Vault-13

AMPLIFY ETF TR BLOK

BLOCKCHAIN LDR · ETP · CUSIP 032108607

182 institutional holders +8 vs Q1 2023
5,463,9415.5m shares reported held*
$124.4mreported value*
24 new 35 added 55 reduced 15 sold out net bought ≈ $11.5m (+496.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.76. Options: 7 managers hold calls ($17.0m notional), 5 hold puts ($19.2m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 199Q4 22: 187Q1 23: 174Q2 23: 182182Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022199
Q4 2022187
Q1 2023174
Q2 2023182

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 55 bought or addedQ4 22: 98 cut or sold outQ4 22Q1 23: 61 bought or addedQ1 23: 81 cut or sold outQ1 23Q2 23: 59 bought or addedQ2 23: 70 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225598
Q1 20236181
Q2 20235970

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $15.2mQ3 22 puts: $20.8mQ3 22P/C 1.36Q4 22 calls: $8.6mQ4 22 puts: $16.1mQ4 22P/C 1.87Q1 23 calls: $18.5mQ1 23 puts: $16.4mQ1 23P/C 0.88Q2 23 calls: $17.0mQ2 23 puts: $19.2mQ2 23P/C 1.13
Numbers
QuarterCallsPutsP/C
Q3 2022$15.2m$20.8m1.36
Q4 2022$8.6m$16.1m1.87
Q1 2023$18.5m$16.4m0.88
Q2 2023$17.0m$19.2m1.13

Biggest buyers

Q3 Asset Management New +202,969+203.0k
MML INVESTORS SERVICES, LLC New +147,949+147.9k
BARCLAYS PLC New +95,681+95.7k
Parallax Volatility Advisers, L.P. Added +91,721+91.7k
CITADEL ADVISORS LLC Added +62,212+62.2k
NWAM LLC New +59,325+59.3k
Janney Montgomery Scott LLC New +59,215+59.2k
JANE STREET GROUP, LLC Added +43,189+43.2k
Mariner, LLC Added +20,189+20.2k
Eschler Asset Management LLP New +20,108+20.1k

Biggest sellers

Allworth Financial LP Reduced -112,829-112.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -88,044-88.0k
LPL Financial LLC Reduced -30,457-30.5k
MONEY CONCEPTS CAPITAL CORP Sold out -30,325-30.3k
Tidal Investments LLC Reduced -26,920-26.9k
MORGAN STANLEY Reduced -26,241-26.2k
BlueCrest Capital Management Ltd Sold out -19,260-19.3k
CX Institutional Reduced -18,768-18.8k
Cetera Investment Advisers Reduced -14,489-14.5k
ROYAL BANK OF CANADA Reduced -9,746-9.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $10.1m445.6k shares
CITADEL ADVISORS LLC Reduced $3.2m139.4k shares
JANE STREET GROUP, LLC Reduced $1.6m69.1k shares
Parallax Volatility Advisers, L.P. Reduced $1.2m51.5k shares
WOLVERINE TRADING, LLC Reduced $908.2k40.4k shares
Cutler Group LLC / CA Reduced $11.0k2.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $12.6m555.5k shares
CITADEL ADVISORS LLC Reduced $5.4m237.2k shares
WOLVERINE TRADING, LLC Reduced $719.4k32.0k shares
Walleye Trading LLC New $402.7k17.7k shares
Cutler Group LLC / CA Reduced $25.0k51.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 657,521657.5k $15.0m $15.0m 0.01% Reduced -30.5k -30,457
2 CX Institutional 0.70% of their portfolio AUBURN, IN 592,955593.0k $13.5m $13.5m 0.70% Reduced -18.8k -18,768
3 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 525,061525.1k $11.9m $11.9m 0.02% Added +5.6k +5,574
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 318,104318.1k $7.2m $7.2m 0.00% Reduced -26.2k -26,241
5 MY Wealth Management Inc. 4.54% of their portfolio GERMANTOWN, MD 218,962219.0k $5.0m $5.0m 4.54% Reduced -3.4k -3,400
6 Q3 Asset Management 2.24% of their portfolio BIRMINGHAM, MI 202,969203.0k $4.6m $4.6m 2.24% New
7 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 202,784202.8k $4.6m $4.6m 0.01% Added +43.2k +43,189
8 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 147,949147.9k $3.4m $3.4m 0.02% New
9 Merit Financial Group, LLC 0.10% of their portfolio ALPHARETTA, GA 142,049142.0k $3.2m $3.2m 0.10% Added +1.3k +1,304
10 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 133,680133.7k $3.0m $3.0m 0.01% Added +4.2k +4,233
11 Parallax Volatility Advisers, L.P. 0.09% of their portfolio San Francisco, CA 121,193121.2k $2.8m $2.8m 0.09% Added +91.7k +91,721
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 97,26097.3k $2.2m $2.2m 0.00% Reduced -9.7k -9,746
13 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 95,68195.7k $2.2m $2.2m 0.00% New
14 WESTWOOD HOLDINGS GROUP INC 0.02% of their portfolio DALLAS, TX 83,64883.6k $1.9m $1.9m 0.02% Reduced -1.2k -1,210
15 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 82,87482.9k $1.9m $1.9m 0.02% Reduced -14.5k -14,489
16 Mariner, LLC 0.00% of their portfolio Overland Park, KS 80,75580.8k $1.8m $1.8m 0.00% Added +20.2k +20,189
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 77,61777.6k $1.8m $1.8m 0.00% Reduced -1.1k -1,095
18 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 77,47677.5k $1.8m $1.8m 0.01% Reduced -3.9k -3,890
19 Rye Brook Capital LLC 0.91% of their portfolio GREENWICH, CT 67,00067.0k $1.5m $1.5m 0.91% Unchanged
20 Gainplan LLC 0.81% of their portfolio BLOOMFIELD HILLS, MI 65,44665.4k $1.5m $1.5m 0.81% Added +2.0k +2,034
21 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 62,33462.3k $1.4m $1.4m 0.00% Added +62.2k +62,212
22 Financial Engines Advisors L.L.C. 0.00% of their portfolio SANTA CLARA, CA 61,39961.4k $1.4m $1.4m 0.00% Added +1.8k +1,839
23 SFMG, LLC 0.14% of their portfolio PLANO, TX 59,54359.5k $1.4m $1.4m 0.14% Added +2.6k +2,601
24 NWAM LLC 0.11% of their portfolio MERCER ISLAND, WA 59,32559.3k $1.3m $1.3m 0.11% New
25 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 59,21559.2k $1.3m $1.3m 0.00% New
26 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 56,19856.2k $1.3m $1.3m 0.01% Reduced -1.5k -1,468
27 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 51,40751.4k $1.2m $1.2m 0.00% Unchanged
28 Strategic Wealth Investment Group, LLC 0.15% of their portfolio LOUISVILLE, KY 42,46642.5k $966.1k $966.1k 0.15% Added +7.0k +7,036
29 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 41,40741.4k $953.1k $953.1k 0.00% Reduced -6.6k -6,555
30 Sweet Financial Partners, LLC 0.21% of their portfolio FAIRMONT, MN 35,54935.5k $808.7k $808.7k 0.21% Reduced -4.2k -4,230
31 Laidlaw Wealth Management LLC 0.15% of their portfolio NEW YORK CITY, NY 34,34634.3k $781.4k $781.4k 0.15% Reduced -3.9k -3,889
32 Eagle Strategies LLC 0.19% of their portfolio NEW YORK, NY 34,12434.1k $776.3k $776.3k 0.19% Reduced -119 -119
33 Visionary Wealth Advisors 0.06% of their portfolio O'FALLON, IL 30,64930.6k $697.3k $697.3k 0.06% Added +697 +697
34 NTV Asset Management LLC 0.12% of their portfolio Charleston, WV 29,15529.2k $663.3k $663.3k 0.12% Unchanged
35 AdvisorNet Financial, Inc 0.06% of their portfolio MINNETONKA, MN 28,83428.8k $656.0k $656.0k 0.06% Reduced -1.1k -1,075
36 FDx Advisors, Inc. 0.04% of their portfolio BERWYN, PA 28,43228.4k $647.0k $647.0k 0.04% Reduced -8.5k -8,514
37 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 28,38428.4k $645.7k $645.7k 0.00% Reduced -2.7k -2,744
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 26,61426.6k $605.5k $605.5k 0.00% Added +938 +938
39 StoneX Group Inc. 0.06% of their portfolio NEW YORK, NY 26,33726.3k $599.2k $599.2k 0.06% Added +8.2k +8,214
40 Fiduciary Alliance LLC 0.13% of their portfolio GREENVILLE, SC 25,80625.8k $587.1k $587.1k 0.13% Added +3.4k +3,352
41 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 25,29225.3k $545.6k $545.6k 0.01% Added +11.5k +11,520
42 Kaizen Financial Strategies 0.53% of their portfolio CAMPBELL, CA 24,43024.4k $619.1k $619.1k 0.53% Added +1.4k +1,400
43 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 24,18224.2k $550.1k $550.1k 0.00% Reduced -1.3k -1,311
44 PFG Investments, LLC 0.10% of their portfolio WOODBURY, NY 24,01724.0k $546.4k $546.4k 0.10% Reduced -3.4k -3,352
45 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 23,91823.9k $544.1k $544.1k 0.01% Reduced -1.3k -1,346
46 Gradient Investments LLC 0.01% of their portfolio ARDEN HILLS, MN 23,29123.3k $529.9k $529.9k 0.01% Added +14.5k +14,466
47 Financial Advocates Investment Management 0.04% of their portfolio OLYMPIA, WA 22,23022.2k $505.7k $505.7k 0.04% Added +9.1k +9,135
48 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 22,08922.1k $502.5k $502.5k 0.01% Reduced -171 -171
49 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 21,41421.4k $487.2k $487.2k 0.00% Reduced -1.4k -1,419
50 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 20,91220.9k $475.7k $475.7k 0.00% Reduced -3.2k -3,157
51 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 20,79220.8k $473.0k $473.0k 0.01% Reduced -26.9k -26,920
52 Eschler Asset Management LLP 0.65% of their portfolio London, X0 20,10820.1k $457.5k $457.5k 0.65% New
53 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 19,10319.1k $434.6k $434.6k 0.00% Added +17.6k +17,626
54 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 17,17717.2k $390.8k $390.8k 0.02% Reduced -1.2k -1,244
55 Integrity Financial Corp /WA 0.27% of their portfolio JACKSON, WY 15,90915.9k $361.9k $361.9k 0.27% Reduced -870 -870
56 Western Wealth Management, LLC 0.03% of their portfolio GOLDEN, CO 14,59314.6k $332.0k $332.0k 0.03% Reduced -3.6k -3,600
57 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 13,29613.3k $321.1k $321.1k 0.01% Added +290 +290
58 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 12,93512.9k $294.3k $294.3k 0.00% Added +2.3k +2,258
59 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 12,69612.7k $288.8k $288.8k 0.03% Reduced -3.0k -2,960
60 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 12,20612.2k $277.7k $277.7k 0.01% New
61 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 11,85311.9k $269.7k $269.7k 0.01% Unchanged
62 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 11,33211.3k $257.8k $257.8k 0.02% Added +28 +28
63 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 11,26211.3k $256.0k $256.0k 0.01% New
64 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 11,05711.1k $251.5k $251.5k 0.00% Reduced -128 -128
65 Strategic Blueprint, LLC 0.02% of their portfolio ATLANTA, GA 10,49910.5k $238.9k $238.9k 0.02% Reduced -375 -375
66 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 10,29210.3k $233.4k $233.4k 0.00% Reduced -88 -88
67 Cutler Group LLC / CA 0.06% of their portfolio SAN FRANCISCO, CA 10,29110.3k $234.0k $234.0k 0.06% Added +9.7k +9,687
68 ARBOR CAPITAL MANAGEMENT INC /ADV 0.18% of their portfolio ANCHORAGE, AK 10,21910.2k $238.0k $238.0k 0.18% New
69 HBW ADVISORY SERVICES LLC 0.05% of their portfolio SIMI VALLEY, CA 10,15410.2k $231.0k $231.0k 0.05% New
70 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 10,13810.1k $230.6k $230.6k 0.01% New
71 Advisory Services & Investments, LLC 0.19% of their portfolio BEND, OR 10,08210.1k $229.4k $229.4k 0.19% Unchanged
72 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 10,05010.1k $228.6k $228.6k 0.00% Added +13 +13
73 Emerald Advisors, LLC 0.05% of their portfolio BELLEVUE, WA 10,02910.0k $228.2k $228.2k 0.05% Reduced -1.3k -1,275
74 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 9,8439.8k $223.9k $223.9k 0.00% Reduced -323 -323
75 PCG Wealth Advisors, LLC 0.14% of their portfolio OVERLAND PARK, KS 9,6329.6k $219.1k $219.1k 0.14% New
76 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 7,3257.3k $166.6k $166.6k 0.00% Reduced -663 -663
77 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 5,7505.8k $130.8k $130.8k 0.01% Reduced -694 -694
78 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,0595.1k $115.1k $115.1k 0.00% Added +80 +80
79 First PREMIER Bank 0.03% of their portfolio SIOUX FALLS, SD 4,9835.0k $113.0k $113.0k 0.03% Reduced -1.1k -1,055
80 Stelac Advisory Services LLC 0.05% of their portfolio NEW YORK, NY 4,6174.6k $105.0k $105.0k 0.05% New
81 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 4,1204.1k $93.7k $93.7k 0.00% Reduced -112.8k -112,829
82 North Star Investment Management Corp. 0.01% of their portfolio CHICAGO, IL 3,8613.9k $87.8k $87.8k 0.01% Reduced -400 -400
83 Halpern Financial, Inc. 0.03% of their portfolio ASHBURN, VA 3,5593.6k $81.0k $81.0k 0.03% Unchanged
84 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,5283.5k $80.0k $80.0k 0.00% Added +2 +2
85 Resurgent Financial Advisors LLC 0.05% of their portfolio ATLANTA, GA 3,3263.3k $75.7k $75.7k 0.05% Added +479 +479
86 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3,2543.3k $74.0k $74.0k 0.00% Reduced -633 -633
87 ICA Group Wealth Management, LLC 0.02% of their portfolio DENVER, CO 3,0203.0k $68.7k $68.7k 0.02% Reduced -502 -502
88 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,8572.9k $65.0k $65.0k 0.00% Unchanged
89 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,6742.7k $60.8k $60.8k 0.00% Unchanged
90 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2,6002.6k $59.1k $59.1k 0.00% Unchanged
91 Walleye Trading LLC 0.00% of their portfolio NEW YORK, NY 2,4142.4k $54.9k $54.9k 0.00% New
92 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 2,2732.3k $51.8k $51.8k 0.00% Reduced -300 -300
93 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 2,2312.2k $51.0k $51.0k 0.00% Reduced -279 -279
94 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 2,1582.2k $49.1k $49.1k 0.01% Reduced -14 -14
95 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 2,0892.1k $47.5k $47.5k 0.01% Added +310 +310
96 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,9181.9k $43.6k $43.6k 0.00% Added +9 +9
97 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,5411.5k $35.1k $35.1k 0.00% Unchanged
98 Tyler-Stone Wealth Management 0.02% of their portfolio Beachwood, OH 1,3081.3k $30.0k $30.0k 0.02% First filing
99 First Capital Advisors Group, LLC. 0.02% of their portfolio LITTLE SILVER, NJ 1,2931.3k $29.4k $29.4k 0.02% New
100 VitalStone Financial, LLC 0.01% of their portfolio SHAVANO PARK, TX 1,2801.3k $26.0k $26.0k 0.01% Added +280 +280