AMERICAN WTR WKS CO INC NEW AWK
COM · Common Stock · CUSIP 030420103 · ISIN US0304201033
- SectorUtilities
- IndustryWater Supply
- HeadquartersCamden, NJ
- Founded1886
- Websiteamwater.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($145.7m this quarter). Holder counts are more reliable. Shares outstanding: 194.9m as of 2024-07-23, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $129.09. Options: 18 managers hold calls ($48.9m notional), 18 hold puts ($40.6m).
Trends to Q2 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 997 |
| Q4 2022 | 1,020 |
| Q1 2023 | 1,025 |
| Q2 2023 | 1,007 |
| Q3 2023 | 1,018 |
| Q4 2023 | 1,060 |
| Q1 2024 | 1,038 |
| Q2 2024 | 1,037 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 440 | 425 |
| Q1 2023 | 473 | 403 |
| Q2 2023 | 433 | 429 |
| Q3 2023 | 447 | 467 |
| Q4 2023 | 464 | 484 |
| Q1 2024 | 453 | 500 |
| Q2 2024 | 460 | 480 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2023 | $47.8m | $37.5m | 0.78 |
| Q4 2023 | $92.2m | $54.1m | 0.59 |
| Q1 2024 | $67.4m | $55.4m | 0.82 |
| Q2 2024 | $48.9m | $40.6m | 0.83 |
Biggest buyers
| Aristotle Capital Management, LLC | New | +6.9m |
| NORDEA INVESTMENT MANAGEMENT AB | Added | +1.9m |
| JPMORGAN CHASE & CO | Added | +614.2k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | Added | +579.6k |
| GOLDMAN SACHS GROUP INC | Added | +476.1k |
| BANK OF AMERICA CORP /DE/ | Added | +470.5k |
| ROYAL BANK OF CANADA | Added | +392.6k |
| Allianz Asset Management GmbH | Added | +367.4k |
| AXA S.A. | Added | +328.2k |
| STATE STREET CORP | Added | +308.7k |
Biggest sellers
| MORGAN STANLEY | Reduced | -6.9m |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | Reduced | -1.4m |
| Qube Research & Technologies Ltd | Reduced | -886.9k |
| Assenagon Asset Management S.A. | Reduced | -856.2k |
| RENAISSANCE TECHNOLOGIES LLC | Sold out | -750.2k |
| D. E. Shaw & Co., Inc. | Reduced | -541.4k |
| Balyasny Asset Management L.P. | Sold out | -534.4k |
| MILLENNIUM MANAGEMENT LLC | Reduced | -471.2k |
| Amundi | Reduced | -433.0k |
| CITADEL ADVISORS LLC | Sold out | -372.9k |
Biggest calls
| CITADEL ADVISORS LLC | Reduced | $12.6m97.4k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $6.8m52.4k shares |
| Paloma Partners Management Co | Added | $5.4m41.8k shares |
| Twin Tree Management, LP | Reduced | $4.3m33.0k shares |
| Cubist Systematic Strategies, LLC | Reduced | $3.5m27.1k shares |
| UBS Group AG | New | $2.7m20.9k shares |
| Maven Securities LTD | New | $2.5m19.5k shares |
| SIMPLEX TRADING, LLC | Reduced | $2.1m16.4k shares |
| WOLVERINE TRADING, LLC | Reduced | $1.9m14.4k shares |
| Squarepoint Ops LLC | New | $1.7m13.1k shares |
Biggest puts
| CITADEL ADVISORS LLC | Reduced | $10.8m83.5k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $6.0m46.5k shares |
| SIMPLEX TRADING, LLC | Added | $5.6m43.6k shares |
| Paloma Partners Management Co | New | $4.9m37.6k shares |
| CAPITAL FUND MANAGEMENT S.A. | Reduced | $2.5m19.3k shares |
| Squarepoint Ops LLC | New | $1.7m12.8k shares |
| Maven Securities LTD | New | $1.4m11.1k shares |
| CAPSTONE INVESTMENT ADVISORS, LLC | Added | $1.4m10.7k shares |
| GARDA CAPITAL PARTNERS LP | Unchanged | $1.4m10.6k shares |
| WOLVERINE TRADING, LLC | Reduced | $1.1m8.6k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| BlackRock, Inc. 13G · institution new · filed 2025-01-08 | 10.1% |
| WELLINGTON MANAGEMENT GROUP LLP 13G · institution +1.8 pts · filed 2026-08-13 | 7.6% |
| VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-29 | 7.6% |
| VANGUARD PORTFOLIO MANAGEMENT LLC 13G · institution new · filed 2026-04-28 | 5.8% |
Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-26; now reported by VANGUARD CAPITAL MANAGEMENT LLC)
Insider purchases and sales in Q2 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 0 | — | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 1 | $322.7k | 0 | — | — |
| Q3 2023 | 1 | $7.9k | 0 | — | — |
| Q4 2023 | 1 | $492.9k | 0 | — | — |
| Q1 2024 | 0 | — | 1 | $100.8k | — |
| Q2 2024 | 0 | — | 0 | — | — |
None reported in Q2 2024.
Holders, Q2 2024
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.06% of their portfolio | 24.7m $3.2bn | Added +65.2k |
| BlackRock Inc. 0.05% of their portfolio | 18.5m $2.4bn | Added +124.0k |
| STATE STREET CORP 0.06% of their portfolio | 11.3m $1.5bn | Added +308.7k |
| Aristotle Capital Management, LLC 1.72% of their portfolio | 6.9m $891.6m | New |
| Impax Asset Management Group plc 3.62% of their portfolio | 6.9m $890.4m | Added +247.7k |
| GEODE CAPITAL MANAGEMENT, LLC 0.05% of their portfolio | 4.5m $582.3m | Added +65.4k |
| Amundi 0.22% of their portfolio | 4.5m $580.1m | Reduced -433.0k |
| Pictet Asset Management Holding SA 0.59% of their portfolio | 4.0m $513.4m | Reduced -176.8k |
| Invesco Ltd. 0.09% of their portfolio | 3.5m $448.3m | Added +165.4k |
| NORTHERN TRUST CORP 0.07% of their portfolio | 3.2m $417.5m | Reduced -14.4k |
| BANK OF AMERICA CORP /DE/ 0.04% of their portfolio | 3.0m $382.6m | Added +470.5k |
| Legal & General Group Plc 0.11% of their portfolio | 2.9m $375.0m | Reduced -176.5k |
| MORGAN STANLEY 0.03% of their portfolio | 2.9m $371.0m | Reduced -6.9m |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.10% of their portfolio | 2.8m $360.1m | Added +579.6k |
| NORGES BANK 0.05% of their portfolio | 2.4m $305.9m | Added +153.4k |
| ROYAL BANK OF CANADA 0.07% of their portfolio | 2.2m $282.7m | Added +392.6k |
| GOLDMAN SACHS GROUP INC 0.05% of their portfolio | 2.2m $281.0m | Added +476.1k |
| Allspring Global Investments Holdings, LLC 0.44% of their portfolio | 2.1m $271.4m | Reduced -42.0k |
| JPMORGAN CHASE & CO 0.01% of their portfolio | 1.9m $248.8m | Added +614.2k |
| NORDEA INVESTMENT MANAGEMENT AB 0.29% of their portfolio | 1.9m $247.4m | Added +1.9m |
| AMERIPRISE FINANCIAL INC 0.06% of their portfolio | 1.8m $232.3m | Added +167.3k |
| DEUTSCHE BANK AG\ 0.10% of their portfolio | 1.6m $212.8m | Reduced -238.3k |
| Mirova US LLC 2.55% of their portfolio | 1.6m $205.1m | Added +32.8k |
| WELLS FARGO & COMPANY/MN 0.05% of their portfolio | 1.5m $194.2m | Added +103.8k |
| AMERICAN CENTURY COMPANIES INC 0.11% of their portfolio | 1.4m $181.7m | Added +195.6k |
| Bank of New York Mellon Corp 0.03% of their portfolio | 1.3m $168.9m | Added +4.4k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.03% of their portfolio | 1.1m $142.3m | Added +36.1k |
| UBS Group AG 0.04% of their portfolio | 1.0m $130.9m | Reduced -11.4k |
| FRANKLIN RESOURCES INC 0.04% of their portfolio | 1.0m $129.7m | Reduced -53.7k |
| California Public Employees Retirement System 0.09% of their portfolio | 969.2k $125.2m | Reduced -177.9k |
| STIFEL FINANCIAL CORP 0.14% of their portfolio | 950.7k $122.8m | Added +14.9k |
| CANADA LIFE ASSURANCE Co 0.21% of their portfolio | 882.1k $114.0m | Added +100.0k |
| STOREBRAND ASSET MANAGEMENT AS 0.36% of their portfolio | 836.6k $108.1m | Reduced -5.9k |
| M&G PLC 0.59% of their portfolio | 768.2k $99.1m | Reduced -122.7k |
| Magellan Asset Management Ltd 0.92% of their portfolio | 745.4k $96.3m | Added +347 |
| Robeco Schweiz AG 1.81% of their portfolio | 728.7k $94.1m | Added +88.5k |
| DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio | 718.2k $92.8m | Added +70.2k |
| Nuveen Asset Management, LLC 0.03% of their portfolio | 704.5k $91.0m | Reduced -86.6k |
| FIRST TRUST ADVISORS LP 0.09% of their portfolio | 685.8k $88.6m | Added +141.1k |
| PNC Financial Services Group, Inc. 0.06% of their portfolio | 663.4k $85.7m | Added +7.6k |
| Allianz Asset Management GmbH 0.14% of their portfolio | 658.5k $85.1m | Added +367.4k |
| DUFF & PHELPS INVESTMENT MANAGEMENT CO 1.04% of their portfolio | 633.9k $81.9m | Added +2.3k |
| NUANCE INVESTMENTS, LLC 2.44% of their portfolio | 618.1k $79.8m | Reduced -340.2k |
| AXA S.A. 0.11% of their portfolio | 592.1k $76.5m | Added +328.2k |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.20% of their portfolio | 586.4k $75.7m | Reduced -126.9k |
| Swiss National Bank 0.05% of their portfolio | 576.8k $74.5m | Reduced -6.3k |
| RAYMOND JAMES & ASSOCIATES 0.05% of their portfolio | 548.7k $70.9m | Reduced -17.8k |
| HighTower Advisors, LLC 0.10% of their portfolio | 524.6k $67.7m | Added +8.6k |
| APG Asset Management N.V. 0.11% of their portfolio | 517.6k $62.4m | Added +110.5k |
| ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio | 508.7k $65.7m | Added +124.9k |
| KBC Group NV 0.19% of their portfolio | 493.2k $63.7m | Reduced -228.7k |
| Vontobel Holding Ltd. 0.19% of their portfolio | 462.2k $59.7m | Added +28.3k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.07% of their portfolio | 462.2k $59.7m | Added +41.2k |
| Partners Group Holding AG 4.39% of their portfolio | 451.1k $58.3m | Added +83.0k |
| KEYBANK NATIONAL ASSOCIATION/OH 0.24% of their portfolio | 450.6k $58.2m | Added +3.7k |
| RHUMBLINE ADVISERS 0.05% of their portfolio | 440.0k $56.8m | Added +9.5k |
| SEI INVESTMENTS CO 0.08% of their portfolio | 435.6k $56.3m | Added +291.3k |
| Sumitomo Mitsui Trust Group, Inc. 0.04% of their portfolio | 424.1k $54.8m | Reduced -40.5k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.01% of their portfolio | 417.7k $53.9m | Reduced -15.3k |
| BNP PARIBAS FINANCIAL MARKETS 0.06% of their portfolio | 399.8k $51.6m | Reduced -32.2k |
| HSBC HOLDINGS PLC 0.03% of their portfolio | 393.9k $50.8m | Reduced -35.2k |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.33% of their portfolio | 391.2k $50.5m | Added +508 |
| REAVES W H & CO INC 1.67% of their portfolio | 382.8k $49.4m | Reduced -9.0k |
| BANK OF MONTREAL /CAN/ 0.01% of their portfolio | 378.6k $49.2m | Added +16.5k |
| ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio | 373.7k $48.3m | Reduced -5.0k |
| BARCLAYS PLC 0.02% of their portfolio | 372.8k $48.1m | Reduced -236.4k |
| DekaBank Deutsche Girozentrale 0.09% of their portfolio | 370.3k $47.9m | Added +33.0k |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.05% of their portfolio | 364.3k $47.0m | Reduced -1.4m |
| Candriam S.C.A. 0.28% of their portfolio | 361.7k $46.7m | Added +10.3k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.06% of their portfolio | 359.3k $46.4m | Added +5.1k |
| Clearbridge Investments, LLC 0.04% of their portfolio | 357.2k $46.1m | Added +3.8k |
| CANADA PENSION PLAN INVESTMENT BOARD 0.05% of their portfolio | 356.4k $46.0m | Unchanged |
| DAVIS R M INC 0.90% of their portfolio | 344.2k $44.5m | Reduced -5.0k |
| TRILLIUM ASSET MANAGEMENT, LLC 1.08% of their portfolio | 332.1k $42.9m | Reduced -10.7k |
| FMR LLC 0.00% of their portfolio | 317.2k $41.0m | Added +125.2k |
| WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio | 302.8k $39.1m | Added +144.0k |
| EVERETT HARRIS & CO /CA/ 0.50% of their portfolio | 302.1k $39.0m | Unchanged |
| Northwest & Ethical Investments L.P. 1.04% of their portfolio | 279.7k $36.1m | Added +32.0k |
| W1M Investment Management Ltd 0.67% of their portfolio | 274.0k $35.4m | Added +51.6k |
| Covea Finance 1.62% of their portfolio | 274.0k $35.4m | Unchanged |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.62% of their portfolio | 272.7k $35.2m | Reduced -8.2k |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.13% of their portfolio | 266.3k $34.4m | Reduced -362.9k |
| ABN AMRO INVESTMENT SOLUTIONS 0.62% of their portfolio | 263.0k $34.0m | Added +59.1k |
| FIL Ltd 0.03% of their portfolio | 261.5k $33.8m | Reduced -1.2k |
| ROYAL LONDON ASSET MANAGEMENT LTD 0.09% of their portfolio | 259.4k $33.5m | Reduced -6.3k |
| JUPITER ASSET MANAGEMENT LTD 0.32% of their portfolio | 258.5k $33.4m | Added +1.1k |
| Mitsubishi UFJ Asset Management Co., Ltd. 0.04% of their portfolio | 258.0k $33.3m | Added +10.7k |
| NFJ INVESTMENT GROUP, LLC 1.02% of their portfolio | 257.3k $33.2m | Added +67.9k |
| National Pension Service 0.04% of their portfolio | 248.1k $32.0m | Added +812 |
| LPL Financial LLC 0.01% of their portfolio | 232.8k $30.1m | Reduced -2.6k |
| Baird Financial Group, Inc. 0.06% of their portfolio | 230.2k $29.7m | Added +842 |
| DEARBORN PARTNERS LLC 1.28% of their portfolio | 229.1k $29.6m | Reduced -4.1k |
| Boston Common Asset Management, LLC 0.73% of their portfolio | 221.5k $28.6m | Added +10.0k |
| PRINCIPAL FINANCIAL GROUP INC 0.02% of their portfolio | 218.8k $28.3m | Reduced -5.4k |
| AVIVA PLC 0.08% of their portfolio | 214.4k $27.7m | Added +31.6k |
| Clear Harbor Asset Management, LLC 2.33% of their portfolio | 207.6k $26.8m | Reduced -6.0k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio | 207.4k $26.8m | Added +12.5k |
| Cerity Partners LLC 0.07% of their portfolio | 205.5k $26.5m | Reduced -18.1k |
| NEUBERGER BERMAN GROUP LLC 0.02% of their portfolio | 202.8k $26.2m | Reduced -9.9k |
| TD Asset Management Inc 0.02% of their portfolio | 200.9k $26.0m | Reduced -49.5k |