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,2021.2k $30.4k $30.4k 0.00% Unchanged
92 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 1,0611.1k $26.9k $26.9k 0.00% Reduced -411 -411
93 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 497497 $13.0k $13.0k 0.00% Unchanged
94 CWM, LLC 0.00% of their portfolio OMAHA, NE 411411 $10.0k $10.0k 0.00% Added +131 +131
95 Point72 (DIFC) Ltd 0.00% of their portfolio DUBAI, C0 395395 $10.0k $10.0k 0.00% Added +25 +25
96 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 389389 $9.9k $9.9k 0.00% Added +15 +15
97 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 371371 $9.4k $9.4k 0.00% Reduced -110 -110
98 QUADRANT CAPITAL GROUP LLC 0.00% of their portfolio CINCINNATI, OH 326326 $8.3k $8.3k 0.00% Reduced -190 -190
99 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 292292 $7.4k $7.4k 0.00% Added +26 +26
100 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 275275 $7.0k $7.0k 0.00% Unchanged