Vault-13

AMPLIFY ETF TR BLOK

BLOCKCHAIN LDR · ETP · CUSIP 032108607

184 institutional holders -14 vs Q2 2024
10,560,61810.6m shares reported held*
$200.2mreported value*
15 new 31 added 68 reduced 29 sold out net sold ≈ $10.8m (+4.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $18.96. Options: 5 managers hold calls ($4.7m notional), 2 hold puts ($2.7m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 199Q4 22: 187Q1 23: 174Q2 23: 182Q3 23: 164Q4 23: 197Q1 24: 188Q2 24: 198Q3 24: 184184Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022199
Q4 2022187
Q1 2023174
Q2 2023182
Q3 2023164
Q4 2023197
Q1 2024188
Q2 2024198
Q3 2024184

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 55 bought or addedQ4 22: 98 cut or sold outQ1 23: 61 bought or addedQ1 23: 81 cut or sold outQ1 23Q2 23: 59 bought or addedQ2 23: 70 cut or sold outQ3 23: 51 bought or addedQ3 23: 70 cut or sold outQ3 23Q4 23: 71 bought or addedQ4 23: 70 cut or sold outQ1 24: 80 bought or addedQ1 24: 89 cut or sold outQ1 24Q2 24: 49 bought or addedQ2 24: 89 cut or sold outQ3 24: 46 bought or addedQ3 24: 97 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225598
Q1 20236181
Q2 20235970
Q3 20235170
Q4 20237170
Q1 20248089
Q2 20244989
Q3 20244697

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ4 23 calls: $10.4mQ4 23 puts: $6.0mQ4 23P/C 0.58Q1 24 calls: $19.7mQ1 24 puts: $5.8mQ1 24P/C 0.30Q2 24 calls: $8.9mQ2 24 puts: $3.4mQ2 24P/C 0.39Q3 24 calls: $4.7mQ3 24 puts: $2.7mQ3 24P/C 0.58
Numbers
QuarterCallsPutsP/C
Q4 2023$10.4m$6.0m0.58
Q1 2024$19.7m$5.8m0.30
Q2 2024$8.9m$3.4m0.39
Q3 2024$4.7m$2.7m0.58

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +5,233,093+5.2m
MORGAN STANLEY Added +149,710+149.7k
NWAM LLC New +81,749+81.7k
LPL Financial LLC Added +68,989+69.0k
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors New +52,436+52.4k
WELLS FARGO & COMPANY/MN Added +51,022+51.0k
Columbus Macro, LLC New +43,030+43.0k
ENVESTNET ASSET MANAGEMENT INC Added +41,785+41.8k
Gradient Investments LLC Added +40,061+40.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +35,032+35.0k

Biggest sellers

JANE STREET GROUP, LLC Reduced -236,174-236.2k
Tidal Investments LLC Reduced -140,857-140.9k
Q3 Asset Management Sold out -100,747-100.7k
Parallax Volatility Advisers, L.P. Sold out -75,066-75.1k
SFMG, LLC Reduced -48,274-48.3k
CX Institutional Reduced -47,225-47.2k
ROYAL BANK OF CANADA Reduced -42,843-42.8k
Florin Court Capital LLP Reduced -40,700-40.7k
Mariner, LLC Reduced -21,724-21.7k
Strategic Financial Concepts, LLC Sold out -18,488-18.5k

Biggest calls

CITADEL ADVISORS LLC Reduced $1.9m49.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.8m48.3k shares
JANE STREET GROUP, LLC Reduced $772.9k20.6k shares
WOLVERINE TRADING, LLC Reduced $222.1k5.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $2.2m57.7k shares
Walleye Trading LLC Reduced $544.0k14.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 1.16% of their portfolio ORLANDO, FL 5,233,0935.2m $424.7k $424.7k 1.16% New
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 834,416834.4k $31.3m $31.3m 0.00% Added +149.7k +149,710
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 641,725641.7k $24.1m $24.1m 0.01% Added +69.0k +68,989
4 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 476,062476.1k $17.9m $17.9m 0.03% Reduced -10.3k -10,260
5 CX Institutional 0.67% of their portfolio AUBURN, IN 404,087404.1k $15.2m $15.2m 0.67% Reduced -47.2k -47,225
6 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 235,817235.8k $8.8m $8.8m 0.03% Added +106 +106
7 Gradient Investments LLC 0.17% of their portfolio ARDEN HILLS, MN 211,144211.1k $7.9m $7.9m 0.17% Added +40.1k +40,061
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 151,017151.0k $5.7m $5.7m 0.00% Added +51.0k +51,022
9 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 137,942137.9k $5.2m $5.2m 0.01% Reduced -236.2k -236,174
10 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 119,811119.8k $4.5m $4.5m 0.01% Reduced -13.1k -13,130
11 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 109,216109.2k $4.1m $4.1m 0.01% Added +5.6k +5,621
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 108,642108.6k $4.1m $4.1m 0.01% Added +35.0k +35,032
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 101,905101.9k $3.8m $3.8m 0.00% Added +41.8k +41,785
14 GERBER, LLC 2.80% of their portfolio COLUMBUS, OH 101,571101.6k $3.8m $3.8m 2.80% Reduced -1.3k -1,268
15 NWAM LLC 0.19% of their portfolio MERCER ISLAND, WA 81,74981.7k $3.1m $3.1m 0.19% New
16 Merit Financial Group, LLC 0.07% of their portfolio ALPHARETTA, GA 79,98580.0k $3.0m $3.0m 0.07% Reduced -11.9k -11,910
17 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 69,95170.0k $2.6m $2.6m 0.01% Added +892 +892
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 68,72368.7k $2.6m $2.6m 0.00% Reduced -42.8k -42,843
19 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 64,75664.8k $2.4m $2.4m 0.01% Reduced -4.3k -4,314
20 Strategic Wealth Investment Group, LLC 0.23% of their portfolio LOUISVILLE, KY 59,37559.4k $2.2m $2.2m 0.23% Added +2.4k +2,427
21 Financial Engines Advisors L.L.C. 0.00% of their portfolio SANTA CLARA, CA 58,91958.9k $2.2m $2.2m 0.00% Reduced -6.6k -6,642
22 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.17% of their portfolio Westlake, OH 52,43652.4k $2.0m $2.0m 0.17% New
23 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 51,40751.4k $1.9m $1.9m 0.00% Unchanged
24 Columbus Macro, LLC 0.59% of their portfolio NEW CASTLE, PA 43,03043.0k $1.6m $1.6m 0.59% New
25 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 39,99140.0k $1.5m $1.5m 0.00% Added +13.6k +13,593
26 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 39,74139.7k $1.5m $1.5m 0.00% Reduced -14.3k -14,312
27 Florin Court Capital LLP 1.06% of their portfolio London, X0 35,23035.2k $1.3m $1.3m 1.06% Reduced -40.7k -40,700
28 Eagle Strategies LLC 0.24% of their portfolio NEW YORK, NY 34,88034.9k $1.3m $1.3m 0.24% Reduced -3.4k -3,384
29 Financial Advocates Investment Management 0.07% of their portfolio OLYMPIA, WA 31,57931.6k $1.2m $1.2m 0.07% Added +1.2k +1,194
30 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 30,97831.0k $1.2m $1.2m 0.00% Reduced -3.1k -3,135
31 Mattson Financial Services, LLC 0.39% of their portfolio KENTWOOD, MI 30,89830.9k $1.1m $1.1m 0.39% Reduced -479 -479
32 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 28,79428.8k $1.1m $1.1m 0.00% Reduced -398 -398
33 NTV Asset Management LLC 0.14% of their portfolio Charleston, WV 27,27127.3k $1.0m $1.0m 0.14% Unchanged
34 Mariner, LLC 0.00% of their portfolio Overland Park, KS 25,97926.0k $974.7k $974.7k 0.00% Reduced -21.7k -21,724
35 Gainplan LLC 0.43% of their portfolio BLOOMFIELD HILLS, MI 25,45225.5k $902.8k $902.8k 0.43% Added +331 +331
36 Visionary Wealth Advisors 0.05% of their portfolio O'FALLON, IL 23,52023.5k $882.5k $882.5k 0.05% Reduced -114 -114
37 Sweet Financial Partners, LLC 0.19% of their portfolio FAIRMONT, MN 23,06523.1k $865.4k $865.4k 0.19% Reduced -348 -348
38 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 23,04923.0k $864.8k $864.8k 0.01% Reduced -140.9k -140,857
39 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 22,93822.9k $860.6k $860.6k 0.01% Added +2.3k +2,336
40 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 21,23221.2k $796.6k $796.6k 0.00% Reduced -122 -122
41 Traction Financial Partners, LLC 0.61% of their portfolio LITTLETON, CO 20,71220.7k $777.1k $777.1k 0.61% Reduced -9.0k -9,019
42 Kaizen Financial Strategies 0.45% of their portfolio CAMPBELL, CA 20,63020.6k $774.0k $774.0k 0.45% Unchanged
43 StoneX Group Inc. 0.06% of their portfolio NEW YORK, NY 20,55020.6k $771.0k $771.0k 0.06% Reduced -835 -835
44 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 19,56119.6k $733.9k $733.9k 0.00% Reduced -2.6k -2,599
45 Vise Technologies, Inc. 0.09% of their portfolio NEW YORK, NY 19,34019.3k $725.6k $725.6k 0.09% Added +282 +282
46 Laidlaw Wealth Management LLC 0.34% of their portfolio NEW YORK CITY, NY 18,40718.4k $690.6k $690.6k 0.34% Reduced -960 -960
47 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 17,65917.7k $662.6k $662.6k 0.00% Reduced -1.9k -1,862
48 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 17,30317.3k $649.2k $649.2k 0.01% Reduced -176 -176
49 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 17,21517.2k $645.9k $645.9k 0.00% Reduced -1.2k -1,196
50 AdvisorNet Financial, Inc 0.04% of their portfolio MINNETONKA, MN 14,84914.8k $557.1k $557.1k 0.04% Reduced -439 -439
51 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 14,12414.1k $529.9k $529.9k 0.00% New
52 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 13,18213.2k $494.6k $494.6k 0.00% Reduced -1.7k -1,667
53 Western Wealth Management, LLC 0.03% of their portfolio GOLDEN, CO 13,09313.1k $491.3k $491.3k 0.03% Reduced -1.8k -1,768
54 WCG Wealth Advisors LLC 0.03% of their portfolio LAS VEGAS, NV 12,74412.7k $478.0k $478.0k 0.03% New
55 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 11,20211.2k $420.3k $420.3k 0.01% Added +1.2k +1,186
56 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 10,61910.6k $406.7k $406.7k 0.01% Added +2.7k +2,671
57 Walleye Trading LLC 0.01% of their portfolio NEW YORK, NY 10,61510.6k $398.3k $398.3k 0.01% Added +800 +800
58 Fiduciary Alliance LLC 0.05% of their portfolio GREENVILLE, SC 10,55810.6k $396.1k $396.1k 0.05% Reduced -9.0k -9,008
59 ROMAN BUTLER FULLERTON & CO 0.12% of their portfolio ST LOUIS, MO 10,42210.4k $409.5k $409.5k 0.12% Reduced -228 -228
60 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 10,38610.4k $389.7k $389.7k 0.01% Reduced -1 -1
61 Integrity Financial Corp /WA 0.22% of their portfolio JACKSON, WY 9,97710.0k $374.3k $374.3k 0.22% Reduced -2.3k -2,329
62 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 9,9389.9k $372.9k $372.9k 0.00% Reduced -790 -790
63 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 9,8829.9k $370.8k $370.8k 0.00% Added +86 +86
64 SFMG, LLC 0.03% of their portfolio PLANO, TX 9,7699.8k $366.5k $366.5k 0.03% Reduced -48.3k -48,274
65 PCG Wealth Advisors, LLC 0.14% of their portfolio OVERLAND PARK, KS 9,3989.4k $352.6k $352.6k 0.14% Reduced -440 -440
66 Strategic Blueprint, LLC 0.02% of their portfolio ATLANTA, GA 9,1749.2k $344.2k $344.2k 0.02% Unchanged
67 ARBOR CAPITAL MANAGEMENT INC /ADV 0.31% of their portfolio ANCHORAGE, AK 9,0419.0k $331.9k $331.9k 0.31% Reduced -242 -242
68 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 8,7378.7k $327.8k $327.8k 0.02% Reduced -367 -367
69 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 8,3858.4k $314.6k $314.6k 0.01% Reduced -221 -221
70 Cedrus LLC 0.11% of their portfolio Littleton, CO 8,2468.2k $309.4k $309.4k 0.11% New
71 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 8,0028.0k $300.2k $300.2k 0.01% Added +197 +197
72 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 7,8087.8k $292.8k $292.8k 0.01% Added +967 +967
73 Householder Group Estate & Retirement Specialist, LLC 0.08% of their portfolio SCOTTSDALE, AZ 7,6327.6k $286.0k $286.0k 0.08% Reduced -2.6k -2,592
74 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 7,1427.1k $268.0k $268.0k 0.00% New
75 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 7,1047.1k $266.5k $266.5k 0.00% Added +75 +75
76 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 7,0707.1k $263.1k $263.1k 0.01% New
77 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 7,0287.0k $263.7k $263.7k 0.00% Unchanged
78 HCR Wealth Advisors 0.03% of their portfolio LOS ANGELES, CA 7,0157.0k $263.2k $263.2k 0.03% Unchanged
79 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 6,4226.4k $240.9k $240.9k 0.00% Reduced -420 -420
80 TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC 0.20% of their portfolio PORTLAND, OR 6,3956.4k $239.9k $239.9k 0.20% First filing
81 Emerald Advisors, LLC 0.04% of their portfolio BELLEVUE, WA 6,2316.2k $254.8k $254.8k 0.04% Unchanged
82 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 6,1396.1k $250.0k $250.0k 0.01% New
83 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 5,9976.0k $225.0k $225.0k 0.00% Added +5.0k +4,997
84 VitalStone Financial, LLC 0.15% of their portfolio SHAVANO PARK, TX 5,8075.8k $217.9k $217.9k 0.15% Reduced -1.0k -1,044
85 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 5,7875.8k $217.2k $217.2k 0.01% Reduced -1.4k -1,384
86 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 5,7225.7k $214.7k $214.7k 0.00% Reduced -302 -302
87 Wiser Advisor Group LLC 0.30% of their portfolio PHOENIX, AZ 5,2985.3k $198.8k $198.8k 0.30% Reduced -632 -632
88 GLENMEDE TRUST CO NA 0.00% of their portfolio PHILADELPHIA, PA 4,9505.0k $185.7k $185.7k 0.00% Unchanged
89 Capital Investment Advisory Services, LLC 0.02% of their portfolio RALEIGH, NC 4,5384.5k $170.3k $170.3k 0.02% Reduced -130 -130
90 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 4,4564.5k $170.7k $170.7k 0.00% Reduced -850 -850
91 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 3,9243.9k $147.2k $147.2k 0.01% Reduced -8 -8
92 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 3,8363.8k $143.9k $143.9k 0.00% Reduced -33 -33
93 Halpern Financial, Inc. 0.03% of their portfolio ASHBURN, VA 3,5603.6k $130.5k $130.5k 0.03% Unchanged
94 North Star Investment Management Corp. 0.01% of their portfolio CHICAGO, IL 3,4523.5k $129.5k $129.5k 0.01% Unchanged
95 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 3,2293.2k $121.2k $121.2k 0.00% Added +150 +150
96 Stelac Advisory Services LLC 0.05% of their portfolio NEW YORK, NY 3,2203.2k $120.9k $120.9k 0.05% Unchanged
97 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,1833.2k $119.5k $119.5k 0.00% Added +364 +364
98 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 3,1153.1k $116.9k $116.9k 0.00% Added +1.7k +1,718
99 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,0203.0k $113.0k $113.0k 0.00% Added +64 +64
100 First PREMIER Bank 0.03% of their portfolio SIOUX FALLS, SD 2,8202.8k $106.0k $106.0k 0.03% Unchanged