Vault-13

ALTERYX INC AYX

COM CL A · Common Stock · CUSIP 02156B103 · ISIN US02156B1035

304 institutional holders +22 vs Q4 2022
54,301,93954.3m shares reported held*
$3.2bnreported value*
60 new 95 added 93 reduced 39 sold out net bought ≈ $138.4m (+2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $58.82. Options: 31 managers hold calls ($326.5m notional), 23 hold puts ($349.6m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 288Q4 22: 282Q1 23: 304304Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022288
Q4 2022282
Q1 2023304

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 142 bought or addedQ4 22: 141 cut or sold outQ4 22Q1 23: 155 bought or addedQ1 23: 132 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022142141
Q1 2023155132

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ3 22 calls: $73.0mQ3 22 puts: $77.5mQ3 22P/C 1.06Q4 22 calls: $230.2mQ4 22 puts: $224.7mQ4 22P/C 0.98Q1 23 calls: $326.5mQ1 23 puts: $349.6mQ1 23P/C 1.07
Numbers
QuarterCallsPutsP/C
Q3 2022$73.0m$77.5m1.06
Q4 2022$230.2m$224.7m0.98
Q1 2023$326.5m$349.6m1.07

Biggest buyers

Assenagon Asset Management S.A. Added +1,211,237+1.2m
MILLENNIUM MANAGEMENT LLC Added +801,110+801.1k
Nishkama Capital, LLC Added +676,618+676.6k
FMR LLC Added +558,634+558.6k
RENAISSANCE TECHNOLOGIES LLC Added +456,800+456.8k
Anomaly Capital Management, LP Added +431,303+431.3k
NORGES BANK Added +426,072+426.1k
Walleye Capital LLC New +412,947+412.9k
Schonfeld Strategic Advisors LLC Added +398,250+398.2k
TWO SIGMA INVESTMENTS, LP Added +303,253+303.3k

Biggest sellers

Capital World Investors Reduced -1,738,897-1.7m
JPMORGAN CHASE & CO Reduced -1,043,557-1.0m
CITADEL ADVISORS LLC Reduced -994,499-994.5k
HAWK RIDGE CAPITAL MANAGEMENT LP Sold out -503,742-503.7k
VOYA INVESTMENT MANAGEMENT LLC Reduced -480,716-480.7k
Bares Capital Management, Inc. Reduced -385,746-385.7k
BARCLAYS PLC Reduced -275,585-275.6k
MARSHALL WACE, LLP Reduced -268,615-268.6k
Wishbone Management, LP Reduced -181,333-181.3k
INTRINSIC EDGE CAPITAL MANAGEMENT LLC Reduced -162,990-163.0k

Biggest calls

ALKEON CAPITAL MANAGEMENT LLC Added $177.6m3.0m shares
PEAK6 Investments LLC Added $40.9m694.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $17.2m292.9k shares
CITADEL ADVISORS LLC Reduced $15.2m257.6k shares
Shay Capital LLC New $13.1m223.4k shares
Walleye Trading LLC Added $9.5m161.8k shares
Weiss Multi-Strategy Advisers LLC Added $9.4m160.0k shares
SIMPLEX TRADING, LLC Added $7.7m130.1k shares
SOROS FUND MANAGEMENT LLC Reduced $5.9m100.0k shares
Nishkama Capital, LLC New $4.9m84.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $190.7m3.2m shares
Parallax Volatility Advisers, L.P. Added $35.6m605.8k shares
SOROS FUND MANAGEMENT LLC New $29.4m500.0k shares
Walleye Trading LLC Added $25.2m427.9k shares
CITADEL ADVISORS LLC Added $16.5m279.7k shares
PEAK6 Investments LLC Added $14.2m241.0k shares
BARCLAYS PLC Unchanged $5.9m100.0k shares
SIMPLEX TRADING, LLC Added $5.5m93.4k shares
GROUP ONE TRADING LLC Reduced $4.8m82.3k shares
JANE STREET GROUP, LLC Added $3.9m66.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 5,689,4055.7m $334.8m $334.8m 0.01% Added +74.3k +74,310
2 BlackRock Inc. 0.01% of their portfolio New York, NY 4,479,4804.5m $263.6m $263.6m 0.01% Added +193.6k +193,571
3 Capital World Investors 0.04% of their portfolio LOS ANGELES, CA 3,044,2623.0m $179.1m $179.1m 0.04% Reduced -1.7m -1,738,897
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.28% of their portfolio BALA CYNWYD, PA 3,018,9963.0m $177.6m $177.6m 0.28% Added +182.6k +182,563
5 MACKENZIE FINANCIAL CORP 0.24% of their portfolio TORONTO ONTARIO, A6 2,595,9642.6m $152.7m $152.7m 0.24% Reduced -4.9k -4,922
6 Bares Capital Management, Inc. 4.45% of their portfolio AUSTIN, TX 2,137,5192.1m $125.8m $125.8m 4.45% Reduced -385.7k -385,746
7 MILLENNIUM MANAGEMENT LLC 0.12% of their portfolio NEW YORK, NY 1,727,7661.7m $101.7m $101.7m 0.12% Added +801.1k +801,110
8 Assenagon Asset Management S.A. 0.34% of their portfolio SENNINGERBERG, N4 1,468,1671.5m $86.4m $86.4m 0.34% Added +1.2m +1,211,237
9 Jericho Capital Asset Management L.P. 3.31% of their portfolio LOS ANGELES, CA 1,354,1491.4m $79.7m $79.7m 3.31% Added +261.0k +261,000
10 Anomaly Capital Management, LP 3.09% of their portfolio New York, NY 1,193,7211.2m $70.2m $70.2m 3.09% Added +431.3k +431,303
11 FMR LLC 0.00% of their portfolio BOSTON, MA 1,048,8341.0m $61.7m $61.7m 0.00% Added +558.6k +558,634
12 FEDERATED HERMES, INC. 0.15% of their portfolio PITTSBURGH, PA 1,034,0811.0m $60.8m $60.8m 0.15% Added +284.1k +284,081
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 970,406970.4k $57.1m $57.1m 0.00% Added +29.4k +29,409
14 Insight Holdings Group, LLC 1.21% of their portfolio NEW YORK, NY 911,829911.8k $53.7m $53.7m 1.21% Unchanged
15 VOYA INVESTMENT MANAGEMENT LLC 0.06% of their portfolio ATLANTA, GA 895,485895.5k $52.7m $52.7m 0.06% Reduced -480.7k -480,716
16 BROWN CAPITAL MANAGEMENT LLC 0.75% of their portfolio BALTIMORE, MD 847,447847.4k $49.9m $49.9m 0.75% Reduced -34.7k -34,714
17 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 845,285845.3k $49.7m $49.7m 0.01% Added +32.8k +32,764
18 Vitruvian Partners LLP 10.30% of their portfolio LONDON, X0 819,547819.5k $48.2m $48.2m 10.30% Unchanged
19 RENAISSANCE TECHNOLOGIES LLC 0.06% of their portfolio NEW YORK, NY 772,298772.3k $45.4m $45.4m 0.06% Added +456.8k +456,800
20 Schonfeld Strategic Advisors LLC 0.43% of their portfolio NEW YORK, NY 756,824756.8k $44.5m $44.5m 0.43% Added +398.2k +398,250
21 Wishbone Management, LP 12.73% of their portfolio Chicago, IL 750,000750.0k $44.1m $44.1m 12.73% Reduced -181.3k -181,333
22 Nishkama Capital, LLC 9.96% of their portfolio DORADO, PR 705,818705.8k $41.5m $41.5m 9.96% Added +676.6k +676,618
23 CREDIT SUISSE AG/ 0.04% of their portfolio ZURICH, V8 667,856667.9k $39.3m $39.3m 0.04% Reduced -117.8k -117,838
24 No Street GP LP 4.13% of their portfolio San Francisco, CA 550,000550.0k $32.4m $32.4m 4.13% Reduced -50.0k -50,000
25 NORGES BANK 0.01% of their portfolio OSLO, Q8 532,212532.2k $31.3m $31.3m 0.01% Added +426.1k +426,072
26 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 498,388498.4k $29.3m $29.3m 0.00% Reduced -142.5k -142,452
27 LA FINANCIERE DE L'ECHIQUIER 1.50% of their portfolio PARIS, I0 485,166485.2k $28.5m $28.5m 1.50% Reduced -68.8k -68,834
28 TWO SIGMA INVESTMENTS, LP 0.08% of their portfolio NEW YORK, NY 455,852455.9k $26.8m $26.8m 0.08% Added +303.3k +303,253
29 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 446,670446.7k $26.3m $26.3m 0.00% Added +97.5k +97,475
30 Cubist Systematic Strategies, LLC 0.23% of their portfolio STAMFORD, CT 421,812421.8k $24.8m $24.8m 0.23% Added +138.3k +138,290
31 Walleye Capital LLC 0.49% of their portfolio NEW YORK, NY 412,947412.9k $24.3m $24.3m 0.49% New
32 Shannon River Fund Management LLC 5.15% of their portfolio NEW YORK, NY 387,894387.9k $22.8m $22.8m 5.15% Added +125.8k +125,843
33 Weiss Multi-Strategy Advisers LLC 0.56% of their portfolio NEW YORK, NY 387,605387.6k $22.8m $22.8m 0.56% Added +287.6k +287,605
34 Ardevora Asset Management LLP 0.40% of their portfolio LONDON, X0 374,391374.4k $22.0m $22.0m 0.40% Added +146.1k +146,100
35 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 369,063369.1k $21.7m $21.7m 0.01% Added +59.3k +59,342
36 D. E. Shaw & Co., Inc. 0.03% of their portfolio New York, NY 344,621344.6k $20.3m $20.3m 0.03% Added +255.5k +255,462
37 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 328,806328.8k $19.3m $19.3m 0.01% Reduced -78.7k -78,725
38 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 326,809326.8k $19.2m $19.2m 0.01% Added +58 +58
39 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 312,963313.0k $18.4m $18.4m 0.01% Reduced -2.4k -2,375
40 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 292,507292.5k $17.2m $17.2m 0.00% Added +10.5k +10,545
41 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 288,494288.5k $17.0m $17.0m 0.01% Reduced -3.6k -3,551
42 Harber Asset Management LLC 4.34% of their portfolio Asheville, NC 273,064273.1k $16.1m $16.1m 4.34% Added +7.1k +7,113
43 CAPITAL FUND MANAGEMENT S.A. 0.31% of their portfolio PARIS, I0 269,024269.0k $15.8m $15.8m 0.31% Added +37.6k +37,618
44 NEW YORK STATE COMMON RETIREMENT FUND 0.02% of their portfolio ALBANY, NY 268,134268.1k $15.8m $15.8m 0.02% Added +34.8k +34,780
45 Calixto Global Investors, LP 13.91% of their portfolio CORAL GABLES, FL 265,678265.7k $15.6m $15.6m 13.91% New
46 ExodusPoint Capital Management, LP 0.17% of their portfolio NEW YORK, NY 256,786256.8k $15.1m $15.1m 0.17% Added +36.8k +36,824
47 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 241,485241.5k $14.2m $14.2m 0.02% Reduced -994.5k -994,499
48 MARSHALL WACE, LLP 0.03% of their portfolio LONDON, X0 241,204241.2k $14.2m $14.2m 0.03% Reduced -268.6k -268,615
49 TWO SIGMA ADVISERS, LP 0.04% of their portfolio NEW YORK, NY 235,100235.1k $13.8m $13.8m 0.04% Added +59.6k +59,600
50 Whale Rock Capital Management LLC 0.30% of their portfolio Boston, MA 228,515228.5k $13.4m $13.4m 0.30% Added +143.7k +143,664
51 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 207,032207.0k $12.2m $12.2m 0.00% Added +4.0k +3,950
52 SEGALL BRYANT & HAMILL, LLC 0.12% of their portfolio CHICAGO, IL 195,017195.0k $11.5m $11.5m 0.12% Added +14.1k +14,087
53 FRED ALGER MANAGEMENT, LLC 0.06% of their portfolio NEW YORK, NY 186,040186.0k $10.9m $10.9m 0.06% Reduced -31.4k -31,403
54 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 184,750184.8k $10.9m $10.9m 0.00% Reduced -28.7k -28,746
55 DEEPWATER ASSET MANAGEMENT, LLC 4.94% of their portfolio Minneapolis, MN 176,965177.0k $10.4m $10.4m 4.94% Reduced -11.5k -11,494
56 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 165,159165.2k $9.7m $9.7m 0.01% Reduced -275.6k -275,585
57 FULLER & THALER ASSET MANAGEMENT, INC. 0.05% of their portfolio SAN MATEO, CA 160,992161.0k $9.5m $9.5m 0.05% New
58 Fisher Asset Management, LLC 0.01% of their portfolio PLANO, TX 160,269160.3k $9.4m $9.4m 0.01% Reduced -216 -216
59 LOS ANGELES CAPITAL MANAGEMENT LLC 0.04% of their portfolio LOS ANGELES, CA 159,636159.6k $9.4m $9.4m 0.04% New
60 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 153,620153.6k $9.0m $9.0m 0.01% Reduced -54.1k -54,058
61 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 138,111138.1k $8.1m $8.1m 0.00% Reduced -87.4k -87,401
62 Swiss National Bank 0.01% of their portfolio ZURICH, V8 132,100132.1k $7.8m $7.8m 0.01% Reduced -14.7k -14,700
63 Walleye Trading LLC 0.27% of their portfolio NEW YORK, NY 127,029127.0k $7.5m $7.5m 0.27% New
64 PICTON MAHONEY ASSET MANAGEMENT 0.38% of their portfolio Toronto, A6 126,139126.1k $7.4m $7.4m 0.38% Added +8.0k +8,035
65 Lisanti Capital Growth, LLC 1.01% of their portfolio NEW YORK, NY 123,425123.4k $7.3m $7.3m 1.01% New
66 Engineers Gate Manager LP 0.28% of their portfolio NEW YORK, NY 115,898115.9k $6.8m $6.8m 0.28% Added +84.3k +84,317
67 G2 Investment Partners Management LLC 1.82% of their portfolio New York, NY 107,545107.5k $6.3m $6.3m 1.82% Reduced -2.5k -2,455
68 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.01% of their portfolio BOSTON, MA 106,044106.0k $6.2m $6.2m 0.01% Added +51.9k +51,883
69 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 105,017105.0k $6.2m $6.2m 0.00% Added +102.7k +102,695
70 Tetragon Partners GP Ltd 0.79% of their portfolio GRAND CAYMAN, E9 100,000100.0k $5.9m $5.9m 0.79% New
71 CASTLEARK MANAGEMENT LLC 0.28% of their portfolio CHICAGO, IL 96,83096.8k $5.7m $5.7m 0.28% New
72 Pier Capital, LLC 0.85% of their portfolio STAMFORD, CT 95,18895.2k $5.6m $5.6m 0.85% Reduced -67.0k -66,977
73 Washington Harbour Partners LP 10.23% of their portfolio ARLINGTON, VA 91,13191.1k $5.4m $5.4m 10.23% Added +35.4k +35,444
74 California Public Employees Retirement System 0.00% of their portfolio Sacramento, CA 91,01991.0k $5.4m $5.4m 0.00% Reduced -18.2k -18,171
75 CONGRESS ASSET MANAGEMENT CO 0.05% of their portfolio BOSTON, MA 90,61090.6k $5.3m $5.3m 0.05% Added +9.1k +9,050
76 Jump Financial, LLC 0.21% of their portfolio Chicago, IL 88,43488.4k $5.2m $5.2m 0.21% Added +42.7k +42,696
77 MAPLELANE CAPITAL, LLC 0.51% of their portfolio New York, NY 86,00086.0k $5.1m $5.1m 0.51% New
78 Carnegie Investment Counsel 0.20% of their portfolio PEPPER PIKE, OH 85,57085.6k $5.0m $5.0m 0.20% Added +18.7k +18,700
79 Connor, Clark & Lunn Investment Management Ltd. 0.02% of their portfolio VANCOUVER, A1 77,75977.8k $4.6m $4.6m 0.02% Reduced -39.3k -39,298
80 Madison Asset Management, LLC 0.07% of their portfolio MADISON, WI 76,89876.9k $4.5m $4.5m 0.07% Reduced -18.1k -18,062
81 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio WEST SACRAMENTO, CA 76,24476.2k $4.5m $4.5m 0.01% Reduced -739 -739
82 RHUMBLINE ADVISERS 0.01% of their portfolio BOSTON, MA 74,63274.6k $4.4m $4.4m 0.01% Added +6.0k +6,048
83 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 74,60774.6k $4.4m $4.4m 0.01% New
84 Trexquant Investment LP 0.12% of their portfolio STAMFORD, CT 72,15172.2k $4.2m $4.2m 0.12% Added +38.4k +38,353
85 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 70,70470.7k $4.2m $4.2m 0.00% Added +60.7k +60,686
86 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.01% of their portfolio TALLAHASSEE, FL 67,21367.2k $4.0m $4.0m 0.01% Unchanged
87 Dynamic Technology Lab Private Ltd 0.36% of their portfolio SINGAPORE, U0 66,59366.6k $3.9m $3.9m 0.36% New
88 TWINBEECH CAPITAL LP 0.08% of their portfolio PURCHASE, NY 66,10266.1k $3.9m $3.9m 0.08% New
89 Legal & General Group Plc 0.00% of their portfolio London, X0 60,86560.9k $3.6m $3.6m 0.00% Reduced -92.8k -92,762
90 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 59,62859.6k $3.5m $3.5m 0.00% Reduced -1.0m -1,043,557
91 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 59,31759.3k $3.5m $3.5m 0.00% Reduced -155.9k -155,886
92 180 WEALTH ADVISORS, LLC 0.78% of their portfolio FEDERAL WAY, WA 56,71956.7k $3.3m $3.3m 0.78% Reduced -375 -375
93 OBERWEIS ASSET MANAGEMENT INC/ 0.51% of their portfolio LISLE, IL 56,35056.4k $3.3m $3.3m 0.51% New
94 SOROS FUND MANAGEMENT LLC 0.06% of their portfolio NEW YORK, NY 54,13754.1k $3.2m $3.2m 0.06% New
95 STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio MADISON, WI 54,00254.0k $3.2m $3.2m 0.01% Reduced -3.1k -3,072
96 CFO4Life Group, LLC 0.71% of their portfolio COPPELL, TX 52,90552.9k $3.1m $3.1m 0.71% Added +422 +422
97 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 52,15152.2k $3.1m $3.1m 0.00% Added +1.1k +1,148
98 Penserra Capital Management LLC 0.06% of their portfolio ORINDA, CA 51,79151.8k $3.0m $3.0m 0.06% Added +16.7k +16,672
99 Taylor Frigon Capital Management LLC 1.63% of their portfolio SCOTTSDALE, AZ 50,77850.8k $3.0m $3.0m 1.63% Reduced -970 -970
100 OCCUDO QUANTITATIVE STRATEGIES LP 0.26% of their portfolio FORT LAUDERDALE, FL 49,50349.5k $2.9m $2.9m 0.26% Reduced -13.6k -13,573