Vault-13

ALTERYX INC AYX 1 08.01.26

NOTE 1.000% 8/0 · US DOMESTIC · CUSIP 02156BAF0

50 institutional holders +2 vs Q1 2023
90,896,00090.9m shares reported held*
$388.6mreported value*
8 new 5 added 15 reduced 6 sold out net bought ≈ $9.4m (-1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.28.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 40Q4 22: 40Q1 23: 48Q2 23: 5050Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202240
Q4 202240
Q1 202348
Q2 202350

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 14 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 22 bought or addedQ1 23: 19 cut or sold outQ1 23Q2 23: 13 bought or addedQ2 23: 21 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221418
Q1 20232219
Q2 20231321

Biggest buyers

Elliott Investment Management L.P. Added +20,000,000+20.0m
TENOR CAPITAL MANAGEMENT Co., L.P. New +14,000,000+14.0m
Lynrock Lake LP New +7,500,000+7.5m
Radcliffe Capital Management, L.P. Added +7,172,000+7.2m
LORD, ABBETT & CO. LLC Added +5,600,000+5.6m
LORD, ABBETT & CO. LLC Added +5,600,000+5.6m
CAMDEN ASSET MANAGEMENT L P /CA Added +5,000,000+5.0m
WELLS FARGO & COMPANY/MN New +1,631,000+1.6m
BANK OF AMERICA CORP /DE/ New +1,287,000+1.3m
Bank of New York Mellon Corp New +450,000+450.0k

Biggest sellers

LAZARD ASSET MANAGEMENT LLC Reduced -15,000,000-15.0m
BNP PARIBAS FINANCIAL MARKETS Reduced -10,263,000-10.3m
Balyasny Asset Management L.P. Sold out -7,500,000-7.5m
Linden Advisors LP Reduced -6,780,000-6.8m
SHENKMAN CAPITAL MANAGEMENT INC Reduced -4,132,000-4.1m
TORONTO DOMINION BANK Sold out -3,817,000-3.8m
MORGAN STANLEY Reduced -3,473,000-3.5m
JANE STREET GROUP, LLC Sold out -3,065,000-3.1m
CITIGROUP INC Sold out -717,000-717.0k
ADVENT CAPITAL MANAGEMENT /DE/ Reduced -545,000-545.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ADVENT CAPITAL MANAGEMENT /DE/ 1.14% of their portfolio NEW YORK, NY 67,500,00067.5m $57.0m $57.0m 1.14% Reduced -545.0k -545,000
2 VOYA INVESTMENT MANAGEMENT LLC 0.05% of their portfolio ATLANTA, GA 55,955,00056.0m $47.3m $47.3m 0.05% Reduced -465.0k -465,000
3 LORD, ABBETT & CO. LLC 0.05% of their portfolio JERSEY CITY, NJ 33,611,00033.6m $28.3m $28.3m 0.05% Added +5.6m +5,600,000
4 LORD, ABBETT & CO. LLC 0.05% of their portfolio JERSEY CITY, NJ 33,611,00033.6m $28.3m $28.3m 0.05% Added +5.6m +5,600,000
5 Sonora Investment Management Group, LLC 2.04% of their portfolio TUCSON, AZ 28,575,00028.6m $24.3m $24.3m 2.04% Reduced -225.0k -225,000
6 SOROS FUND MANAGEMENT LLC 0.50% of their portfolio NEW YORK, NY 27,000,00027.0m $22.9m $22.9m 0.50% Unchanged
7 CAMDEN ASSET MANAGEMENT L P /CA 0.73% of their portfolio Los Angeles, CA 25,119,00025.1m $21.0m $21.0m 0.73% Added +5.0m +5,000,000
8 Radcliffe Capital Management, L.P. 1.67% of their portfolio BALA CYNWYD, PA 23,497,00023.5m $19.6m $19.6m 1.67% Added +7.2m +7,172,000
9 Elliott Investment Management L.P. 0.23% of their portfolio WEST PALM BEACH, FL 22,500,00022.5m $18.9m $18.9m 0.23% Added +20.0m +20,000,000
10 PIER 88 INVESTMENT PARTNERS LLC 4.56% of their portfolio SAN FRANCISCO, CA 22,055,00022.1m $18.4m $18.4m 4.56% Unchanged
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 16,095,00016.1m $13.6m $13.6m 0.00% Reduced -283.0k -283,000
12 TENOR CAPITAL MANAGEMENT Co., L.P. 0.25% of their portfolio NEW YORK, NY 14,000,00014.0m $11.9m $11.9m 0.25% New
13 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 11,384,00011.4m $9.5m $9.5m 0.01% Unchanged
14 Calamos Advisors LLC 0.04% of their portfolio NAPERVILLE, IL 10,000,00010.0m $8.4m $8.4m 0.04% Unchanged
15 ABSOLUTE INVESTMENT ADVISERS, LLC 1.08% of their portfolio ROSEMARY BEACH, FL 9,100,0009.1m $7.7m $7.7m 1.08% Unchanged
16 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 8,228,0008.2m $7.0m $7.0m 0.00% Unchanged
17 Lynrock Lake LP 0.27% of their portfolio RYE BROOK, NY 7,500,0007.5m $6.3m $6.3m 0.27% New
18 SHENKMAN CAPITAL MANAGEMENT INC 0.44% of their portfolio NEW YORK, NY 6,622,0006.6m $5.6m $5.6m 0.44% Reduced -4.1m -4,132,000
19 BLAIR WILLIAM & CO/IL 0.02% of their portfolio CHICAGO, IL 5,625,0005.6m $4.7m $4.7m 0.02% Reduced -285.0k -285,000
20 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 5,016,0005.0m $4.2m $4.2m 0.00% Unchanged
21 SSI INVESTMENT MANAGEMENT LLC 0.26% of their portfolio Los Angeles, CA 4,491,0004.5m $3.7m $3.7m 0.26% Reduced -38.0k -38,000
22 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 4,342,0004.3m $3.7m $3.7m 0.00% Reduced -15.0m -15,000,000
23 RATIONAL ADVISORS, INC. 0.29% of their portfolio San Juan, PR 4,260,0004.3m $3.6m $3.6m 0.29% Unchanged
24 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.01% of their portfolio Paris, I0 3,429,0003.4m $2.9m $2.9m 0.01% Unchanged
25 BlackRock Inc. 0.00% of their portfolio New York, NY 2,342,0002.3m $2.0m $2.0m 0.00% Unchanged
26 Linden Advisors LP 0.02% of their portfolio New York, NY 1,776,0001.8m $1.5m $1.5m 0.02% Reduced -6.8m -6,780,000
27 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,631,0001.6m $1.4m $1.4m 0.00% New
28 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 1,321,0001.3m $1.1m $1.1m 0.00% Reduced -10.3m -10,263,000
29 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,287,0001.3m $1.1m $1.1m 0.00% New
30 Venator Capital Management Ltd. 1.02% of their portfolio TORONTO, A6 1,000,0001.0m $846.2k $846.2k 1.02% Reduced -500.0k -500,000
31 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 823,000823.0k $690.0k $690.0k 0.00% Reduced -3.5m -3,473,000
32 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 450,000450.0k $379.7k $379.7k 0.00% New
33 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 307,000307.0k $259.1k $259.1k 0.00% Reduced -105.0k -105,000
34 Goldstone Financial Group, LLC 0.06% of their portfolio OAKBROOK TERRACE, IL 225,000225.0k $187.9k $187.9k 0.06% New
35 FIRST HAWAIIAN BANK 0.00% of their portfolio HONOLULU, HI 102,000102.0k $85.2k $85.2k 0.00% Unchanged
36 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 83,00083.0k $70.1k $70.1k 0.00% Unchanged
37 UBS Group AG 0.00% of their portfolio ZURICH, V8 59,00059.0k $49.3k $49.3k 0.00% Unchanged
38 waypoint wealth counsel 0.02% of their portfolio ATLANTA, GA 27,00027.0k $23.0k $23.0k 0.02% Unchanged
39 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 20,00020.0k $16.7k $16.7k 0.00% Unchanged
40 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 16,00016.0k $13.0k $13.0k 0.00% Unchanged
41 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 13,00013.0k $10.9k $10.9k 0.00% Unchanged
42 Marcum Wealth, LLC 0.00% of their portfolio CLEVELAND, OH 12,00012.0k $10.0k $10.0k 0.00% Reduced -6.0k -6,000
43 Stonegate Investment Group, LLC 0.00% of their portfolio BIRMINGHAM, AL 12,00012.0k $10.0k $10.0k 0.00% Unchanged
44 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 10,00010.0k $8.3k $8.3k 0.00% Unchanged
45 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 10,00010.0k $8.3k $8.3k 0.00% Unchanged
46 SHEETS SMITH WEALTH MANAGEMENT 0.00% of their portfolio WINSTON-SALEM, NC 10,00010.0k $8.5k $8.5k 0.00% New
47 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 10,00010.0k $8.5k $8.5k 0.00% New
48 AFG FIDUCIARY SERVICES LIMITED PARTNERSHIP 0.01% of their portfolio HINGHAM, MA 10,00010.0k $8.4k $8.4k 0.01% Unchanged
49 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,0002.0k $1.7k $1.7k 0.00% Reduced -53.0k -53,000
50 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged